2011-03-23T10:41:55-05:00 2010-05-31 990 2009-06-01 340714681 JOHN CARROLL UNIVERSITY JOHN 2163971886 20700 NORTH PARK BOULEVARD UNIVERSITY HEIGHTS OH 44118 RICHARD F MAUSSER 2163971886 2011-03-23 false 2011-03-23 2009 2016-02-24 21:20:13Z REV ROBERT L NIEHOFF SJ 20700 NORTH PARK BOULEVARD UNIVERSITY HEIGHTS OH 44118 217005421 false X WWW.JCU.EDU X 1886 OH AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. 46 42 2315 955 -22478 -44032 11210711 14898524 108953794 107072604 -4761686 2522384 -131408 221627 115271411 124715139 42318795 46018527 0 50740083 48524615 65392 62757 2846788 34542063 30968714 127666333 125574613 -12394922 -859474 360323883 374033988 95264267 91236590 265059616 282797398 AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. false false 119277778 46018527 107108541 SEE SCHEDULE O FOR DESCRIPTION OF PROGRAM ACCOMPLISHMENTS. FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS IS AACSB ACCREDITED - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS TO ONLY 11 PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 15:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,987 UNDERGRADUATE STUDENTS AND 727 GRADUATE STUDENTS; OFFERED 40 BACHELOR DEGREE MAJORS AND 26 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 658 BACHELOR AND 255 MASTERS DEGREES IN THE 2009-2010 ACADEMIC YEAR. JOHN CARROLL RANKS 7TH IN OHIO FOR FOUR-YEAR GRADUATION RATES OUT OF MORE THAN 70 FOUR-YEAR INSTITUTIONS. THE UNIVERSITY'S CURRENT FRESHMEN RETENTION RATE IS 83%. THERE ARE 212 FULL-TIME FACULTY MEMBERS WITH 94% HOLDING DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; 9 ARE FULBRIGHT FELLOWS; AND 190 HAVE PUBLISHED BOOKS, ARTICLES OR HAVE RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 65 LEAGUE TITLES. MORE THAN 80 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS. NEARLY 500 UNDERGRADUATES PARTICPATE IN 21 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. 119277778 true true false true false false true false true true true false true true true false false true true false false true true true true false true false false false false true false true false true true false false true false false false false true 5248 0 true 2315 true true true false false false false true true false false false 46 42 false false false false true true true true true false false true true true true true true true true true true X RICHARD F MAUSSER JOHN CARROLL UNIVERSITY 2163974273 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 REV ROBERT L NIEHOFF SJ 50.00 X X 0 0 0 ALLYN R ADAMS 2.00 X 0 0 0 PATRICK V AULETTA 2.00 X 0 0 0 NANCY CUNNINGHAM BENNACI 2.00 X 0 0 0 REV MICHAEL P CARUSO S J 2.00 X 0 0 0 MARY ANN CORRIGAN-DAVIS 2.00 X 0 0 0 ALBERT J DEGULIS 2.00 X 0 0 0 FREDERICK D DISANTO 2.00 X 0 0 0 UMBERTO P FEDELI 2.00 X 0 0 0 DANIEL J FRATE 2.00 X 0 0 0 CARL D GLICKMAN 2.00 X 0 0 0 REV HOWARD J GRAY SJ 2.00 X 0 0 0 ROBERT D GRIES 2.00 X 0 0 0 DR EVELYN JENKINS GUNN 2.00 X 0 0 0 ROBERT A HAGER 2.00 X 0 0 0 ANNETTEE L HAILE 2.00 X 0 0 0 RICHARD M HAMLIN SR 2.00 X 0 0 0 HOWARD W HODDY HANNA III 2.00 X 0 0 0 MICHAEL L HARDY 2.00 X 0 0 0 ROBERT E HELTZEL JR 2.00 X 0 0 0 F ERIC JOCHUM 2.00 X 0 0 0 JACK KAHL 2.00 X 0 0 0 REV TIMOTHY P KESICKI SJ 2.00 X 0 0 0 JAMES F KIRSCH 2.00 X 0 0 0 CHARLES J KOCH 2.00 X 0 0 0 RICHARD J KRAMER 2.00 X 0 0 0 REV PATRICK LEE SJ 2.00 X 0 0 0 L THOMAS MARCHLEN 2.00 X 0 0 0 REV MICHAEL J MARCO SJ 2.00 X 0 0 0 RICHARD E MAROUN 2.00 X 0 0 0 MICHAEL J MERRIMAN 2.00 X 0 0 0 SAMUEL H MILLER 2.00 X 0 0 0 REV J-GLENN MURRAY SJ 2.00 X 0 0 0 JAMES M MYERS 2.00 X 0 0 0 GERALD F O'CONNELL 2.00 X 0 0 0 ARCHBISHOP PATRICK PINDER 2.00 X 0 0 0 AUDREY GILBERT RATNER 2.00 X 0 0 0 CHARLES A RINI SR 2.00 X 0 0 0 PATTI ROSENFELD 2.00 X 0 0 0 BARBARA S 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MIRAMAR UNIVERSITY HEIGHTS OH 44143 EDUCATIONAL SER 757220 WRIGHT STATE UNIVERSITY 3640 COLONEL GLENN HIGHWAY DAYTON OH 45435 OHIO LINK 507855 GCA SERVICES GROUP PO BOX 643823 PITTSBURGH PA 152643823 JANITORIAL SERV 345997 39 6304268 8594256 1254521 14898524 TUITION & FEES 611600 91445776 91445776 AUXILIARY ENTERPRISES 611710 14823066 14823066 OTHER FEES 611710 803762 803762 107072604 3096461 3096461 35937 35937 2885207 2884132 1075 1075 -22605 23680 88803876 89377953 -574077 -574077 -574077 212685 28197 184488 184488 COMMONFUND CAPITAL VENTURE VI 236000 296 296 KIRTLAND CAPITAL PARTNERS III 236000 8 8 HEARTLAND MANATEE RIVERFRONT 236000 -177 -177 127 124715139 107108541 -22478 2730552 42625 42625 45975902 45975902 1572827 698422 685797 188608 177523 10588 166935 35883204 33656841 1039689 1186674 1963233 1791288 98641 73304 6180799 5050319 632528 497952 2747029 2506437 138022 102570 233225 108680 24583 99962 223351 208351 15000 120090 120090 31062 31062 62757 62757 242783 242783 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false false true 24850 false false 31062 false false false false false SCHEDULE C, PART II-B, LINE 1I THE UNIVERSITY EMPLOYS A DIRECTOR FOR GOVERNMENT AND COMMUNITY RELATIONS WHO SPENT LESS THAN 30% OF HER TIME LOBBYING RELATED TO FEDERAL GOVERNMENT RELATIONS. MOST OF HER LOBBYING TIME IS SPENT ON LEGISLATION RELATED TO STUDENT AID, THE IMPLEMENTATION OF THE HIGHER EDUCATION REAUTHORIZATION ACT, THE FISCAL YEAR 2010 BUDGET APPROPRIATIONS BILLS AND GOVERNMENT REGULATIONS. OF THE 30% OF HER TIME SPENT ON FEDERAL GOVERNMENT RELATIONS, NO MORE THAN 20% WAS SPENT SEEKING APPROPRIATED FUNDS TO SUPPORT THE MISSION OF THE UNIVERSITY. false false false false X X X false false false 131423642 2893409 20184650 5699845 1175611 524596 147101649 177145420 2342749 -40531397 6076769 910991 545370 131423642 0.40070 0.59930 true false false 4101477 4420564 8522041 18263079 194210876 59812511 152661444 36327 4299180 3978972 356535 36472394 29113454 7358940 19467109 11933416 7533693 176432653 HEDGED EQUITY FUNDS 16036930 F MULTI-STRATEGY FUNDS 8333617 F REAL ESTATE INVESTMENT FUNDS 4695974 F PRIVATE EQUITY FUNDS 3023906 F 32090427 ASSET RETIREMENT OBLIGATIONS 3645769 REFUNDABLE FEDERAL STUDENT LOANS 1969726 5615495 124715139 125574613 -859474 18590072 7184 18597256 17737782 100213441 18590072 -45975902 -27385830 127599271 -2884132 -2884132 124715139 82475659 2876948 2876948 79598711 45975902 45975902 125574613 TERMS FOR NOT REPORTING ASSETS PER SFAS 116 SCHEDULE D, PAGE 1, PART III, LINE 1A THE UNIVERSITY HAS ELECTED NOT TO CAPITALIZE THE COST OR VALUE OF ITS COLLECTION OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS. THERE WERE NO DEACCESSIONS DURING THE YEAR. COLLECTIONS AND RELATION TO EXEMPT PURPOSE SCHEDULE D, PAGE 2, PART III, LINE 4 THE UNIVERSITY MAINTAINS A COLLECTION OF BOOKS, JOURNALS, ART, UNIVERSITY ARCHIVAL MATERIALS, MANUSCRIPTS AND ELECTRONIC RESOURCES. THESE ITEMS ARE HOUSED AND MADE AVAILABLE PRIMARILY THROUGH THE GRASSELLI LIBRARY AND BREEN LEARNING CENTER AS ESSENTIAL RESOURCES FOR THE EDUCATIONAL EXPERIENCE OF OUR STUDENTS. INTENDED USES FOR ENDOWMENT FUNDS SCHEDULE D, PAGE 2, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE INVESTED AND A PORTION OF THE INCOME EARNED IS USED TO SUPPORT SCHOLARSHIPS, PROGRAMS, FACULTY WORK, OR A SPECIFIC AREA DESIGNATED BY THE DONOR. RECONCILIATION OF CHANGES - OTHER SCHEDULE D, PAGE 4, PART XI, LINE 8 STUDENT AID IS NETTED AGAINST TUITION ON AUDITED FINANCIAL -45,065,402 STUDENT AID IS NETTED AGAINST AUXILIARY INC ON AUDIT -910,500 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 2,884,132 TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS 7,184 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -2,884,132 STUDENT AID IS NETTED AGAINST TUITION ON AUDITED FINANCIAL 45,065,402 STUDENT AID IS NETTED AGAINST AUXILIARY INC ON AUDIT 910,500 REVENUE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 2D STUDENT AID IS NETTED AGAINST TUITION ON AUDITED FINANCIAL -45,065,402 STUDENT AID IS NETTED AGAINST AUXILIARY INC ON AUDIT -910,500 REVENUE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 4B RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -2,884,132 EXPENSE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XIII, LINE 2D TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS -7,184 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 2,884,132 EXPENSE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XIII, LINE 4B STUDENT AID IS NETTED AGAINST TUITION ON AUDITED FINANCIAL 45,065,402 STUDENT AID IS NETTED AGAINST AUXILIARY INC ON AUDIT 910,500 SUPPLEMENTAL FINANCIAL INFORMATION SCHEDULE D, PAGE 4, PART XIV THE UNIVERSITY ADOPTED FIN 48 IN FISCAL YEAR 2008 AS REQUIRED. NO DISCLOSURES WERE REQUIRED UNDER GAAP AS THE UNIVERSITY DOES NOT HAVE ANY MATERIAL TAX CONTINGENCIES THAT REQUIRED DISCOSURES IN THE FOOTNOTES. true true true THE UNIVERSITY IS IN COMPLIANCE WITH REV. PROC. 75-50 true true true true false false false false false false false false true false THE UNIVERSITY RECEIVES FEDERAL STUDENT FINANCIAL AID ASSISTANCE FOR THE BENEFIT OF ITS STUDENTS FROM VARIOUS FEDERAL AGENCIES. THESE INCLUDE THE DEPARTMENT OF EDUCATION WHICH PROVIDES FUNDS FOR FEDERAL WORK STUDY, PELL GRANTS, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM, PERKINS LOAN PROGRAM AND FAMILY EDUCATIONAL LOAN PROGRAM. THE UNIVERSITY ALSO RECEIVES FEDERAL RESEARCH GRANTS FROM THE NATIONAL SCIENCE FOUNDATION, DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. true EUROPE PROGRAM SERVICES STUDY ABROAD 180782 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES STUDY ABROAD 9179 189961 ADDITIONAL INFORMATION SCHEDULE F, PAGE 4, PART IV THE UNIVERSITY PROVIDES A NUMBER OF STUDY ABROAD OPPORTUNITIES FOR ITS STUDENTS. VARIOUS STUDY ABROAD PROGRAMS ARE AVAILABLE EACH YEAR, BUT NOT ALL PROGRAMS LISTED BELOW ARE OFFERED EVERY ACADEMIC YEAR. THE UNIVERSITY ENJOYS LONG-STANDING STUDENT EXCHANGE AGREEMENTS WITH SOPHIA UNIVERSITY IN TOKYO, NANZAN UNIVERSITY IN NAGOYA, AND KANSAI GAIDAI UNIVERSITY IN KYOTO, JAPAN. IN ADDITION, THE UNIVERSITY IS A MEMBER OF THE INTERNATIONAL STUDENT EXCHANGE PROGRAM (ISEP), WHICH OFFERS STUDY ABROAD OPPORTUNITIES WORLDWIDE. IN RECENT YEARS THE UNIVERSITY HAS ALSO ADDED EXCHANGE PROGRAMS WITH THE UNIVERSITY OF HULL, ENGLAND; THE UNIVERSITY OF DORTMUND, GERMANY; RHODES UNIVERSITY, SOUTH AFRICA; RAI INSTITUTE, INDIA; AND FATIH UNIVERSITY, TURKEY. THE UNIVERSITY IS A MEMBER OF THE CONSORTIUM OF AMERICAN JESUIT COLLEGES AND UNIVERSITIES (AJCU) THAT SUPPORTS THE BEIJING PROGRAM FOR UNDERGRADUATE STUDY IN CHINA AS WELL AS THE CASA DE LA SOLIDARIDAD IN EL SALVADOR. STUDENTS CAN CHOOSE FROM SEVERAL PROGRAM OFFERINGS IN EUROPE FOR ONE SEMESTER OR TWO, DEPENDING ON THE PROGRAM. IN ENGLAND, BUSINESS STUDENTS CAN ENROLL IN THE UNIVERSITY'S BOLER BUSINESS SEMESTER IN LONDON; NON-BUSINESS STUDENTS CAN ENROLL IN THE LONDON LIBERAL ARTS SEMESTER, BOTH IN COOPERATION WITH REGENT'S COLLEGE. IN ITALY, STUDENTS CAN PARTICIPATE IN THE UNIVERSITY'S OWN VATICAN PROGRAM IN COOPERATION WITH THE PONTIFICA UNIVERSITA URBANIANA; LOYOLA UNIVERSITY OF CHICAGO'S ROME CENTER; OR JOHN CABOT UNIVERSITY IN ROME. THE UNIVERSITY HAS ALSO ESTABLISHED STUDY ABROAD PROGRAMS IN IRELAND (MAYNOOTH), SPAIN (MADRID), AND COSTA RICA. IN ADDITION, COOPERATIVE AGREEMENTS EXIST WITH PROGRAMS IN AUSTRALIA (AUSTRALEARN) AND DENMARK (DIS), AND THE UNIVERSITY OFFERS SHORT TERM FACULTY LED PROGRAMS IN NUMEROUS COUNTRIES ALL OVER THE WORLD. X X X X X X X true ANTHONY DECARLO SOLICIT false 785792 62757 723035 785792 62757 723035 OH TOM BROKAW MEAL 198110 198110 7325 11082 GOLF OUTING 14575 14575 9790 212685 212685 7325 20872 28197 184488 true CATHOLIC COMMUNITY CONNECTION 2351 E 22ND STREET CLEVELAND OH 44115 161635599 3 20000 MEMBERSHIP DUES ST MARTIN DE PORRES HIGH SCHOOL 6111 LAUSCHE AVE CLEVELAND OH 44103 300204919 3 22625 STUDENT EMPLOYMENT 2 SCHOLARSHIPS AND GRANTS 2960 45975902 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE UNITED STATES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY AWARDS SCHOLARSHIPS AND GRANTS BASED ON SUPERIOR ACADEMIC ACHIEVEMENT AND DEMONSTRATED FINANCIAL NEED. INDIVIDUALS RECEIVING AWARDS FROM JOHN CARROLL UNIVERSITY ARE CHOSEN BASED UPON OBJECTIVE AND NON-DISCRIMINATORY CRITERIA WHICH ARE CONSISTENT WITH THE OVERALL TAX-EXEMPT PURPOSE OF THE UNIVERSITY. X true true X X X X false true false false false false false false false JOHN DAY 180662 9234 11068 15073 216037 DOREEN RILEY 160466 6110 9803 16196 192575 RICHARD MAUSSER 160321 302 10004 47627 218254 MARIA ALFARO-LOPEZ 149065 782 9209 73750 232806 MARK MCCARTHY 133893 5802 8155 13000 160850 BRIAN WILLIAMS 128838 8129 20169 157136 MICHAEL BESTUL 149104 13982 8974 41921 213981 KAREN SCHUELE 155481 7098 9572 17950 190101 LEROY BROOKS 164302 2798 10108 14896 192104 ROBERT BLOOM 164347 1334 9861 4945 180487 DAVID LA GUARDIA 161399 2565 9805 47585 221354 KEVIN RIORDAN 145761 2798 8798 5890 163247 ROLAND MADISON 146573 1334 8940 13670 170517 JONATHAN IVEC 190880 782 11662 44957 248281 FRINGE OR EXPENSE EXPLANATION SCHEDULE J, PAGE 1, PART I, LINE 1A IN CERTAIN SITUATIONS HOUSING ALLOWANCES ARE PROVIDED BY THE UNIVERSITY TO AN EMPLOYEE THAT RELOCATES TO OHIO TO ACCEPT EMPLOYMENT AT THE DIRECTOR'S LEVEL OR ABOVE. FOR THE FIRST YEAR OF EMPLOYMENT, THE UNIVERSITY WILL PROVIDE HOUSING IN ONE OF ITS PROPERTIES. THE UNIVERSITY MAY WAIVE THE RENTAL COST OF THE UNFURNISHED PROPERTY FOR UP TO ONE YEAR (RENTAL VALUE IS DETERMINED BASED ON THE PARTICULAR PROPERTY). THE RENTAL VALUE IS INCLUDED IN THE EMPLOYEE'S W-2 AS IMPUTED INCOME. THREE EMPLOYEES RECEIVED THE HOUSING ALLOWANCE AS REPORTED ON THEIR 2009 W-2. SEVERANCE, NONQUALIFIED, AND EQUITY-BASED PAYMENTS SCHEDULE J, PAGE 1, PART I, LINE 4 MARK MCCARTHY 0 16,500 0 DAVID LA GUARDIA 0 2,400 0 JONATHAN IVEC 0 16,500 0 OTHER ADDITIONAL INFORMATION SCHEDULE J, PART III ON JULY 1, 2008 THE UNIVERSITY ENACTED A NONQUALIFIED PRIVATE 457(B) DEFERRED COMPENSATION PLAN FOR CERTAIN EMPLOYEES WITH ANY EMPLOYER CONTRIBUTIONS TO BE MADE ON A DISCRETIONARY BASIS. THE UNIVERSITY MADE NO CONTRIBUTIONS TO THE 457 PLAN IN FISCAL 2010. ANY AND ALL CONTRIBUTIONS TO THE PLAN IN FISCAL YEAR 2010 WERE VOLUNTARY EMPLOYEE CONTRIBUTIONS. THE PRESIDENT OF THE UNIVERSITY, FR. ROBERT NIEHOFF, SJ, IS A JESUIT PRIEST AND MEMBER OF THE SOCIETY OF JESUS (SJ), A RELIGIOUS ORDER OF THE CATHOLIC CHURCH. IN KEEPING WITH HIS RELIGIOUS VOWS, THE PRESIDENT DOES NOT RECEIVE DIRECT COMPENSATION FROM THE UNIVERSITY. COMPENSATION AND BENEFITS FOR SERVICES PROVIDED BY MEMBERS OF THE SOCIETY OF JESUS ARE PAID DIRECTLY AND IN THE AGGREGATE TO JOHN CARROLL JESUIT COMMUNITY CORPORATION, RATHER THAN TO EACH MEMBER INDIVIDUALLY. GENERAL BOARD OF DIRECTORS MEETINGS ARE HELD FOUR TIMES ANNUALLY, WITH EACH MEETING GENERALLY HELD OVER A TWO-DAY PERIOD. IN ADDITION, BOARD COMMITTEES, INCLUDING ACADEMIC AFFAIRS AND PLANNING, AUDIT, CORPORATE GOVERNANCE, DEVELOPMENT, EXECUTIVE, FINANCE, INVESTMENTS, NOMINATING, PLANNING, PROPERTIES AND STUDENT AFFAIRS, MEET AS NECESSARY BUT AT LEAST THREE TIMES ANNUALLY. OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756ASP8 2003-08-26 24564171 SEE SCHEDULE O false false OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756BRU6 2006-03-16 39950999 SEE SCHEDULE O false false 18800000 256189 5500000 2003 true false true true 31970000 399106 2006 true true true true false false false false false true false false false false false true false false false false false false MERIT SCHOLARSHIPS 20000 DISCOUNTED TUITION 128577 SEE SCHEDULE O SEE SCHEDULE O 10588 SEE SCHEDULE O false X 1 9200 APPRAISAL X 32 1242603 MARKET VALUE X PICTURES 3 882 COST OR SELLING PRICE X FISHING TRIP 1 700 COST OR SELLING PRICE X OFFICE EQUIPMNT 1 350 COST OR SELLING PRICE X MISCELLANEOUS 3 786 COST OR SELLING PRICE false false false EXPLANATION ON VOLUNTEERS AND TYPES OF SERVICES OR BENEFITS FORM 990, PAGE 1, PART I, LINE 6 A SIGNIFICANT NUMBER OF ALUMNI AND OTHER FRIENDS OF THE UNIVERSITY VOLUNTEER THEIR TIME ADVANCING THE MISSION OF THE UNIVERSITY, AND HELPING ATTRACT STUDENTS TO ATTEND JOHN CARROLL. FIRST ACHIEVEMENT DESCRIPTION FORM 990, PAGE 2, PART III, LINE 4A FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS IS AACSB ACCREDITED - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS TO ONLY 11 PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 15:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,987 UNDERGRADUATE STUDENTS AND 727 GRADUATE STUDENTS; OFFERED 40 BACHELOR DEGREE MAJORS AND 26 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 658 BACHELOR AND 255 MASTERS DEGREES IN THE 2009-2010 ACADEMIC YEAR. JOHN CARROLL RANKS 7TH IN OHIO FOR FOUR-YEAR GRADUATION RATES OUT OF MORE THAN 70 FOUR-YEAR INSTITUTIONS. THE UNIVERSITY'S CURRENT FRESHMEN RETENTION RATE IS 83%. THERE ARE 212 FULL-TIME FACULTY MEMBERS WITH 94% HOLDING DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; 9 ARE FULBRIGHT FELLOWS; AND 190 HAVE PUBLISHED BOOKS, ARTICLES OR HAVE RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 65 LEAGUE TITLES. MORE THAN 80 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS. NEARLY 500 UNDERGRADUATES PARTICPATE IN 21 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. CLASSES OF MEMBERS OR STOCKHOLDERS FORM 990, PAGE 6, PART VI, LINE 6 THE BOARD OF MEMBERS OF JOHN CARROLL UNIVERSITY SHALL CONSIST OF: (1) THE PRESIDENT OF JOHN CARROLL UNIVERSITY, EX-OFFICIO MEMBER; (2) THE RECTOR OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION, EX-OFFICIO MEMBER; (3) ONE MEMBER OF THE SOCIETY OF JESUS APPOINTED BY THE PROVINCIAL OF THE PROVINCE UNDER WHOSE JURISDICTION THE JOHN CARROLL JESUIT COMMUNITY CORPORATION FALLS, TO SERVE A TWO-YEAR TERM; (4) TWO MEMBERS OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION ELECTED TO SERVE TWO YEAR STAGGERED TERMS, BY THOSE MEMBERS IN GOOD STANDING OF THE SOCIETY OF JESUS WHO ARE ASSIGNED TO THE JOHN CARROLL JESUIT COMMUNITY CORPORATION AND PROVIDE SERVICE TO OR HAVE BEEN RETIRED FROM THE UNIVERSITY. ELECTION OF MEMBERS AND THEIR RIGHTS FORM 990, PAGE 6, PART VI, LINE 7A THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS AND AUTHORITY PROVIDED UNDER APPLICABLE LAW AS ARE CONSISTENT WITH THE MISSION OF THE UNIVERSITY, INCLUDING WITHOUT LIMITATION, THE POWERS TO: (A) ELECT AND TO RE-ELECT THE DIRECTORS OF THE CORPORATION FROM THE SLATE OF NOMINEES RECOMMENDED BY THE BOARD OF DIRECTORS (B) REMOVE ANY DIRECTOR, UPON RECOMMENDATION OF THE BOARD OF DIRECTORS DECISIONS SUBJECT TO APPROVAL OF MEMBERS FORM 990, PAGE 6, PART VI, LINE 7B THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS TO AMEND THE ARTICLES AND THE CODE OF REGULATIONS; SELL OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION; AND MERGE OR DISSOLVE THE CORPORATION. ORGANIZATION'S PROCESS USED TO REVIEW FORM 990 FORM 990, PAGE 6, PART VI, LINE 11 THE OFFICE OF THE UNIVERSITY'S VP OF FINANCE PREPARES THE FORM 990, WHICH IS THEN REVIEWED BY THE UNIVERSITY'S INDEPENDENT AUDITOR BEFORE IT IS PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. A FINAL REVIEWED COPY OF THE FORM 990 IS PROVIDED TO EACH DIRECTOR PRIOR TO FILING IT WITH THE IRS. ENFORCEMENT OF CONFLICTS POLICY FORM 990, PAGE 6, PART VI, LINE 12C THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES ITS OFFICERS, DIRECTORS, AND EMPLOYEES TO DISCLOSE POTENTIAL CONFLICTS OF THEMSELVES AND THEIR FAMILY MEMBERS. IN ADDITION, A QUESTIONNAIRE IS DISTRIBUTED ANNUALLY IN WHICH POTENTIAL CONFLICTS OF INTERESTS ARE DISCLOSED. THE QUESTIONNAIRES ARE REVIEWED FOR ANY DISCLOSED ACTUAL OR POTENTIAL CONFLICT OF INTERESTS. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY PROHIBITS INVOLVEMENT IN UNIVERSITY DECISION-MAKING BY ANY OFFICER, SENIOR ADMINISTRATOR OR DIRECTOR WHO HAS A CONFLICT. IN THE EVENT OF THE EXISTENCE OF A CONFLICT OF INTEREST, APPROPRIATE CONFLICT MANAGEMENT MEASURES ARE IMPLEMENTED. VIOLATIONS OF THE UNIVERSITY'S CONFLICTS POLICIES MAY RESULT IN SANCTIONS, UP TO AND INCLUDING TERMINATION OF EMPLOYMENT. COMPENSATION PROCESS FOR TOP OFFICIAL FORM 990, PAGE 6, PART VI, LINE 15A THE UNIVERSITY'S AUDIT COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S PRESIDENT. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT ANNUALLY, AND WAS LAST REVIEWED IN DECEMBER 2009. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S PRESIDENT. COMPENSATION PROCESS FOR OFFICERS FORM 990, PAGE 6, PART VI, LINE 15B THE UNIVERSITY'S AUDIT COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ANNUALLY AND WAS LAST REVIEWED IN DECEMBER 2009. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. GOVERNING DOCUMENTS DISCLOSURE EXPLANATION FORM 990, PAGE 6, PART VI, LINE 19 THE UNIVERSITY'S FORM 1023 APPLICATION FOR TAX EXEMPTION AND FORMS 990 AND 990-T (CURRENT AND PRIOR THREE YEARS) ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION, CODE OF REGULATIONS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FINANCIAL AID OR GOVERNMENT ASSISTANCE EXPLANATION SCHEDULE E, LINE 6 THE UNIVERSITY RECEIVES FEDERAL STUDENT FINANCIAL AID ASSISTANCE FOR THE BENEFIT OF ITS STUDENTS FROM VARIOUS FEDERAL AGENCIES. THESE INCLUDE THE DEPARTMENT OF EDUCATION WHICH PROVIDES FUNDS FOR FEDERAL WORK STUDY, PELL GRANTS, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM, PERKINS LOAN PROGRAM AND FAMILY EDUCATIONAL LOAN PROGRAM. THE UNIVERSITY ALSO RECEIVES FEDERAL RESEARCH GRANTS FROM THE NATIONAL SCIENCE FOUNDATION, DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. ADDITIONAL INFORMATION SCHEDULE O FORM 990, SCHEDULE K, PART I - BOND ISSUES (A) ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION (B) ISSUER EIN: 34-6849674 (C) CUSIP : 67756ASP8 (D) DATE ISSUED: 08/26/03 (E) ISSUE PRICE: 24,564,171 (F) DESCRIPTION OF PURPOSE: CONSTRUCTION OF THE DON SHULA STADIUM AND REFUNDING THE 1993 BONDS ISSUED ON 03/18/1993 AND 12/30/1993. (G) DEFEASED: NO (H) ON BEHALF OF ISSUER: NO (A) ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION (B) ISSUER EIN: 34-6849674 (C) CUSIP : 67756BRU6 (D) DATE ISSUED: 03/16/06 (E) ISSUE PRICE: 39,950,999 (F) DESCRIPTION OF PURPOSE: REFUNDING OF THE 1997 AND 1999 BONDS ISSUED ON 05/01/1997 AND 12/01/1999, RESPECTIVELY; PARTIAL REFUNDING OF THE 2001 BONDS ISSUED ON 11/07/2001. (G) DEFEASED: NO (H) ON BEHALF OF ISSUER: NO FORM 990, SCHEDULE L, PART IV - BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS (A) NAME OF INTERESTED PERSON: DIANE WILLIAMS (B) RELATIONSHIP: SPOUSE OF BRIAN WILLIAMS, VP ENROLLMENT (C) AMOUNT OF TRANSACTION: 10,588 (D) DESCRIPTION OF TRANSACTION: EMPLOYEE WAGES & BENEFITS (E) SHARING OF REVENUES: NO 1886 COMPANY LTD (LLC) 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 1180932 NA IGNATIUS LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 433845 1886 1886 CO MPANY LTD LOYOLA LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 534209 NA MANRESA LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 150041 NA INIGO LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 209265 NA CURA PERSONALIS LLC 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 377932 NA