2011-11-09T11:47:50-08:00 2010-12-31 Piaker & Lyons PC PO Box 190 5862 County Rd 32 Norwich NY 13815 990PF 2010-01-01 201893940 THE R C SMITH FOUNDATION INC RCSM 6073345492 38 HAYES STREET NORWICH NY 13815 RICHARD M RUNYON 2011-11-09 ROY E FULLER CPA 6073368908 2010 2016-02-24 21:20:13Z X 16579961 X 870000 384300 384300 128732 4921615 128732 1383032 513032 24000 12000 12000 1500 1500 56824 56824 625 0 2065 2065 85014 68824 15565 662547 662547 747561 68824 678112 635471 444208 16498 177885 177885 4122249 1649937 1649936 701398 766012 766012 2739564 4619247 4619247 250107 900896 900896 7306269 8465985 8465985 15136085 16579962 16579961 0 X 15136085 16579962 15136085 16579962 15136085 16579962 15136085 635471 808406 16579962 16579962 52360 Capital Gain Dividends 128732 66018 false 620793 6228727 0.09967 331965 5900911 0.05626 285324 5573488 0.05119 156000 3335237 0.04677 70100 2627455 0.02668 0.28057 0.05611 15281650 857515 4442 861957 678112 8884 8884 8884 157 11700 11857 X 231 2742 2742 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EXPANSION OF THE ARTIST PROGRAM IN THE FESTIVAL 5000 NORWICH YMCA GUS MACKER 68 NORTH BROAD ST NORWICH NY 13815 NONE 509A1 FOR THE GUS MACKER BASKETBALL TOURNAMENT 2500 NORWICH BID PARKS PROJECT 1 CITY PLAZA NORWICH NY 13815 NONE 509A1 PARKS PROJECT 20000 CHENANGO COUNTY HISTORICAL SOCIETY 45 REXFORD STREET NORWICH NY 13815 NONE 509A1 ASBESTOS ABATEMENT, AIR MONITORING, AND GARAGE DEMOLITION RELATING TO THE EXPANSION OF THE MUSEUM 20000 PRATT NEWTON HOME 12 SOUTH MAIN STREET SHERBURNE NY 13460 NONE 509A1 ROOF 8000 EMMANUEL EPISCOPAL CHURCH 37 W MAIN STREET NORWICH NY 13815 NONE 509A1 FOR MILK VOUCHERS 12000 ST BARTHOLOMEW CHURCH 81 EAST MAIN STREET NORWICH NY 13815 NONE 509A1 CHURCH ROOF AND IMPROVEMENTS 28998 ST THERESA'S CHURCH 24 N MAIN STREET NEW BERLIN NY 13411 NONE 509A1 FOR PRIEST'S LIVING QUARTERS IMPROVEMENTS AND FURNISHING AND PROGRAM EXPENSES 9184 NORWICH YMCA 68 NORTH BROAD STREET NORWICH NY 13815 NONE 509A1 FOR SCHOLARSHIP ASSISTANCE FOR CHILDREN 18000 NORWICH BID PUMPKIN FEST 1 CITY PLAZA NORWICH NY 13815 NONE 509A1 ASSIST WITH OPERATING COSTS TO PRESENT THE "2010 PUMPKIN FESTIVAL" 7500 NORTHEAST CLASSIC CAR MUSEUM 24 REXFORD STREET NORWICH NY 13815 NONE 509A1 FOR RENOVATION OF BUILDING #4 AND #5. 50000 COLORSCAPE CHENANGO ARTS FESTIVAL PO BOX 624 NORWICH NY 13815 NONE 509A1 TO ASSIST WITH OPERATING COSTS TO PRESENT THE "2010 COLORSCAPE WEEKEND" 6000 CHRISTIAN NEIGHBORHOOD CENTER 22 EAST MAIN STREET NORWICH NY 13815 NONE 509A1 TO PROVIDE CLOTHING GIFTS FOR OLDER STUDENTS 1000 STMALACHY'S CHURCH 31 EAST STATE ST NORWICH NY 13815 NONE 509A1 ROOF REPLACEMENT 29002 ST JOSEPH'S CHURCH 35 CANADARAGO STREET RICHFIELD SPRINGS NY 13788 NONE 509A1 FURNACE REPLACEMENT AND HEATING SYSTEM MODIFICATIONS 9158 CHENANGO COUNTY HOSPICE 21 HAYES ST NORWICH NY 13815 NONE 509A1 PATIENT MEDS 7500 CHENANGO COUNTY HOSPICE 21 HAYES ST NORWICH NY 13815 NONE 509A1 TRAINING 1026 EMMANUEL EPISCOPAL CHURCH 37 W MAIN STREET NORWICH NY 13815 NONE 509A1 OUTREACH COMMISSION TO SUPPLY THE LOCAL COMMUNITY WITH HOUSING, HEAT FOOD, MEDICINE AND UTILITY COSTS. 16851 EMMANUAL EPSICOPAL CHURCH 37 W MAIN STREET NORWICH NY 13815 NONE 509A1 FOR FOOD PROVISIONS FOR OUR DAILY BREAD FOOD CLOSET 30000 CATHOLIC CHARITIES OF CHENANGO COUN 3 OHARA DRIVE NORWICH NY 13815 NONE 509A1 ENTRANCE 5000 SAINT MALACHYS CHURCH 31 E STATE STREET SHERBURNE NY 13460 NONE 509A1 ASSIST STUDENTS PREPARING FOR THE PRIESTHOOD AND SISTERHOOD WITH SUPPLIES AND EDUCATIONAL EXPENSES 3000 MORRISVLLE COLLEGE NORWICH BRANCH 22 CONKEY AVE NORWICH NY 13815 NONE EXEMPT $2,000 FOR THE ANNUAL CLAUDE E SMITH BUSINESS OR ACCOUNTING AWARD, $2,000 FOR THE AURELIA C SMITH NURSING AWARD. 4000 HOLY FAMILY CATHOLIC CHURCH 17 PROSPECT ST NORWICH NY 13815 NONE 509A1 STUDENT SCHOLARSHIPS, RELIGIOUS EDUCATION INSTRUCTION AND FACILITY NEEDS 180000 ST PAULS CHURCH 30 PLEASANT ST NORWICH NY 13815 NONE 509A1 CHURCH NEEDS AND PROGRAMS 180000 662547 14 384300 18 128732 513032 513032 false false false false false false false false false false X X 1 R C SMITH ESTATE 52 SOUTH BROAD STREET NORWICH NY 13815 870000 X TAX PREP FEES 1500 0 0 1500 125,000 BARCLAYS PLC M/T FLTG 3.75 07-20 122996 122996 96,122.11 BANC OF AM MTG SEC 5.50 6-33 96964 96964 125,000 MORGAN STANLEY M/T FLT 10.0 9-25 122500 122500 125,000 JPMORGAN CHASE & CO M/T 2.625 117087 117087 125,000 INTL BK RECON 3.50 07-02-25 118820 118820 125,000 HSBC FINANCE CORP .65438 07-12 124039 124039 42,000 RESDL FNDG MTG SEC I 5.75 2-33 19587 19587 50,000 CITICORP MRG SEC 2003 5.25 10-33 50009 50009 28687 COUNTRYWIDE HOME LN 2003 5.5 7-33 28648 28648 100,000 GENL ELEC CAP CORP MED 5.5 11-21 100246 100246 3,000 PFIZER INC 52530 52530 1,076 NORTHEAST UTILS 34303 34303 610 NEXTERA ENERGY INC 31714 31714 2,000 MICROSOFT CORP 55820 55820 1,500 KRAFT FOODS INC CL A 47265 47265 274 FRONTIER COMMUNICATIONS 2666 2666 507 EXXON MOBIL CORP 37072 37072 614 EMERSON ELEC CO 35102 35102 1,500 DREAMWORKS ANIMATION SKG - A 44205 44205 5,000 CITIGROUP INC 23650 23650 396 CHEVRON CORP 36135 36135 2,000 BRISTOL MYERS SQUIBB CO 52960 52960 2,500 BANK OF AMERICA CORPORATION 33350 33350 2,500 AT&T INC 73450 73450 2,800 SATURN GS 2004-2 PFD 69160 69160 2,200 GOLDMAN SACHS GROUP INC PFD 50930 50930 4,000 HENL ELEC CAPITAL CORP PINES PFD 100920 100920 2,000 ENTERGY LOUISANA LLC PFD 51160 51160 2,200 CORTS-BOEING TR CTFS PFD 55286 55286 2,800 CORTS GOLDMAN SACHS CAPL PFD 63700 63700 4,000 AMERIPRISE FINANCIAL INC PFD 106600 106600 985 YUM! BRANDS INC 48314 48314 990 WELLS FARGO & CO NEW 30680 30680 1195 WALGREEN CO 46557 46557 1145 VERIZON COMMUNICATIONS 40968 40968 449 UNITED TECHNOLOGIES CORP 35345 35345 1125 US BANCORP DEL COM NEW 30341 30341 636 TARGET CORP 38243 38243 535 PRUDENTIAL FINL INC 31410 31410 526 PROCTER & GAMBLE CO 33838 33838 555 PRICE T ROWE GROUP INC 35820 35820 519 PEPSICO INC 33906 33906 250 MONSANTO COMPANY 27856 27856 1375 MICROSOFT CORP 38376 38376 426 MCDONALDS CORP 32700 32700 2000 LOWES COS INC 50160 50160 523 JOHNSON & JOHNSON 32348 32348 680 JPMORGAN CHASE & CO 28846 28846 236 INTL BUSINESS MACHINES CORP 34635 34635 1890 INTEL CORP 39747 39747 780 HEWLETT PACKARD CO 32838 32838 75 GOOGLE INC CL A 44548 44548 175 GOLDMAN SACHS GROUP INC 29428 29428 3000 GENERAL ELEC CO 54870 54870 835 FISERV INC 48898 48898 560 EXXON MOBIL CORP 40947 40947 1065 DISNEY WALT CO COM DISNEY 39948 39948 1140 DANAHER CORP DEL 53774 53774 439 COLGATE PALMOLIVE CO 35282 35282 2500 CISCO SYS INC 50575 50575 745 CATERPILLAR INC DEL 69777 69777 350 BERKSHIRE HATHAWAY INC DEL CL B 28038 28038 195 APPLE INC 62899 62899 610 ABBOTT LABS 29225 29225 618 WAL MART STORES INC 33329 33329 630 UNITED TECHNOLOGY CORP 49594 49594 372 3M COMPANY 32104 32104 655 TARGET CORP 39385 39385 1,135 SYSCO CORP 33369 33369 533 SMUCKER J M CO 34991 34991 532 SIGMA ALDRICH CORP 35410 35410 819 SCANA CORP NEW 33251 33251 655 PROCTER & GAMBLE CO 42136 42136 365 PRAXAIR INC 34847 34847 478 POLARIS INDS INC 37294 37294 665 PEPSICO INC 43444 43444 2000 PAYCHEX INC 61820 61820 1,167 OWENS & MINOR INC NEW 34345 34345 546 NORFOLK SOUTHERN CORP 34300 34300 883 NORDSTROM INC 37422 37422 824 NEW JERSEY RES 35523 35523 515 MCDONALDS CORP 39531 39531 942 MARATHON OIL CO 34882 34882 951 LILLY ELI & CO 33323 33323 948 JOHNSON CTLS INC 36214 36214 525 JOHNSON & JOHNSON 32471 32471 500 INTL BUSINESS MACHINES CORP 73380 73380 722 ILLINOIS TOOL WKS INC 38555 38555 736 HARRIS CORP DEL 33341 33341 275 GRAINGER W W INC 37980 37980 896 GENERAL MILLS INC 31889 31889 512 GENERAL DYNAMICS CORP 36332 36332 379 FACTSET RESH SYS INC 35535 35535 729 ENERGEN CORP 35182 35182 1131 EATON VANCE CORP 34190 34190 876 CORPORATE OFFICE PPTYS TR SH BEN INT 30616 30616 554 CONOCOPHILLIPS 37727 37727 951.30 COMMERCE BANCSHARES INC 37795 37795 505 COLGATE PALMOLIVE CO 40587 40587 501 CLOROX CO DEL 31703 31703 400 CHEVRON CORP 36500 36500 558 BROWN FORMAN CORP CL B 38848 38848 435 BECTON DICKINSON & CO 36766 36766 750 AUTOMATIC DATA PROCESSING 34710 34710 1,028 ANALOG DEVICES INC 38725 38725 392 AIR PRODS & CHEMS INC 35652 35652 1,117 AT&T INC 34580 34580 587 AFLAC INC 33124 33124 6923 TORTOISE ENERGY CAP CORP PFD 5.60 70476 70476 4,000 CORP-BACKED TRUST CERTS PFD 6.05 101540 101540 4,000 ALLIANZ SE PFD 8.375%# 105124 105124 3,800 SCHWAB CHARLES CORP NEW 65018 65018 1,195 PAYCHEX INC 36937 36937 7,000 ONEIDA FINL CORP 54950 54950 1,000 JOHNSON & JOHNSON 61850 61850 750 CONOCOPHILLIPS 51075 51075 2,000 GENL ELEC CAPTIAL CORP 6.1% PFD 50460 50460 310891 310891 455121 455121 3,822.63 LAZARD EMERGING MARKET FMV 83257 83257 21,613.833 PIONEER FUNDAMENTAL GROWTH FMV 244669 244669 2,000 SUNCOR ENERGY INC NEW FMV 76580 76580 1,500 SANOFI-AVENTIS SPONSORED ADR FMV 48345 48345 1,000 ROYAL DUTCH SHELL PLC FMV 66670 66670 3,500 SPDR S&P MIDCAP 400 FMV 576380 576380 3,000 GABELLI GLOBAL GOLD NAT RES COM FMV 57810 57810 1,300 FIRST TR ISE GLOBAL ENG & C FMV 58123 58123 11,002.431 MFS DIVERSIFIED TARGET FMV 101442 101442 4,950.495 EATON VANCE GLOBAL MACRO FMV 49950 49950 100,000 TOWER BK & TR CO CTF FMV 103996 103996 100,000 FIRST NATL BK CTF OF DEP FMV 103218 103218 100,000 GOTHAM SVGS BK ME CTF FMV 100908 100908 100,000 GE CAPITAL FINL UT 1.35 FMV 99476 99476 100,00 BK OF OLD MONROE CTF 2.85 FMV 100251 100251 455 TOYOTA MOTOR CORP SP ADR REP2COM FMV 35777 35777 800 SCHLUMBERGER LTD FMV 66800 66800 890 GLAXOSMITHKLINE PLC SPONSORED ADR FMV 34906 34906 330 BHP BILLITON LTD SPONSORED ADR FMV 30664 30664 1120 SELECT SECTOR SPDR TR SBI INT UTILS FMV 35101 35101 775 SELECT SECTOR SPDR TR SBI MATERIALS FMV 29768 29768 1,130 SPDR SERIES TRUST KBW REGL BKG FMV 29888 29888 800 MARKET VECTORS ETF AGRIBUSINESS FMV 42832 42832 3,500 ISHARES TR RUSSELL 2000 FMV 273840 273840 390 ISHARES TR NASDQ BIO INDX FMV 36434 36434 4720 ISHARES TR MSCI EAFE IDX FMV 274798 274798 1750 ISHARES TR MSCI EMERGMKT FMV 83373 83373 15,060.96 VANGUARD FIXED INCOME INTERME FMV 170641 170641 54,764.843 VANGUARD GNMA FUND ADMIRAL SH FMV 588174 588174 53,990.511 FEDERATED TOTAL RETURN BOND F FMV 601994 601994 45,344.481 DODGE & COX INCOME FUND FMV 599907 599907 384 NOVARTIS A G SPONSORED ADR FMV 34014 34014 100,000 STILLWATER NATL B&T OK 1.25 5-11 FMV 100261 100261 125,000 DISCOVER BANK DE CTF FMV 128996 128996 125,000 DISCOVER BANK DE CTF 2.35 11-12 FMV 127687 127687 100,000 CITIBANK NA NV CTF 3.05 11-14 FMV 103320 103320 100,000 BANK OF BARODA NY CTF .55 5-10 FMV 101065 101065 250,000 BANK OF AMERICA NA NC 1.7 11-11 FMV 252293 252293 250,000 AM EXP CENTURION BK UT 1.25 5-11 FMV 250612 250612 10,273.60 VIRTUS FOREIGN OPPORTUNITY FUN FMV 229410 229410 3,599.842 HARDING LOEVNER EMERGING MRKT FMV 186472 186472 11,720.911 WESTCORE SMALL CAP VALUE FUND FMV 140299 140299 7,496.197 QUANT EMERGING MARKETS FUND FMV 186430 186430 7,675.144 HUSSMAN STRATEGIC GROWTH FUND FMV 94328 94328 19,034.041 CAUSEWAY INTL VALUE FUND FMV 237926 237926 605 NOVARTIS A G SPONSORED ADR FMV 35665 35665 17,560.646 PIMCO TOTAL RETURN FUND FMV 190533 190533 10,152.295 PIMCO SHORT TERM FUND INSTL FMV 100102 100102 16,142.06 MFS LIMITED MATURITY FUND R4 FMV 99919 99919 28,370.296 LEIGH BALDWIN TOTAL RETURN BD FMV 240013 240013 100,000 REPUBLIC BANK UT CTF 3.7 3-16 FMV 106635 106635 100,000 GE MONEY BANK UT CTF 1.75 10-11 FMV 100935 100935 100,000 FIRST UNITED BK & TR .85 3-11 FMV 100075 100075 100,000 DISCOVER BANK DE CTF 2.15 5-12 FMV 101684 101684 100,000 BARCLAYS BANK DE CTF 3.15 11-14 FMV 103687 103687 100,000 BANK COMMONWEALTH VA 3.10 12-15 FMV 104462 104462 100,000 BMW KN NO AMER UT CTF 2.7 12-13 FMV 102907 102907 100,000 ALLY BANK UT CTF DEP 1.4 4-11 FMV 100283 100283 WEBSITE 795 795 POSTAGE AND OFFICE EXPENSE 520 520 NYS FEE 750 750 UNREALIZED GAINS ON INVESTMENTS 808406 ADVISORY FEES 56824 56824 0 0 FEDERAL TAXES 625