2011-09-02T15:22:42-05:00 2010-12-31 CALIBRE CPA GROUP PLLC 1850 K STREET NW WASHINGTON DC 20006 990 2010-01-01 530196570 AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS AMER 2027375900 1133 NINETEENTH STREET NW NO 200 WASHINGTON DC 200363655 HOWARD BUNSIS 2027375900 2011-09-02 1 CRAIG A STEVENS CPA 2023319880 2010 2016-02-24 21:20:13Z HOWARD BUNSIS 1133 NINETEENTH STREET NW NO 200 WASHINGTON DC 200363655 7004231 0 X WWW.AAUP.ORG X 1915 DC SEE SCHEDULE O. 37 37 45 185 92324 64353 108168 49122 5984366 6044275 -96225 30246 135414 294926 6131723 6418569 0 11000 0 0 3467573 3643431 0 0 52703 2566758 2819767 6034331 6474198 97392 -55629 3656131 4229073 2834002 3324801 822129 904272 X THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS (THE ASSOCIATION) IS OPERATED EXCLUSIVELY AS A NOT-FOR-PROFIT, CHARITABLE, AND EDUCATIONAL MEMBERSHIP ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE SERVICE CODE SECTION 501(C)(3). THE PURPOSE OF THE ASSOCIATION IS TO FACILITATE MORE EFFECTIVE COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTEREST OF HIGHER EDUCATION AND RESEARCH, AND GENERALLY TO INCREASE THE USEFULNESS AND ADVANCE THE STANDARDS, IDEALS AND WELFARE OF THE PROFESSION. 0 0 752967 11000 149844 COLLECTIVE BARGAINING CONGRESS - DEVELOPED AND DISSIMINATED INFORMATION AND RESOURCES IN SUPPORT OF THE COLLECTIVE BARGAINING ACTIVITIES OF THE AAUP AND ITS LOCAL CHAPTERS AND CONFERENCES. CONDUCTED OTHER ACTIVITIES IN SUPPORT OF THE ASSOCIATION'S COLLECTIVE BARGAINING PROGRAMS. 371436 ACADEMIC FREEDOM AND TENURE - DEVELOPED POLICIES PROTECTING ACADEMIC FREEDOM AND TENURE AND CASEWORK ON POTENTIAL VIOLATIONS OF POLICIES. 448735 133036 PUBLICATIONS INCLUDING COMPENDIUM OF MODEL POLICIES FOR COLLEGE AND UNIVERSITIES; PRINTING OF BI-MONTHLY JOURNAL. 2027134 5954468 THE OFFICE OF MEMBERSHIP DEVELOPMENT COMBINED MEMBERSHIP AND COMMUNICATIONS FUNCTIONS. ACTIVITIES INCLUDED THE DEVELOPMENT OF BROCHURES, PHAMPLETS, AND NEWSLETTERS. ECONOMIC STATUS OF THE PROFESSION, GOVERNMENT RELATIONS, DEVELOPMENT OF AFFILIATED CHAPTERS, DEVELOPMENT OF AFFILIATED CONFERENCES, AND OTHER COMMITTEES. 2027134 5954468 3600272 1 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 28 0 1 45 1 1 1 0 0 0 0 0 0 0 0 0 X 37 37 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AL AR CA CO FL KS MA MD ME MN MS NC NH NJ NY OH OR OK PA RI TN UT VA WA WI WV AZ SC X TERESITA ESPOSITO 2027375900 1133 NINETEENTH STREET NW WASHINGTON DC 200363655 CARY NELSON 3.00 X X 0 0 0 WENDY ROWORTH 3.00 X X 0 0 0 ESTELLE S GELLMAN 3.00 X X 0 0 0 HOWARD BUNSIS 3.00 X X 0 0 0 MARC BOUSQUET 3.00 X 0 0 0 CANDACE C KANT 3.00 X 0 0 0 CECILIA KONCHAR FARR 3.00 X 0 0 0 JEREMY NIENOW 3.00 X 0 0 0 JOEL RUSSELL 3.00 X 0 0 0 SUSAN MOELLER 3.00 X 0 0 0 SARANNA THORNTON 3.00 X 0 0 0 CRAIG VASEY 3.00 X 0 0 0 LARRY G GERBER 3.00 X 0 0 0 DONALD R WAGNER 3.00 X 0 0 0 KEVIN MATTSON 3.00 X 0 0 0 JENNIFER LARSON 3.00 X 0 0 0 CARL E CUTTITA 3.00 X 0 0 0 KAREN G THOMPSON 3.00 X 0 0 0 ELLEN W SCHRECKER 3.00 X 0 0 0 LENORE A BEAKY 3.00 X 0 0 0 IRENE MULVEY 3.00 X 0 0 0 JOAN CHRISLER 3.00 X 0 0 0 MICHAEL BERUBE 3.00 X 0 0 0 GERALD TURKEL 3.00 X 0 0 0 JACQUELINE ARANTE 3.00 X 0 0 0 JANE L BUCK 3.00 X 0 0 0 DEANNA D WOOD 3.00 X 0 0 0 RANA JALEEL 3.00 X 0 0 0 CHARLES J PARRISH 3.00 X 0 0 0 SHEILA TEAHAN 3.00 X 0 0 0 STEVE ABY 3.00 X 0 0 0 RICHARD GOMES 3.00 X 0 0 0 JEFFREY WILLIAMS 3.00 X 0 0 0 GARY RHOADES 37.50 X 209575 0 34782 TESS ESPOSITO 37.50 X 162679 0 15577 MARTIN SNYDER 37.50 X 145564 0 27901 PATRICK SHAW 37.50 X 115521 0 11044 RACHEL LEVINSON 37.50 X 110326 0 10331 743665 0 99635 5 0 1 0 SELECT BENEFIT PLAN ADMINISTRATOR PO BOX 418092 BOSTON MA 022418092 HEALTH INSURANCE PREMIUMS AND ADMIN FEES 288209 CADMUS PO BOX 822934 PHILADELPHIA PA 19182 PRINTING 119775 2 49122 49122 MEMBERSHIP DUES 900099 5630623 5630623 REGISTRATION 900099 213308 213308 PUBLICATION SALES 541800 120212 52904 67308 EDUCATION SALES 900099 80132 80132 6044275 27327 27327 588581 585662 2919 2919 2919 OTHER REVENUE 900099 211653 211653 MISCELLANEOUS RECEIPTS 900099 48728 48728 COMMISSIONS 541900 25016 25016 9529 9529 294926 6418569 6237348 92324 39775 11000 11000 422613 252807 165073 4733 2468995 1477089 964488 27418 222462 133089 86903 2470 323356 189572 130063 3721 206005 123242 80473 2290 115794 71401 36683 7710 47000 47000 16936 16936 250451 173841 76610 634962 443127 191835 69967 3708 66259 432909 3103 429806 316628 248871 67150 607 407317 150671 256611 35 105411 105411 59506 59506 50287 1627 44941 3719 INCOME TAXES 26141 26141 DOUBTFUL ACCOUNT EXPENS 93708 91594 2114 OFFICE TEMPS 53036 43087 9949 BOOKS AND SUBSCRIPTIONS 43686 43686 MAILING SERVICES 29193 28893 300 66835 48139 18696 6474198 3600272 2821223 52703 262434 431900 115589 40722 1254183 1539864 87510 39181 788315 535207 222457 253108 1713958 1924298 3656131 4229073 151656 348427 823232 829094 1859114 2147280 2834002 3324801 X -1486712 -1527534 927801 1022124 1381040 1409682 822129 904272 3656131 4229073 X -55629 137772 X 0 1 1 X 0 X 650667 350239 119775 108168 49122 1277971 4902976 5288364 5722278 5924912 5976967 27815497 5553643 5638603 5842053 6033080 6026089 29093468 0 0 0 29093468 20690 130050 128084 15947 36856 331627 20690 130050 128084 15947 36856 331627 119953 67559 103342 64353 355207 93188 48974 89854 260381 492397 5574333 5981794 6086670 6242223 6387679 30272699 0.96100 0.97410 0.01100 0.01490 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9047 2767 11814 6442654 6454468 472723 118181 0 0 461342 461488 451717 472723 1847270 2770905 29236 67262 26847 11814 135159 115336 115372 112929 118181 461818 692727 19564 60069 16065 9047 104745 161415 42681 118734 598501 471183 127318 28399 21343 7056 253108 ACCRUED LEAVE AND SALARY 234257 DEFERRED RENT ABATEMENT 211974 POST-RETIREMENT BENEFIT OBLIGATIONS 1657682 OTHER LIABILITIES 43367 2147280 6418569 6474198 -55629 183021 -45249 137772 82143 6601590 183021 183021 6418569 0 6418569 6474198 0 6474198 0 6474198 PART XI, LINE 8 - OTHER ADJUSTMENTS: DEFINED BENEFIT-RELATED CHARGES OTHER THAN NET PERIODIC BENEFIT COSTS -45,249. 1 ACADEMIC FREEDOM FUND GRANTS 3 6000 LEGAL DEFENSE FUND GRANTS FOR LITIGATION ASSISTANCE 1 5000 X X 0 0 0 0 0 0 0 0 0 GARY RHOADES 209575 0 0 0 0 0 20958 0 13824 0 244357 0 0 0 TESS ESPOSITO 162679 0 0 0 0 0 15577 0 0 0 178256 0 0 0 MARTIN SNYDER 145564 0 0 0 0 0 14077 0 13824 0 173465 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 AAUP IS A MEMBERSHIP ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A FORM 990, PART VI, SECTION A, LINE 7A: THE AAUP'S GOVERNING BODY, THE COUNCIL, IS ELECTED BY ACTIVE MEMBERS OF THE AAUP (INCLUDING RETIRED MEMBERS AND GRADUATE STUDENTS), AS SET FORTH IN THE AAUP CONSTITUTION. THE AAUP'S 2009 CONSTITUTION PROVIDES THAT APPROXIMATELY TWO-THIRDS OF THE COUNCIL ARE ELECTED ACCORDING TO GEOGRAPHIC DISTRICTS AND APPROXIMATELY ONE-THIRD OF THE COUNCIL ARE ELECTED IN AT-LARGE ELECTIONS BY THE MEMBERSHIP; COUNCIL MEMBERS GENERALLY SERVE TERMS OF THREE YEARS. THE OFFICERS OF THE AAUP COUNCIL (THE PRESIDENT, FIRST VICE-PRESIDENT, SECOND VICE-PRESIDENT, AND SECRETARY-TREASURER) ARE ELECTED IN AT-LARGE ELECTIONS EVERY OTHER YEAR. IN ADDITION, THE CHAIRS OF THE AAUP'S TWO MAJOR SUB-BODIES, THE COLLECTIVE BARGAINING CONGRESS AND THE ASSEMBLY OF STATE CONFERENCES, SERVE ON THE AAUP COUNCIL; THE CHAIR OF THE ASSEMBLY OF STATE CONFERENCES IS ELECTED IN AN AT-LARGE ELECTION BY THE MEMBERSHIP AND THE CHAIR OF THE COLLECTIVE BARGAINING CONGRESS IS ELECTED BY DELEGATES FROM AAUP CHAPTERS. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 WAS REVIEWED BY THE FINANCE COMMITTEE OF THE GOVERNING BODY BEFORE IT WAS FILED. THE INITIAL REVIEW IS CONDUCTED BY LEGAL COUNSEL AND THE CHIEF FINANCIAL OFFICER (CFO). THE SECOND REVIEW IS CONDUCTED BY LEGAL COUNSEL AND THE CFO IN CONJUNCTION WITH THE AAUP'S GENERAL SECRETARY, OR EXECUTIVE DIRECTOR. THE FINAL REVIEW IS CONDUCTED BY THE AAUP'S SECRETARY-TREASURER AND AUDIT COMMITTEE. AFTER REVIEW AND APPROVAL IS COMPLETED BY THE TREASURER AND THE AUDIT COMMITTEE, THE 990 IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE POLICY PUTS AAUP COUNCIL MEMBERS, AS WELL AS MEMBERS OF COMMITTEES EXERCISING COUNCIL-DELEGATED POWERS, UNDER AN ONGOING OBLIGATION TO DISCLOSE POSSIBLE FINANCIAL CONFLICTS OF INTEREST TO COUNCIL OR TO THE COMMITTEE ON WHICH THEY SERVE. THE AAUP COUNCIL OR THE RELEVANT COMMITTEE MUST THEN TAKE APPROPRIATE ACTION TO DETERMINE WHETHER AN ACTUAL CONFLICT OF INTEREST EXISTS AND TO ENSURE THAT THE INTERESTED MEMBER(S) DOES NOT PARTICIPATE IN DISCUSSION AND VOTING WITH REGARD TO THE SPECIFIC ISSUE OR TRANSACTION AT HAND. TO ENSURE ONGOING AWARENESS OF THE POLICY AND THE REQUIREMENTS FOR COMPLIANCE, THE AAUP COMMUNICATES ON AN ANNUAL BASIS WITH COUNCIL MEMBERS AND MEMBERS OF COUNCIL-DELEGATED COMMITTEES REGARDING THEIR OBLIGATIONS. FORM 990, PART VI, SECTION B, LINE 15A THE AAUP'S ONLY KEY EMPLOYEE IS THE GENERAL SECRETARY, WHO PERFORMS THE FUNCTION OF AN EXECUTIVE DIRECTOR. THE AAUP DOES NOT HAVE A SEPARATE CEO. THE AAUP'S OFFICERS AND DIRECTORS DO NOT RECEIVE COMPENSATION. THE AAUP'S EXECUTIVE COMMITTEE ACTS AS THE PERSONNEL COMMITTEE FOR THE AAUP'S COUNCIL (THE GOVERNING BOARD). DURING THE APPOINTMENT PROCESS FOR THE MOST RECENTLY-APPOINTED GENERAL SECRETARY, THE EXECUTIVE COMMITTEE WAS PROVIDED WITH AND RELIED UPON COMPARABLE COMPENSATION DATA, WHICH WAS DOCUMENTED IN DETAIL AT THE TIME THE DECISION WAS MADE. NONE OF THE MEMBERS OF THE EXECUTIVE COMMITTEE HAD A CONFLICT OF INTEREST WITH RESPECT TO THE GENERAL SECRETARY'S COMPENSATION. THE EXECUTIVE COMMITTEE THEN UNANIMOUSLY APPROVED THE GENERAL SECRETARY'S COMPENSATION PACKAGE THROUGH A PROCESS THAT WAS CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, SUCH AS ITS CONSTITUTION, AVAILABLE ON ITS WEBSITE. OTHER AAUP DOCUMENTS SUCH AS THE ORGANIZATION'S FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 183,021. DEFINED BENEFIT-RELATED CHARGES OTHER THAN NET PERIODIC BENEFIT COSTS -45,249. TOTAL TO FORM 990, PART XI, LINE 5: 137,772.