2011-06-30T13:03:33-05:00 2010-10-31 CBIZ Tofias 350 Massachusetts Avenue Cambridge MA 02139 990 2009-11-01 237069110 OXFAM-AMERICA INC OXFA 6174821211 226 CAUSEWAY STREET 5TH FLOOR BOSTON MA 02114 mark kripp 6174821211 2011-06-30 1 Craig Klein 6177610600 2009 2016-02-24 21:20:13Z RAYMOND OFFENHEISER 226 CAUSEWAY STREET 5TH FLOOR BOSTON MA 02114 117076536 0 X www.oxfamamerica.org X 1974 MA CREATE LASTING SOLUTIONS TO POVERTY, HUNGER, AND INJUSTICE. 22 22 248 247 0 0 51329359 84320475 0 723171 384951 174563 160456 52227093 84865882 20552586 29833573 0 22316185 24103460 995492 2129210 10905204 19857818 21302981 63722081 77369224 -11494988 7496658 89215923 97875378 12146014 12579322 77069909 85296056 OXFAM AMERICA IS AN INTERNATIONAL RELIEF AND DEVELOPMENT ORGANIZATION THAT CREATEs LASTING SOLUTIONS TO POVERTY, HUNGER, AND INJUSTICE. TOGETHER WITH INDIVIDUALS AND LOCAL GROUPS IN MORE THAN 100 COUNTRIES, OXFAM SAVES LIVES, HELPS PEOPLE OVERCOME POVERTY AND FIGHTS FOR SOCIAL JUSTICE. 0 0 25613702 17822958 0 saving lives: WHEN DISASTER STRIKES, OXFAM AND ITS LOCAL PARTNERS MOVE quickly TO MEET PEOPLE'S EMERGENCY NEEDS. We continue TO WORK WITH THOSE DEVASTATED COMMUNITIES AS THEY REBUILD FOR A BETTER AND SAFER FUTURE. Our aim IS TO HELP PEOPLE BECOME LESS VULNERABLE TO DISASTERS BY ADDRESSING THE UNDERLYING CAUSES OF THE POVERTY THAT PUT THEM IN HARM'S WAY. Less than two weeks into January 2010, the earthquake that struck Haiti triggered a disaster so massive, Oxfam America shifted into overdrive. This calamity demanded expertise, speed and enormous resources. Months of intense focus on the island nation followed and by the one-year mark, we had helped 500,000 people with a range of services. Notable achievements included building more than 1,000 bathing stalls and 2,500 latrines. Our health promotion campaign reached families across Port-au-Prince and beyond with important messages about their role in preventing the outbreak and spread of disease. We hired tens of thousands of people in our cash-for-work programs, offering jobs that aided in the recovery of neighborhoods while providing the means to buy the basic goods that families needed. More than 1,400 tradespeople benefited from a program of cash grants and vouchers for tools enabling them to jump start neighborhood reconstruction efforts.Increased violence in the Darfur region of Sudan in 2010 drove more than 250,000 people from their homes. Despite the challenges of providing aid in a conflict setting, Oxfam expanded operations this year, extending our water and hygiene programs to tens of thousands of people in Internally Displaced Persons (IDP) camps in Darfur. With fuel-efficient stoves, seeds, plows, and small business grants, Oxfam continues to assist families who are facing dire conditions. We are now working in seven IDP camps and have reached more than 400,000 people in the Darfur region of Sudan.Oxfam helped almost 1.9 million affected people during unprecedented flooding in Pakistan in 2010. Flooding washed away more than 5 million acres of crops and damaged or destroyed more than 1.6 million homes. In West Africa, the heavy rains turned the low-lying city of Pikine, Senegal into an urban lake, Oxfam set to work helping 30,000 residents affected by the severe flooding. We joined forces with a local partner to pump more than one million cubic meters of water from homes and schools, provided emergency supplies, and hygiene education to protect public health. We created a secure cash-transfer system, issuing vouchers that could be redeemed with a local credit union, so people who had lost their belongings and means of supporting themselves could buy essentials. 14823446 8058438 0 developing programs to help people overcome poverty: Oxfam America helps people living in poverty claim and defend their basic human rights so they can improve their lives. Access to these rights unlocks the potential to change the conditions that trap people in poverty. In 2010 we made 279 grants - investments in programs that will deliver impact. Among our areas of most substantial investment were in our community microfinance program ($3.8 million), agriculture and water management ($2.7 million), efforts to improve working conditions for farm workers in the US ($1.9 million), efforts to increase the resilience of poor farmers, including weather insurance and programs to support climate change adaptation. These efforts included expansion of our microfinance program to nearly 500,000 people in 21,000 groups in Mali, Senegal, El Salvador, Cambodia, and Guatemala. Oxfam America continued work in Vietnam, teaching poor farmers how to grow more rice, using less water, fewer seeds, and no chemical fertilizers. Oxfam expanded this System of Rice Intensification (SRI) to 184 new villages in six provinces, training 600 farmers through 18 farmer field schools, and secured the Vietnamese government's commitment to expand SRI in the coming year. This expansion will, for the first time, exceed Oxfam's own investment in SRI. 9900309 2485682 0 campaigning for social justice: Oxfam America advocates for just government policies and corporate practices. We support the right of people living in poor communities to participate meaningfully in decisions about the use of natural resources and the management of development projects that will affect them. In 2010, Oxfam achieved a remarkable series of advocacy victories. Our "Right to Know, Right to Decide" campaign scored a major US legislative success with an addition to the Financial Reform Bill: a requirement that companies reporting to the Securities and Exchange Commission disclose monies they pay to host countries for extracting oil or minerals. This kind of transparency helps citizens in countries rich in natural resources (but where poverty is widespread) to monitor revenues and hold their leaders accountable for using a portion of what is paid to them to reduce poverty.Due in large measure to Oxfam's efforts, the Guatemalan government agreed to suspend operations at the Marlin Mine. Our climate change campaign celebrated a critical international policy victory when the United Nations committed to establish a climate fund that will help developing countries to adapt. Our efforts to reform US foreign aid policy yielded a landmark policy directive from President Obama, the new policy provides the US government with a clear, compelling purpose and strategy for aid, and emphasizes that poor people themselves are the primary agents of change in fighting poverty. 11230997 1466495 0 PUBLIC EDUCATIONPOLICY & ADVOCACYCAMPAIGNSPROGRAM EVALUATIONOTHER DEVELOPMENT PROGRAMS 11230997 1466495 61568454 1 1 0 1 0 0 0 0 1 1 0 1 0 1 1 1 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 1 121 0 1 248 1 0 1 CB ES PE SU ET SG ZI SF 0 0 0 1 1 0 0 0 22 22 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 0 1 1 0 MA AL AK AZ AR CA CT DE FL GA HI ID IL IA KS KY LA ME MD MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SD TN TX UT VT VA WA DC WV WI WY X X MARK KRIPP 6177282558 226 CAUSEWAY STREET 5th Floor boston MA 021142206 McKinley Janet 4.00 X 0 0 0 Brown David 2.00 X 0 0 0 Conway Rosalind 2.00 X 0 0 0 Doniger David 2.00 X 0 0 0 Down Jim 1.50 X 0 0 0 Sawitsky Kitt 2.00 X 0 0 0 Becker Elizabeth 1.50 X 0 0 0 Biondi-Moria Brizio 0.20 X 0 0 0 Fox Jonathan 1.00 X 0 0 0 Freeman Bennett 1.50 X 0 0 0 Gaberman Barry 2.00 X 0 0 0 Makino Shigeki 2.00 X 0 0 0 Nguyen Minh-Chau 1.00 X 0 0 0 Reiss Steven 1.00 X 0 0 0 Ryan Teya 0.50 X 0 0 0 Sherman Wendy 2.00 X 0 0 0 Widmann Roger 1.00 X 0 0 0 BAPNA MANISH 1.00 X 0 0 0 GLANTZ GINA 1.50 X 0 0 0 LOUGHREY JOSEPH 1.00 X 0 0 0 SEWALL SARAH 1.50 X 0 0 0 SNELL BRIDGET 1.50 X 0 0 0 HAMILTON JOSEPH 2.00 X 0 0 0 Offenheiser RayMOND 40.00 X X 318258 0 37683 Kripp Mark 40.00 X 157757 0 28927 JACOBS DIDIER 40.00 X 81362 0 26647 DANIELL JAMES 40.00 X 195399 0 25541 Ambler John 40.00 X 204028 0 16798 Kurzina Stephanie 40.00 X 203638 0 23677 Lyons James 40.00 X 201709 0 18311 Muriu Muthoni 40.00 X 133752 0 13171 Lang-Holmes Elizabeth 40.00 X 135334 0 15278 Aherrera Mark 40.00 X 123426 0 7804 Mongia Nisha 40.00 X 133464 0 3300 MAHONEY TIMOTHY 40.00 X 127173 0 19562 2015300 0 236699 24 0 1 0 O'BRIEN MCCONNELL & PEARSON INC 1133 19th Street NW Ste 300 Washington DC 20036 Fundraising/Mktg consulting 370025 SHARE GROUP INC 99 DOVER STREET SOMERVILLE MA 02144 Telemarketing 271149 REDHEAD MEDIA LLC 80 STANDISH AVENUE QUINCY MA 02170 Media consulting 262265 TARGET SOFTWARE INC 1030 Massachusetts Ave Cambridge MA 02138 Software systems 254469 GRANT THORNTON LLP 226 causeway street 6th floor boston MA 02114 Advisory services 211091 11 84320475 1582203 84320475 514351 514351 157874 157874 32080000 1254 32210654 -130654 1254 -129400 -129400 miscellaneous 900099 2582 2582 2582 84865882 0 0 545407 2230737 2230737 27602836 27602836 1401732 432275 738556 230901 17968081 14058486 1611520 2298075 898636 702996 80698 114942 2483612 1935144 235705 312763 1351399 974589 175103 201707 52863 21082 29319 2462 116996 31216 85780 478618 473751 4867 2129210 2129210 66053 66053 4492327 3661540 416025 414762 399618 240281 1600 157737 3395149 977554 110752 2306843 905183 287862 343452 273869 2534015 2005912 282479 245624 2771079 2541893 134851 94335 1008840 985522 14348 8970 602990 476129 38097 88764 907138 732875 112104 62159 77999 35728 40179 2092 OTHER 1512478 632316 340300 539862 DESIGN AND PRINTING 1152202 341677 13803 796722 MAILING/POSTAGE 603997 285 0 603712 MMBRSHP,DUEs,SUBSCRIPt 225436 185768 19975 19693 77369224 61568454 4895566 10905204 2924450 1304923 11883608 8590271 581277 273897 1088558 955044 9591518 7167814 2173829 2423704 69424916 83237256 1139285 1090283 89215923 97875378 3327386 4607002 4341200 3963516 419452 75597 4057976 3933207 12146014 12579322 X 35346444 35498565 40155858 48078329 1567607 1719162 77069909 85296056 89215923 97875378 X 0 1 1 X 0 X 61648673 62697418 70440436 51329359 84320475 330436361 61648673 62697418 70440436 51329359 84320475 330436361 32696103 297740258 2912256 3401580 2646732 1010475 514351 10485394 141604 266398 263802 174563 160456 1006823 341928578 0.87080 0.90610 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 184885 293733 478618 65985404 66464022 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 553146 858636 416600 478618 2307000 250000 250000 250000 250000 1000000 1500000 157734 89904 134725 184885 567248 3928515 667410 376925 0 35689 31998 4905163 3901202 270221 214133 28775 3928515 0.23000 0.77000 0.00000 1 0 1396206 620334 775872 6377867 5200134 1177733 1817445 1347346 470099 2423704 GIFT ANNUITIES PAYABLE 3051028 DEFERRED RENT 853655 other liabilities 28524 3933207 84865882 77369224 7496658 729489 729489 8226147 85860933 729489 265562 995051 84865882 0 84865882 77634786 265562 265562 77369224 0 77369224 Part V, Line 4: Description of Intended Use of Endowment Funds: Oxfam utilizes a total return spending policy, spending from its endowment to support operations. Under the policy, up to 5% of the three year rolling market value may be utilized. The market value of the endowment includes permanently restricted net assets plus accumulated unspent gains included in temporarily restricted net assets. PART X, LINE 1 - UNCERTAIN TAX POSITIONS: Oxfam accounts for the effect of any uncertain tax positions based on a "more likely than not" threshold to the recognition of the tax positions being sustained based on the technical merits of the position under scrutiny by the applicable taxing authority. If a tax position or positions are deemed to result in uncertainties of those positions, the unrecognized tax benefit is estimated based on a "cumulative probability assessment" that aggregates the estimated tax liability for all uncertain tax positions. Interest and penalties assessed, if any, are accrued as income tax expense. Oxfam has identified its tax status as a tax exempt entity as a tax position; however, Oxfam has determined that such tax position does not result in an uncertainty requiring recognition. in addition to its tax status, Oxfam has other tax positions that have been determined to be highly certain and, therefore, no reserve for unregcognized tax liability is deemed necessary. oxfam is not currently under examination by any taxing jurisdiction. its federal and state income tax returns are generally open for examination for the past three years. 1 Central America and the Caribbean 2 17 PROGRAM SERVICES SEE PART IV - SUPPLEMENTAL INFORMATION 1134489 Central America and the Caribbean grants/partner support 14030405 East Asia and the Pacific 2 21 PROGRAM SERVICES SEE PART IV - SUPPLEMENTAL INFORMATION 1266958 East Asia and the Pacific grants/partner support 2458808 South America 1 20 PROGRAM SERVICES SEE PART IV - SUPPLEMENTAL INFORMATION 1621873 South America grants/partner support 2153330 Sub-Saharan Africa 7 124 PROGRAM SERVICES SEE PART IV - SUPPLEMENTAL INFORMATION 4101954 Sub-Saharan Africa grants/partner support 8794000 South Asia GRANTS/PARTNER SUPPORT 166192 Europe (Including Iceland & Greenland) investments 12 182 35728009 East Asia and the Pacific RESOURCE MANAGEMENT 2000 Wire South America DISASTER RISK REDUCTION 600 Wire South America INDIGENOUS PEOPLES RIGHTS 45000 Wire South America RESOURCE MANAGEMENT 95000 Wire Sub-Saharan Africa WATER AND AGRICULTURE 158581 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 268264 Wire Sub-Saharan Africa DISASTER RISK REDUCTION 74998 Wire Central America and the Caribbean MICROFINANCE 40000 Wire Central America and the Caribbean WOMENS EMPOWERMENT 124297 Wire Central America and the Caribbean RESOURCE MANAGEMENT 21500 Wire Central America and the Caribbean OTHER HUMANITARIAN INTERVENTION 11340 Wire Central America and the Caribbean HEALTH 102317 Wire Central America and the Caribbean MICROFINANCE 145662 Wire Central America and the Caribbean LIVELIHOODS RECOVERY 50261 Wire Central America and the Caribbean RESOURCE MANAGEMENT 25000 Wire Central America and the Caribbean RESOURCE MANAGEMENT 23205 Wire Central America and the Caribbean WOMENS EMPOWERMENT 119970 Wire Central America and the Caribbean LIVELIHOODS RECOVERY 122700 Wire Central America and the Caribbean MICROFINANCE 77439 Wire Central America and the Caribbean WOMENS EMPOWERMENT 25000 Wire South America INDIGENOUS PEOPLES RIGHTS 93000 Wire Central America and the Caribbean RESOURCE MANAGEMENT 30025 Wire South America INDIGENOUS PEOPLES RIGHTS 100900 Wire Central America and the Caribbean OTHER HUMANITARIAN INTERVENTION 87359 Wire Central America and the Caribbean RESOURCE MANAGEMENT 48200 Wire Central America and the Caribbean MICROFINANCE 43307 Wire Central America and the Caribbean OTHER HUMANITARIAN INTERVENTION 10000 Wire Central America and the Caribbean WOMENS EMPOWERMENT 136600 Wire Central America and the Caribbean WOMENS EMPOWERMENT 50000 Wire South America CLIMATE CHANGE 217893 Wire South America DISASTER RISK REDUCTION 32500 Wire Central America and the Caribbean CLIMATE CHANGE 80212 Wire Central America and the Caribbean DISASTER RISK REDUCTION 1000 Pending Sub-Saharan Africa HEALTH 20041 Wire Sub-Saharan Africa WATER AND AGRICULTURE 364000 Wire Sub-Saharan Africa MICROFINANCE 75655 Wire Sub-Saharan Africa MICROFINANCE 77714 Wire East Asia and the Pacific RESOURCE MANAGEMENT 19700 Wire East Asia and the Pacific RESOURCE MANAGEMENT 55000 Wire Central America and the Caribbean MICROFINANCE 52121 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 8910 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 292866 Wire Sub-Saharan Africa WATER AND AGRICULTURE 210000 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 51300 Wire Central America and the Caribbean RESOURCE MANAGEMENT 100000 Wire South America INDIGENOUS PEOPLES RIGHTS 27400 Wire South America TRADE 98000 Wire South America INDIGENOUS PEOPLES RIGHTS 1600 Wire South America DISASTER RISK REDUCTION 104200 Wire South America HEALTH 100000 Wire South America DISASTER RISK REDUCTION 20300 Wire South America RESOURCE MANAGEMENT 40000 Wire Sub-Saharan Africa CLIMATE CHANGE 82960 Wire South America INDIGENOUS PEOPLES RIGHTS 9995 Wire South America RESOURCE MANAGEMENT 18200 Wire South America INDIGENOUS PEOPLES RIGHTS 43000 Wire Sub-Saharan Africa LIVELIHOODS RECOVERY 209165 Wire Sub-Saharan Africa DISASTER RISK REDUCTION 72769 Wire Sub-Saharan Africa LIVELIHOODS RECOVERY 43567 Wire South America INDIGENOUS PEOPLES RIGHTS 17500 Wire South America INDIGENOUS PEOPLES RIGHTS 84500 Wire Sub-Saharan Africa LIVELIHOODS (NON AGRICULTURE) 37712 Wire Sub-Saharan Africa MICROFINANCE 136914 Wire South America INDIGENOUS PEOPLES RIGHTS 89800 Wire South America INDIGENOUS PEOPLES RIGHTS 35000 Wire South America INDIGENOUS PEOPLES RIGHTS 55000 Wire South America INDIGENOUS PEOPLES RIGHTS 6000 Wire South America RESOURCE MANAGEMENT 18225 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 10860 Wire South America RESOURCE MANAGEMENT 102875 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 100901 Wire Sub-Saharan Africa HEALTH 232199 Wire East Asia and the Pacific RESOURCE MANAGEMENT 75000 Wire Sub-Saharan Africa MICROFINANCE 78040 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 90000 Wire South America RESOURCE MANAGEMENT 43000 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 25000 Wire Central America and the Caribbean LIVELIHOODS RECOVERY 79848 Wire Central America and the Caribbean OTHER HUMANITARIAN INTERVENTION 51500 Wire South America INDIGENOUS PEOPLE RIGHTS 30000 Wire South America TRADE 30000 Wire South America RESOURCE MANAGEMENT 40000 Wire Central America and the Caribbean WOMENS EMPOWERMENT 15000 Wire Central America and the Caribbean WOMENS EMPOWERMENT 30000 Wire Central America and the Caribbean DISASTER RISK REDUCTION 85000 Wire Central America and the Caribbean DISASTER RISK REDUCTION 186188 Wire Central America and the Caribbean HEALTH 93500 Wire Central America and the Caribbean LIVELIHOODS RECOVERY 79831 Wire Central America and the Caribbean DISASTER RISK REDUCTION 40000 Wire Central America and the Caribbean HEALTH 25000 Wire Central America and the Caribbean LIVELIHOODS RECOVERY 79936 Wire Central America and the Caribbean MICROFINANCE 68883 Wire Central America and the Caribbean RESOURCE MANAGEMENT 58487 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 165566 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 299995 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 25000 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 28095 Wire Sub-Saharan Africa MICROFINANCE 45934 Wire Sub-Saharan Africa MICROFINANCE 71959 Wire Sub-Saharan Africa MICROFINANCE 157633 Wire Sub-Saharan Africa MICROFINANCE 76945 Wire South America RESOURCE MANAGEMENT 15000 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 56675 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 111111 Wire East Asia and the Pacific WATER AND AGRICULTURE 20000 Wire East Asia and the Pacific WATER AND AGRICULTURE 20000 Wire East Asia and the Pacific WATER AND AGRICULTURE 70000 Wire Sub-Saharan Africa WATER AND AGRICULTURE 153142 Wire Sub-Saharan Africa MICRO-INSURANCE 39996 Wire Central America and the Caribbean LIVELIHOODS RECOVERY 27083 Wire Central America and the Caribbean MICROFINANCE 88925 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 79000 Wire South America CLIMATE CHANGE 35000 Wire South America POLICY AND ADVOCACY 68000 Wire Central America and the Caribbean CLIMATE CHANGE 38000 Wire Central America and the Caribbean NATURAL DISASTER RESPONSE 2238095 Wire South America RESOURCE MANAGEMENT 199700 Wire East Asia and the Pacific WATER AND AGRICULTURE 16097 Wire Sub-Saharan Africa MICROFINANCE 45850 Wire South America CLIMATE CHANGE 20000 Wire Sub-Saharan Africa HEALTH 288364 Wire Central America and the Caribbean RESOURCE MANAGEMENT 60000 Wire Sub-Saharan Africa MICROFINANCE 96810 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 24786 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 381761 Wire Sub-Saharan Africa MICRO-INSURANCE 10056 Wire East Asia and the Pacific CLIMATE CHANGE 147417 Wire Central America and the Caribbean WOMENS EMPOWERMENT 55000 Wire Sub-Saharan Africa MICROFINANCE 65336 Wire East Asia and the Pacific LIVELIHOODS (NON AGRICULTURE) 20000 Wire Sub-Saharan Africa MICROFINANCE 268157 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 68500 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 40005 Wire Central America and the Caribbean OTHER HUMANITARIAN INTERVENTION 5000 Wire North America CLIMATE CHANGE 25000 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 10000 Pending Central America and the Caribbean CLIMATE CHANGE 10000 Wire Central America and the Caribbean NATURAL DISASTER RESOURCE 7700000 Wire East Asia and the Pacific OTHER HUMANITARIAN INTERVENTION 282057 Wire Europe HEALTH 6500 Wire Europe WOMENS EMPOWERMENT 10000 Wire Middle East and North Africa HEALTH 12460 Wire South America CLIMATE CHANGE 33909 Wire South America HEALTH 77141 Wire South America TRADE 25000 Wire South Asia EDUCATION 47620 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 233228 Wire Sub-Saharan Africa EDUCATION 71021 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 65000 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 245000 Pending Sub-Saharan Africa POLICY AND ADVOCACY 130000 Wire Sub-Saharan Africa WATER AND AGRICULTURE 284651 Wire Sub-Saharan Africa WOMENS EMPOWERMENT 173890 Wire europe TRADE 95000 Wire East Asia and the Pacific CAPACITY BUILDING 36000 Wire East Asia and the Pacific OTHER HUMANITARIAN INTERVENTION 900000 Wire South Asia OTHER HUMANITARIAN INTERVENTION 28572 Wire Europe CAPACITY BUILDING 2300 Wire East Asia and the Pacific CAPACITY BUILDING 30790 Wire North America LIVELIHOODS (NON AGRICULTURE) 167045 Wire East Asia and the Pacific OTHER HUMANITARIAN INTERVENTION 90789 Wire East Asia and the Pacific WOMENS EMPOWERMENT 20000 Wire South Asia OTHER HUMANITARIAN INTERVENTION 90000 Wire Central America and the Caribbean CLIMATE CHANGE 25000 Wire Central America and the Caribbean NATURAL DISASTER RESPONSE 1009405 Wire East Asia and the Pacific WATER AND AGRICULTURE 177143 Wire East Asia and the Pacific WATER AND AGRICULTURE 20000 Wire East Asia and the Pacific WATER AND AGRICULTURE 24600 Wire South America DISASTER RISK REDUCTION 20400 Wire East Asia and the Pacific WATER AND AGRICULTURE 116926 Wire Sub-Saharan Africa MICRO-INSURANCE 112753 Pending Sub-Saharan Africa MICRO-INSURANCE 218955 Wire East Asia and the Pacific MICROFINANCE 86823 Wire Sub-Saharan Africa WATER AND AGRICULTURE 339189 Wire East Asia and the Pacific MICROFINANCE 148350 Wire South America TRADE 19000 Wire South America INDIGENOUS PEOPLES RIGHTS 100000 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 295150 Wire East Asia and the Pacific WATER AND AGRICULTURE 119538 Wire East Asia and the Pacific WATER AND AGRICULTURE 92000 Wire Europe CAPACITY BUILDING 172189 Wire Europe CAPACITY BUILDING 30000 Pending East Asia and the Pacific RESOURCE MANAGEMENT 29110 Wire Sub-Saharan Africa COMPLEX EMERGENCY RESPONSE 7061 Wire Sub-Saharan Africa LIVELIHOODS RECOVERY 112934 Wire Sub-Saharan Africa WATER AND AGRICULTURE 40000 Wire South America TRADE 30000 Wire East Asia and the Pacific WATER AND AGRICULTURE 20000 Wire europe CLIMATE CHANGE 7000 Wire Central America and the Caribbean CLIMATE CHANGE 29780 Wire Central America and the Caribbean DISASTER RISK REDUCTION 40000 Wire East Asia and the Pacific LIVELIHOODS (NON AGRICULTURE) 74000 Wire Sub-Saharan Africa RESOURCE MANAGEMENT 135100 Wire Sub-Saharan Africa OTHER HUMANITARIAN INTERVENTION 361453 Wire East Asia and the Pacific LIVELIHOODS (NON AGRICULTURE) 20000 Wire 186 9 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: Program officers meet with partners and visit the project regularly to assess whether the funds have been used for the intended purpose. Programmatic and financial expenditure reports are also prepared by the Partners in conjunction with local program officers. Final reports are completed by partners and submitted to Oxfam America upon completion of the project. Projects may be audited as needed. Long-term Partner projects may be audited as needed. There are no audit thresholds and audits are conducted at the discretion of the Regional Office and are based on the Regional Director's and Regional Office staff's comfort level with the Partner and project overall. All financial and narrative reports are stored in Oxfam America's grant management system. Schedule F, Part IV Other Information Part I, line 3, Column (e): Developing programs to help people overcome poverty, Saving lives, Campaigning for social justice. X X X X X 1 Grassroots Campaigns Fundraising/Consulting/Canvassing 0 0 1103758 0 O'Brien McConnell and Pearson Fundraising/TelemARKETING 0 0 382764 0 Share Group Inc Telemarketing 0 0 310433 0 Telefund Inc Telemarketing 0 0 149056 0 M&R Strategic Services Fundraising 0 0 115557 0 Donor Services Group Telemarketing 0 0 67642 0 2129210 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA DC WV WI WY 1 1SKY EDUCATION FUND 6930 CARROLL AVENUE SUITE 1000 TAKOMA PARK MD 20912 261150699 501(c)(3) 30000 climate change AMERICAN VALUES NETWORK C/O KAREN STRIDER 3711 ALBERNARLE STREET NW WAshington DC 20016 264222057 501(c)(4) 50000 POLICY AND ADVOCACY AMERICAN VALUES NETWORK C/O KAREN STRIDER 3711 ALBERNARLE STREET NW WAShington DC 20016 264222057 501(c)(4) 18600 POLICY AND ADVOCACY Bayou Grace Community Services PO Box 238 Chauvin LA 70344 208026024 501(c)(3) 7500 OTHER HUMANITARIAN INTERVENTION Bayou Interfaith Shared Community Organizing 402 West 2nd St Thibodaux LA 70301 721260542 501(c)(3) 35000 NATURAL DISASTER RESPONSE BAYOU INterfaith Shared Community Organizing 402 West 2nd St THibodaux LA 70301 721260542 501(c)(3) 7500 OTHER HUMANITARIAN INTERVENTION Beloved Community Center 417 Arlington St Greensboro NC 27406 561877250 501(c)(3) 40000 WORKER RIGHTS CENTER FOR JUSTICE AND INTERNATIONAL LAW 1630 CONNECTICUT AVE NW STE 401 Washington DC 20009 521730890 501(c)(3) 23400 POLICY AND ADVOCACY COALITION OF IMMOKALEE WORKERS PO BOX 603 IMMOKALEE FL 34143 650641010 501(c)(3) 115000 WORKER RIGHTS Coastal Women for Change POBox 4194 Biloxi MS 39530 204770180 501(c)(3) 40000 NATURAL DISASTER RESPONSE Community Policy Research and Training Institute 1072 West JR Lynch Street Suite 10 Jackson MS 39203 020787550 501(c)(3) 30000 NATURAL DISASTER RESPONSE El Pueblo 696 DR MARTIN LUTHER KING BLVD Biloxi MS 39530 421748915 501(c)(3) 20000 worker rights Farm Labor Organizing Committee 4354 Highway 117 South Dudley NC 28333 341044086 501(c)(5) 105000 WORKER RIGHTS FARMWORKER JUstice 1126 16th Street NW Suite 270 WAshington DC 20036 521196708 501(c)(3) 12689 LIVELIHOODS (NON AGRICULTURE) Farmworker Justice 1126 16th Street NW Suite 270 Washington DC 20036 521196708 501(c)(3) 109811 WORKER RIGHTS FOUNDATION FOR SOCIAL TECHNOLOGY (FISCAL SPONSOR FOR MIT COLAB) 1770 MASSACHUSETTS AVE 221 CAMBRIDGE MA 02140 800319451 501(c)(3) 113465 NATURAL DISASTER RESPONSE FOUNDATION FOR GLOBAL COMPACT 801 SECOND AVENUE 2ND FLOOR NEW YORk NY 10017 016175648 501(c)(3) 15000 CORPORATE ENGAGEMENT FRIENDS COMMITTEE ON NATIONAL LEGISLATION EDUCATION FUND 245 SECOND STREET NE WASHington DC 20002 521254489 501(c)(3) 40000 COMPLEX EMERGENCY RESPONSE GROUNDSWELL INTERNATIONAL 1215 KEARNEY STREET NE WAShington DC 20017 271493841 501(c)(3) 234304 MICROFINANCE Harvard Humanitarian Initiative 14 Story Street 2nd Floor Cambridge MA 02138 042103580 501(c)(3) 25597 NATURAL DISASTER RESPONSE Hope Community Development Agency 618 E Division Road Biloxi MS 39530 204105073 501(c)(3) 20000 NATURAL DISASTER RESPONSE Interfaith Worker Justice 1020 West Bryn Mawr Ave 4th Floor Chicago IL 60657 364063982 501(c)(3) 20000 WORKER RIGHTS Latin American Working Group 424 C Street NE Washington DC 20002 113657128 501(c)(3) 5000 POLICY AND ADVOCACY Louisiana Housing Alliance 460 N 6th Street Baton Rouge LA 70802 383745506 501(c)(3) 40000 NATURAL DISASTER RESPONSE Mississippi Center for Justice 5 Old River Place Suite 203 Jackson MS 392151023 134203234 501(c)(3) 10000 OTHER HUMANITARIAN INTERVENTION Mississippi Immigrant Rights Alliance PO Box 1104 Jackson MS 392151104 943425290 501(c)(3) 50000 WORKER RIGHTS Mississippi State Conference NAACP 1072 West Lynch Street Suite 10 Jackson MS 39203 646025998 501(c)(4) 80000 NATURAL DISASTER RESPONSE National Alliance of Vietnamese American Service Agencies 7223 LEE HIGHWAY STE 301 FALLS CHURCH VA 22046 521885019 501(c)(3) 40000 NATURAL DISASTER RESPONSE National Catholic Rural Life Conference 4625 Beaver Ave Des Moines IA 50310 420752630 501(c)(3) 15000 CLIMATE CHANGE National Farm Worker Ministry 438 N Skinker Blvd St Louis MO 63130 952692880 501(c)(3) 95000 WORKER RIGHTS PINEROS Y CAMPESINOS UNIDOS DEL NOROESTE 300 YOUNG STREET WOODBURN OR 97071 930939941 501(c)(5) 25000 WORKER RIGHTS Restaurant Opportunities Center-United 350 Seventh Ave 18th Floor New York NY 10001 010939141 501(c)(3) 40000 worker rights Southern Mutual Help AssocIation Inc 3602 Old Jeanerette Road New Iberia LA 70563 720696092 501(c)(3) 35000 NATURAL DISASTER RESPONSE Steps Coalition 610 Water Street Biloxi MS 39530 113790429 501(c)(3) 80000 NATURAL DISASTER RESPONSE STEps Coalition 610 Water Street BILoxi MS 39530 113790429 501(c)(3) 10000 OTHER HUMANITARIAN INTERVENTION Student Action with Farmworkers 1317 W Pettigrew Street Durham NC 27705 561789014 501(c)(3) 60000 WORKER RIGHTS The League of Women Voters Educational Fund 1730 M Street NW 1000 Washington DC 20036 530239013 501(c)(3) 20000 CLIMATE CHANGE THE PEOPLE'S INSTITUTE FOR SURVIVAL AND BEYOND 601 N CARROLTON NEW ORLEANS LA 70119 721160700 501(c)(3) 10000 OTHER HUMANITARIAN INTERVENTION The Pro Bono Project 615 Baronne Street Suite 201 New Orleans LA 70113 721194167 501(c)(3) 40000 WORKER RIGHTS TRUMAN NATIONAL SECURITY PROJECT EDUCATIONAL INSTITUTE 1420 K STREET NW STE 250 WAShington DC 20005 262959113 501(c)(3) 10000 CLIMATE CHANGE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK PO BOX 1000 61 ROUTE 9W MONELL BUILDING PALISADES NY 10964 135598093 501(c)(3) 62200 MICRO-INSURANCE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK PO BOX 1000 61 ROUTE 9W MONELL BUILDING PALISADES NY 10964 135598093 501(c)(3) 236015 MICRO-INSURANCE TULANE UNIVERSITY 7029 FERET STREET NEW ORLEANS LA 70118 720423889 501(c)(3) 35000 NATURAL DISASTER RESPONSE United Farm Workers Po Box 8337 Tacoma WA 98418 941448579 501(c)(5) 122500 WORKER RIGHTS VERITE 44 BELCHERTOWN ROAD AMHERST MA 01002 043304538 501(c)(3) 12875 CORPORATE ENGAGEMENT WASHINGTON OFFICE OF LATIN AMERICA 1666 CONNECTICUT AVENUE NW STE 400 WAshington DC 20009 521249353 501(c)(3) 30000 POLICY AND ADVOCACY Zion Travelers Cooperative Center PO Box 1468 Braithwaite LA 70040 204415578 501(c)(3) 40000 NATURAL DISASTER RESPONSE 37 5 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Program officers meet with partners and visit the project regularly to assess whether the funds have been used for the intended purpose. Programmatic and financial expenditure reports are also prepared by the Partners, in conjunction with local program officers. Final reports are completed by partners and submitted to Oxfam America upon completion of the project. Projects may be audited as needed. Long-term Partner projects may be audited as needed. There are no audit thresholds and audits are conducted at the discretion of the regional office based on the regional director's and regional office staff's familiarity and experience with the partner and project overall. All financial and narrative reports are stored in oxfam america's grant management system. X X X X X 1 0 0 0 0 0 0 1 0 Offenheiser RayMOND 303573 0 14299 0 386 0 16122 0 21561 0 355941 0 14299 0 Kripp Mark 150343 0 7280 0 134 0 8189 0 20738 0 186684 0 7280 0 DANIELL JAMES 195334 0 0 0 65 0 9908 0 15633 0 220940 0 0 0 Ambler John 194666 0 9111 0 251 0 10249 0 6549 0 220826 0 9111 0 Kurzina Stephanie 194152 0 9100 0 386 0 10236 0 13441 0 227315 0 9100 0 Lyons James 123968 0 9100 0 68641 0 7516 0 10795 0 220020 0 9100 0 Lang-Holmes Elizabeth 26686 0 0 0 108648 0 2198 0 13080 0 150612 0 0 0 Part I, Line 4a: This compensation schedule also reflects gross severance payments to James Lyons, Elizabeth Lang-Holmes, and Nisha Mongia. JAMES LYONS - VP POLICY AND COMMUNICATION: severance - $54,189, vacation payout - $14,425 ELIZABETH LANG-HOLMES - CO-DIRECTOR HR: severance - $91,826, vacation payout - $16,790 nisha mongia - co-director hr: severance - $91,713, vacation payout - $15,748 Part I, Line 7 THE BOARD OF DIRECTORS AWARDS PERFORMANCE BONUSES AT THEIR DISCRETION. ALL COMPENSATION DISCLOSED IN PART VII On FORM 990 AND ON SCHEDULE J IS REPORTED ON A CALENDAR YEAR BASIS. SALARY OF OXFAM AMERICA EXECUTIVES INCLUDES $49,000 OF BONUSES PAID IN 2009 FOR PERFORMANCE RELATED TO 2008. X 235 1479722 SALE PRICE, NET OF FEES X MUTUAL FUNDS 16 92693 SALE PRICE, NET OF FEES X BONDS 2 9788 SALE PRICE, NET OF FEES 0 0 1 1 Third Party Use: Part I, Line 32b: Oxfam America uses a brokerage firm to receive, sell, and process donated stock and some mutual funds gifts. Other mutual fund gifts are processed through the respective mutual fund company. It is OA's policy to sell stock gifts upon receipt of the donation. Form 990, Part VI, Section B, line 11 The 990 is prepared by an independent accounting firm with information provided by OA's finance department under direction of the Chief Financial Officer. The completed return is reviewed by OA's Chief Financial Officer, and submitted for review to the Audit Committee of the Board of Directors. FORM 990 WAS PROVIDED TO THE FULL BOARD BEFORE FILING. Form 990, Part VI, Section B, line 12c All board members, officers, and key employees are expected to reveal any potential conflict of interest. Thus they sign a statement annually, verifying that they have reviewed Oxfam America's Conflict of Interest Policy and have disclosed any activity which contravenes the policy. Form 990, Part VI, Section B, line 15 Compensation for Oxfam America executives is set by a Compensation Committee comprised of independent members of the Oxfam America Board of Directors. In 2009, the Compensation Committee commissioned a study of executive and senior staff compensation, conducted by an external consultant with recognized expertise in the area of executive compensation for not-for-profit organizations. The results of this study, in combination with individual, executive team, and organizational performance, served as the basis for setting compensation in 2009. While base compensation rose as a result of using these criteria, total compensation for key executives remained flat or decreased when compared to 2008. This was due to a significant reduction in bonus compensation. In 2010, no bonus compensation was paid to the individuals listed in this schedule. Form 990, Part VI, Section C, line 19 Financial statements for the five most recent fiscal years and the most recent 990 are made available on the Oxfam America website at http://www.oxfamamerica.org in the "Who We Are" section of the site. Financial information is also available at www.guidestar.org and www.charitynavigator.org. THE ORGANIZATION WILL PROVIDE COPIES OF ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY UPON REQUEST. Form 990, Schedule L, Part III: STATEMENT REGARDING ACTIVITIES WITH SUBSTANTIAL CONTRIBUTORS: THE PRESIDENT OF OXFAM AMERICA, INC. (OA) AND ONE OTHER MEMBER OF THE OA BOARD OF DIRECTORS ARE MEMBERS OF THE BOARD OF DIRECTORS OF OXFAM INTERNATIONAL. OXFAM INTERNATIONAL'S BOARD MEMBERS CONSIST OF REPRESENTATIVES FROM THE VARIOUS OXFAM ORGANIZATIONS THROUGHOUT THE WORLD. THIS RELATIONSHIP ENSURES THAT THE MISSION OF OXFAM IS CLEAR AND CONSISTENT AMONG ITS MEMBER ORGANIZATIONS. IN FY 10, OA MADE PAYMENTS OF $14,611,000 TO OXFAM INTERNATIONAL AND ITS MEMBER ORGANIZATIONS, AND RECEIVED $1,658,000 FROM OXFAM INTERNATIONAL AND ITS MEMBER ORGANIZATIONS. In an agreement dated July 21, 2006, Oxfam provided guarantees of $1,000,000 for a loan from a bank to Micro Credit Enterprises (herein "MCE"), a 501(c)(3) IRS non-profit organization, and $1,000,000 for loans made by MCE to microcredit organizations in developing countries. MCE's purpose is to leverage private capital to help finance micro-businesses of impoverished entrepreneurs in the developing world. In the event of a default, the allocation of losses is calculated on a pro rata basis among all guarantors. In 2008, Oxfam recorded $100,000 in accrued grant expense to recognize the fair value of the guaranty. As of October 31, 2010 and 2009, draws of $7,600 and $0, respectively, on the guarantee were made. During fiscal 2010, Oxfam notified MCE of its intention to terminate the guarantee effective April 22, 2012. THE former CHAIRPERSON OF THE OA BOARD AND ANOTHER MEMBER OF THE OA BOARD ARE GUARANTORS OF MCE. A THIRD BOARD MEMBER IS AN OFFICER OF A CORPORATION THAT IS A GUARANTOR OF MCE. ONE OF THE MEMBERS OF THE OA BOARD WHO IS A GUARANTOR IS ALSO AN OA-NOMINATED MEMBER OF THE MCE BOARD. Form 990, Schedule R, Part IV: actual trust names have been omitted to protect the privacy of the contributors. such information is available to the irs upon request. Form 990, Part VI, Section B, Line 14: oxfam-america currently has document retention and destruction policies in place and is currently drafting a written policy to document these policies. Oxfam america real estate llc 226 causeway street 5th floor boston MA 021142206 061509938 RECEIVE AND HOLD DONATED REAL ESTATE MA N/A OXFAM AMERICA ADVOCACY FUND 226 causeway street 5th floor BOSTON MA 021142206 201971032 LOBBYING MA 501(C)(4) N/A charitable remainder unitrust 226 CAUSEWAY STREET 5TH FLOOR boston MA 02114 946695505 charitable trust MA N/A T 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 OXfam AMERICA ADVOCACY FUND P 77861