2011-07-14T10:26:01-05:00 2010-12-31 SANSIVERI KIMBALL & CO LLP 107 AIRPORT ROAD WESTERLY RI 028913420 990 2010-01-01 042899862 COAST GUARD FOUNDATION INC COAS 8605350786 394 TAUGWONK ROAD STONINGTON CT 063781807 ANNE B BRENGLE 8605350786 2011-06-29 1 TERENCE J MALAGHAN CPA 4015962000 2010 2016-02-24 21:20:13Z ANNE B BRENGLE 394 TAUGWONK ROAD STONINGTON CT 063781807 8204558 0 X WWW.COASTGUARDFOUNDATION.ORG X 1986 MA THE COAST GUARD FOUNDATION STRIVES TO HELP COAST GUARD MEN AND WOMEN STRENGTHEN THEIR SERVICE TO OUR NATION BY ENCOURAGING THEM TO EXCEL, ON DUTY AND OFF. THE FOUNDATION SUPPORTS NUMEROUS PROGRAMS AND PROJECTS THROUGH DONATIONS FROM INDIVIDUALS, CORPORATIONS AND THROUGH GRANTS AND SPECIAL FUNDRAISING EVENTS. THE FOUNDATION SUPPORTS ACADEMIC, ATHLETIC, AND LEADERSHIP EXCELLENCE FOR CADETS AT THE ACADEMY; OFFERS FINANCIAL RELIEF TO COAST GUARD FAMILIES WHO LOSE THEIR POSSESSIONS IN NATURAL DISASTERS OR LOSE A LOVED ONE IN SERVICE TO OUR COUNTRY; PROVIDES COLLEGE SCHOLARSHIPS TO DEPENDENTS OF ENLISTED PERSONNEL; FUNDS RECREATIONAL AND FAMILY-ORIENTED FACILITIES; AND SUPPORTS EDUCATIONAL AND MORALE PROGRAMS AT BASES, AND ON CUTTERS AROUND THE NATION; AS WELL AS HUNDREDS OF SMALLER PROJECTS FOR COAST GUARD MEMBERS AND THEIR FAMILIES, THROUGHOUT THE UNITED STATES. 30 30 14 100 15376 -11244 4839102 4415944 0 0 -211983 338522 -366573 306246 4260546 5060712 536980 645236 0 0 688329 827197 83302 62011 1032274 2821073 2764004 4129684 4298448 130862 762264 6245741 7554105 168260 468589 6077481 7085516 X THE COAST GUARD FOUNDATION'S MISSION IS TO SUPPORT PROJECTS AND PROGRAMS THAT ENHANCE THE LIVES OF ALL COAST GUARD MEMBERS AND THEIR FAMILIES. THE COAST GUARD FOUNDATION SERVES AS A GOODWILL AMBASSADOR FOR THE UNITED STATES COAST GUARD. 1 0 1158633 SUPPORT TO THE UNITED STATES COAST GUARD AT LARGE:THE COAST GUARD FOUNDATION CONTRIBUTES TO THE UNITED STATES COAST GUARD BY PROMOTING THE GENERAL WELFARE OF THOSE IN THE SERVICE. THE FOUNDATION SUPPORTS EDUCATION, DEVELOPS LEADERSHIP POTENTIAL AND PROVIDES MORALE SUPPORT TO THOSE WHO SERVE. THE COAST GUARD FOUNDATION WORKS HAND IN HAND WITH THE COAST GUARD'S EDUCATION GRANT PROGRAM TO SUPPLEMENT THE TUITION ASSISTANCE PROGRAM SO ENLISTED PERSONNEL HAVE ACCESS TO FUNDS FOR BOOKS, FEES AND SUPPLIES THAT MIGHT OTHERWISE BE OUT OF REACH. COAST GUARD FOUNDATION FUNDS PROVIDE SUPPORT FOR PROGRAMS INITIATED ON THE UNIT LEVEL THAT ARE INTENDED TO IMPROVE MORALE AND HONOR AND VALUE THE COAST GUARD MEMBERS' SERVICE TO THE COUNTRY. THE COAST GUARD FOUNDATION ALSO PROVIDES FUNDS FOR SPECIAL CAPITAL PROJECTS IDENTIFIED BY COAST GUARD HEADQUARTERS; SWIMMING POOLS, RECREATION CENTERS AND MULTI-PURPOSE COURTS, FOR EXAMPLE, PROVIDE SUPPORT TO LARGER COAST GUARD COMMUNITIES, AND IN PARTICULAR OFTEN BENEFIT THOSE SERVING IN REMOTE LOCATIONS THAT LACK LOCAL RESOURCES. 927933 SUPPORT TO THE UNITED STATES COAST GUARD ACADEMY:THE COAST GUARD FOUNDATION PROVIDES MARGIN OF EXCELLENCE FUNDING THAT PROMOTES ATHLETICS, SAILING, ACADEMICS AND ACTIVITIES AT THE US COAST GUARD ACADEMY TO ENSURE A QUALITY EDUCATIONAL EXPERIENCE FOR ITS CADETS. INITIATIVES INCLUDE ACADEMIC ENRICHMENT PROGRAMS THAT BRING WELL-KNOWN GOVERNMENT FIGURES TO THE ACADEMY TO INTERACT WITH CADETS ON AN INDIVIDUAL CLASS-LEVEL AND THE CADET CORPS AS A WHOLE. ENRICHMENT PROGRAMS AND EQUIPMENT FOR THE ACADEMIC DISCIPLINES PUT THE ACADEMY PROGRAMS ON A PAR WITH OTHER PRESTIGIOUS COLLEGES, UNIVERSITIES AND SERVICE ACADEMIES. THE COAST GUARD FOUNDATION HAS COLLABORATED WITH THE ACADEMY TO DEVELOP LEADERSHIP SKILLS THROUGH A QUALITY WATERFRONT PROGRAM; BY PROVIDING SAIL TRAINING VESSELS AND COACHING STAFF FOR CADETS TO DEVELOP SEAMANSHIP SKILLS THAT ARE SECOND TO NONE. 353416 SUPPORT TO COAST GUARD FAMILIES:THE COAST GUARD FOUNDATION PROVIDES VITAL SUPPORT TO COAST GUARD FAMILIES, WITH SCHOLARSHIPS FOR DEPENDENTS OF ENLISTED MEMBERS TO MAKE HIGHER EDUCATION ATTAINABLE AND AFFORDABLE. THE DISASTER RELIEF FUND, ESTABLISHED IN THE WAKE OF HURRICANE KATRINA, PROVIDES ASSISTANCE TO COAST GUARD MEMBERS AND FAMILIES WHO HAVE LOST PROPERTY AND POSSESSIONS BECAUSE OF A NATURAL DISASTER. THROUGH THE FAMILY DISASTER RELIEF FUND, THE FOUNDATION ASSISTS FAMILIES WHO HAVE SUFFERED THE ULTIMATE HARDSHIP, LOSING A LOVED ONE IN THE LINE OF DUTY WHILE SERVING OUR COUNTRY. FINANCIAL ASSISTANCE AND RESOURCES ARE MADE AVAILABLE TO THE FAMILIES. THE FALLEN HEROES SCHOLARSHIP FUND PROVIDES FOR THE HIGHER EDUCATIONAL NEEDS OF THE COAST GUARD FAMILY MEMBERS WHOSE PARENT HAS PERISHED IN THE LINE OF DUTY. 303096 PUBLIC AWARENESS:THE COAST GUARD FOUNDATION SERVES AS A GOODWILL AMBASSADOR FOR THE UNITED STATES COAST GUARD. THROUGH A PUBLIC SERVICE ANNOUNCEMENT CAMPAIGN ONLINE AND ON TELEVISION, THE COAST GUARD FOUNDATION RAISED AWARENESS FOR THE DEDICATION AND BRAVERY OF THE UNITED STATES COAST GUARD MEMBERS SERVING OUR COUNTRY. RECEPTIONS HELD ON BOARD THE COAST GUARD BARQUE EAGLE ALLOWED THE FOUNDATION TO PROMOTE THE RICH HERITAGE OF THE HISTORIC SHIP AND THE COAST GUARD'S ROLE IN TRAINING COAST GUARD CADETS AND OFFICER CANDIDATES IN SAILING AND SEAMANSHIP. IN HONORING COAST GUARD MEMBERS AT EVENTS AROUND THE COUNTRY, THE FOUNDATION SHOWCASED THE EVERYDAY HEROICS OF THESE DEVOTED MEMBERS OF THE SERVICE. THE FOUNDATION PUBLISHED A HISTORY BOOK ABOUT ITS BEGINNINGS, AND PROMOTED THE PROUD LEGACY OF THE PARTNERSHIP BETWEEN THE FOUNDATION AND THE COAST GUARD. COMMUNICATION, IN THE FORM OF NEWSLETTERS, EMAIL MESSAGES AND THE WEB, INFORM COAST GUARD FOUNDATION SUPPORTERS OF THE FOUNDATION'S PROGRAMS AND THE ROLE OF HTE UNITED STATES COAST GUARD IN OUR NATIONAL STORY. 303096 2743078 1 1 0 0 0 0 0 0 1 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 19 0 14 1 1 1 0 0 0 0 0 0 0 0 0 1 0 X 30 30 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY MD FL CA RI AL WA AZ AK MI NJ AR GA IL KS KY LA ME MN MS NC ND NH NM OH OK OR PA SC TN UT VA WI WV CT CO HI DC X X X SUZAN SPRINGER 8605350786 394 TAUGWONK ROAD STONINGTON CT 06378 AL J BERNARD 5.00 X 0 0 0 DONALD T BOLLINGER 5.00 X 0 0 0 OTTO CANDIES JR 5.00 X 0 0 0 R ANGELO CLEFFI 5.00 X 0 0 0 JAMES J COLEMAN JR 5.00 X 0 0 0 WILLIAM H COLLIER JR 5.00 X 0 0 0 ROBERT J FLYNN 10.00 X X 0 0 0 MONTE FRIEDKIN 5.00 X 0 0 0 VERNA KAYE GIBSON 5.00 X 0 0 0 LAWRENCE R GLENN 10.00 X X 0 0 0 RICHARD J GRAHN 10.00 X X 0 0 0 RICHARD D HERR 10.00 X X 0 0 0 WALTER J HICKEL JR 5.00 X 0 0 0 R CHRISTIAN JOHNSEN 5.00 X 0 0 0 JOHN S JOHNSON 5.00 X 0 0 0 CORRINE X KOSAR 5.00 X 0 0 0 LEO PAUL KOULOS 5.00 X 0 0 0 CLAY MAITLAND 5.00 X 0 0 0 JEAN-JACQUES MARIE 5.00 X 0 0 0 JAMES P MULDOON 5.00 X 0 0 0 JAMES A O'HARE 5.00 X 0 0 0 ROSS E ROEDER 20.00 X X 0 0 0 STEVEN T SCALZO 5.00 X 0 0 0 JOHN F STATTS 5.00 X 0 0 0 LEROY VANDER PUTTEN 5.00 X 0 0 0 HUGH A WESTBROOK 5.00 X 0 0 0 THOMAS A ALLEGRETTI 2.00 X 0 0 0 JAMES S ANDRASICK 2.00 X 0 0 0 WILLIAM A BISSO III 2.00 X 0 0 0 MORTON S BOUCHARD III 2.00 X 0 0 0 ERIC W CAPLAN 2.00 X 0 0 0 MICHAEL L CARTHEW 2.00 X 0 0 0 LISA KAZOR CHRISTOVICH 2.00 X 0 0 0 BLAINE E COLLINS 2.00 X 0 0 0 LAMARR COOLER 2.00 X 0 0 0 ANGUS R COOPER II 2.00 X 0 0 0 VIVIEN S CREA 2.00 X 0 0 0 TERRY M CROSS 2.00 X 0 0 0 BROSIUS D'ARCY 2.00 X 0 0 0 JOHN J D'LUHY 2.00 X 0 0 0 ERIC R DAWICKI 2.00 X 0 0 0 JOHN A DOUGLAS 2.00 X 0 0 0 DAVID F DYER 2.00 X 0 0 0 DOUGLAS B EATON 2.00 X 0 0 0 CHERYL D FELDER 2.00 X 0 0 0 JAMES G FERGUSON 2.00 X 0 0 0 JOHN B FOLEY 2.00 X 0 0 0 DIANE FRASER 2.00 X 0 0 0 MARSHALL E GILBERT 2.00 X 0 0 0 F DAVID HOFFMAN 2.00 X 0 0 0 DOUGLAS E HOLM 2.00 X 0 0 0 WILLIAM JENKINS 2.00 X 0 0 0 GARY JOBSON 2.00 X 0 0 0 HENRY C KEENE JR 2.00 X 0 0 0 MARK K KNOY 2.00 X 0 0 0 STEIN KRUSE 2.00 X 0 0 0 ROCH LAMBERT 2.00 X 0 0 0 H MERRITT LANE III 2.00 X 0 0 0 AMELIA REA MAGUIRE ESQ 2.00 X 0 0 0 JAMES M MATHIEU 2.00 X 0 0 0 BRIAN B MCALLISTER 2.00 X 0 0 0 KEVIN J MCSWEENEY 2.00 X 0 0 0 JAMES C OLSON 2.00 X 0 0 0 BO A F PETERSON 2.00 X 0 0 0 CRAIG E PHILIP 2.00 X 0 0 0 JEFFREY M PLATT 2.00 X 0 0 0 JOHN F REINHART 2.00 X 0 0 0 THOMAS K RICHEY 2.00 X 0 0 0 LORETTA RIETSEMA 2.00 X 0 0 0 GREGORY B ROBERTS 2.00 X 0 0 0 JUDITH A ROSS 2.00 X 0 0 0 RICHARD T SHANNON 2.00 X 0 0 0 HOWARD SLOTNICK 2.00 X 0 0 0 CURT SPRINGER 2.00 X 0 0 0 CARY K SWASAND 2.00 X 0 0 0 EUGENE F SWEENEY 2.00 X 0 0 0 WALLY YOUNGER 2.00 X 0 0 0 AL A GONSOULIN 2.00 X 0 0 0 SIDNEY MIZELL 2.00 X 0 0 0 FRED P MOOSALLY 2.00 X 0 0 0 VINCENT W PATTON 2.00 X 0 0 0 DAN SCHULTZ 2.00 X 0 0 0 STEVEN SEIGEL 2.00 X 0 0 0 DUNCAN C SMITH III 2.00 X 0 0 0 JOHN H THOMMEN 2.00 X 0 0 0 ANNE B BRENGLE 45.00 X X X 193059 0 12265 193059 0 12265 1 0 1 0 0 2207393 2208551 364137 4415944 66982 66982 89880 89880 89880 89880 2431924 110000 2270384 161540 110000 271540 271540 980855 2207393 873462 107393 107393 MISCELLANEOUS INCOME 900099 54597 54597 TRUSTEE DUES 900099 39000 39000 SALE OF PROMOTIONAL IT 453220 15376 15376 108973 5060712 365137 15376 264255 320000 320000 325236 325236 205324 41064 82130 82130 491685 80423 151725 259537 30471 4438 7937 18096 39159 2333 11769 25057 60558 9395 15556 35607 7463 7463 38475 38475 62011 62011 31288 31288 80854 36001 10646 34207 211396 185812 25584 38917 6733 18291 13893 27225 6441 8763 12021 34775 20004 8207 6564 118065 15061 16910 86094 49562 20082 12738 16742 13615 4385 7636 1594 MORALE, WELFARE AND EVE 713103 713103 WATERFRONT DEVELOPMENT 326869 326869 BOATS DONATED TO THE CO 257807 257807 DIRECT MAIL SOLICITATIO 233924 233924 ACADEMIC ENRICHMENT 151717 151717 428949 216174 93562 119213 4298448 2743078 523096 1032274 X 591000 340000 20000 231000 209255 324526 895437 1439130 463735 432790 3411 4819 24498 35095 100327 118433 1635265 601798 1054981 1033467 2247312 2878192 1246785 1287653 6245741 7554105 82781 426725 74300 36500 11179 5364 168260 468589 X 2230606 2726902 1343199 1808464 2503676 2550150 6077481 7085516 6245741 7554105 X 762264 245771 X 0 1 1 X 0 X X 0 0 0 US COAST GUARD 546010204 8 1 1 1 1158633 USCG ACADEMY 546010204 6 1 1 1 927933 2 2086566 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3717157 252340 439192 251346 4157343 3775113 225290 -7025 276221 3717157 4856711 285489 -1184850 182237 3775113 0.20880 0.60840 0.18280 0 0 381374 381374 871283 365747 505536 281225 210373 70852 101383 25678 75705 1033467 850195 F BLACKROCK GRANITE PROPERTY FUND 437458 F 1287653 DUE TO COAST GUARD AUXILIARY 5364 5364 5060712 4298448 762264 245771 245771 1008035 6687271 245771 544464 790235 5897036 31288 -867612 -836324 5060712 5679236 544464 867612 1412076 4267160 31288 31288 4298448 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS WERE CREATED TO SUPPORT THE COAST GUARD ACADEMY AND THE VARIOUS COAST GUARD DISTRICTS. SUCH SUPPORT COMES IN MANY FORMS INCLUDING PROJECTS TO BENEFIT DISTRICT MORALE, ACADEMIC AND ATHLETIC PROGRAMS AT THE ACADEMY, AS WELL AS PROGRAMS TO SUPPORT COAST GUARD FAMILIES, INCLUDING SCHOLARSHIPS. PART XII, LINE 4B - OTHER ADJUSTMENTS: DIRECT EXPENSES OTHER THAN FUNDRAISING - SPECIAL EVENTS -867,612. PART XIII, LINE 2D - OTHER ADJUSTMENTS: DIRECT EXPENSES OTHER THAN FUNDRAISING - SPECIAL EVENTS 867,612. X X X X X X 1 SUSAN O'NEILL AND ASSOCIATES 5910 GLOSTER ROAD BETHESDA MD 20816 DINNER EVENT COORDINATOR 0 1041950 45594 1041950 DENISE HAYASHI CONSULTING LLC 105 ROSEBANK PLACE HONOLULU HI 96817 DINNER EVENT COORDINATOR 0 230306 21414 230306 1272256 67008 1272256 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC NEW YORK DINNER 658300 448600 209700 7566 129180 11369 DC DINNER 912200 660200 252000 117282 93019 12830 8 1617748 1098593 519155 76232 336223 5197 84564 3188248 2207393 980855 201080 558422 29396 84564 873462 107393 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) PAYMENTS TO DINNER EVENT COORDINATORS INCLUDED FIXED FEES FOR EVENT SERVICES AS WELL AS REIMBURSEMENT OF EVENT RELATED EXPENSES. 1 UNITED STATES COAST GUARD 546010204 320000 TO PROVIDE EDUCATIONAL GRANTS TO ENLISTED PERSONNEL. COLLEGE SCHOLARSHIPS TO CHILDREN OF ENLISTED PERSONNEL 75 301081 FAMILY DISASTER RELIEF ASSISTANCE - EMERGENCY TRAVEL AND ACCOMMODATIONS FOR FAMILY OF COAST GUARDSMEN WHO SUFFERED WORK RELATED TRAGEDIES IN THE LINE OF DUTY. 24155 EMERGENCY TRAVEL AND ACCOMODATIONS. PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHOLARSHIPS ARE AWARDED BY AN INDEPENDENT SCHOLARSHIP BOARD CONSISTING OF COAST GUARD PERSONNEL AND ONE FOUNDATION MEMBER. ONCE AWARDED, THE FOUNDATION MANAGES ALL SCHOLARSHIP PAYMENTS. PAYMENTS ARE MADE ONLY UPON VERIFICATION OF ENROLLMENT AND RECEIPT OF A BILL INDICATING THE AMOUNT DUE. PAYMENTS ARE MADE DIRECTLY TO THE INSTITUTION OF HIGHER EDUCATION WITH INSTRUCTIONS THAT NO PART OF THE PAYMENT IS TO BE REIMBURSED TO THE STUDENT. IF FULL PAYMENT IS NOT NEEDED FOR THAT STUDENT IT IS REFUNDED TO THE FOUNDATION. EDUCATION GRANTS ARE ADMINISTERED BY THE COAST GUARD INSTITUTE WHO ANNOUNCES THE FUNDS AVAILABILITY AND CHECKS FOR ELIGIBILITY. MONITORING OF THE GRANTS IS DONE BY WAY OF REPORTS BACK TO THE FOUNDATION INDICATING PAYEE, CHECK NUMBER AND AMOUNT. RECIPIENTS ALSO HAVE THE ABILITY TO SEND ACKNOWLEDGEMENT EMAILS AS WELL. 1 X X X X X X 0 0 0 0 0 0 0 0 0 ANNE B BRENGLE 180500 0 0 0 12559 0 7482 0 4783 0 205324 0 191977 0 X 5 239036 APPRAISAL AND SALES X 5 66672 QUOTED MARKET PRICES X SAILING EQUIPMENT 21 18771 APPRAISAL X EVENT SPONSORSHIPS 1 734 RETAIL VALUE X SOFTWARE LICENCES 15 11873 RETAIL VALUE X PRINT ADVERTISING 1 12950 OPINIONS OF EXPERTS 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE FOUNDATION USES AN UNRELATED THIRD PARTY TO SOLICIT AND RECEIVE DONATIONS OF BOATS AND OTHER WATERCRAFT FOR USE BY THE ACADEMY OR COAST GUARD DISTRICTS. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 PUBLIC AWARENESS - TO SERVE AS GOOD WILL AMBASSADORS TO THE UNITED STATES COAST GUARD AND ITS MEN AND WOMEN. TO PROMOTE THE TRADITIONS AND FOSTER A DEEPER UNDERSTANDING OF THE ROLE OF THE U.S. COAST GUARD IN SERVING AND PROTECTING THE USA AND THOSE WHO USE ITS WATERWAYS. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING A COPY OF THE 990 IS SENT TO THE FINANCE COMMITTEE FOR REVIEW AND THEN PRESENTED TO THE GOVERNING BOARD FOR APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL POTENTIAL CONFLICTS OF INTEREST ARE REVIEWED BY THE FOUNDATION'S PRESIDENT AS WELL AS A MEMBER OF THE BOARD WHO SERVES AS LEGAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF TOP MANAGEMENT OFFICIALS IS DETERMINED IN CONJUNCTION WITH THE RELATED EMPLOYEE SEARCH FIRM HIRED TO FILL THE POSITION. SALARY RECOMMENDATIONS ARE COMPARED TO ON-LINE SALARY SURVEY RANGES AND REVIEWED BY A HUMAN RESOURCES CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE INCLUDED IN THE ANNUAL REPORT. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 245,771. UNITED STATES COAST GUARD ACADEMY 546010204 EDUCATION OF COAST GUARD PERSONNEL CT US GOVT 0 UNITED STATES COAST GUARD 546010204 PROTECTION OF THE US COAST AND WATERWAYS DC US GOVT 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0