2011-05-13T16:13:08-04:00 2010-06-30 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 INDIANAPOLIS IN 46204 990 2009-07-01 310536715 University of Dayton UNIV 9372294333 300 College Park Dayton OH 454691640 Thomas E Burkhardt 2011-05-13 3176817000 2009 2016-02-24 21:20:13Z Daniel J Curran PhD 300 College Park Dayton OH 454691624 1468110814 false 0928 X www.udayton.edu X 1850 OH A comprehensive Catholic university, a diverse community committed in the Marianist tradition, to educating the whole person and to linking learning and scholarship with leadership and service. 34 30 7744 260 1705485 -63284 34409152 21063383 400007109 409735919 -28078391 11717624 9589475 9570734 415927345 452087660 72566686 77459649 0 0 190933390 203388656 0 0 10411604 159887056 149660671 423387132 430508976 -7459787 21578684 1039840223 1091366394 483428350 480631078 556411873 610735316 THE UNIVERSITY OF DAYTON IS AN INDEPENDENT, COMPREHENSIVE CATHOLIC EDUCATIONAL INSTITUTION FOUNDED IN 1850. THE PRIMARY EXEMPT PURPOSE IS PROVIDING POST SECONDARY EDUCATION THROUGH UNDERGRADUATE, GRADUATE, DOCTORAL AND CONTINUING EDUCATION PROGRAMS. THE UNIVERSITY IS COMMITTED, IN THE MARIANIST TRADITION, TO EDUCATING THE WHOLE PERSON AND TO LINKING LEARNING AND SCHOLARSHIP WITH LEADERSHIP AND SERVICE. false false 281861012 77459649 312211108 The University serves over 10,000 full and part time students, as well as hundreds of additional students through its other programs. The majority of our undergraduates reside on campus and the University provides living, learning, and working experiences through a wide variety of methods. The University also operates dormitories, food services, and a bookstore internally for the benefit of its students. In support of its educational mission, the University operates its fundraising division internally, which allows the funds raised to be directed to supporting its programs and students. Instruction Statistics for this fiscal year: 7,407 - Undergraduate Students 3,501 - Graduate and Law Students Degrees Awarded this fiscal year: 1,848 - Bachelor 767 - Master 64 - Doctorate 147 - Law In addition to degreed academic programs for students, the University conducts continuing education, speaker series, educational and services centers, and cultural events for its students, alumni, other life-long learners, and the public. An integral part of our Catholic and Marianist identity is service to the community. We encourage our students, as part of their educational experience, to become involved in service learning projects on a local, state, national and international level. 91883811 95269135 The University, as part of its educational mission, is also involved in basic and applied research. This activity provides hands-on learning opportunities and on campus employment for our students; support for our faculty by providing equipment and laboratories for their use; and a positive economic impact to the regional community through increased employment opportunities and training. Research Areas: US Government Contracts-79.3% State and Local Government-13.7% Business and Industry-5.1% Private Foundations/Universities/Non-U.S. Sponsors-1.9% 373744823 true true false true false false false false true true true false true true true false false false false false false false true true true false false false false false false true false true false true false false false true false false false false true 15305 0 true 7744 true true true false false false false true true false false false 34 30 true false false false false false true true true false false true true true true true true true true true true OH X THOMAS E BURKHARDT 9372294333 300 COLLEGE PARK Dayton OH 454691660 Daniel J Curran 40.0 X X 437435 0 155127 H John Jack Proud 6.0 X 0 0 0 Bro Stephen M Glodek SM 3.0 X 0 0 0 Catherine V Babington 3.0 X 0 0 0 Bro William J Campbell SM 3.0 X 0 0 0 Annette D Casella 3.0 X 0 0 0 Margaret A Cavanaugh PhD 3.0 X 0 0 0 Richard P Davis 3.0 X 0 0 0 Rev James F Fitz SM 3.0 X 0 0 0 Bro Thomas F Giardino SM 3.0 X 0 0 0 John R Haley 3.0 X 0 0 0 Allen M Hill 3.0 X 0 0 0 Susan S Kettering 3.0 X 0 0 0 Peter A Luongo 3.0 X 0 0 0 Rev Paul M Marshall SM 40.0 X X 0 0 0 Richard J Pfleger 3.0 X 0 0 0 Katherine Schipper PhD 3.0 X 0 0 0 Westina Matthews Shatteen PhD 3.0 X 0 0 0 S Francis Marie Thrailkill OSU EdD 3.0 X 0 0 0 Andrew F Veres 3.0 X 0 0 0 David P Winch 3.0 X 0 0 0 David P Yeager 3.0 X 0 0 0 Bro Edward M Brink SM 3.0 X 0 0 0 Steven D Cobb 3.0 X 0 0 0 John C Riazzi 3.0 X 0 0 0 Kurt P Sanford 3.0 X 0 0 0 Darlene Gutmann 3.0 X 0 0 0 George P Hanley 3.0 X 0 0 0 Linda S Berning 3.0 X 0 0 0 Mary H Boosalis 3.0 X 0 0 0 Thomas G Breitenbach 3.0 X 0 0 0 Bro Joseph H Kamis SM 3.0 X 0 0 0 Lynton Scotland 3.0 X 0 0 0 Rev Rudy A Vela SM 3.0 X 0 0 0 Thomas E Burkhardt 40.0 X 226165 0 29770 Sundar Kumarasamy 40.0 X 157171 0 21861 Michael V McCabe 40.0 X 245880 0 31420 Annette T Schmeling 40.0 X 0 0 0 Joyce Carter 40.0 X 149277 0 24146 Deborah Read 40.0 X 267499 0 25390 Joseph E Saliba 40.0 X 270211 0 41508 Timothy J Wabler 40.0 X 184933 0 31711 Paul H Benson 40.0 X 167327 0 30223 F Thomas Eggemeier 40.0 X 161304 0 13583 Lisa A Kloppenberg 40.0 X 273872 0 36608 Thomas J Lasley 40.0 X 162266 0 30499 Matthew D Shank 40.0 X 197750 0 23024 Thomas D Skill 40.0 X 172243 0 36896 Tony E Saliba 40.0 X 165286 0 22689 Brian F Gregory 40.0 X 832213 0 34833 Richard P Perna 40.0 X 215948 0 29945 Dilip R Ballal 40.0 X 201094 0 28548 John J Kanet 40.0 X 188290 0 25191 Rong-Chin C Chen 40.0 X 181860 0 29435 Theodore L Kissell 40.0 X 153009 0 16859 William Schuerman 40.0 X 111562 0 19231 5122595 0 738497 263 true true false AH Sturgill Roofing 4358 Springfield Street DAYTON OH 45431 General Contractors 603202 One Sixty Over Ninety 1 South Broad Street PHILADELPHIA PA 19107 Marketing Consultant 1179210 NanoSperse LLC 2000 Composite Drive KETTERING OH 45420 Engineering Subcont 1145836 Kendell Construction 2048 S Alex Road WEST CARROLLTON OH 45449 General Contractor 664807 MCR Federal LLC 2010 Corporate Ridge Suite 350 MCLEAN VA 22102 Engineering Subcont 536524 21 1483809 19579574 1106202 21063383 TUITION & FEES 900099 245227100 245227100 ACADEMIC PROJECTS 900099 19130198 19130198 AUXILIARY ACTIVITY 900099 53481035 51225359 2255676 GOVERNMENT CONTRACTS 900099 88184587 88184587 STUDENT AND OTHER FEES 900099 3712999 3712999 409735919 8612791 8612791 0 0 1028963004 1025858171 3104833 3104833 3104833 0 0 20005014 -9835017 10169997 49072 10120925 OTHER INV INCOME 523000 -599263 -599263 -599263 452087660 407480243 1705485 21838549 0 77459649 77459649 0 0 4312340 4312340 818538 818538 148007967 127461005 14329138 6217824 12506270 10763705 1217488 525077 27051037 22764728 3175796 1110513 10692504 8937056 1319479 435969 0 456022 456022 138470 138470 287337 287337 0 1870583 1870583 20014116 15687892 4326224 616666 415291 132678 68697 40563351 34920479 4599008 1043864 5496593 2462820 2861674 172099 0 10636130 10619011 15188 1931 7892232 7089394 593858 208980 0 3974937 2566823 802803 605311 15591000 14585545 1005455 0 18793063 16918655 1854624 19784 3435121 2133394 1300172 1555 OTHER 19895050 18959376 935674 430508976 373744823 46352549 10411604 330418 33345467 65698250 22179195 23381117 23054242 46354846 39115885 16875254 20611074 2711799 2765387 1320171 1475737 707074691 255091602 430037341 451983089 383260051 343359642 41571803 132746810 28299174 20729867 1039840223 1091366394 39315533 34423681 29081489 26170715 295048888 285955744 7983440 15733694 111999000 118347244 483428350 480631078 X 376268952 423929732 55658134 58656399 124484787 128149185 556411873 610735316 1039840223 1091366394 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 1412 false false true 285722 false 287134 false PART II-B THE UNIVERSITY, THROUGH ITS GOVERNMENT RELATIONS OFFICE, PERIODICALLY ADDRESSES CORRESPONDENCE AND TELEPHONE CALLS TO ITS LOCAL, STATE AND FEDERAL ELECTED OFFICIALS. ISSUES IMPORTANT TO THE UNIVERSITY OR ITS STUDENTS ARE ADDRESSED, INCLUDING: STUDENT FINANCIAL AID PROGRAMS - FEDERAL AND STATE; LANDLORD/TENANT LAWS - STATE AND LOCAL; PUBLICLY FUNDED RESEARCH - FEDERAL AND STATE; ECONOMIC DEVELOPMENT - STATE AND LOCAL 328967471 14083914 41605226 5585123 23521272 355550216 369572678 71592259 -97600168 6043281 8554017 328967471 0.57000 0.43000 false false 5020263 39829608 44849871 468054049 131456086 336597963 165078871 108330432 56748439 29091900 15305084 13786816 451983089 REAL ESTATE/PE PARTNERSHIPS 132746810 132746810 0 POST RETIREMENT BENEFITS 62799803 NDSL LOAN FUNDS 11745932 ANNUITY FUNDS 11648880 DEBT RETIRMENT 7487102 OTHER DEPOSITS AND PAYROLL WIT 3216077 MEDICAL CLAIMS ESTIMATED LIABI 1146135 COLLATERAL HELD FOR SECURITIES 20303315 118347244 452087660 430508976 21578684 44003063 -11258304 32744759 54323443 396849151 44003063 9835017 53838080 343011071 109076589 109076589 452087660 361704715 9835017 9835017 351869698 78639278 78639278 430508976 PART XI LINE 8 UNREALIZED LOSS ON INTEREST RATE SWAP ($1,382,009), INCREASE IN POST RETIREMENT BENEFIT OBLIGATION $9,876,295 PART XII LINE 2d COST OF GOODS SOLD $9,835,017 PART XII LINE 4b ANNUITY PAYMENTS $1,179,629, STUDENT AID $77,459,649, INVESTMENT RETURN $30,437,311 PART XIII LINE 2d COST OF GOODS SOLD $9,835,017 PART XIII LINE 4b ANNUITY PAYMENTS $1,179,629, STUDENT AID $77,459,649 PART V THE UNIVERSITY USES THE ENDOWMENT FUNDS TO PROVIDE SCHOLARSHIPS AND GRANTS TO ITS STUDENTS; TO SUPPLEMENT THE SCHOLARLY WORK OF ITS FACULTY MEMBERS; AND TO MAINTAIN AND ENHANCE ITS LIBRARY HOLDINGS. PART X THE UNIVERSITY COMPLETED AN ANALYSIS OF ITS TAX POSITIONS AT JUNE 30, 2010 AND 2009, IN ACCORDANCE WITH ASC 740 INCOME TAXES, AND DETERMINED THAT NO AMOUNTS WERE REQUIRED TO BE RECOGNIZED UNDER FIN NO. 48 IN THE FINANCIAL STATEMENTS AT JUNE 30, 2010 OR 2009. true true true THE UNIVERSITY OF DAYTON RECRUITS ON NATIONAL AND INTERNATIONAL LEVELS AND INCLUDES OUR NON-DISCRIMINATION POLICY IN OUR PRINTED AND WEB-BASE RECRUITMENT AND REGISTRATION MATERIALS true true true true false false false false false false false false true false THE UNIVERSITY OF DAYTON RECEIVES FINANCIAL ASSISTANCE FROM THE DEPARTMENT OF EDUCATION IN THE FORM OF FEDERAL FINANCIAL AID FOR ITS STUDENTS. true South Asia 0 1 Program Services STUDENT RECRUITMENT 43606 South America 0 0 Program Services STUDY ABROAD 33014 East Asia and the Pacific 0 0 Program Services STUDENT RECRUITMENT 30000 Europe (Including Iceland and Greenland) 0 0 Program Services STUDY ABROAD 730182 East Asia and the Pacific 0 0 Program Services STUDY ABROAD 26538 South America 0 0 Program Services STUDY ABROAD 33014 Central America and the Caribbean 0 0 Program Services STUDY ABROAD 126892 Central America and the Caribbean 0 0 Program Services TEACHER EVALUATIONS 121025 East Asia and the Pacific 0 0 Unrelated Trade or Business Central America and the Caribbean Investments 0 1 1144271 PART I, LINE 3 EXPENDITURES ARE FOR THE SERVICES OF THE RECRUITING AGENTS AND ANY EXPENSES ASSOCIATED WITH STUDENT RECRUITMENT IN THAT SPECIFIC GEOGRAPHIC REGION. SERVICES ARE PAID ACCORDING TO A WRITTEN CONTRACT WITH THE AGENT AND ARE EVALUATED YEARLY. ALL EXPENSES ARE REIMBURSED AT COST. EXPENSES ARE FOR THE STUDY ABROAD PROGRAMS CONDUCTED BY THE UNIVERSITY FOR ITS STUDENTS DURING THE SUMMER TERM (MAY-JULY). DURING THIS FISCAL YEAR, THERE WERE EIGHTEEN PROGRAMS CONDUCTED IN EUROPE, ONE PROGRAM IN EAST ASIA, AND THREE PROGRAMS IN SOUTH AMERICA. THE TEACHER EVALUATIONS ARE WITH UNIVERSITY OF DAYTON PUBLISHING, A PARTNERSHIP BETWEEN THE UNIVERSITY AND GRUPO SM, THE THIRD-LARGEST EDUCATIONAL PUBLISHER IN THE SPANISH-SPEAKING WORLD. THE PUBLISHER HAS DEVELOPED A LINE OF PREK-12 ENGLISH LANGUAGE TEACHING MATERIALS AND TRAINING PROGRAMS FOR DISTRIBUTION TO TEACHERS AND STUDENTS IN LATIN AMERICA AND SPAIN UNDER THE UNIVERSITY OF DAYTON PUBLISHING BANNER. THE EXPENSES WERE INCURRED FOR EVALUATING THE TEACHERS STRENGTHS AND ABILITY IN TEACHING ENGLISH AS A FOREIGN LANGUAGE. THE UNRELATED BUSINESS WAS A TRAVEL TOUR CONDUCTED BY THE UNIVERSITY FOR ALUMNI AND DONORS. true ACADEMIC SCHOLARSHIPS FOR UD STUDENTS 9204 77459649 NONE NONE PART I, LINE 2 THE UNIVERSITY OF DAYTON IS AN INDEPENDENT UNIVERSITY THAT PROVIDES SCHOLARSHIPS AND GRANTS TO ITS STUDENTS. THE STUDENTS QUALIFY TO RECEIVE THIS AID BASED UPON THEIR FINANCIAL NEED AND ACADEMIC TALENT. RECORDS ARE MAINTAINED THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR THE SCHOLARSHIPS AND GRANTS, AND THE AMOUNTS AWARDED ON AN ANNUAL BASIS. X X X X true true X X X X X X false true false false false false false false false Daniel J Curran 326145 0 0 0 111290 0 142150 0 15888 0 595473 0 0 0 Thomas E Burkhardt 219258 0 0 0 6907 0 17800 0 13187 0 257152 0 0 0 Theodore L Kissell 118488 0 0 0 34521 0 9516 0 7674 0 170199 0 0 0 Sundar Kumarasamy 153273 0 0 0 3898 0 7755 0 15009 0 179935 0 0 0 Michael V McCabe 238006 0 0 0 7874 0 20443 0 12149 0 278472 0 0 0 William Schuerman 110506 0 0 0 1056 0 9675 0 10143 0 131380 0 0 0 Joyce Carter 143539 0 0 0 5738 0 7400 0 17607 0 174284 0 0 0 Deborah Read 256590 0 0 0 10909 0 12250 0 14569 0 294318 0 0 0 Joseph E Saliba 254603 0 0 0 15608 0 22050 0 20917 0 313178 0 0 0 Timothy J Wabler 178373 0 0 0 6560 0 14613 0 18115 0 217661 0 0 0 Paul H Benson 166488 0 0 0 839 0 14407 0 16802 0 198536 0 0 0 F Thomas Eggemeier 159646 0 0 0 1658 0 13583 0 802 0 175689 0 0 0 Lisa A Kloppenberg 272909 0 0 0 963 0 17150 0 21081 0 312103 0 0 0 Thomas J Lasley 160015 0 0 0 2251 0 14683 0 16678 0 193627 0 0 0 Matthew D Shank 196880 0 0 0 870 0 9884 0 14290 0 221924 0 0 0 Thomas D Skill 171427 0 0 0 816 0 15538 0 22391 0 210172 0 0 0 Brian F Gregory 729319 0 85000 0 17894 0 11375 0 24904 0 868492 0 0 0 Richard P Perna 204544 0 0 0 11404 0 18641 0 12399 0 246988 0 0 0 Dilip R Ballal 199278 0 0 0 1816 0 18078 0 11489 0 230661 0 0 0 John J Kanet 186702 0 0 0 1588 0 13281 0 12876 0 214447 0 0 0 Rong-Chin C Chen 180187 0 0 0 1673 0 16295 0 14076 0 212231 0 0 0 Tony E Saliba 164878 0 0 0 408 0 14145 0 9070 0 188501 0 0 0 PART I, LINE 1A THE PRESIDENT TRAVELS BUSINESS CLASS WHEN AVAILABLE OR FIRST CLASS WHEN OTHER OPTIONS ARE NOT AVAILABLE ON INTERNATIONAL BUSINESS TRIPS. THE MEN'S BASKETBALL TEAM MAY TRAVEL VIA CHARTERED FLIGHTS TO GAMES TO MINIMIZE THE TIME SPENT AWAY FROM CAMPUS FOR THE PLAYERS. THE PRESIDENT RECEIVES A YEARLY TAXABLE HOUSING ALLOWANCE. SPOUSES OF THE PRESIDENT, VP FOR ATHLETICS, AND HEAD MEN'S BASKETBALL COACH MAY TRAVEL TO A LIMITED NUMBER OF EVENTS FOR BUSINESS PURPOSES EACH YEAR; THESE EVENTS INCLUDE ALUMNI EVENTS, MEN'S BASKETBALL CONFERENCE TOURNAMENTS, AND THE NCAA MEN'S BASKETBALL TOURNAMENT. THESE EMPLOYEES ARE TAXED ON SUCH TRAVEL. THE UNIVERSITY PAYS SOCIAL CLUB DUES FOR THE PRESIDENT, VICE PRESIDENTS, AND DEANS. THESE EMPLOYEES ARE TAXED ON THEIR PERSONAL USE OF THESE CLUBS. PART I, LINE 4B PARTICIPATION IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN, 457(f) PLAN: DANIEL J. CURRAN $125,000 (FUNDING OF PLAN). DR. CURRAN IS THE ONLY EMPLOYEE PARTICIPATING IN THIS PLAN. PART VII AND SCHEDULE J-2 AND SCHEDULES J AND J-1 THE REV. PAUL MARSHALL, SM IS A VOWED MEMBER OF THE SOCIETY OF MARY. FOR 2009, HIS TOTAL COMPENSATION (SALARY & BENEFITS) FROM THE UNIVERSITY WAS $71,666.00 ALL OF HIS COMPENSATION FROM THE UNIVERSITY IS PAID DIRECTLY TO THE SOCIETY OF MARY, HE DOES NOT RECEIVE ANY FUNDS. THEREFORE, HE DOES NOT RECEIVE A W-2 FORM. HE IS INCLUDED ON SCHEDULE J-2 BECAUSE HIS POSITION AS RECTOR MAKES HIM THE HIGHEST RANKING MARIANIST AT THE UNIVERSITY AND HIS RESPONSIBILITIES ARE AT THE SAME LEVEL AS A VICE PRESIDENT. SR. ANNETTE SCHMELING IS A VOWED MEMBER OF THE SOCIETY OF THE SACRED HEART. FOR 2009, HER TOTAL COMPENSATION (SALARY & BENEFITS) FROM THE UNIVERSITY WAS $171,178.00. ALL OF HER COMPENSATION FROM THE UNIVERSITY IS PAID DIRECTLY TO THE ORDER, SHE DOES NOT NOT RECEIVE ANY FUNDS. THEREFORE, SHE DOES NOT RECEIVE A W-2 FORM. SHE IS INCLUDED ON SCHEDULE J-2 BECAUSE OF HER POSITION AS VICE PRESIDENT FOR STUDENT DEVELOPMENT. SCHEDULE J-1, PART I, SECTION B, COLUMN ii THE MEN'S BASKETBALL COACH RECEIVED A PAYMENT, THE AMOUNT OF WHICH WAS SPECIFIED IN HIS CONTRACT, BASED ON THE PERFORMANCE OF THE MEN'S BASKETBALL TEAM FINISHING IN SECOND PLACE DURING THE REGULAR SEASON IN ITS CONFERENCE AND ADVANCEMENT TO THE SECOND ROUND OF THE NCAA TOURNAMENT. Ohio Higher Educational Facility Commission 346849674 67756AUF7 2004-12-02 16744216 2004 Rev. Bonds - Refunding false false Ohio Higher Educational Facility Commission 346849674 67756AUF7 2004-12-02 35082783 2004 Rev. Bonds - Construction false false Ohio Higher Educational Facility Commission 346849674 67756AXP2 2006-08-04 92808635 2006 Rev. Bonds - Construction/Ref false false Ohio Higher Educational Facility Commission 346849674 67756AYD8 2006-08-04 22824354 2006 Rev. Bonds - Refunding false false Ohio Higher Educational Facility Commission 346849674 67756AYG1 2006-08-04 12154493 2006 Rev. Bonds - Refunding false false 16744216 237546 2007 true true true true 36082710 756454 34326328 2007 false false true true 100066036 61514874 1443212 29850549 2010 true true true true 22824354 183956 2008 true false true true 12154493 210081 2008 false true true true false false false false true 0.01100 0.01100 true false false false true true 0.01900 0.01900 true false false false true true 0.01900 0.01900 true false false false true true 0.01000 0.01000 true false false false false false false false false false false false false false false false false false true false false false false false true false false false false false true FAMILY MEMBER OF OFFICER FAMILY MEMBER OF OFFICER Scholarship FAMILY MEMBER OF TRUSTEE FAMILY MEMBER OF TRUSTEE SCHOLARSHIP Thomas Burkhardt III Family member of officer 48237 EMPLOYMENT false Claire Renzetti PhD Family member of officer 125031 EMPLOYMENT false Susan Saliba Family member of officer 122160 EMPLOYMENT false Susan McCabe Family member of officer 118863 EMPLOYMENT false Matthew Luongo Family member of trustee 45970 EMPLOYMENT false Bro Raymond L Fitz SM Family member of trustee 152395 EMPLOYMENT false X 10000 Selling price X 17314 Selling price X 38 971824 Price-date of sale X 1 12848 Selling Price X Equipment 1 21300 Cost X Event Items 3 72916 Cost 0 false true false SCHEDULE O PART VI, LINE 1b FOUR MEMBERS OF THE BOARD OF TRUSTEES ARE NOT CONSIDERED INDEPENDENT. ONE MEMBER RECEIVES COMPENSATION AS AN EMPLOYEE OF THE UNIVERSITY, ANOTHER HAS A FAMILY MEMBER WHO RECEIVES AN ACADEMIC SCHOLARSHIP FROM THE UNIVERSITY AS PART OF AN OVERALL STUDENT FINANCIAL AID PACKAGE, AND TWO OTHER MEMBERS HAVE FAMILY MEMBERS WHO ARE EMPLOYEES OF THE UNIVERSITY. THIS INFORMATION IS DISCLOSED ON SCHEDULE L, PARTS III & IV. PART VI, LINE 2 1. H. JOHN PROUD AND STEVEN D. COBB - BUSINESS RELATIONSHIP. PART VI, LINE 7a & b THE MARIANISTS OF THE UNITED STATES, INC. ARE MEMBERS OF THE UNIVERSITY OF DAYTON CORPORATION AND AS SUCH, THEY MAY NOMINATE CANDIDATES FOR ELECTION/OR REMOVAL TO THE UNIVERSITY'S BOARD OF TRUSTEES AND THEY MUST APPROVE BY TWO-THIRDS VOTE, ANY ACTION OF THE BOARD OF TRUSTEES REGARDING MERGERS OF THE CORPORATION, SALES OF ASSETS OF THE CORPORATION, OR PARTIAL OR TOTAL DISSOLUTION OF THE CORPORATION. PART VI, LINE 11 THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES HAS THE RESPONSIBLITY TO REVIEW THE FORM 990 AT ONE OF ITS REGULARLY SCHEDULED MEETINGS. THESE COMMITTEE MEMBERS WILL REPORT THEIR OBSERVATIONS TO THE FULL BOARD OF TRUSTEES. ALL MEMBERS OF THE BOARD OF TRUSTEES MAY ACCESS THE RETURN ON AN INTERNALLY MANAGED BOARD OF TRUSTEES DISCUSSION SITE, TO ALLOW THEM TO REVIEW THE FINAL RETURN BEFORE IT IS FILED. PART VI, LINE 12 C THE UNIVERSITY'S LEGAL DEPARTMENT AND BOARD OF TRUSTEE OFFICE REVIEW THE RESPONSES TO ANNUAL QUESTIONNAIRES SENT TO EMPLOYEES AND BOARD OF TRUSTEE MEMBERS RESPECTIVELY. ANY ISSUES DISCLOSED ARE REVIEWED AND REPORTED TO THE PRESIDENT, BOARD OF TRUSTEES, AND APPROPRIATE VICE PRESIDENTS. IF A CONFLICT EXISTS, THE INDIVIDUAL IS EXCUSED FROM DISCUSSION AND VOTING ON THE MATTER IN QUESTION. PART VI, LINE 15A THE UNIVERSITY HAS A FORMAL, WRITTEN COMPENSATION POLICY FOR THE PRESIDENT. THERE IS ALSO A COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WHO REVIEWS THIS POLICY, EXTERNAL COMPENSATION INFORMATION (COMPARABLE DATA SUCH AS COMPENSATION LEVELS PAID BY SIMILAR ORGANIZATIONS, THE LEVEL OF THE EMPLOYEE'S EDUCATION AND EXPERIENCE, AND THE RESPONSIBILITIES OF THE POSITION) AND PRIOR YEAR COMPENSATION INFORMATION TO DETERMINE YEARLY COMPENSATION. THIS INFORMATION, ALONG WITH THE COMMITTEE'S RECOMMENDATION IS DISCUSSED AT A REGULARLY SCHEDULED BOARD OF TRUSTEES MEETING AND VOTED ON BY BOARD MEMBERS. PART VI, LINE 15B COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE PRESIDENT AFTER AN ANNUAL REVIEW AND ACCORDING TO PRIOR WRITTEN COMPENSATION AGREEMENTS. DISCUSSIONS ON THE COMPENSATION OF ALL OTHER OFFICERS AND KEY EMPLOYEES IS CONDUCTED AT MEETINGS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE UNIVERSITY UTILIZES DATA FROM PEER INSTITUTIONS AS REPORTED IN THE ANNUAL ADMINISTRATIVE COMPENSATION CUPA-HR SURVEY TO ENSURE THAT COMPENSATION FOR THESE POSITIONS IS AT APPROPRIATE LEVELS. PART VI, LINE 19 THE PUBLIC MAY ACCESS THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS THROUGH THE UNIVERSITY'S WEBSITE. PART VII, SECTION B AH STURGILL ROOFING IS A LOCAL ROOFING CONTRACTOR. ONE SIXTY OVER NINETY PROVIDES CREATIVE SERVICES (DESIGN, PHOTOGRAPHY, AND EDITING), PRINTING, AND MAILING SERVICES FOR THE ADVANCEMENT AND ENROLLMENT MANAGMENT DIVISIONS. KENDELL CONSTRUCTION IS LOCAL GENERAL CONTRACTOR USED FOR VARIOUS CONSTRUCTION PROJECTS AROUND THE CAMPUS. NANOSPERSE AND MCR FEDERAL ARE BOTH SUBCONTRACTORS THAT PROVIDE ENGINEERING SERVICES TO THE RESEARCH INSTITUTE. SCHEDULE K, PART I A & B - THE 2004 BOND PROCEEDS WERE USED TO CONSTRUCT AND EQUIP A NEW STUDENT FITNESS AND RECREATION COMPLEX; TO RENOVATE STUDENT RESIDENCE HALLS; TO ACQUIRE AND RENOVATE STUDENT HOUSES; TO CONSTRUCT A NEW SOFTBALL FIELD; TO RENOVATE OFFICES AND CLASSROOMS IN SEVERAL ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUES DATED JUNE 30, 1994 AND JULY 2, 1997, WHICH WERE USED TO CONSTRUCT AND EQUIP THE LAW SCHOOL AND LIBRARY, INSTALL COMPUTER SYSTEMS, RENOVATE STUDENT RESIDENCE HALLS; AND UPGRADE CLASSROOM AND OFFICE SPACE IN VARIOUS CAMPUS BUILDINGS. C, D, & E - THE 2006 BOND PROCEEDS WERE USED TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 2, 1997, WHICH WAS USED TO CONSTRUCT THE LAW SCHOOL BUILDING; UPGRADE ENVIROMENTAL SYSTEMS IN CAMPUS BUILDINGS; RENOVATE THE STUDENT UNION; CONSTRUCT STUDENT INTRAMURAL ATHLETIC FIELDS AND CONDITIONING ROOMS; RENOVATE THE ARENA FACILITIES AND PARKING LOTS; TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 20, 2000, WHICH WAS USED TO CONSTRUCT, IMPROVE, AND EQUIP THE SCIENCE EDUCATION BUILDING; CONSTRUCT A NEW STUDENT APARTMENT BUILDING; AND RENOVATE ADMINISTRATIVE AND ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUE DATED OCTOBER 29, 2003, WHICH WAS USED TO TO PAY COSTS ASSOCIATED WITH THE ISSUANCE OF THE 2006 BOND ISSUE; TO RENOVATE STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; TO RENOVATE LABORATORY, RESEARCH AND CLASSROOM AREAS; AND TO RENOVATE THE UNIVERSITY RESEARCH INSTITUE AND OTHER LABORATORY FACILITIES. A-2 & B-2 - THE 2009 BOND PROCEEDS WERE USED TO RENOVATE STUDENT RESIDENCE FACILITIES; RENOVATE STUDENT CLASSROOM AND LABORATORY FACILITIES; RENOVATE ADMINISTRATIVE FACILITIES AND STUDENT HOUSES; TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 2, 1997, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP VARIOUS ACADEMIC AND ADMINISTRATIVE FACILITIES; REFUND THE BOND ISSUE DATED JULY 9, 1998, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP VARIOUS ACADEMIC AND ADMINISTRATIVE FACILITIES; AND REFUND A PORTION OF THE BANK NOTE ISSUED ON APRIL 16, 2008 USED TO REFUND THE STATE OF OHIO HIGHER EDUCATION FACILITY REVENUE BONDS DATED MAY 1, 2002, WHICH WERE ISSUED TO RENOVATE THE ARENA ATHLETIC FACILITIES, CONSTRUCT NEW SCIENCE LABORATORY FACILITIES AND ACQUIRE AND RENOVATE STUDENT HOUSES. 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