2011-05-12T18:41:56-04:00 2010-06-30 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2009-07-01 060731360 UNIVERSITY OF HARTFORD UNIV 8607685269 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 Arosha Jayawickrema 2011-05-12 true 6175305000 2009 2016-02-24 21:20:13Z AROSHA JAYAWICKREMA VP FinAdm 200 BLOOMFIELD AVENUE WEST HARTFORD CT 061171599 269906730 false X WWW.HARTFORD.EDU X 1957 CT SEE SCHEDULE O. 59 54 4349 150 199725 -52675 15978851 12089076 207318035 207375418 4084247 3933456 1355732 1079262 228736865 224477212 58777514 64043719 0 0 96392946 99608338 75712 86050 4551047 69590426 68226024 224836598 231964131 3900267 -7486919 303160403 306612498 171074323 171693293 132086080 134919205 SEE SCHEDULE O. false false 207260939 64043719 207375418 THE UNIVERSITY OF HARTFORD IS AN INDEPENDENT, COEDUCATIONAL, NONSECTARIAN INSTITUTION THAT CURRENTLY ENROLLS APPROXIMATELY 7,200 FULL AND PART-TIME STUDENTS THAT REPRESENT 46 US STATES AND 60 FOREIGN COUNTRIES. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SEVEN SCHOOLS OFFERING 12 ASSOCIATE'S, 86 UNDERGRADUATE, 26 GRADUATE, AND 5 DOCTORAL AREAS OF STUDY. 207260939 true true false true false false true false true true true false true false true false true true true false false false true true true false false false false false false true false true false true true false false true true false false false true 565 1 true 4349 true true true true UK false false false true true false false false 59 54 true false false false false false false true true false false true true true true true true true true false X KIMBERLY E KENNISON 8607685516 200 BLOOMFIELD AVENUE WEST HARTFORD CT 061171599 WALTER HARRISON 40.0 X X 436511 0 154089 SHARON SHEPALA 40.0 X 77707 0 11267 RICHARD J CARDIN 2.0 X 0 0 0 LOUISE L MCCORMICK 2.0 X 0 0 0 RAYMOND J ARROYO 2.0 X 0 0 0 NANCY BOTCHELLER 2.0 X 0 0 0 CECELIA CALHOUN 2.0 X 0 0 0 KAY KNIGHT CLARKE 2.0 X 0 0 0 ALISON COOLBRITH 2.0 X 0 0 0 DELMONTE DAVIS 2.0 X 0 0 0 ROBERT N DAVIS 2.0 X 0 0 0 BARRY J DICKSTEIN 2.0 X 0 0 0 ROBERT FELD 2.0 X 0 0 0 STANLEY FELLMAN 2.0 X 0 0 0 ROBERT W FIONDELLA 2.0 X 0 0 0 ROBERT FORRESTER 2.0 X 0 0 0 DOMINIC FULCO III 2.0 X 0 0 0 NICHOLAS F GALLUCCIO 2.0 X 0 0 0 DAVID A GORDON 2.0 X 0 0 0 ARNOLD C GREENBERG 2.0 X 0 0 0 JOHN T HARRIS 2.0 X 0 0 0 PETER G KELLY 2.0 X 0 0 0 ROBERT K KILLIAN JR 2.0 X 0 0 0 tai soo kim 2.0 X 0 0 0 roger r klene 2.0 X 0 0 0 DEBORAH KOLTENUK 2.0 X 0 0 0 SUSAN MCCRAY 2.0 X 0 0 0 RICHARD MCGEARY 2.0 X 0 0 0 BOBBI MCNEIL 2.0 X 0 0 0 LUCILLE M NICKERSON 2.0 X 0 0 0 CHARLES E PAGANO JR 2.0 X 0 0 0 THOMAS REICH 2.0 X 0 0 0 CURTIS ROBINSON 2.0 X 0 0 0 RENEE SAMUELS 2.0 X 0 0 0 DAVID A SCHUPP 2.0 X 0 0 0 JOHN C SHAW 2.0 X 0 0 0 LINDA FISHER SILPE 2.0 X 0 0 0 BRUCE SIMONS 2.0 X 0 0 0 DIANE L SMITH 2.0 X 0 0 0 PHILIP A STREIFER 2.0 X 0 0 0 JOHN SUNDE 2.0 X 0 0 0 JENNIFER SMITH TURNER 2.0 X 0 0 0 JEAN-PIERRE VAN ROOY 2.0 X 0 0 0 eliot p williams 2.0 X 0 0 0 DONALD FRAHM 2.0 X 0 0 0 THOMAS J GROARK JR 2.0 X 0 0 0 DONALD OSBOURNE 2.0 X 0 0 0 ROSALIE ROTH 2.0 X 0 0 0 PHILIP SCHONBERGER 2.0 X 0 0 0 PAUL SITTARD 2.0 X 0 0 0 GERALD VITKAUSKAS 2.0 X 0 0 0 ARIANA TARPINIAN 20.0 X 2605 0 0 KATHLEEN BEHRENS 2.0 X 0 0 0 JOXEL GARCIA 2.0 X 0 0 0 SUSAN DENISE HARRIS 2.0 X 0 0 0 WALTER HAUCK 2.0 X 0 0 0 MAJORIE MORRISSEY 2.0 X 0 0 0 RITA PARISI 2.0 X 0 0 0 PETER SCHAUER 2.0 X 0 0 0 BRIAN SMITH 12.0 X 3300 0 0 KAYLA CLOUTIER 20.0 X 597 0 0 PAUL SIEGEL 40.0 X 91839 0 15901 INGRID RUSSELL 40.0 X 94904 0 24285 KEVIN WILLIAMS 20.0 X 1572 0 0 MADISON FORD 20.0 X 500 0 0 SUSAN MILLER 2.0 X 0 0 0 LYNN PASQUERELLA 40.0 X 226928 0 20337 AROSHA JAYAWICKREMA 40.0 X 168726 0 35640 THOMAS DORER 40.0 X 166860 0 36771 DONALD RIZZO 40.0 X 215908 0 19247 J LEE PETERS 40.0 X 163802 0 36358 JOHN J CARSON 40.0 X 148567 0 12347 THOMAS J PERRA 40.0 X 169612 0 24491 JOSEPH VOELKER 40.0 X 172547 0 30714 LOUIS MANZIONE 40.0 X 230815 0 38061 DAVID GOLDENBERG 40.0 X 159909 0 42585 JAMES FAIRFIELD-SONN 40.0 X 185255 0 43393 DANIEL LEIBOVITZ 40.0 X 214571 0 40782 JENNIFER RIZZOTTI SULLIVAN 40.0 X 204122 0 19116 POWER BOOTHE 40.0 X 159129 0 28959 3296286 0 634343 84 false true false ARAMARK SERVICES INCORPORATED 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD & FACILITY SVCS 12054387 DOWNES CONSTRUCTION COMPANY LLC 200 STANLEY STREET NEW BRITAIN CT 06050 CONSTRUCTION SVCS 857259 Consigli Construction Company 72 Summer Street MILFORD PA 01757 CONSTRUCTION SVCS 1747371 18 TEMPLE STREET LLC PO BOX 53388 BOULDER CO 80322 RENTAL MANAGEMENT 593236 PRO HEALTH PHYSICIANS 4 FARM SPRINGS ROAD FARMINGTON CT 06032 MEDICAL SERVICES 519798 27 1645 147813 6953499 4986119 766609 12089076 TUITION AND FEES 900099 204325214 204325214 OTHER PROGRAM SERVICE REVENUE 900099 3050204 3050204 207375418 3332149 66717 3265432 340872 340872 0 307558 199353 108205 108205 -10013 118218 43754068 1500326 44954852 39107 -1200784 1461219 260435 260435 86382 147813 236206 -149824 -149824 0 0 PARKING REVENUE AND FINES 900099 977860 977860 SPORTS CENTER 711210 69999 69999 CONCESSIONS 722210 73022 73022 1120881 224477212 207375418 199725 4812993 0 63723147 63723147 320572 320572 0 2671472 2318338 263976 89158 0 73659609 63544544 7563823 2551242 4459527 4445888 10188 3451 13327489 10167053 2353154 807282 5490241 5463592 23319 3330 0 293903 293903 243167 243167 96000 96000 86050 86050 272309 272309 7743907 6344700 1206733 192474 476252 425758 43394 7100 5865018 4181812 1439651 243555 1087765 642481 441336 3948 0 625938 437800 177057 11081 3841865 3204736 408232 228897 0 405064 298661 93488 12915 6085461 5623287 428186 33988 0 13084280 12090564 920638 73078 1692463 228190 1464273 DINING 11906257 11906109 148 UTILITIES 6119653 5973870 122700 23083 EQUIPMENT & FURNITURE 693949 409876 281554 2519 EQUIPMENT REPAIRS & MAINT. 1420309 1420309 MEMBERSHIPS & SUBSCRIPTIONS 1117002 832494 254574 29934 5155462 3161158 1846342 147962 231964131 207260939 20152145 4551047 19382860 19162331 5074005 3947006 5252676 5882296 5027645 5001588 1125131 1479220 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PART II-B, LINE 1I THE UNIVERSITY INVITED STATE LEGISLATORS FOR A BREAKFAST TO DISCUSS ISSUES RELATED TO HIGHER EDUCATION AND TO ALSO VIEW THE FACILITY THAT WAS PARTIALLY FUNDED BY THE STATE OF CONNECTICUT. THE UNIVERSITY OF HARTFORD PAYS MEMBERSHIP DUES TO VARIOUS ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. X X X X false 82887384 519728 11164354 3173613 91397853 103225365 1109254 -18620263 2826972 82887384 0.09000 0.77000 0.14000 false false 12495582 12495582 231629761 96973043 134656718 32065794 22960361 9105433 13168449 12985436 183013 156440746 CORPORATE BONDS 28331559 F SHORT TERM 3948911 F US GOVERNMENT BONDS 298657 F INVESTMENTS - REAL ESTATE 11421363 F FOREIGN BONDS 619680 F 44620170 NET DEFERRED GIFTS RECEIVABLE 450459 DEPOSITS WITH TRUSTEES 10012224 NET BOND ISSUANCE COSTS 4267080 PERPETUAL TRUST 10136027 24865790 0 STUDENT DEPOSITS 1751624 ACCRUED POST RETIREMENT BENEFITS 20782789 FED GOVT STUDENT LOAN ADVANCE 4447004 ASSET RETIREMENT OBLIGATIONS 3876355 30857772 224477212 231964131 -7486919 9163549 1156495 10320044 2833125 159412681 9163549 9163549 150249132 74228080 74228080 224477212 167920412 167920412 64043719 64043719 231964131 PART III, LINE 1A IT IS THE UNIVERSITY'S POLICY NOT TO CAPITALIZE LIBRARY AND ARTS COLLECTIONS. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE PERIOD IN WHICH ITEMS ARE ACQUIRED. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM THE SALE OF COLLECTION ITEMS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPLICABLE NET ASSET CLASS. PART III, LINE 4 THE COLLECTION IS SUPPORTED BY INTERLIBRARY RESOURCE-SHARING SERVICES FOR BOTH BORROWING AND LENDING MATERIALS. THE UNIVERSITY'S LIBRARY COLLECTIONS have HOLDINGS OF MORE THAN 600,000 BOOKS, JOURNALS, MUSIC SCORES, MICROFILM, VIDEOS, DVDS, AND ART PLATES. THE MORTENSEN LIBRARY IS THE GENERAL LIBRARY HOUSING MORE THAN 100 PCS, IMACS AND LAPTOPS, AS WELL AS 3 COLLABORATIVE PODS. THE MILDRED P. ALLEN MEMORIAL LIBARY HOLDS A COLLECTION OF MORE THAN 80,000 BOOKS, SCORES AND PERFORMING EDITIONS, 22,000 BOOKS AND SUBSCRIPTIONS, AND MORE THAN 400 ONLINE PRINT JOURNAL AND TITLES. THE UNIVERSITY'S ART COLLECTION IS A MAJOR RESOURCE FOR EDUCATION IN THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF, AND THE PUBLIC AUDIENCES THROUGHOUT THE REGION WITH SIGNIFICANT EXHIBITIONS BY NOTED ARTISTS AND REGULARLY SCHEDULED PUBLIC PROGRAMS. EXHIBITIONS ARE PRESENTED IN THE JOSELOFF AND SILPE GALLERIES, AND THE HARRY JACK CENTER WITHIN THE HARTFORD ART SCHOOL. ARTWORKS FROM THE UNIVERSITY'S COLLECTIONS ARE DISPERSED THROUGHOUT CAMPUS. PART V, LINE 4 BOARD DESIGNATED ENDOWMENT FUNDS ARE TO BE USED AS NEEDED TO FUND SCHOLARSHIPS, CAPITAL EXPENDITURES, GENERAL EXPENDITURES, AND PROVIDE PROGRAM SUPPORT. PERMANENT ENDOWED FUNDS ARE TO BE RETAINED PERMANENTLY ACCORDING TO DONOR STIPULATION OR UPMIFA. TERM ENDOWED FUNDS ARE TO BE USED ACCORDING TO DONOR STIPULATIONS. PART X, LINE 2 THE ORGANIZATION'S FINANCIAL STATEMENTS DID NOT REPORT A LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48. PART XI, LINE 8 CHANGES IN VALUE - PERPETUAL TRUST $1,115,329 CHANGE IN SPLIT INTEREST AGREEMENTS $41,166 ---------- TOTAL OTHER $1,156,495 PART XII, LINE 4B FINANCIAL AID $64,043,719 ENDOWMENT SPENDING INCOME $(3,173,614) DISTRIBUTION FROM PERPETUAL TRUST $(402,115) NON-OPERATING GIFTS AND GIFTS IN KIND $2,481,585 NON OPERATING INVESTMENT INCOME $2,796,501 PLEDGES AND DEFERRED GIFTS, NET $(941,780) NET REALIZED AND UNREALIZED GAIN/LOSSES $7,962,766 PROCEEDS FROM SALE OF NET ASSETS $1,461,018 ----------- TOTAL OTHER REVENUES $74,228,080 PART XIII, LINE 4B FINANCIAL AID $64,043,719 true true true THE ORGANIZATION'S RACIALLY NONDISCRIMINATORY POLICY IS PUBLICIZED IN THE UNDERGRADUATE AND GRADUATE BULLETINS. THE POLICY IS ALSO PUBLICIZED IN THE STAFF EMPLOYMENT MANUAL AND THE FACULTY POLICY MANUAL. IN ADDITION, THE POLICY STATEMENT IS MAILED TO EVERY EMPLOYEE ONCE A YEAR AND POSTED ON EMPLOYEE COMMUNICATION CENTERS LOCATED IN THE AUERBACH COMPUTER AND ADMINISTRATION CENTER, THE HANDEL PERFORMING ARTS CENTER, THE FACILITIES BUILDING, THE OFFICE OF HUMAN RESOURCES DEVELOPMENT AS WELL AS ON THE WEBSITE AT WWW.HARTFORD.EDU/HRD. true true true true false false false false false false false false true false THE UNIVERSITY OF HARTFORD OFFERS NEED BASED STUDENT FINANCIAL ASSISTANCE TO ELIGIBLE STUDENTS TO HELP DEFRAY THEIR EDUCATIONAL EXPENSES. THE UNIVERSITY CANNOT GUARANTEE EACH APPLICANT THAT HIS OR HER NEED WILL BE MET IN FULL SINCE FINANCIAL AID IS CONTINGENT UPON THE TIMELINESS OF THE STUDENT'S APPLICATION, FEDERAL REGULATIONS, AND INSTITUTIONAL POLICIES GOVERNING FINANCIAL AID AND THE AVAILABILITY OF FUNDS. true true Europe (Including Iceland and Greenland) 0 0 Program Services International Study 251733 East Asia and the Pacific 0 0 Program Services International Study 46999 South Asia 0 0 Program Services International Study 1783 Sub-Saharan Africa 0 0 Program Services International Study 16491 Middle East and North Africa 0 0 Program Services International Study 1783 North America 0 0 Program Services International Study 1783 Middle East and North Africa 0 0 Program Services Research and Education 107544 Europe (Including Iceland and Greenland) Investments 0 0 428116 SCHOLARSHIPS/ASSISTANCE FOR TUITION ROOM AND BOARD Europe/Iceland/Greenland 42 251733 Check 0 N/A N/A SCHOLARSHIPS/ASSISTANCE FOR TUITION ROOM AND BOARD East Asia/Pacific 9 46999 CHECK 0 N/A N/A SCHOLARSHIPS/ASSISTANCE FOR TUITION ROOM AND BOARD South Asia 3 1783 CHECK 0 N/A N/A SCHOLARSHIPS/ASSISTANCE FOR TUITION ROOM AND BOARD Sub-Saharan Africa 5 16491 CHECK 0 N/A N/A SCHOLARSHIPS/ASSISTANCE FOR TUITION ROOM AND BOARD Middle East/North Africa 3 1783 CHECK 0 N/A N/A SCHOLARSHIPS/ASSISTANCE FOR TUITION ROOM AND BOARD North America 5 1783 CHECK 0 N/A N/A PART I, LINE 2 THE UNIVERSITY OF HARTFORD HAS SIGNED AGREEMENTS WITH AFFILIATES TO ENSURE THAT GRANT PAYMENTS RECEIVED FROM THE UNIVERSITY OF HARTFORD WILL BE PROPERLY CREDITED TO THE STUDENT ACCOUNTS AT THE FOREIGN UNIVERSITIES. PART III THE AMOUNTS OF FELLOWSHIPS AND STIPENDS REPORTED IN PART III INCLUDES AWARDS MADE TO UNIVERSITY OF HARTFORD'S STUDY ABROAD STUDENTS. TYPICALLY A STUDENT IS A RESIDENT IN THE US AT THE TIME THE UNIVERSITY AWARDS GRANTS AND OTHER ASSISTANCE, REGARDLESS OF THE LOCATION OF THE STUDENT WHEN THE FELLOWSHIP OR STIPEND IS ACTUALLY PAID OR DISTRIBUTED. Part I, LINE 3, Column (F) THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR INTERNATIONAL STUDY, REPRESENTS GRANTS THAT ARE TRACKED SEPARATELY BY THE INTERNATIONAL STUDIES OFFICE. THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR RESEARCH AND EDUCATION, REPRESENTS ONLY THOSE EXPENSES SEPARATELY IDENTIFIABLE BY REGION AND ACTIVITY IN THE UNIVERSITY'S ACCOUNTING SYSTEM. X X X X X X X true BENTZ WHAllEY FLESSNER CONSULTING false 86050 86050 AL AR CT GA HI IL KS LA ME MI MN MS MO NJ NM NC ND PA RI TN UT VA WI Dinner 47448 37308 10140 14716 1036 77680 Dinner 58930 34055 24875 18951 58590 6 127817 76450 51367 500 13336 33379 18018 234195 147813 86382 500 47003 34415 154288 236206 -149824 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 true FINANCIAL AID AND SCHOLARSHIP FUNDS 4597 63723147 0 N/A N/A PART I, LINE 2 THE UNIVERSITY OFFERS NEED-BASED AND MERIT-BASED AWARDS. THE NEED-BASED AWARDS ARE BASED ON THE FAFSA FORM THAT IS SUBMITTED BY UNIVERSITY STUDENTS AND AWARDED ACCORDING TO THEIR FINANCIAL NEED. MERIT-BASED AWARDS ARE BASED ON SAT, GPA, AND OTHER TEST SCORES. UNIVERSITY AWARDS ARE CREDITED TO STUDENT ACCOUNTS. THE UNIVERSITY AWARDS INSTITUTIONAL FUNDS TO STUDENTS ACCORDING TO UNIVERSITY POLICIES. FUNDS ARE MANAGED BY THE OFFICES OF FINANCIAL AID AND FINANCIAL AFFAIRS TO COMPLY WITH ALL APPLICABLE COMPLIANCE REGULATIONS. PART III CASH GRANTS ARE CREDITS TO STUDENT ACCOUNTS. X X X X false true X X X false true false false false false false false false WALTER HARRISON 413997 0 0 0 22514 0 97050 0 58756 0 592317 0 0 0 JOSEPH VOELKER 172547 0 0 0 0 0 15711 0 16078 0 204336 0 0 0 LYNN PASQUERELLA 226928 0 0 0 0 0 20337 0 1232 0 248497 0 0 0 AROSHA JAYAWICKREMA 164607 0 0 0 4119 0 16040 0 23638 0 208404 0 0 0 THOMAS DORER 166860 0 0 0 0 0 15472 0 22302 0 204634 0 0 0 DONALD RIZZO 215908 0 0 0 0 0 19247 0 1206 0 236361 0 0 0 J LEE PETERS 163802 0 0 0 0 0 15136 0 22203 0 201141 0 0 0 JOHN J CARSON 141255 0 0 0 7312 0 12347 0 800 0 161714 0 0 0 DAVID GOLDENBERG 159909 0 0 0 0 0 14032 0 29514 0 203455 0 0 0 THOMAS J PERRA 169612 0 0 0 0 0 16146 0 9245 0 195003 0 0 0 JAMES FAIRFIELD-SONN 185255 0 0 0 0 0 16972 0 27583 0 229810 0 0 0 LOUIS MANZIONE 230815 0 0 0 0 0 20861 0 18539 0 270215 0 0 0 DANIEL LEIBOVITZ 214571 0 0 0 0 0 19756 0 22334 0 256661 0 0 0 JENNIFER RIZZOTTI SULLIVAN 204122 0 0 0 0 0 18816 0 6582 0 229520 0 0 0 POWER BOOTHE 159129 0 0 0 0 0 14463 0 15486 0 189078 0 0 0 Schedule J, Part I, Line 1a As a condition of employment, the President resides in University-owned housing for the convenience of the University. This benefit was not considered taxable. The University provided cleaning services for the public and private portions of the President's house. The value of cleaning services attributable to the private quarters has been treated as taxable income to the President. The University provides for reasonable travel expenses for the President's spouse only when accompanying the President to events on behalf of the University, and only where the spouse is serving a business purpose. This benefit was not considered taxable. The University provides the President of the University with a limited number of memberships in social clubs. These memberships are used predominantly for business purposes. The value of the club membership dues attributable to personal use has been treated as taxable income to the President and the president has paid for any additional charges associated with personal use. Schedule J, Part I, Line 1b The benefits described in Line 1a are governed by the terms of the president's employment contract, which was approved by the Compensation Committee of the University's governing board. Schedule J, Part I, Line 4b During FY07 the president's deferred compensation agreement was amended to increase the amount of deferred compensation to $75,000 for each contract year beginning with the Contract year ending June 30, 2008, with all funds (including those escrowed under the original deferred compensation agreement) contingent upon satisfactory performance under the contract and completion of his amended contract extension ending on June 30, 2012. STATE OF CT HEALTH & FACILITIES AUTH - Series G 060806186 20774UDN2 2006-06-22 52226599 See Schedule O false false 48340000 1687418 0 0 815000 0 47600000 2007 true false true true false false false true true true false false false false false false See Schedule O See Schedule O CATHLEEN VOELKER FAMILY MEMBER OF KEY EMP 101788 UHA EMPLOYEE false X 3 213000 APPRAISAL X 150 DONOR RECEIPTS X 27 516984 BOOK VALUE X VIDEOS,cd,dvds 19 0 0 X MUSICAL SCORES 4 0 0 X INSTRUMENTS 10 31945 APPRAISAL X MISCELLANEOUS 9 4530 DONOR RECEIPTS false true true PART I, COLUMN B IN COLUMN B, THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS AND NOT THE NUMBER OF ITEMS. PART I, LINE 32B THE UNIVERSITY OF HARTFORD IS UNDER A PHILANTHROPIC MANAGEMENT AGREEMENT WITH A BANK TO PROCESS STOCK DONATIONS. DONATED STOCK IS IMMEDIATELY SOLD WITH PROCEEDS TRANSFERRED TO THE UNIVERSITY'S RESPECTIVE BANK ACCOUNTS. PART I, LINE 33 THE UNIVERSITY APPRAISES ALL ITEMS THAT APPEAR TO BE OR NOTED BY DONOR TO BE VALUED AT $5,000 AND ABOVE. THE UNIVERSITY DOES NOT APPRAISE ITEMS SUCH AS BOOKS, CDS, DVDS, ETC. THAT ARE NOT BELIEVED TO BE OR INDICATED BY THE DONEE TO BE ANTIQUE OR RARE. ITEMS INDICATED ARE BELIEVED TO HAVE IMMATERIAL VALUE. MISSION STATEMENT FORM 990, PART I, LINE 1 AND PART III, LINE 1 THE UNIVERSITY OF HARTFORD PROVIDES A LEARNING ENVIRONMENT IN WHICH STUDENTS MAY TRANSFORM THEMSELVES, INTELLECTUALLY, PERSONALLY, AND SOCIALLY. THE UNIVERSITY PROVIDES STUDENTS WITH DISTINCTIVE EDUCATIONAL EXPERIENCES THAT BLEND THE FEEL OF A SMALL RESIDENTIAL COLLEGE WITH AN ARRAY OF ACADEMIC PROGRAMS AND OPPORTUNITIES CHARACTERISTIC OF A LARGE UNIVERSITY. THROUGH RELATIONSHIPS WITH FACULTY AND STAFF DEDICATED TO TEACHING, SCHOLARSHIP, RESEARCH, THE ARTS AND CIVIC ENGAGEMENT, EVERY STUDENT MAY BE PREPARED FOR A LIFETIME OF LEARNING AND FOR PERSONAL AND PROFESSIONAL SUCCESS. RELATIONSHIPS FORM 990, PART VI, LINE 2 REGENTS ROGER KLENE AND JEAN PIERRE VAN ROOY HAVE A BUSINESS RELATIONSHIP. REGENTS ROGER KLENE AND DAVID GORDON HAVE A BUSINESS RELATIONSHIP. FORM 990 REVIEW PROCESS FORM 990, PART VI, LINE 11 MANAGEMENT PREPARED THE 990 ALONG WITH INDEPENDENT TAX CONSULTANTS. SENIOR MANAGEMENT REVIEWED AND PRESENTED THE FORM 990 TO THE AUDIT COMMITTEE FOR REVIEW PRIOR TO THE FILING DATE. THE FINAL FORM 990 WAS PROVIDED TO THE BOARD MEMBERS BEFORE THE FILING DATE. CONFLICT OF INTEREST POLICY FORM 990, PART VI, LINE 12 THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES COVERING ALL BOARD MEMBERS, OFFICERS AND EMPLOYEES. THE BOARD POLICY IS DISTRIBUTED ANNUALLY TO ALL BOARD MEMBERS, AND THE POLICY FOR EMPLOYEES AND OFFICERS IS DISTRIBUTED ANNUALLY AND/OR AVAILABLE ON THE UNIVERSITY WEB SITE. ALL OFFICERS, BOARD MEMBERS AND KEY EMPLOYEES ARE ASKED TO REPORT ANNUALLY ON WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS. EACH REPORTED CONFLICT AND POTENTIAL CONFLICT IS REVIEWED AND THE RELEVANT POLICY IS APPLIED FOR EMPLOYEES. ANY PERSON DETERMINED TO HAVE A CONFLICT IS REMOVED FROM ANY AFFECTED DECISION-MAKING PROCESS. THE OFFICE OF HUMAN RESOURCES DEVELOPMENT IS CHARGED WITH REVIEWING AND RECOMMENDING ACTION ON CONFLICT OF INTEREST ISSUES. VIOLATION OF UNIVERSITY POLICY, INCLUDING THE CONFLICT OF INTEREST POLICY, IS SUBJECT TO DISCIPLINARY ACTION UP TO AND INCLUDING TERMINATION. POTENTIAL CONFLICTS INVOLVING BOARD MEMBERS ARE REVIEWED AND RESOLVED BY THE BOARD CHAIR OR PRESIDENT AS APPROPRIATE. COMPENSATION DETERMINATION FORM 990, PART VI, LINE 15 COMPENSATION OF THE FOLLOWING OFFICERS IS REVIEWED AND SET ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD: THE PRESIDENT, PROVOST, VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, VICE PRESIDENT FOR INSTITUTIONAL ADVANCEMENT, VICE PRESIDENT FOR STUDENT AFFAIRS, VICE PRESIDENT FOR UNIVERSITY RELATIONS AND GENERAL COUNSEL AND SECRETARY. THE COMPENSATION COMMITTEE CONSIDERS SALARY COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. COMPENSATION OF COLLEGE DEANS, WHICH INCLUDES ALL "KEY EMPLOYEES" OTHER THAN OFFICERS FOR PURPOSES OF FORM 990, IS REVIEWED AND SET ANNUALLY BY THE PROVOST (CHIEF ACADEMIC OFFICER). AS WITH COMPENSATION OF OFFICERS, CONSIDERATIONS INCLUDE SALARY COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. AVAILABILITY OF ORGANIZATION DOCUMENTS FORM 990, PART VI, LINE 19 FINANCIAL STATEMENTS OF THE UNIVERSITY ARE AVAILABLE UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON-LINE AS PART OF THE UNIVERSITY'S EMPLOYMENT MANUAL AND IS ALSO AVAILABLE UPON REQUEST. REGARDING GOVERNANCE DOCUMENTS, THE ACT AUTHORIZING THE ESTABLISHMENT OF THE UNIVERSITY OF HARTFORD, 1957 CONNECTICUT SPECIAL ACT NO. 3, IS AVAILABLE TO THE PUBLIC AS A PUBLIC DOCUMENT. THE UNIVERSITY MAKES ITS CORPORATE BYLAWS AVAILABLE FOR INSPECTION UPON REQUEST. ADDITIONAL COMPENSATION INFORMATION FORM 990, PART VII, SECTION A REGENTS ARE NOT COMPENSATED FOR THEIR SERVICES. FACULTY AND STUDENT REGENTS ARE COMPENSATED AS EMPLOYEES OF THE UNIVERSITY OF HARTFORD, NOT FOR SERVICES AS REGENTS. FORM 990, PART IX, LINE 24F PROGRAM SERVICES MGMT & GEN FUNDRAISING IN-HOUSE SERVICE $149,665 $ 88,812 $857 BAD DEBT ------- 1,314,660 ----- INDIRECT COST 283,782 ------ ----- FACULTY/STAFF DEVELOPMENT 496,719 92,755 8,128 TAXES & FEES 495,726 208,214 16,001 MISCELLANEOUS 508,683 141,901 122,976 TUITION ABATEMENT 1,226,493 -------- ------ ____________ ___________ ________ TOTAL OTHER EXPENSES 3,161,158 1,846,342 147,962 FORM 990, SCHEDULE K, Part I, COLUMN F PURPOSE OF SERIES G BOND: A.CONSTRUCTION, FURNISHING AND EQUIPPING A NEW STUDENT HOUSING BUILDING, HAWK HALL, AND RENOVATIONS AND IMPROVEMENTS TO OTHER RESIDENTIAL FACILITIES, DORMITORIES A, B, C, D, AND F. B.PROCEEDS USED TO CURRENTLY REFUND PRIOR ISSUE-SERIES F - MAY, 4, 2004 - CONSTRUCTION, FURNISHING AND EQUIPPING A NEW ACADEMIC BUILDING LOCATED WITHIN THE INTEGRATED SCIENCE ENGINEERING AND TECHNOLOGY (ISET) COMPLEX AND RENOVATIONS AND IMPROVEMENTS TO DANA HALL AND PARKING FACILITIES "J" VISITOR AND "K" COMMUTER AND VISITOR LOTS. FORM 990, SCHEDULE K, PART III, LINE 3B THE UNIVERSITY OF HARTFORD'S RESEARCH AGREEMENT THAT IS SPONSORED BY A NONGOVERNMENTAL USER IS EXCLUDED FROM PRIVATE USE AS IT HAS BEEN DETERMINED THAT IT MEETS THE SAFE HARBOR UNDER REV. PROC. 2007-47, 2007-2 C.B.108. FORM 990, SCHEDULE K, PART III, LINE 4 THE UNIVERSITY OF HARTFORD'S BOND FINANCED PROPERTY CONSISTS OF A NEW DORMITORY AND AN EDUCATIONAL FACILITY. THERE WERE NO PRIVATE BUSINESS USE ACTIVITIES HELD IN THESE FACILITIES. Form 990, Schedule L, Part III Grants or assistance Benefitting Interested Persons $35,000 Merit based Student Scholarships $10,950 Need Based Student Scholarships univ of hartford ISET PROJ COMPANY LLC 200 BLOOMFIELD AVE ADMIN BLDG WEST HARTFORD CT 06117 PROPERTY MGT CT 0 0 NA womens education leadership fund inc 200 bloomfield ave west hartford CT 06117 education CT 501(c)(3) false false false false false false false false false false false false false false false false false false