2011-02-14T16:34:44-07:00 2010-06-30 990 2009-07-01 131760110 UNITED STATES FUND FOR UNICEF UNIT 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Edward G Lloyd 2129222557 2011-02-11 2009 2016-02-24 21:20:13Z CARYL M STERN 125 Maiden Lane New York NY 10038 245778400 0 X www.unicefusa.org X 1947 NY Saving Childrens Lives Around the World by (1) informing the American people of the needs of children in developing countries (2) creating an awareness of the diversity of human cultures, of the commonality of human needs and interests and other responsibility to share in the world's resources and benefits (3) soliciting and receiving funds and other property for the purposes stated herein and (4) participating in coordinating planning with voluntary agencies engaged in child relief; 19 18 168 30000 0 0 236845429 239539559 0 0 -11760225 1404597 614036 2705942 225699240 243650098 175206207 192162051 0 0 18016509 18518447 50298 932504 28681020 30206920 31066394 223479934 242679396 2219306 970702 119792953 118878817 76177521 73969554 43615432 44909263 Saving Childrens Lives Around the World by (1) informing the American people of the needs of children in developing countries (2) creating an awareness of the diversity of human cultures, of the commonality of human needs and interests and other responsibility to share in the world's resources and benefits (3) soliciting and receiving funds and other property for the purposes stated herein and (4) participating in coordinating planning with voluntary agencies engaged in child relief; 0 0 8062217 0 0 Children & Youth Services, General/Other: The USF has reached hundreds of thousands of supporters through issue oriented videos, television and public radio service announcements, a variety of publications and the internet via our website (www.unicefusa.org). The various USF communication teams work hard to educate the public about the challenges facing the worlds children which is the global mission of UNICEF. This year millions of children joined adult volunteers to support our tradmark fundraiser Trick or Treat. Tens of thousands of companies and individuals were informed about UNICEF through the greeting cards program. Educators using TeachUNICEF resources to increase awareness of the programs and activities of UNICEF 192162051 192162051 0 Children & Youth Services: The board of directors of the US Fund for UNICEF (USF) has authorized grants to the United Nations Childrens Fund and other Non Government Organization assisted projects from contributions and in kind gifts received by the USF. These grants and transfers were used by UNICEF and other NGOs in more than 156 countries and territories solely for those assistance projects approved by the board of directors. UNICEF HIV/AIDS projects included preventing HIV infection in young people, mother to child transmission and protection, care and support for orphans and children in families made vulnerable by HIV/AIDS. UNICEF childhood immunization work included projects to prevent measles, polio, tuberculosis and maternal and neonatal tetanus in impoverished areas. UNICEF girls education projects included those designed to increase the number of girls in school in countries where girls lag behind boys in enrollment, training female teachers, improving girls safety, providing appropriate girls facilitiesand promoting curriculums and learning environments that are free of gender bias. UNICEF nutritional projects were implemented that focused on proper nourishment for both children and mothers that included providing Vitamin A supplements to strengthen immune systems and preventing iodine deficiency which can cause brain damage and physical retardation. UNICEF and USF also assisted a number of areas affected by emergency situations by providing clean water, medical supplies, basic health services, educational and recreational supplies. 648030 0 0 Children & Youth Services, General/Other: Through USF Office of Public Policy and Advocacy in Washington D.C., the USF acts as an advocate for the well being of the worlds children. One of the special functions of the Public Policy Office is to advise both the Administration and Congress on the needs of the worlds children. Through the advocacy efforts of USF, the U S Government allocated $132.25 million to UNICEF in 2009. The U S Government funding is provided directly to UNICEF and is not reflected as revenue in Part I. 116500 116500 0 Grant to Affiliate 116500 116500 0 200988798 1 1 0 1 0 0 0 0 1 1 1 1 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 45 0 1 168 1 0 0 0 0 0 1 1 0 0 0 1 1 19 18 1 0 0 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC FL GA HI IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA WA WI WV X X X Edward G Lloyd 2129222557 125 Maiden Lane New York NY 10038 Anthony Pantaleoni 2 X X 0 0 0 Peter Lamm 2 X X 0 0 0 Gary M Cohen 2 X X 0 0 0 Caryl M Stern 50 X X X X 407601 0 65290 Tea Leoni 2 X 0 0 0 Kathi P Seifert 2 X 0 0 0 Henry Schleiff 2 X 0 0 0 Bruce Gordon 2 X 0 0 0 Pamela Fiori 2 X 0 0 0 Amy L Robbins 2 X 0 0 0 Sherrie Rollins Westin 2 X 0 0 0 Nelson Chai 2 X 0 0 0 Dolores Rice Gahan DO 2 X 0 0 0 Susan Berresford 2 X 0 0 0 Dan Brutto 2 X 0 0 0 Vince Hemmer 2 X 0 0 0 Robert Manoukian 2 X 0 0 0 Mary Callahan Erdoes 2 X 0 0 0 James A Block 2 X 0 0 0 Andrew Beer 2 X 0 0 0 Jim Walton 2 X 0 0 0 Edward G Lloyd 50 X X X 348969 0 58481 Richard Esserman 45 X X 181649 0 41102 Lynn Stratford 45 X 162308 0 26596 Cynthia McCaffrey 45 X X 281750 0 46358 Robert Thompson 45 X X 318536 0 25304 Jay Aldous 45 X X X 241049 0 47551 Roslyn Carnage 45 X 177637 0 40769 Martin Rendon 45 X 221933 0 43633 Susan Kotcher 50 X X 222812 0 24573 Lisa Szarkowski 50 X 147653 0 25171 Helene Vallone-Rafaele 50 X 145698 0 37260 2857595 0 482088 26 1 1 0 STUDIOCOM P O BOX 933505 Atlanta GA 311913505 Internet Marketing Consultant 1875471 Public Interest Data Inc 1800 Diagonal Road Suite 400 Alexandria VA 22314 Database Mnagement & Processing 711330 Paradyze Matera 5 Hanover Square 6th Floor New York NY 10004 List Management & Rental 619508 Convio 11400 Burnet Road Austin TX 78758 Web Design, Processing, Marketing and Consulting 367068 Target Marketeam Inc 1050 Crown Point Parkway Suite 400 Atlanta GA 303387707 Fundraising Consultant 471000 11 1200466 0 4183197 0 0 234155896 80655391 239539559 0 1404597 0 0 1404597 0 0 0 0 1528942 0 0 1528942 0 0 0 0 1344902 4183197 1344902 0 0 0 0 1960400 783400 1177000 0 0 1177000 0 0 0 0 0 243650098 0 0 4110539 1032152 1032152 191129899 191129899 1100527 202384 423462 474681 13033777 2396879 5015154 5621744 1134317 208598 436464 489255 2218217 407925 853528 956764 1031609 189710 396944 444955 195894 32105 71872 91917 183500 183500 932504 932504 5298897 2708091 791276 1799530 501706 121121 256219 124366 238130 238130 2785664 608642 1202120 974902 1360171 277197 379326 703648 240030 48917 66940 124173 116500 116500 1681860 197955 443675 1040230 224575 47722 112130 64723 Equipment, repairs and supplies 786327 138730 402302 245295 Mailing list rental 610289 0 0 610289 Postage and Shipping for Fundraising 6278074 0 0 6278074 Outside Printing and Telemarketing 8567404 1059022 470382 7038000 1997373 65249 1266154 665970 242679396 200988798 13009578 28681020 1226526 3843717 21259182 21843353 30241525 24141352 0 0 0 946594 828756 47404708 6556255 42163144 40848453 22126245 24503020 700258 1778336 1129479 1091830 119792953 118878817 3656591 6425993 25330962 20897595 0 43510000 42885000 3679968 3760966 76177521 73969554 X 11828084 16669453 30249019 26685481 1538329 1554329 43615432 44909263 119792953 118878817 X 0 1 1 X 0 X 356838256 218309035 219824737 236845429 239539559 1271357016 0 0 0 0 0 0 0 0 0 0 0 0 356838256 218309035 219824737 236845429 239539559 1271357016 680257615 591099401 1783507 2975820 3440222 -11760225 1404597 -2156079 11307209 6756963 8545268 614036 2705942 29929418 1299130355 0 0.45500 0.51000 X Not Applicable RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 293126 293126 242386270 242679396 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 280365 292019 288673 293126 1154183 250000 250000 250000 250000 1000000 1500000 280365 292019 288673 0 861057 1538329 16000 0 0 0 0 1554329 1440829 97500 0 0 0 0 1538329 0 1 0 0 0 0 0 0 0 41506422 2655118 38851304 0 307126 250775 56351 0 2157878 1684517 473361 0 3433282 1965845 1467437 40848453 Alternative Investments 1778336 F 1778336 Deferred bond acquisition costs 1091830 1091830 0 Liabilities under split-interest agreements 3654925 Due to affiliate 106041 3760966 243650098 242679396 970702 612673 0 0 0 -289544 323129 1293831 243973227 612673 0 0 -289544 323129 243650098 0 0 0 243650098 242679396 0 0 0 0 0 242679396 0 0 0 242679396 SchD_P05_S00_L04 Schedule D, Part V, Line 4 The principal amount is permanently restricted but the investment income can be used by the organization to advance its exempt purpose. SchD_P10_S00_L00 Schedule D, Part X In 2010, USF adopted the guidance of Accounting Standards Codification (ASC) 740-10, Accounting for Uncertainty in Income Taxes, which addresses the accounting for uncertainties in income taxes recognized in an entertprise's financial statements. USF utilizes a threshold of more likely than not recognition and derecognition of tax positions taken or expected to be taken in a tax return. The adoption of ASC 740-10 did not have a material effect on the changes of net assets or financial position of USF. SchD_P11_S00_L08 Schedule D, Part XI, Line 8 Change in Value related to Split Interest Agreements (CGA, PIFS & CRUTS) SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Change in Value related to Split Interest Agreements such as CGA, PIFS & CRUTS 1 Central America and the Caribbean 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 79588059 East Asia and the Pacific 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 3850968 Europe (including Iceland and Greenland) 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 314923 Middle East and North Africa 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 913118 Russia and the newly independent States 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 989283 South America 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 3212510 South Asia 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 1075137 Sub-Saharan Africa 0 0 Grantmaking Grant making to support UNICEFand other NGO sponsored programs. 101185901 0 0 191129899 Central America and the Caribbean For Emergencies and education programs 79101018 Wire Transfer 487041 Grant included emergency kits including clothing, blankets and toiletries and other miscellaneous supplies. FMV East Asia and the Pacific For Emergencies, Education, Child Survival & HIV programs 3850968 Wire Transfer 0 Europe (including Iceland and Greenland) Research relating to evidence-based decision making in designing maternal, neonatal and child health interventions and strenthening the evidence base for maternal/child health. 314923 Wire Transfer 0 Middle East and North Africa For Child Survival programs, education & emergencies. 913118 Wire Transfer 0 Russia and the newly independent States For Child Survival, Child Protection and Emergencies 989282 Wire Transfer 0 South America For Child Survival programs, education, emergencies and HIV programs. 3212510 Wire Transfer 0 South Asia For Child Survival Programs, education, emergencies and HIV programs 1075137 Wire Transfer 0 Sub-Saharan Africa For Child Survival programs, education, emergencies and HIV programs. 21036551 Wire Transfer 80149350 Grants of Mectizan-Phamaceutical medicine for the treatment of Onchocerciasis. A grant of Solar Charges to UNICEF Uganga for use in the emergency. FMV 6 2 SchF_P01_S00_L02 Schedule F, Part I, Line 2 USF has "Project Adoption" process wherein the USF Board of Directors authorizes grants to be made to UNICEF and select other NGOs to further their mission. All grantees are required to report back the progress and status of the programs and provide a financial report on the use of funds. X X X X X X 1 The Share Group Inc Telemarketing 0 999573 827504 172069 Infocision Management Corporation Telemarketing 0 791936 105000 686936 1791509 932504 859005 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA WA WI WV WY SNOWFLAKE GALA 1421028 731778 689250 0 0 0 173804 0 222388 UNICEF BALL 1594225 1300475 293750 0 0 0 264355 0 295140 5 2512846 2150944 361902 0 0 0 150526 0 238689 5528099 4183197 1344902 0 0 0 588685 0 756217 1344902 0 1 Tulane University Office of Research Administration 1430 Tulane Avenue New Orleans LA 70112 720423889 501 (C) (3) 50000 Research relating to evidence based decision making in designing maternal, neonatal and child health interventions and strenthening the evidence base for maternal/child health. University of North Carolina Chapel Hill Office of Sponsored Research 104 Airport Drive Suite 2200 Chapel Hill NC 275991350 566001393 501 (C) (3) 155132 0 Research relating to evidence-based decision making in designing maternal, neonatal and child health interventions, and strenthening the evidence base for maternal/child health. Harvard University Harvard School of Public Health Office of Financial Services 677 Huntington Avenue 10th Floor Boston MA 02115 043066727 501 (C) (3) 45283 0 Research study to develop and deploy new and improved evidence on the causes and determinants of maternal, neonatal and child morbidity and mortality, on intervention coverage, and on the effectiveness of interventions to inform and influence global priorities and programs. Futures Institute 41-A New London Turnpike Glastonbury CT 06033 204816286 501 (C) (3) 262737 0 Software development relating to evidence-based decision making in designing maternal, neonatal and child health interventions. John Hopkins University 615 N Wolfe Street W1100 Baltimore MD 212052178 520595110 501 (C) (3) 174000 Research relating to evidence-based decision making in designing maternal, neonatal and child health interventions, and strenthening the evidence base for maternal/child health. Social Development Center for Community Affairs 625 Atlantic Avenue 3rd Floor Box 5 Brooklyn NY 11217 201386726 501 (C) (3) 25000 0 The grant in provided in support of and exclusively used for the purchase of basic medical supplies, food and water and these make available on a daily basis for children affected by the earthquake in Haiti as part of the immediate relief phase in a camp set up by SDCCA for these small victims. TASK FORCE FOR GLOBAL HEALTH (INTERNATIONAL TRACHOMA INITIATIVE) 441 Lexington Avenue Suite 1101 New York NY 10017 134084161 501 (C) (3) 300000 0 AIRLINE AMBASSADOR INTERNATIONAL 418 California Avenue P O Box 459 Moss Beach CA 94038 752679444 501 (C) (3) 15000 0 8 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 The U.S. Fund for UNICEF monitors the grants by requiring grantee to submit reports and milestones as defined in the agreement. In certain situations, site visits are made to ascertain compliance to the grant agreements. In the case of other programs like the CHERG, an annual meeting of the grantees are held to ascertain that programs and projects are executed in accordance with the defined timelines and milestones as set forth in the grant agreement. X X X X X 0 0 0 0 0 0 0 0 0 Caryl M Stern 335601 0 72000 0 0 0 36861 0 28429 0 472891 0 0 Edward G Lloyd 300000 0 45000 0 3969 0 32308 0 26173 0 407450 0 0 0 Robert Manoukian 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Nelson Chai 0 0 0 0 0 0 0 0 0 0 0 0 0 Jim Walton 0 0 0 0 0 0 0 0 0 0 0 0 Gary M Cohen 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Mary Callahan Erdoes 0 0 0 0 0 0 0 0 0 0 0 0 0 Peter Lamm 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Tea Leoni 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Kathi P Seifert 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Henry Schleiff 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Bruce Gordon 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Pamela Fiori 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Amy L Robbins 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Sherrie Rollins Westin 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Anthony Pantaleoni 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Dolores Rice Gahan DO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Dan Brutto 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Vince Hemmer 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Richard Esserman 180450 0 1199 0 0 0 19744 0 21358 0 222751 0 0 0 Lynn Stratford 162308 0 0 0 0 0 16231 0 10365 0 188904 0 0 0 Jay Aldous 240000 0 1049 0 0 0 26193 0 21358 0 288600 0 0 0 Cynthia McCaffrey 245000 0 36750 0 0 0 25000 0 21358 0 328108 0 0 0 Roslyn Carnage 176468 0 1169 0 0 0 19411 0 21358 0 218406 0 0 0 Martin Rendon 220873 0 1060 0 0 0 22275 0 21358 0 265566 0 0 0 Robert Thompson 250000 0 68536 0 0 0 3846 0 21358 0 343740 0 0 Susan Kotcher 222812 0 0 0 0 0 3215 0 21358 0 247385 0 0 0 Lisa Szarkowski 147653 0 0 0 0 0 14641 0 10530 0 172824 0 0 Helene Vallone-Rafaele 145698 0 0 0 0 0 15902 0 21358 0 182958 0 0 0 New York City Development Agency 135160382 2007-06-01 7910000 Acquire and equip the NY office space 0 0 New York Industrial Development Agency 135160382 2007-06-01 35600000 Acquire and equip the NY office space 0 0 7910000 0 0 0 0 0 0 2007 0 0 1 1 35600000 0 0 0 0 0 35600000 2007 0 0 1 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 X 5 80073750 FMV X Toothpaste, toothbrushes & soap 1 218296 FMV X Desktop Computers 1 19000 FMV X Solar Chargers 1 75600 FMV X Soap Bars 1 11745 FMV X Blankets 1 7000 FMV X Shipping of Emergency Supplies to Haiti 1 250000 FMV 9 0 1 0 F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Anthony Pantaleoni Chairman of the Board and Tea Leoni Director: Father and Daughter F990_P06_S0B_L11 Form 990, Part VI, Section B, Line 11 After the return is prepared by the staff, it is reviewed by the Controller, VP of Finance and Budget & CFO. Additionally, a copy of the return is sent to the organization's legal counsel for review. The CFO reviews the return with the audit committee prior to filing. After the review process, the return is filed electronically with the CFO signing the return. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c Every Staff member is required annually to sign a form that ensures everyone is aware of and in compliance with the Conflict of Interest Policy. Human Resources collects this information. In addition, every Board member and principal officer annually completes a Conflict of Interest Disclosure Statement disclosing the facts relating to any actual or potential financial interest or stating that he or she has no reportable financial interest that would constitute a conflict or potential conflict of interest, and acknowledging that they reviewed, understand and agree to comply with the Conflict of Interest Policy. The organization has an extensive Conflict of Interest Policy that essentially requires any Board member or principal officer with a conflict or potential conflict of interest to disclose the existence and all material facts regarding any interest in a transaction or matter being considered by the Board or a Board Committee and to leave the meeting in which the transaction or matter is discussed and voted upon. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 15 (A) Every time a new contract with the President and CEO is done, a comparability study is conducted by an independent employee benefits and compensation company. The Compensation Committee, which is comprised of at least 3 independent members of the Executive Committee of the Board of Directors, reviews the comparability study and the performance of the CEO (or in the case of a new CEO, the individuals qualifications and experience) in determining the nature and total compensation to be included in the President's written contract. In addition, the Compensation committee conducts the annual review of the President and CEO and considers the amount, if any, of the annual bonus to be awarded. The Compensation Committee reviews its findings and recommendations with the independent members of the Executive Committee, which votes on the terms of any new contract and the amount, if any, of the annual bonus. The deliberations and decisions of the Compensation Committee are contemporaneously documented. 15 (B) Additionally, the salary of the key employees are presented by the President to the Compensation committee. The independent members of the compensation committee review the compensation of the key employees amd make recomendation to the Executive committee for approval. Only the independent members of the Executive committee can vote on the action related to the compensation of the the key employees. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The governing documents,Conflict of Interest Policy and the financial statements are available to the public upon request. SchR_P05_S00_L01b Schedule R, Part V, Line 1b Grant to other Organization UNITED STATES FOR UNICEF IN KIND ASSISTANCE CORPORATION 125 Maiden Lane 10th Floor New York NY 10038 203287404 Providing Medicines to Save Children's Lives NY 501 (c) (3) 509 (a) (3) type 1 N/A 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 UNITED STATES FOR UNICEF IN KIND ASSISTANCE CORPORATION b 116500 UNITED STATES FOR UNICEF IN KIND ASSISTANCE CORPORATION p 116500 Approved Extension on File