2011-10-07T09:37:34-05:00 2010-12-31 PARENTEBEARD LLC 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 19103 990 2010-01-01 161421889 METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE IN THE STATE OF NY METH 6077756400 10 ACRE STREET BINGHAMTON NY 13904 BRIAN J PICCHINI CPA 6077756400 2011-09-22 1 JULIUS GREEN CPA 2159720701 2010 2016-03-07 17:11:31Z THE ELIZABETH CHURCH MANOR NURSING H BRIAN J PICCHINI CPA 10 ACRE PLACE BINGHAMTON NY 13904 9725501 0 9223 X WWW.UNITEDMETHODISTHOMES.ORG X 1992 NY A NOT-FOR-PROFIT SKILLED NURSING FACILITY OFFERING BOTH SKILLED NURSING AND REHABILITATION SERVICES. 27 27 162 1138 0 0 3856 414704 9758879 9169591 51551 22530 0 113940 9814286 9720765 0 0 0 0 4883503 5119039 0 0 0 4583599 4558368 9467102 9677407 347184 43358 10529572 9923084 5684846 5028184 4844726 4894900 X THE ORGANIZATION'S MISSION IS TO PROVIDE A WIDE RANGE OF SENIOR LIVING SERVICES WITH EXCEPTIONAL CARE AND COMPASSION. OUR VISION IS TO BE THE PROVIDER OF CHOICE IN LIFESTYLE OPTIONS FOR SENIORS. CORE VALUES INCLUDE CONCERN AND UNDERSTANDING FOR THE WHOLE PERSON, EDUCATION AND WELLNESS IN PURSUIT OF A FULL LIFE, INDEPENDENCE, DIGNITY AND A SENSE OF CONTROL FOR ALL RESIDENTS AND A CARING AND COMPASSIONATE STAFF. 0 0 8041972 9283531 LICENSED SKILLED NURSING CARE SERVICES AND REHABILITATION SERVICES ARE PROVIDED TO THE RESIDENTS OF THE ORGANIZATION'S FACILITY. SKILLED NURSING SERVICES ARE REGULATED AND LICENSED BY FEDERAL AND STATE AUTHORITIES. DAYS OF CARE PROVIDED TO THE MEDICARE GOVERNMENT PROGRAM FOR THE ELDERLY AND THE MEDICAID GOVERNMENT PROGRAM FOR THE INDIGENT AMOUNTED TO 30,645 DAYS. PRIVATE PAY RESIDENTS AND OTHER PAYOR PROGRAM RESIDENTS REPRESENTED 11,965 DAYS OF CARE FOR TOTAL DAYS OF CARE OF 42,610. 8041972 1 1 0 0 0 0 0 0 0 1 1 0 1 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 X 0 0 162 1 0 0 0 0 0 0 0 0 0 0 X 27 27 0 1 1 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X BRIAN J PICCHINI CPA 6077756400 10 ACRE PLACE BINGHAMTON NY 13904 WARREN WATKINS 30.00 X X 0 0 0 JOHN CROUNSE 3.00 X X 0 0 0 NEIL ANDRE 4.00 X X 0 0 0 CATHY WILLIAMS 2.00 X X 0 0 0 JAMES PROOF 1.00 X X 0 0 0 SHARON BERG 8.00 X 0 0 0 MICHELLE BERRY 1.00 X 0 0 0 EDWIN BETZ 1.00 X 0 0 0 JOSEPH COONS 2.00 X 0 0 0 CARL ERNSTROM 5.00 X 0 0 0 ARTHUR GORDON 2.00 X 0 0 0 GEORGE KRAMER 1.00 X 0 0 0 LISA LEE 2.00 X 0 0 0 LEONARD LINDENMUTH 2.00 X 0 0 0 EVELYN LINTERN 6.00 X 0 0 0 JAN MCCABE 8.00 X 0 0 0 ROBERT MONTGOMERY 3.00 X 0 0 0 LEE ROBESON 6.00 X 0 0 0 EDWIN ROGERS 4.00 X 0 0 0 ALLAN ROSE 4.00 X 0 0 0 LINDA ROSS 1.00 X 0 0 0 BETTY STANTON 2.00 X 0 0 0 KENNETH SUMMERS 3.00 X 0 0 0 DAVID TANENHAUS 1.00 X 0 0 0 A WAYNE TRIVELPIECE 5.00 X 0 0 0 MICHAEL VENUTI 2.00 X 0 0 0 LESLIE DISTIN 2.00 X X 0 0 0 KEITH CHADWICK 42.00 X X 0 377422 35563 NELSON B SNYDER II 54.00 X X 0 368358 17577 BRIAN PICCHINI 45.00 X X 0 133169 19063 VICTORIA MORABITO 42.00 X 130801 0 16335 130801 878949 88538 1 0 1 0 SUNDANCE REHABILITATION CORP PO BOX 277627 ATLANTA GA 303847627 THERAPY SERVICES 484875 SODEXHO MARRIOTT SERVICES BOX 81049 WOBURN MA 018131049 DINING SERVICES 182320 NURSEFINDERS STAFFING DIVISION DALLAS TX 753910738 NURSE AGENCY 172612 3 413904 800 414704 ELDERLY NURSING CARE 623000 9169591 9169591 9169591 27266 27266 4736 -4736 -4736 -4736 MISCELLANEOUS REVENUE 900099 110082 110082 OTHER REVENUE 900099 3858 3858 113940 9720765 9283531 0 22530 138618 138618 3954432 3691386 263046 74541 63877 10664 652076 614822 37254 299372 271472 27900 926352 926352 21636 21636 12325 12325 2065011 2035937 29074 27817 27817 538166 484529 53637 159484 159484 2643 2643 225254 225254 425194 425194 67647 67647 OTHER DIRECT EXPENSE 63841 47019 16822 FOOD 22998 22998 9677407 8041972 1635435 0 2350 2350 156526 365906 1056254 972978 14129 4274 11104786 5247083 6007670 5857703 2990348 2509742 302295 210131 10529572 9923084 635084 593631 4530000 4095000 519762 339553 5684846 5028184 X 4844726 4894900 4844726 4894900 10529572 9923084 X 43358 6816 X X 0 1 1 X 0 X X X 0 0 0 METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE IN THE STATE OF NY 240856145 9 1 1 1 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2757389 433594 35117 954495 2271605 2979697 255301 53148 530757 2757389 1.00000 0 0 35989 35989 7993177 3170879 4822298 3065620 2076204 989416 10000 10000 5857703 INDENTURE, HELD BY TRUSTEE 238137 F ASSETS WHOSE USE IS LIMITED: BOARD DESIGNATED 2271605 F 2509742 RESIDENT TRUST FUNDS 30206 ESTIMATED THIRD PARTY PAYOR SETTLEMENT 11977 FAIR VALUE OF DERIVATIVE FINANCIAL INSTRUMENTS 297370 339553 9720765 9677407 43358 6816 6816 50174 9208331 6816 6816 9201515 519250 519250 9720765 9572061 -105346 -105346 9677407 0 9677407 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USES OF THE ENDOWMENT FUNDS ARE: FUTURE CAPITAL IMPROVEMENTS, FUTURE OPERATING COSTS AND TO ESCROW ADVANCE FEES, OVER WHICH THE BOARD RETAINS CONTROL AND MAY AT ITS DISCRETION, SUBSEQUENTLY USE FOR OTHER PURPOSES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE HOMES ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES BY PRESCRIBING A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS BEEN MET. MANAGEMENT DETERMINED THAT THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNITION THRESHOLD IN 2010 OR 2009. PART XII, LINE 4B - OTHER ADJUSTMENTS: TRANSFER FROM AFFILIATE 413,904. LOSS ON SALE OF EQUIPMENT -4,736. MISCELLANEOUS NEGATIVE EXPENSES 110,082. PART XIII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON SALE OF EQUIPMENT 4,736. MISCELLANEOUS NEGATIVE EXPENSES -110,082. X 0 0 X X X X X 1 0 0 0 0 0 0 0 0 KEITH CHADWICK 0 353910 0 0 0 23512 0 12250 0 23313 0 412985 0 0 NELSON B SNYDER II 0 63935 0 0 0 304423 0 3197 0 14380 0 385935 0 0 BRIAN PICCHINI 0 132319 0 0 0 850 0 2931 0 16132 0 152232 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED ALL EMPLOYEES WITH A HOLIDAY GIFT OF $25. THE GIFT WAS "GROSSED-UP" USING A COMPUTATION IN ORDER TO COVER THE TAXES. ALL PAYMENTS WERE REPORTED AS TAXABLE INCOME ON EACH EMPLOYEE'S RESPECTIVE W-2. PART I, LINE 4A DURING THE TAX YEAR, NELSON B. SNYDER WAS PAID $303,617 OF SEVERANCE. THIS AMOUNT IS INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(II) FOR NELSON SNYDER. THE SEVERANCE IS BASED ON NELSON B. SNYDER'S EMPLOYMENT AGREEMENT WITH UNITED METHODIST HOMES DATED JANUARY 1, 2003. SEVERANCE PAYMENTS WERE MADE BASED ON ITEM 7, TERMINATION OF EMPLOYMENT AGREEMENT, SUBSECTION (D) WHICH READS "UNITED METHODIST HOMES MAY TERMINATE THIS EMPLOYMENT AGREEMENT WITHOUT CAUSE PROVIDED THAT UNITED METHODIST HOMES SHALL GIVE EMPLOYEE THIRTY (30) DAYS WRITTEN NOTICE OF THE TERMINATION OF HIS EMPLOYMENT UNDER THIS EMPLOYMENT AGREEMENT, AND PROVIDED UNITED METHODIST HOMES CONTINUES TO PAY EMPLOYEE HIS BASE COMPENSATION CALLED FOR IN THIS EMPLOYMENT AGREEMENT FOR THE REMAINDER OF THE FIRST FIVE (5) YEARS OF THIS EMPLOYMENT AGREEMENT. UNITED METHODIST HOMES SHALL HAVE THE OPTION OF TERMINATING SERVICES OF EMPLOYEE AT ANY TIME SUBSEQUENT TO THE ISSUANCE OF THE NOTICE OF TERMINATION, SO LONG AS IT CONTINUES TO PAY EMPLOYEE AT THE RATES CALLED FOR IN THIS EMPLOYMENT AGREEMENT UP TO THE CONCLUSION OF THE FIVE-YEAR PERIOD. UNITED METHODIST HOMES MAY INCLUDE ACCRUED VACATION TIME AS PART OF THE COMPENSATION TO BE PROVIDED DURING THE PERIOD BETWEEN NOTICE OF TERMINATION AND THE EFFECTIVE DATE OF SUCH TERMINATION. UPON THE EFFECTIVE DATE OF ANY TERMINATION INITIATED BY UNITED METHODIST HOMES UNDER THIS SUBPARAGRAPH (D) EMPLOYEE SHALL ALSO BE ENTITLED TO A LUMP SUM PAYMENT EQUAL TO HIS THEN CURRENT ANNUAL SALARY, EXCLUSIVE OF BENEFITS." UNITED METHODIST HOMES PAID THE 1-YEAR SEVERANCE IN A LUMP-SUM PAYMENT DURING 2010. BROOME COUNTY INDUSTRIAL DEVELOPMENT AGENCY 161136982 11472PAA8 2003-09-25 6475000 CURRENT REFUNDING OF PRIOR INDEBTEDNESS 0 0 0 6475000 147341 1 0 1 1 0 1 1 SOVEREIGN BANK 3.000000000000 0 0 0 0 1 FORM 990, PART V, LINE 2: FORMS 1099 FOR EACH OF THE RELATED UNITED METHODIST HOMES ENTITIES ARE ISSUED BY THE METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE IN THE STATE OF NEW YORK, WHICH ACTS AS THE COMMON ACCOUNTS PAYABLE ARM OF THE SYSTEM. FORM 990, PART VI, SECTION A, LINE 2: ON AN ANNUAL BASIS, THE ORGANIZATION PROVIDES A QUESTIONNNAIRE TO ALL BOARD MEMBERS WHICH ADDRESSES ANY POTENTIAL BUSINESS OR FAMILY RELATIONSHIP BETWEEN OFFICERS, DIRECTORS, TRUSTEES, OR KEY EMPLOYEES. BASED ON THE RESPONSES, THERE ARE NO FAMILY OR BUSINESS RELATIONSHIPS IDENTIFIED BETWEEN OFFICERS, DIRECTORS, TRUSTEES, OR KEY EMPLOYEES WHICH WOULD REQUIRE DISCLOSURE ON THE FORM 990. FORM 990, PART VII AS PREVIOUSLY DISCLOSED IN SCHEDULE O, THE BOARD OF DIRECTORS IS A COMMON BOARD. THE TIME SPENT AS REPORTED ON PART VII IS FOR THIS ORGANIZATION AS WELL AS THE RELATED ORGANIZATIONS REPORTED ON SCHEDULE R. NELSON SNYDER WAS WITH THE ORGANIZATION FOR THE PERIOD OF JANUARY 1, 2010 THROUGH JANUARY 27, 2010. THE AVERAGE HOURS REPORTED REFLECTS HIS TOTAL HOURS IN FISCAL YEAR 2010 DIVIDED BY FOUR WEEKS. FORM 990, PART VI, SECTION A, LINE 1 THE ELIZABETH CHURCH MANOR NURSING HOME CORPORATION, FEDERAL ID# 16-1421889, IS ONE OF TWELVE ENTITIES OF A GROUP OF BROTHER / SISTER RELATED AND AFFILIATED ORGANIZATIONS (SEE SCHEDULE R), GOVERNED BY A COMMON BOARD OF DIRECTORS. THE TWELVE BROTHER / SISTER RELATED ENTITIES OPERATE UNDER THE BRAND NAME "UNITED METHODIST HOMES". THE BYLAWS OF 10 OF THE ORGANIZATIONS EXCEPT FOR GRAND CARE CENTER AND THE UNITED METHODIST HOMES TRUST PROVIDE THAT THE MEMBERS OF THE CORPORATIONS SHALL BE THE MEMBERS OF THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS OF THE 10 ORGANIZATIONS PROVIDE FOR 27 DIRECTORS, ELECTED BY THE MEMBERS, AND DIVIDED INTO THREE CLASSES OF NINE EACH. THIS ARRANGEMENT PROVIDES FOR THE ELECTION OF NINE DIRECTORS EACH YEAR. A DIRECTOR MAY SERVE TWO CONSECUTIVE THREE-YEAR TERMS AND MUST REMAIN OFF THE BOARD FOR ONE YEAR BEFORE BECOMING ELIGIBLE FOR AN ADDITIONAL TERM. THE BOARD MEETS FOUR TIMES PER YEAR AND THE EXECUTIVE FINANCE COMMITTEE MEETINGS ARE HELD ELEVEN TIMES PER YEAR. NO MEETINGS ARE HELD IN JULY. THE EXECUTIVE FINANCE COMMITTEE, WHEN MEETING BETWEEN BOARD MEETINGS IS AUTHORIZED TO EXERCISE ALL AUTHORITY OF THE BOARD EXCEPT TO HIRE, DISCHARGE OR FIX THE SALARY OF THE PRESIDENT / CEO, TO APPROVE THE ANNUAL BUDGET OR MODIFICATIONS THERETO RESULTING IN AN AMOUNT EXCEEDING THE TOTAL AMOUNT OF THE BUDGET OR TO COMMIT AN ENTITY TO ANY MAJOR CONSTRUCTION OR ESTABLISHMENT OF A NEW FACILTY OR THE PURCHASE, MORTGAGE OR SALE OF ANY REAL PROPERTY. SIX MEMBERS OF THE EXECUTIVE FINANCE COMMITTEE CONSTITUTE A QUORUM AND ONE OF THE SIX MEMBERS MUST BE EITHER THE CHAIRPERSON OR THE VICE CHAIRPERSON OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION USES ITS RELATED PARTY MANAGEMENT COMPANY, THE UNITED METHODIST HOMES OF THE WYOMING CONFERENCE MANAGEMENT SERVICES CORPORATION (SEE SCHEDULE R) ("MANAGEMENT SERVICES") TO PERFORM CENTRALIZED MANAGEMENT FUNCTIONS FOR THE ORGANIZATION. SUCH CENTRALIZED SERVICES INCLUDE QUALITY ASSURANCE, BUILDINGS AND GROUND MANAGEMENT, HUMAN RESOURCES, EMPLOYEE BENEFITS, MARKETING AND PUBLIC RELATIONS, GROUP PURCHASING, ACCOUNTING AND FINANCIAL SERVICES, BUDGETING, INFORMATION TECHNOLOGY, INSURANCE CONTRACTING, CONTRACT REVIEW AND NEGOTIATIONS, CORPORATE COMPLIANCE, AND OTHER ADMINISTRATIVE FUNCTIONS. MANAGEMENT SERVICES AND ITS RELATED AFFILIATED ORGANIZATIONS OPERATE UNDER A BOARD POLICY OF "STRONG EXECUTIVE" MANAGEMENT. ALL HIRING, FIRING, PROMOTION AND DEMOTION DECISIONS ARE THE REPSPONSIBILITY OF THE PRESIDENT / CEO OF THE UNITED METHODIST HOMES. FORM 990, PART VI, SECTION A, LINE 4 CHANGES WERE MADE TO THE CERTIFICATE OF INCORPORATION AND BYLAWS OF THE ELIZABETH CHURCH MANOR NURSING HOME CORPORATION IN ASSOCIATION WITH THE CHANGES MADE TO SIMILAR DOCUMENTS OF OTHER RELATED AND AFFILIATED BROTHER / SISTER CORPORATIONS DURING 2010. THESE CHANGES DID NOT IMPACT PRIOR BROTHER/ SISTER RELATIONSHIPS. COPIES OF THE CHANGES TO THE CERTIFICATE OF INCORPORATION AND BYLAWS WERE PROVIDED TO THE INTERNAL REVENUE SERVICE AS PART OF A REQUEST FOR AN INTERNAL REVENUE SERVICE DETERMINATION LETTER. THE ELIZABETH CHURCH MANOR NURSING HOME CORPORATION IS NOW A SUPPORTING ORGANIZATION UNDER SECTION 509 (A) (3) OF THE METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE IN THE STATE OF NEW YORK. FORM 990, PART VI, SECTION A, LINE 6 THE BYLAWS PROVIDE THAT THE MEMBERS OF THE CORPORATION SHALL BE THE SAME PERSONS WHO SERVE AS MEMBERS OF THE BOARD OF DIRECTORS FOR THE METHODIST HOMES OF THE AGING OF THE WYOMING CONFERENCE IN THE STATE OF NEW YORK. SEE ADDITIONAL DISCLOSURE IN SCHEDULE O OF FORM 990, PART VI, SECTION A LINE 4. FORM 990, PART VI, SECTION B, LINE 11 THE PROCESS BY WHICH THE ORGANIZATION'S OFFICERS, DIRECTORS, BOARD COMMITTEE MEMBERS, AND MANAGEMENT REVIEWED THE PREPARED FORM 990 IS AS FOLLOWS: THE BOARD DID REQUIRE THAT PREPARATION OF THE FORM 990 FOR ALL 12 BROTHER / SISTER RELATED AND AFFILIATED ORGANIZATIONS BE PERFORMED FROM INFORMATION COMPILED BY INTERNAL STAFF. A DRAFT COPY OF THE FORM 990 WAS THEN PROVIDED TO THE ORGANIZATION'S MANAGEMENT, BOARD MEMBERS AND INDEPENDENT PUBLIC ACCOUNTING FIRM WITH SPECIFIC EXPERTISE IN NOT-FOR-PROFIT TAX RETURN PREPARATION. A DETAILED REVIEW OF THE FORM 990 IS CONDUCTED FOR ANY CHANGES OR CORRECTIONS. AFTER REVIEW BY ALL OF THE AFOREMENTIONED INDIVIDUALS, THE INDEPENDENT PUBLIC ACCOUNTING FIRM CONDUCTS THEIR FINAL REVIEW, SIGNS AS PAID PREPARER AND ASSISTS WITH THE ELECTRONIC SUBMISSION OF THE FORM 990. UTILIZING THIS METHODOLOGY, A COPY OF THE FORM 990 IS PROVIDED TO EACH VOTING MEMBER OF THE ORGANIZATION'S GOVERNING BODY FOR REVIEW AND COMMENT PRIOR TO THE FORM 990 BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C UPON ELECTION TO THE BOARD OF DIRECTORS, ALL DIRECTORS ARE REQUIRED TO COMPLETE A WRITTEN CONFLICT OF INTEREST FORM IN CONNECTION WITH THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. THE ORGANIZATION ALSO FOLLOWS THE PRACTICE OF UPDATING OFFICER AND DIRECTORS CONFLICT OF INTEREST INFORMATION IN WRITING ANNUALLY. ALL BOARD MEMBERS AND EMPLOYEE PERSONNEL ARE SUBJECT TO THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES. ALL EMPLOYEES ARE REQUIRED TO ACT INDEPENDENTLY AND WITHOUT A CONFLICT OF INTEREST IN THE PERFORMANCE OF THEIR JOB DUTIES. IN ADDITION, AS PART OF THE BOARD MEMBER'S AND EMPLOYEE PERSONNEL'S TRAINING ANY POTENTIAL CONFLICT OF INTEREST PROHIBITIONS AND SITUATIONS ARE COVERED AND DISCUSSED. THE ORGANIZATION HAS ESTABLISHED AN "OVERSIGHT COMPLIANCE COMMITTEE" COMPOSED OF DIRECTORS OF THE BOARD AND STAFFED BY THE CORPORATE COMPLIANCE OFFICER AND COMPLIANCE PERSONNEL. ALL POTENTIAL CONFLICTS OF INTEREST ARE INITIALLY REVIEWED BY THE CORPORATE COMPLIANCE OFFICER, COMPLIANCE PERSONNEL AND THE MANAGEMENT COMPLIANCE COMMITTEE AND AN INITIAL DETERMINATION OF POTENTIAL CONFLICTS IS MADE. THE POTENTIAL CONFLICT OF INTEREST AND THE INITIAL DETERMINATION IS THEN REPORTED TO, AND DISCUSSED WITH THE OVERSIGHT COMPLIANCE COMMITTEE OF THE BOARD WHICH MAKES THE FINAL DETERMINATION WITH REGARDS TO WHETHER A CONFLICT OF INTEREST DOES, OR DOES NOT EXIST. ANY PERSON, INCLUDING BOARD MEMBERS, OFFICERS, DIRECTORS, KEY EMPLOYEES AND / OR MANAGERS AND ALL EMPLOYEE PERSONNEL ARE PROHIBITED BY THE BOARD CONFLICT OF INTEREST POLICY FROM PARTICIPATING IN ANY TRANSACTION IN WHICH THE OVERSIGHT COMPLIANCE COMMITTEE HAS DETERMINED THAT A CONFLICT OF INTEREST EXISTS. THE OVERSIGHT COMPLIANCE COMMITTEE MAKES REPORTS OF ITS ACTIVITIES DIRECTLY TO THE BOARD OF THE ORGANIZATION. ANY PERSON FOUND TO HAVE KNOWINGLY VIOLATED THE ORGANIZATION'S CONFLICT OF INTEREST POLIICY IS SUBJECT TO DISCIPLINARY ACTION AND / OR DISMISSAL. BOARD MEMBERS ARE GENERALLY REMINDED FROM TIME-TO-TIME AT BOARD AND COMMITTEE MEETINGS OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. BOARD AND COMMITTEE MEMBERS ARE ASKED TO DISCLOSE ANY ISSUE OR MATTER IN WHICH THEY HAVE A CONFLICT AS INDICATED ABOVE. THEY ARE ALSO ASKED TO ABSTAIN FROM VOTING ON SUCH MATTERS. EMPLOYEES ARE REMINDED ABOUT POTENTIAL CONFLICTS OF INTEREST THROUGH OUR CORPORATE AND MANDATORY TRAINING PROGRAMS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS HAS ESTABLISHED A MANAGEMENT AND PERSONNEL COMMITTEE COMPRISED OF BOARD MEMBERS HAVING NO CONFLICT OF INTEREST WITH RESPECT TO COMPENSATION AND BENEFIT LEVELS TO BE ESTABLISHED FOR ALL SENIOR EXECUTIVES EMPLOYED BY THE ORGANIZATION. THE BOARD COMMITTEE UTILIZES STUDY DATA AS TO COMPARABLE COMPENSATION FOR SIMILARILY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS IN SIMILARILY SITUATED ORGANIZATIONS IN IT'S DELIBERATIONS. DATA HAS BEEN COMPILED IN TWO WAYS TO PROVIDE THE INFORMATION UTILIZED BY THE BOARD. THE TWO WAYS ARE AS FOLLOWS, A) THE BOARD ENGAGED AN INDEPENDENT NATIONALLY RECOGNIZED FIRM IN 2010 TO ASSIST IN THE STUDY USED TO ESTABLISH COMPENSATION FOR THE HIGHEST PAID FOURTEEN EMPLOYEES WITHIN THE UNITED METHODIST HOMES (THE BOARD HAS ALSO USED THIS SAME FIRM IN THE PAST TO ASSIST IN THE REVIEW OF COMPENSATION LEVELS) AND B) DURING THE INTERIM YEARS BETWEEN INDEPENDENT COMPENSATION STUDIES, THE BOARD CONTINUES TO USE AN INDUSTRY JOB DESCRIPTION / CLASSIFICATION COMPENSATION STUDY WHICH FOCUSES ON MULTI-ORGANIZATION, MULTI-LOCATION, MULTI-LEVEL CARE SENIOR LIVING SERVICE ORGANIZATIONS IN THE UNITED STATES FOR COMPARATIVE COMPENSATION INFORMATION WHICH IS COMPARED TO THE UNITED METHODIST HOME'S SENIOR EXECUTIVE COMPENSATION LEVELS. UNITED METHODIST HOME'S KEY EMPLOYEE AND EXECUTIVE COMPENSATION LEVELS ARE REVIEWED ANNUALLY BY THE MANAGEMENT AND PERSONNEL COMMITTEE AND ARE SUBSEQUENTLY INCORPORATED, UPON APPROVAL BY THE BOARD, INTO THE ORGANIZATION'S ANNUAL BUDGET. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ANY OF THESE DOCUMENTS DIRECTLY AVAILABLE TO THE PUBLIC. HOWEVER, THE MOST IMPORTANT OF THESE DOCUMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE FEDERAL OR STATE FREEDOM OF INFORMATION ACTS, SINCE MOST OF THE DOCUMENTS ARE REQUIRED TO BE FILED WITH FEDERAL AND STATE REGULATORS AND LICENSING BUREAUS. CERTAIN OF THE RELATED BROTHER / SISTER AFFILIATES ARE ALSO REQUIRED TO FILE WITH THE FEDERAL MEDICARE AND / OR STATE MEDICAID REGULATORY BODIES AS A RESULT OF THE FEDERAL AND STATE LAWS, RULES AND REGULATIONS UNDER WHICH THEY ARE GOVERNED. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 6,816. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY OVER THE AUDIT. NEITHER THE OVERSIGHT PROCESS OR SELECTION PROCESS HAS CHANGED SINCE THE PRIOR YEAR. ELIZABETH CHURCH-DEPAUL CORPORATION 10 ACRE PLACE BINGHAMTON NY 13904 161509844 INACTIVE NY 501 (C)(3) LINE 9 N/A 0 WESLEY TOWERS INC 10 ACRE PLACE BINGHAMTON NY 13904 237095034 INACTIVE PA 501 (C)(3) LINE 11A METHODIST HOMES 0 BROOKS CENTER INC 10 ACRE PLACE BINGHAMTON NY 13904 161446116 INACTIVE NY 501 (C)(3) LINE 11A METHODIST HOMES 0 UNITED METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE TRUST 10 ACRE PLACE BINGHAMTON NY 13904 161401063 FUNDRAISING NY 501 (C)(3) LINE 11A METHODIST HOMES 0 METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE MANAGEMENT SERVICES 10 ACRE PLACE BINGHAMTON NY 13904 161486032 MANAGEMENT SERVICES NY 501 (C)(3) LINE 11A METHODIST HOMES 0 METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE IN THE STATE OF NY 10 ACRE PLACE BINGHAMTON NY 13904 240856145 NURSING AND RESIDENT SERVICES NY 501 (C)(3) LINE 9 N/A 0 METHODIST HOMES FOR THE AGING OF THE WYOMING CONFERENCE 10 ACRE PLACE BINGHAMTON NY 13904 223266577 NURSING AND RESIDENT SERVICES PA 501 (C)(3) LINE 11A METHODIST HOMES 0 GRAND CARE CENTER 10 ACRE PLACE BINGHAMTON NY 13904 222902920 DAY CARE SERVICES NY 501 (C)(3) LINE 9 N/A 0 THE JAMES G JOHNSTON MEMORIAL NURSING HOME CORPORATION 10 ACRE PLACE BINGHAMTON NY 13904 161421888 NURSING HOME NY 501 (C)(3) LINE 11A METHODIST HOMES 0 THE GRACE VIEW MANOR NURSING HOME CORPORATION 10 ACRE PLACE BINGHAMTON NY 13904 223180239 NURSING HOME NY 501 (C)(3) LINE 11A METHODIST HOMES 0 THE GRACEVIEW MANOR HOUSING DEVELOPMENT FUND CORPORATION 10 ACRE PLACE BINGHAMTON NY 13904 222804848 LOW INCOME HOUSING NY 501 (C)(3) LINE 11A METHODIST HOMES 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0