2012-12-03T15:20:30-06:00 2011-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2011-01-01 910433740 SWEDISH HEALTH SERVICES SWED 2062155967 747 BROADWAY SEATTLE WA 981224307 JEFFREY VEILLEUX 2062155967 2012-12-03 1 SARA ELIZABETH J HYRE P00235495 4254544919 2012-11-28 2011 2016-02-24 21:20:13Z RODNEY HOCHMAN MD 747 BROADWAY SEATTLE WA 981224307 1610903291 0 X WWW.SWEDISH.ORG X 1908 WA TO IMPROVE THE HEALTH AND WELL-BEING OF EACH PERSON WE SERVE. 15 15 8528 1700 316685 -51155 14735201 31160566 1380461703 1498626735 30003940 26132811 37918047 43484490 1463118891 1599404602 7309160 7765223 0 0 791010733 886076196 0 0 0 593575873 712223508 1391895766 1606064927 71223125 -6660325 1828054723 2072269453 1220666916 1635774200 607387807 436495253 X SWEDISH IS A REGIONAL, COMMUNITY-GOVERNED HEALTHCARE SYSTEM COMMITTED TO MEETING THE HEALTHCARE NEEDS OF THE COMMUNITY. 0 0 1294660461 6754083 1535369135 SINCE 1910, SWEDISH HAS BEEN THE REGION'S HALLMARK FOR EXCELLENCE IN HEALTHCARE. IN FACT, IN AN INDEPENDENT RESEARCH STUDY CONDUCTED BY THE NATIONAL RESEARCH CORPORATION, SWEDISH IS CONSISTENTLY NAMED THE AREA'S BEST HOSPITAL, WITH THE BEST DOCTORS, NURSES AND OVERALL CARE IN A VARIETY OF SPECIALTY AREAS. SWEDISH IS THE LARGEST, MOST COMPREHENSIVE, NONPROFIT HEALTHCARE PROVIDER IN THE GREATER SEATTLE AREA. SWEDISH HAS:-FIVE HOSPITAL CAMPUSES-AN EMERGENCY ROOM AND SPECIALTY CENTER IN MILL CREEK (EVERETT)-AN EMERGENCY ROOM AND SPECIALTY CENTER IN REDMOND-SWEDISH VISITING NURSE SERVICES-SWEDISH MEDICAL GROUP NETWORK OF PRIMARY CARE CLINICS-MULTIPLE SPECIALTY CLINICS-AFFILIATIONS WITH SUBURBAN HOSPITALS AND PHYSICIAN GROUPSBUT SWEDISH IS NOT JUST ABOUT FACILITIES, RESEARCH AND NEW TECHNIQUES. IT'S ABOUT PEOPLE COMING TOGETHER TO PROVIDE THE MOST COMPASSIONATE CARE POSSIBLE. FROM NURSES AND PHYSICIANS TO SOCIAL WORKERS AND DIETICIANS, THE DEDICATED TEAMS AT SWEDISH ARE DEFINING ON A PERSONAL LEVEL WHAT EXCELLENCE REALLY MEANS.IMPROVING THE HEALTH AND WELL-BEING OF THE COMMUNITY IS CENTRAL TO THE SWEDISH MISSION. IN 2011, SWEDISH PROVIDED $145,218,000 IN COMMUNITY BENEFITS TO IMPROVE HEALTH IN THE BROADER COMMUNITY, INCLUDING:- $35,882,000 IN CHARITY CARE- $84,446,000 IN MEDICAID SUBSIDIES- $11,460,000 IN HEALTH RESEARCH- $10,354,000 IN MEDICAL EDUCATION- $3,076,000 IN COMMUNITY HEALTH ACTIVITIES AND NON-BILLED SERVICESTHIS WORK IS PART OF OUR COMMITMENT TO PROVIDE THE BEST HEALTHCARE AVAILABLE TO ALL MEMBERS OF OUR COMMUNITIES, REGARDLESS OF THEIR ABILITY TO PAY.DURING 2011, SWEDISH:- DELIVERED 7,280 BABIES- SERVED 132,431 PATIENTS IN OUR EMERGENCY DEPARTMENTS- ADMITTED 49,897 PATIENTS TO OUR THREE HOSPITAL CAMPUSES- PERFORMED 52,611 SURGERIES- HAD 71,341 VISITS TO OUR MEDICAL ONCOLOGY AND TREATMENT CENTERSSWEDISH MEDICAL CENTER HAS A COMBINED MEDICAL STAFF OF APPROXIMATELY 2,800 PROVIDERS, REPRESENTING NEARLY EVERY MEDICAL AND SURGICAL SPECIALTY AND SUBSPECIALTY. IN ALL, SWEDISH HAS ROUGHLY 11,000 EMPLOYEES.COMMUNITY OUTREACHAS A CHARITABLE, NONPROFIT 501(C)(3) ORGANIZATION, SWEDISH INVESTS ITS RESOURCES IN PROGRAMS AND SERVICES THAT IMPROVE THE HEALTH OF THE COMMUNITY AND REGION, FROM BUILDING PARTNERSHIPS WITH COMMUNITY CLINICS THAT SERVE THE UNDERPRIVILEGED TO PROVIDING FREE AND LOW-COST HEALTH-EDUCATION CLASSES TO THE PUBLIC.FROM NEWLY ARRIVED IMMIGRANTS AND AT-RISK TEENAGERS TO LOW-INCOME SENIORS AND FAMILIES, SWEDISH COMPASSIONATELY REACHES OUT TO THOSE WHO MIGHT NOT OTHERWISE GET THE HEALTHCARE SERVICES THEY NEED.HERE YOU'LL FIND THE MANY INVALUABLE COMMUNITY PROGRAMS AND SERVICES AVAILABLE THROUGH SWEDISH.GLOBAL TO LOCALIN SUPPORT OF SWEDISH'S MISSION TO IMPROVE THE HEALTH AND WELL-BEING OF EACH PERSON WE SERVE AND CONTINUING SWEDISH'S LONG-STANDING COMMITMENT TO IMPROVE THE HEALTH OF OUR REGION, SWEDISH HAS PARTNERED WITH WASHINGTON GLOBAL HEALTH ALLIANCE, PUBLIC HEALTH - SEATTLE & KINGCOUNTY, AND HEALTHPOINT TO ADDRESS DISPARITIES IN LOCAL HEALTHCARE THROUGH A GROUNDBREAKING INITIATIVE: GLOBAL TO LOCAL. THE GLOBAL TO LOCAL INITIATIVE IS A NEW APPROACH IN APPLYING GLOBAL SOLUTIONS TO LOCAL HEALTHCARE CHALLENGES IN UNDERSERVED POPULATIONS.CHARITY CARESWEDISH OFFERS FREE OR DISCOUNTED HOSPITAL SERVICES FOR PEOPLE WHO CANNOT AFFORD CARE. AT SWEDISH, A PATIENT MAKING TWO TIMES THE FEDERAL POVERTY LEVEL WILL QUALIFY FOR A FULL UNCOMPENSATED CARE WRITE-OFF. WE PROVIDE FINANCIAL ASSISTANCE ON A SLIDING SCALE FOR UNINSURED PATIENTS WHOSE YEARLY FAMILY INCOME IS BETWEEN 0 PERCENT AND 400 PERCENT OF THE FEDERAL POVERTY LEVEL, AND WE ENSURE THAT FINANCIAL CONSTRAINTS ARE NOT A BARRIER TO THE PROVISION OF CARE.SWEDISH COMMUNITY SPECIALTY CLINIC (SCSC)THE SCSC CLINIC IS PARTNERED WITH PROJECT ACCESS NORTHWEST AND IS A TESTAMENT TO SWEDISH MEDICAL CENTER'S COMMITMENT TO SERVE THE UNINSURED AND UNDERINSURED PATIENTS IN OUR COMMUNITY.SCSC PROVIDES A WORKABLE SOLUTION TO ONE OF THE MOST PRESSING HEALTH CARE PROBLEMS FACING LOW-INCOME AND UNINSURED PEOPLE IN OUR COMMUNITY - ACCESS TO SPECIALTY CARE SERVICES. THIS PROGRAM BUILDS ON THE SAFETY NET OF PRIMARY CARE PROVIDED BY THE COMMUNITY HEALTH AND PUBLIC HEALTH CLINICS IN KING COUNTY. THROUGH PAN AND A VOLUNTEER STAFF OF OVER 180 SWEDISH SPECIALTY PHYSICIANS, LOW-INCOME UNINSURED PATIENTS HAVE ACCESS TO NEEDED SPECIALTY HEALTHCARE AND DONATED ANCILLARY, IN- AND OUT-PATIENT HOSPITAL SERVICES.OUR GOAL IS TO SET A NEW STANDARD IN COMMUNITY HEALTH AND TO HIGHLIGHT THAT CHARITY CARE IS A CORE PART OF OUR NONPROFIT MISSION THAT WILL CONTINUE EVEN IN A DOWN ECONOMY.IN 2011, SWEDISH ADDED ADULT SPECIALTY DENTAL CARE TO THE EXTENSIVE LIST OF FREE SERVICES AVAILABLE TO LOW-INCOME UNINSURED AND UNDERINSURED PATIENTS AT SCSC. THIS IS THE ONLY SPECIALTY CLINIC OF ITS KIND IN THE PUGET SOUND AREA. STAFFED BY LOCAL VOLUNTEER DENTISTS AND ORAL SURGEONS FROM THE SEATTLE-KING COUNTY DENTAL SOCIETY, THE DENTAL CLINIC FOCUSES ON COMPLEX SPECIALTY CARE. SWEDISH SPONSORS A DENTAL RESIDENCY PROGRAM IN PARTNERSHIP WITH DRS. BART JOHNSON AND AMY WINSTON OF SEATTLE SPECIAL CARE DENTITSTRY.RESIDENCY PROGRAMS FOR THE ECONOMICALLY DISADVANTAGEDSWEDISH FAMILY MEDICINE RESIDENCY CLINICS SELECT RESIDENTS FROM THE NATION'S TOP MEDICAL SCHOOLS TO PROVIDE THE BEST CARE TO PEOPLE OF ALL ETHNIC BACKGROUNDS AND FINANCIAL SITUATIONS. PHYSICIAN RESIDENTS TREAT PATIENTS REGARDLESS OF THEIR ABILITY TO PAY, LOGGING MORE THAN 41,000PATIENT VISITS EACH YEAR. IN ADDITION TO SEEING PATIENTS AT OUR FIRST HILL AND CHERRY HILL CAMPUSES, THE FAMILY MEDICINE RESIDENCY ALSO PROVIDES CARE THROUGH PARTNERSHIPS WITH THE SEAMAR, INDIAN HEALTH BOARD AND DOWNTOWN FAMILY MEDICINE CLINICS.SERVICES FOR LOW-INCOME MOTHERS AND NEWBORNSEVERY YEAR, SWEDISH DELIVERS MORE BABIES THAN ANY OTHER HOSPITAL IN THE STATE. AND 2011 WAS NO EXCEPTION. NEARLY 7,280 BABIES WERE BORN AT SWEDISH LAST YEAR. FROM THE MOMENT A MOTHER FINDS OUT SHE'S EXPECTING TO WHEN THE BABY LEAVES THE HOSPITAL, SWEDISH IS DEDICATED TO MAKINGSURE MOM AND BABY ARE AS HEALTHY AS POSSIBLE. WITH SUCH A STRONG AND COMPREHENSIVE WOMEN AND INFANTS PROGRAM, WE'RE HERE TO CARE FOR MOMS OF ALL BACKGROUNDS AND TO ENSURE EACH BABY DELIVERED AT SWEDISH GETS A HEALTHY SHOT AT LIFE.SWEDISH SAFERIDE PROVIDES CAR SEATS FOR FAMILIES WHOSE INFANTS ARE BORN OR RECEIVE CARE AT SWEDISH. THE SAFERIDE PROGRAM WAS CREATED TO HELP FAMILIES WITH LIMITED INCOMES BUY CAR SEATS. HOWEVER, FAMILIES OF ANY INCOME LEVEL CAN BUY CAR SEATS THROUGH SAFERIDE AT WHOLESALE PRICES.THE PROGRAM HAS GROWN TO INCLUDE EDUCATION, TRAINING ON PROPER CAR SEAT USE AND INSTALLATION NOT ONLY FOR PATIENTS, BUT FOR ALL COMMUNITY MEMBERS.IN ADDITION, SWEDISH ALSO PARTNERS WITH COMMUNITY PROGRAMS SUCH AS ST. JOSEPH'S BABY CORNER AND THE WOMEN, INFANTS AND CHILDREN'S (WIC) SUPPLEMENTAL FEEDING AND NUTRITION. WITH THESE PROGRAMS, SWEDISH IS ABLE TO PROVIDE FUNDAMENTAL NEEDS LIKE SHELTER, FOOD AND CLOTHING TOMOTHERS AND THEIR YOUNG ONES. IN ADDITION TO PARTNERING WITH ST. JOSEPH'S BABY CORNER, SWEDISH DONATES SPACE ON ITS FIRST HILL CAMPUS TO THIS ORGANIZATION WHICH PROVIDES BASIC BABY NECESSITIES TO FAMILIES WITH NEWBORNS.SWEDISH PREGNANT WOMEN SERVICESTHIS PROGRAM ASSISTS EXPECTANT MOTHERS WITH DRUG AND ALCOHOL ADDICTIONS AND WORKS WITH SWEDISH PERINATAL MEDICINE TO MAKE SURE THESE WOMEN GET THE EXTRA MEDICAL ATTENTION THEY NEED TO REDUCE THE RISK FOR COMPLICATIONS WITH THEIR PREGNANCY AND HEALTH PROBLEMS IN THEIRNEWBORN.CLINICAL SERVICES FOR LOW-INCOME SENIORSTHE SWEDISH BALLARD COMMUNITY NURSING CLINIC OFFERS FREE VACCINATIONS, BLOOD PRESSURE CHECKS, FOOT CARE AND OTHER BASIC SERVICES TO LOW-INCOME SENIORS. EACH TUESDAY, THE CLINIC SEES PATIENTS AT THE BALLARD CAMPUS. AND ON EACH MONDAY AND WEDNESDAY, THE CLINIC SEES PATIENTS AT VARIOUSLOCATIONS THROUGHOUT THE COMMUNITY, INCLUDING 16 DIFFERENT SENIOR APARTMENT COMPLEXES, BALLARD NORTHWEST SENIOR CENTER AND BALLARD MANOR. EACH YEAR, THE CLINIC LOGS MORE THAN 8,000 VISITS BOTH ONSITE AND IN THE COMMUNITY. OTHER ACTIVITIES INCLUDE WATER AEROBICS, JAZZERCISE ANDNUTRITION CLASSES AT NO COST TO THE ELDERLY AND THOSE MEMBERS OF THE COMMUNITY WHO ARE POOR IN HEALTH. 1294660461 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 1 1 1 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 1 0 0 1 1180 0 1 8528 1 1 1 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 1 0 1 1 1 0 0 0 1 1 1 1 1 1 1 1 1 WA X KARL FRITSCHEL CPA 4255253339 1801 LIND AVE SW 9106 RENTON WA 980579016 NANCY AUER MD 5.00 X X 0 0 0 TERESA BIGELOW ESQ 5.00 X 0 0 0 DON BRENNAN 5.00 X 0 0 0 JOHN CONNORS 5.00 X 0 0 0 ISIAAH CRAWFORD PHD 5.00 X 0 0 0 CHERYL GOSSMAN 5.00 X 0 0 0 WILLIAM KRIPPAEHNE JR 5.00 X 0 0 0 LOUISE LIANG MD 5.00 X 0 0 0 CHARLES LYTLE 5.00 X 0 0 0 KIRBY MCDONALD 5.00 X 0 0 0 JOHN NORDSTROM 5.00 X 0 0 0 DAVID OLSEN 5.00 X 0 0 0 MARTIN SIEGEL MD 5.00 X X 0 0 0 JANET TRUE 5.00 X 0 0 0 CHARLES WATTS MD 5.00 X 0 0 0 RODNEY F HOCHMAN MD 60.00 X 1221246 0 368964 CYNTHIA STRAUSS 60.00 X 569811 0 186256 JEFFREY D VEILLEUX 60.00 X 1081321 0 280297 KEVIN BROWN 60.00 X 656691 0 151448 CALVIN KNIGHT 60.00 X 182915 0 68826 MARCEL LOH 60.00 X 547632 0 190910 JANICE NEWELL 60.00 X 610876 0 95613 JOANNE SUFFIS 60.00 X 568124 0 65868 MARC MAYBERG 50.00 X 1262870 0 62450 DAVID NEWELL 50.00 X 1307611 0 57484 ROD OSKOUIAN 50.00 X 1055378 0 36512 HENRY KAPLAN 50.00 X 1362858 0 131673 JOSEPH TEPLY 50.00 X 1226623 0 32021 11653956 0 1728322 913 0 1 0 BARCLAY DEAN INTERIORS 11100 NE 8TH ST 900 BELLEVUE WA 98004 ARCHITECTURAL SERVICES 4361158 MA MORTENSON COMPANY 14719 NE 29TH PL BELLEVUE WA 98007 CONSTRUCTION 3093601 DELOITTE CONSULTING LLP PO BOX 7247-6447 PHILADELPHIA PA 191706447 CONSULTING 2563028 PHYSICIANS ANESTHESIA SERVICE 1229 MADISON 1440 SEATTLE WA 98104 PHYSICIANS 2215013 CELLNETIX PATHOLOGY PLLC 1124 COLUMBIA ST 200 SEATTLE WA 98104 RADIATION ONCOLOGY 2063450 121 23057514 8103052 31160566 NET PATIENT REVENUE 900099 1026317217 1026317217 MEDICARE/MEDICAID PMTS 900099 471739189 471739189 JV INVESTMENT INCOME 900099 570329 570329 1498626735 13407355 13407355 4757328 3440321 1317007 1317007 1317007 20783824 0 8058368 20783824 -8058368 12725456 12725456 RETAIL PHARMACY 446110 12498257 12270611 227646 OUTSIDE SERVICE 541900 11472413 11420463 51950 EHR INCENTIVE PMT 900099 6425405 6425405 11771408 11734319 37089 42167483 1599404602 1535369135 316685 32558216 7765223 7765223 6846798 2532001 4314797 674753360 583653068 91100292 66790437 6683047 60107390 91783549 91783549 45902052 7929995 37972057 2324115 79030 2245085 413327 26436 386891 1139040 1139040 45544728 20599075 24945653 11021451 86426 10935025 13077470 7444169 5633301 47823792 43056797 4766995 3514464 2521571 992893 795079 264761 530318 34922811 25099863 9822948 97710308 69451450 28258858 6604190 5311302 1292888 MEDICAL SUPPLIES 235052580 234760846 291734 PURCHASED SERVICES 96438016 78201743 18236273 BAD DEBT 60531579 60531579 OTHER EXPENSES 32033340 23175587 8857753 23277218 22563903 713315 1606064927 1294660461 311404466 0 10289844 3789707 44562422 42140040 207978717 252924582 14094572 18982396 6547674 8276971 2177726923 1053464103 936968017 1124262820 542486098 545296221 23088290 15740246 42039089 60856470 1828054723 2072269453 253904124 237310879 628525126 790640000 338237666 607823321 1220666916 1635774200 X 601164935 430553739 6197872 5916514 25000 25000 607387807 436495253 1828054723 2072269453 X -6660325 -164232229 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 60381738 60381738 742202188 335496809 406705379 62397417 27760317 34637100 952819071 690206977 262612094 359926509 359926509 1124262820 EMPLOYEE RETIREMENT PAYABLE 421825000 THIRD PARTY SETTLEMENTS 1207518 ACCRUED INTEREST 3363460 OTHER LIABILITIES 181427343 607823321 FIN 48 FOOTNOTE: SWEDISH TAKES VARIOUS TAX POSITIONS IN PREPARING TAX RETURNS. ONLY UNCERTAIN POSITIONS THAT MEET A MORE-LIKELY-THAN-NOT DESIGNATION ARE RECOGNIZED IN THE COMBINED FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2011 AND 2010, NO UNCERTAIN TAX POSITIONS HAVE BEEN RECOGNIZED. THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT SWEDISH IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THERE WAS NO SIGNIFICANT TAXABLE UNRELATED BUSINESS INCOME DURING 2011 AND 2010. SWEDISH IS ALSO A MAJORITY OWNER IN VARIOUS JOINT VENTURES AND HAS CONSOLIDATED THE FINANCIAL RESULTS OF THOSE ENTITIES. HOWEVER, THESE RELATIONSHIPS ARE CONSISTENT WITH THE TAX-EXEMPT STATUS OF SWEDISH. THEREFORE, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE COMBINED FINANCIAL STATEMENTS. 1 1 X 1 X 1 X 1 1 1 0 1 1 28601570 425220 28176350 0.01750 180922968 93525349 87397619 0.05440 209524538 93950569 115573969 0.07190 3076371 3076371 0.00190 16599918 6246033 10353885 0.00640 15963342 4503132 11460210 0.00710 35639631 10749165 24890466 0.01540 245164169 104699734 140464435 0.08730 1 22791588 3350363 235124692 348184765 -113060073 X 1 1 1 SWEDISH FIRST HILL DIAGNOSTIC IMAGING LLC MEDICAL IMAGING 0.70000 0.30000 2 ISSAQUAH SURGERY CENTER LLC MEDICAL - SURGERY 0.76500 0.23500 4 1 SWEDISH FIRST HILL

747 BROADWAY SEATTLE WA 98122

X X X X 2 SWEDISH CHERRY HILL

500 17TH AVE SEATTLE WA 98122

X X X X 3 SWEDISH BALLARD

5300 TALLMAN AVE NW SEATTLE WA 98107

X X X 4 SWEDISH ISSAQUAH

751 NE BLAKELY DR ISSAQUAH WA 98029

X X OUTPATIENT ER OPERATING UNDER HOSPITAL LICENSE SWEDISH FIRST HILL 1 1 1 200.000000000000 1 400.000000000000 1 X X X X X 1 1 X X X X X 1 X 1 X X X X X 1 X 0 0 SWEDISH CHERRY HILL 2 1 1 200.000000000000 1 400.000000000000 1 X X X X X 1 1 X X X X X 1 X 1 X X X X X 1 X 0 0 SWEDISH BALLARD 3 1 1 200.000000000000 1 400.000000000000 1 X X X X 1 1 X X X X X 1 X 1 X X X X X 1 X 0 0 SWEDISH ISSAQUAH 4 1 1 200.000000000000 1 400.000000000000 1 X X X X X 1 1 X X X X X 1 X 1 X X X X X 1 X 0 0 21 SWEDISH COMMUNITY HEALTH MEDICAL HOME

5300 TALLMAN AVE NW SEATTLE WA 98107

OUTPATIENT PHYSICIAN CLINIC SWEDISH FAMILY MEDICINE - CHERRY HILL

550 16TH AVE STE 100 SEATTLE WA 98122

OUTPATIENT PHYSICIAN CLINIC SWEDISH FAMILY MEDICINE - FIRST HILL

1401 MADISON ST STE 100 SEATTLE WA 98104

OUTPATIENT PHYSICIAN CLINIC SWEDISH CANCER INSTITUTE AT HIGHLINE

16251 SYLVESTER RD SW SEATTLE WA 98166

OUTPATIENT PHYSICIAN CLINIC SWEDISH CANCER INSTITUTE AT NORTHWEST

1560 N 115TH STE G-15 SEATTLE WA 98133

OUTPATIENT PHYSICIAN CLINIC SWEDISH CANCER INSTITUTE AT STEVENS

21605 76TH AVE W EDMONDS WA 98026

OUTPATIENT PHYSICIAN CLINIC SMG - BALLARD

5350 TALLMAN AVE NW STE 301 SEATTLE WA 98107

OUTPATIENT PHYSICIAN CLINIC SMG - CENTRAL SEATTLE CLINIC

1600 E JEFFERSON STE 510 SEATTLE WA 98122

OUTPATIENT PHYSICIAN CLINIC SMG - CHILDREN'S CLINIC

3400 CALIFORNIA AVE SW STE 200 SEATTLE WA 98116

OUTPATIENT PHYSICIAN CLINIC SMG - CLE ELUM

214 W FIRST ST CLE ELUM WA 98922

OUTPATIENT PHYSICIAN CLINIC SMG - DOWNTOWN SEATTLE

1001 FOURTH AVE PLAZA STE 420 SEATTLE WA 98154

OUTPATIENT PHYSICIAN CLINIC SMG - FACTORIA

12917 SE 38TH ST STE 100 BELLEVUE WA 98004

OUTPATIENT PHYSICIAN CLINIC SMG - GREENLAKE

7210 ROOSEVELT WAY NE SEATTLE WA 98115

OUTPATIENT PHYSICIAN CLINIC SMG - HEALTHCARE FOR WOMEN

1229 MADISON ST STE 1450 SEATTLE WA 98104

OUTPATIENT PHYSICIAN CLINIC SMG - ISSAQUAH

2005 NW SAMMAMISH RD ISSAQUAH WA 98027

OUTPATIENT PHYSICIAN CLINIC SMG - MAGNOLIA

24350 33RD AVE W STE 100 SEATTLE WA 98199

OUTPATIENT PHYSICIAN CLINIC SMG - PINE LAKE

22707 SE 29TH ST BLDG C SAMMAMISH WA 98075

OUTPATIENT PHYSICIAN CLINIC SMG - QUEEN ANNE

2211 QUEEN ANNE AVE N SEATTLE WA 98109

OUTPATIENT PHYSICIAN CLINIC SMG - REDMOND

15670 REDMOND WAY REDMOND WA 98052

OUTPATIENT PHYSICIAN CLINIC SMG - SNOQUALMIE

37624 SE FURY ST SNOQUALMIE WA 98065

OUTPATIENT PHYSICIAN CLINIC SMG - WEST SEATTLE

3400 CALIFORNIA AVE SW STE 300 SEATTLE WA 98116

OUTPATIENT PHYSICIAN CLINIC PART I, L7 COL(F): BAD DEBT EXPENSE SUBTRACTED FOR PURPOSES OF CALCULATING PERCENTAGE OF TOTAL EXPENSE (FROM PART IX): $22,791,588. PART III, LINE 4: THE TOTAL AMOUNT OF BAD DEBT EXPENSE REPORTED ARE BAD DEBT WRITE-OFFS NOT INCLUDING ANY RECOVERIES. BAD DEBT EXPENSE ATTRIBUTABLE TO PATIENTS LIKELY QUALIFYING FOR CHARITY CARE IS AN ESTIMATE. IT IS BASED ON THE PERCENTAGE OF BAD DEBT RECLASSIFIED AS CHARITY CARE IN PRIOR YEARS AFTER THE CLOSE OF THE FINANCIALS. SWEDISH HEALTH SERVICES' AUDITED FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE ON BAD DEBT EXPENSE. PART III, LINE 8: COSTING METHODOLIGY IS BASED UPON MEDICARE COST REPORT AND MEDICARE PS&R REPORT.SWEDISH BELIEVES THAT ALL OF THE MEDICARE SHORTFALL SHOULD BE CONSIDERED COMMUNITY BENEFIT. THE HOSPITAL PROVIDES CARE REGARDLESS OF THE SHORTFALL AND THEREBY RELIEVES THE FEDERAL GOVERNMENT OF THE BURDEN OF PAYING THE FULL COST FOR MEDICARE BENEFICIARIES. PART III, LINE 9B: SWEDISH HEALTH SERVICES FOLLOWS STANDARD COLLECTION PRACTICES AND COMPLIES WITH GOVERNING LAWS, REGULATIONS AND AUTHORITIES, INCLUDING WAC TITLE 246 CHAPTER 453, HOSPITAL CHARITY CARE.CHARITY IS RE-SCREENED THROUGHOUT THE REVENUE CYCLE WHEN ACCOUNT EVENTS, SUCH AS PATIENT-INITIATED CONTACT REQUESTING ALTERNATIVE PAYMENT OPTIONS, TRIGGER REVIEW. A GUARANTOR MAY SUBMIT A CHARITY CARE DISCOUNT APPLICATION AT ANY POINT IN THE REVENUE CYCLE, FROM PRE-ADMISSION TO FINAL PAYMENT OF THE BILL. THE PATIENT APPLICATION PROCESS IS NOT A REQUIREMENT FOR CHARITY ELIGIBILITY REVIEW OF ACCOUNTS WITH CHARACTERISTICS IDENTIFIED FOR CHARITY APPROVAL. SWEDISH FIRST HILL PART V, SECTION B, LINE 19D: THERE IS NO MAXIMUM AMOUNT. SWEDISH HEALTH SERVICES ADJUSTS ALL ELIGIBLE AMOUNTS. SWEDISH CHERRY HILL PART V, SECTION B, LINE 19D: THERE IS NO MAXIMUM AMOUNT. SWEDISH HEALTH SERVICES ADJUSTS ALL ELIGIBLE AMOUNTS. SWEDISH BALLARD PART V, SECTION B, LINE 19D: THERE IS NO MAXIMUM AMOUNT. SWEDISH HEALTH SERVICES ADJUSTS ALL ELIGIBLE AMOUNTS. SWEDISH ISSAQUAH PART V, SECTION B, LINE 19D: THERE IS NO MAXIMUM AMOUNT. SWEDISH HEALTH SERVICES ADJUSTS ALL ELIGIBLE AMOUNTS. PART VI, LINE 2: WORKING WITH A COMMUNITY ADVISORY COMMITTEE MADE UP OF KEY COMMUNITY PARTNERS, SWEDISH DEVELOPED A COMMUNITY NEEDS ASSESSMENT TOOL. THIS INSTRUMENT DEFINED, AMONG OTHER THINGS, UNDERSERVED PATIENT ACCESS TO CARE AND ACCESS FOR SPECIALTY HEALTH CARE NEEDS. THE METHODOLOGY WAS DERIVED FROM THE LEADING HEALTH INDICATORS FOR KING COUNTY AND WAS CROSS REFERENCED WITH RESEARCH DONE BY THE WASHINGTON HEALTH FOUNDATION, UNITED WAY OF KING COUNTY AND HEALTHY PEOPLE 2010.BASED ON THIS INFORMATION, SWEDISH HAS DEVELOPED PARTNERSHIPS WITH COMMUNITY AGENCIES WHERE WE HAVE COMBINED OUR RESOURCES TO IMPACT THE NEGATIVE HEALTH TRENDS IN THE COMMUNITY. TO DATE, WE HAVE DEVELOPED PARTNERSHIPS WITH THE AMERICAN DIABETES ASSOCIATION, THE AMERICAN HEART ASSOCIATION, SENIOR SERVICES OF KING COUNTY, MARCH OF DIMES, UNITED WAY, LIFELONG AIDS ALLIANCE AND THE WASHINGTON HEALTH FOUNDATION.SOME CURRENT TRENDS AFFECTING THE COMMUNITY INCLUDE: POVERTY AND ACCESS TO AFFORDABLE HEALTHCARE.NEGATIVE LOCAL TRENDS AFFECTING THE COMMUNITY ASSESSMENT INCLUDE: PREVALENCE OF LOW BIRTH WEIGHT BABIES, BREAST CANCER, DIABETES, HIV / AIDS, HYPERTENSION, HIGH BLOOD CHOLESTEROL, HEAVY DRINKING AND MULTIPLE SCLEROSIS.AREAS SEEING IMPROVEMENT IN KING COUNTY, BUT STILL NEEDING IMPROVEMENT, INCLUDE INCIDENCE OF STROKE, COLORECTAL CANCER DEATH, LUNG CANCER DEATH, SUICIDE, SMOKING CESSATION, VACCINATIONS, AIDS INCIDENCE AND SEATBELT USE.SWEDISH IS CUSTOMIZING AND EXPANDING ITS COMMUNITY NEEDS ASSESSMENT TO EACH HOSPITAL WITHIN SWEDISH HEALTH SERVICES. BY JANUARY 2012, EACH HOSPITAL WILL HAVE AN INDIVIDUALIZED ASSESSMENT GEARED TO THE SPECIFIC COMMUNITY IT SERVES. PART VI, LINE 3: SWEDISH MEDICAL CENTER IS COMMITTED TO THE PROVISION OF HEALTHCARE SERVICES TO ALL PERSONS IN NEED OF MEDICAL ATTENTION REGARDLESS OF THEIR ABILITY TO PAY.EMPLOYEES ARE RESPONSIBLE FOR PROCESSING APPLICATIONS IN A RESPECTFUL AND COURTEOUS MANNER. PROCESSING SHOULD IN NO WAY DISCOURAGE PATIENTS FROM RECEIVING HEALTHCARE OR RESULT IN THE DELAYED PROVISION OF ESSENTIAL HEALTHCARE SERVICES. CHARITY CARE/FINANCIAL ASSISTANCE IS AVAILABLE TO ANY ELIGIBLE PATIENT WITHOUT REGARD TO RACE, COLOR, SEX, RELIGION, AGE OR NATIONAL ORIGIN. ALL INTERACTIONS WITH PATIENTS MUST RESPECT THE INHERENT WORTH OF ALL PERSONS AND THEIR INDIVIDUAL DIGNITY.PUBLIC NOTICESOUR FINANCIAL ASSISTANCE (CHARITY CARE) POLICY IS MADE AVAILABLE VIA WALL POSTERS THAT ARE LOCATED IN REGISTRATION AREAS AND EMERGENCY DEPARTMENTS. LETTER SIZE POSTERS ARE ALSO AVAILABLE IN DEPARTMENTS AND HEALTH RESOURCE CENTERS.BROCHURES ARE AVAILABLE FOR DISSEMINATION OR UPON REQUEST AND ARE AVAILABLE IN SEVERAL LANGUAGES INCLUDING, BUT NOT LIMITED TO, ENGLISH, SPANISH, CHINESE, VIETNAMESE AND KOREAN. BROCHURES, APPLICATIONS AND THE SLIDING SCALE ARE AVAILABLE TO ANY PERSON REQUESTING THE INFORMATION WHETHER IN PERSON, BY MAIL OR BY TELEPHONE.TIMING OF APPLICATIONPATIENTS MAY APPLY FOR CHARITY CARE PRIOR TO SERVICE, AT THE TIME OF SERVICE OR AT ANY POINT IN THE BILLING PROCESS UP TO THE RESOLUTION OF THE ACCOUNT.IDENTIFICATION OF CHARITY CARE CANDIDATESEVERY EFFORT IS MADE TO IDENTIFY PATIENTS WHO WOULD BENEFIT FROM CHARITY CARE AT THE EARLIEST POINT POSSIBLE. CARE FOR A PATIENT'S WELL-BEING IS AS IMPORTANT AS CARE FOR THEIR MEDICAL NEEDS. IT IS OUR GOAL TO DIMINISH A PATIENT'S WORRY OVER HEALTHCARE BILLS. EMPLOYEES MUST BE ALERT TO INDICATIONS THAT THE PATIENT OR FAMILY HAS CONCERNS ABOUT THEIR ABILITY TO PAY HEALTHCARE BILLS, EVEN IF THE PATIENT DOES NOT SPECIFICALLY ASK ABOUT CHARITY CARE OR FINANCIAL ASSISTANCE.GENERAL APPLICATION PROCESSONCE A PATIENT IS IDENTIFIED AS A CHARITY CARE CANDIDATE, THE PATIENT WILL BE INTERVIEWED. INTERPRETERS WILL BE OFFERED AND ARRANGED AS APPROPRIATE. REGISTRARS OR FINANCIAL COUNSELORS MAY ASSIST PATIENTS IN COMPLETION OF APPLICATIONS. PART VI, LINE 4: SWEDISH IS A NONPROFIT HEALTH PROVIDER SERVING THE GREATER SEATTLE AREA. WE HAVE FIVE HOSPITAL CAMPUSES, AN EMERGENCY ROOM AND SPECIALTY CENTER IN REDMOND AND MILL CREEK (EVERETT) AND MORE: SWEDISH MEDICAL CENTER/BALLARDSWEDISH MEDICAL CENTER/FIRST HILLSWEDISH MEDICAL CENTER/CHERRY HILL (FORMERLY PROVIDENCE)SWEDISH MEDICAL CENTER/ISSAQUAHSWEDISH MEDICAL CENTER/EDMONDSSWEDISH MEDICAL CENTER/MILL CREEKSWEDISH MEDICAL CENTER/REDMONDSWEDISH VISITING NURSE SERVICESSWEDISH PHYSICIANS NETWORK OF PRIMARY CARE CLINICSMULTIPLE SPECIALTY CLINICSAFFILIATIONS WITH SUBURBAN HOSPITALS AND PHYSICIAN GROUPSTHE ESTIMATED TOTAL KING COUNTY POPULATION IN 2011 WAS 1,969,722. SINCE 2010, THE POPULATION HAS INCREASED BY 2.0%.KING COUNTY'S LARGEST CITY, SEATTLE, HAD AN ESTIMATED 2011 POPULATION OF 620,778, A 1.02% INCREASE SINCE 2010. THE NEXT THREE BIGGEST CITIES AND THEIR ESTIMATED 2011 POPULATIONS WERE BELLEVUE (124,798, 2.0% GROWTH SINCE 2010), KENT (120,916, 2.0% GROWTH), AND RENTON (92,812, 2.0% GROWTH).POPULATION CHARACTERISTICS AND TRENDS HELP DESCRIBE KING COUNTY'S MANY COMMUNITIES AND PROVIDE A CONTEXT FOR TRENDS IN HEALTH OUTCOMES. KING COUNTY'S FASTEST-GROWING AGE GROUPS ARE THOSE AGED 75 AND OLDER AND 45 TO 64. THE COUNTY IS INCREASING IN RACIAL DIVERSITY, ESPECIALLY IN SOUTH KING COUNTY. SOCIAL DETERMINANTS OF HEALTH, SUCH AS POVERTY AND EDUCATIONAL ATTAINMENT, HAVE A SUBSTANTIAL IMPACT ON A BROAD RANGE OF BEHAVIORAL RISKS AND HEALTH OUTCOMES.OVER 10 HOSPITALS SERVE KING COUNTY. THERE ARE FEDERALLY DESIGNATED MEDICALLY UNDERSERVED AREAS PRESENT IN OUR REGION. REPORTS FILED WITH STATES PART VI, LINE 7 WA 1 PACIFIC SCIENCE CENTER 200 SECOND AVE NORTH SEATTLE WA 98109 910750867 501(C)(3) 50000 SPONSORSHIP PROFESSOR WELLBODY EXHIBIT AMERICAN DIABETES ASSOCIATION 1730 MINOR AVE SUITE 920 SEATTLE WA 98101 131623888 501(C)(3) 40000 STRATEGIC PARTNERSHIP SPONSORSHIP SENIOR SERVICES 2208 SECOND AVE SUITE 100 SEATTLE WA 98121 910823767 501(C)(3) 35000 STRATEGIC PARTNERSHIP SENIORS UNITED WAY OF KING COUNTY 720 SECOND AVE SEATTLE WA 98104 910565555 501(C)(3) 62044 DONATION / SPONSORSHIP AMERICAN HEART ASSOCIATION 710 SECOND AVE 900 SEATTLE WA 98104 135613797 501(C)(3) 30000 STRATEGIC PARTNERSHIP SPONSORSHIP MARCH OF DIMES 1904 THIRD AVENUE SUITE 230 SEATTLE WA 98119 131846366 501(C)(3) 30000 STRATEGIC PARTNERSHIP NICU FAMILY SUPPORT, WALK & NURSES WASHINGTON HEALTH FOUNDATION 600 STEWART STREET SUITE 601 SEATTLE WA 98101 916033679 501(C)(3) 30000 PARTNERSHIP IN HEALTHIEST STATE IN THE NATION CAMPAIGN FOR WASHINGTON PACIFIC HEALTH SUMMIT 1215 4TH AVE SUITE 1600 SEATTLE WA 98161 911444105 501(C)(3) 25000 PACIFIC HEALTH SUMMIT SPONSORSHIP GUIDING LIGHTS 2012 3518 FREMONT AVE N SEATTLE WA 98103 911003385 501(C)(3) 20000 WEEKEND MENTOR PROGRAM SPONSORSHIP LIFELONG AIDS ALLIANCE 1002 EAST SENECA ST SEATTLE WA 98122 911215715 501(C)(3) 20000 STRATEGIC PARTNERSHIP - AIDS WALK LIFE SUPPORT PO BOX 264 SOUTH CLE ELUM WA 98943 200413954 501(C)(3) 15000 EVENT TITLE SPONSORSHIP MS SOCIETY 192 NICKERSON ST SUITE 1000 SEATTLE WA 98109 910742424 501(C)(3) 15000 EVENT SPONSOR NWAAM 2300 SOUTH MASSACHUSETTS SEATTLE WA 98144 760835379 501(C)(3) 15000 CHECKING OUR PULSE EXHIBIT NORTHWEST KIDNEY CENTERS PO BOX 3035 SEATTLE WA 98114 916057438 501(C)(3) 15000 SPONSORSHIP BREAKFAST OF HOPE ROTARY CLUB OF MI HALF MARATHON MERCER ISLAND ROTARY FDN PO BOX 1 MERCER ISLAND WA 98040 911058004 501(C)(4) 15000 SPONSORSHIP 1/2 MARATHON PNDRI 720 BROADWAY SEATTLE WA 98122 910667886 501(C)(3) 12000 SPONSORSHIP GUIDING LIGHTS WEEKENDSEATTLE CENTER FOUNDATION 3518 FREMONT AVE N SEATTLE WA 98103 911003385 501(C)(3) 10000 WEEKEND MENTOR PROGRAM SPONSORSHIP NEIGHBORCARE HEALTH 1537 WESTERN AVE SEATTLE WA 98101 910893287 501(C)(3) 10000 SPONSORSHIP UNITED WAY OF SNOHOMISH COUNTY 3120 MCDOUGALL AVE STE 200 EVERETT WA 98201 910606507 501(C)(3) 10000 SPONSORSHIP CITY CLUB 1904 THIRD AVENUE SUITE 622 SEATTLE WA 98101 911148262 501(C)(3) 7500 GLOBAL HEALTH LOCAL IMPACT EVENT SPONSORSHIP COLLEGE SUCCESS FOUNDATION 1605 NW SAMMAMISH ROAD SUITE 200 ISSAQUAH WA 98027 912036088 501(C)(3) 7500 GOVERNOR'S CUP SPONSORSHIP HEALTHPOINT 955 POWELL AVE SW RENTON WA 98057 910884412 501(C)(3) 6500 EVENT SPONSORSHIP GIRLS ON THE RUN 8757 15TH AVE NW SEATTLE WA 98117 841618574 501(C)(3) 5400 SPONSORSHIP TUKWILA/SEATAC SCHOOLS SEATTLE UNIVERSITY GALA & ATHLETICS 901 12TH AVE SEATTLE WA 98122 910565006 501(C)(3) 10000 EVENT SPONSORSHIP PROVIDENCE HEALTH SERVICES OF WASHINGTON 2201 LIND AVE SW 200 RENTON WA 98055 510216586 501(C)(3) 3541219 GENERAL SUPPORT SWEDISH MEDICAL CENTER FOUNDATION 747 BROADWAY SEATTLE WA 98122 910983214 501(C)(3) 2678964 SUPPORT FOR OPERATING EXPENSES GILDA'S CLUB SEATTLE 1400 BROADWAY SEATTLE WA 98122 911742315 501(C)(3) 7600 GENERAL SUPPORT YWCA OF SEATTLE 1118 FIFTH AVENUE SEATTLE WA 98104 910482890 501(C)(3) 10000 GENERAL SUPPORT GLOBAL TO LOCAL HEALTH INITIATIVE 747 BROADWAY SEATTLE WA 98122 273133200 501(C)(3) 975496 GENERAL SUPPORT 26 1 THE SWEDISH COMMUNITY NEEDS ASSESSMENT IS A LIVING DOCUMENT THAT WAS DEVELOPED AS A TOOL TO MANAGE AND ALLOCATE THE RESOURCES OF SWEDISH MEDICAL CENTER IN ACCORDANCE WITH OUR MISSION, WHILE MEETING THE SPECIFIC HEALTH NEEDS OF OUR COMMUNITY. COMMUNITY GRANTS AND SPONSORSHIPS ARE DETERMINED VIA THIS DATA-DRIVEN METHODOLOGY. IN ADDITION, A COMMUNITY ADVISORY COUNCIL MONITORS AND CONFIRMS OUR ONGOING ASSESSMENT OF THESE HEALTHCARE NEEDS. SWEDISH HEALTH SERVICES MAKES AN ANNUAL CONTRIBUTION TO PROVIDENCE HEALTH SERVICES OF WASHINGTON. PROVIDENCE IS A NONPROFIT 501(C)(3) CHARITABLE HEALTHCARE ORGANIZATION. CONTRIBUTIONS ARE INVESTED IN IMPROVING THE QUALITY OF THE LOCAL REGION'S HEALTHCARE. THEY ARE ALSO USED TO RAISE FUNDS IN SUPPORT OF NEW AND IMPROVED TECHNOLOGY TO ENHANCE MEDICAL EXCELLENCE IN HEART CARE, PEDIATRICS, CANCER, VASCULAR AND EMERGENCY MEDICINE. SWEDISH HEALTH SERVICES MAKES AN ANNUAL CONTRIBUTION TO THE SWEDISH MEDICAL CENTER FOUNDATION TO ASSIST WITH THE FOUNDATION'S OPERATING EXPENSES. X X X 0 1 X X X X 0 0 0 0 0 1 0 0 0 RODNEY F HOCHMAN MD 992284 0 202400 0 26562 0 345586 0 23378 0 1590210 0 0 0 CYNTHIA STRAUSS 325747 0 222520 0 21544 0 160620 0 25636 0 756067 0 0 0 JEFFREY D VEILLEUX 497599 0 579720 0 4002 0 260815 0 19482 0 1361618 0 0 0 KEVIN BROWN 378112 0 260670 0 17909 0 125441 0 26007 0 808139 0 0 0 CALVIN KNIGHT 89895 0 91080 0 1940 0 56408 0 12418 0 251741 0 0 0 MARCEL LOH 309712 0 216466 0 21454 0 164661 0 26249 0 738542 0 0 0 JANICE NEWELL 383461 0 214140 0 13275 0 79857 0 15756 0 706489 0 0 0 JOANNE SUFFIS 348956 0 211653 0 7515 0 51100 0 14768 0 633992 0 0 0 MARC MAYBERG 845855 0 384871 0 32144 0 41663 0 20787 0 1325320 0 0 0 DAVID NEWELL 771361 0 509411 0 26839 0 23317 0 34167 0 1365095 0 0 0 ROD OSKOUIAN 534299 0 501628 0 19451 0 15807 0 20705 0 1091890 0 0 0 HENRY KAPLAN 1140695 0 210679 0 11484 0 109932 0 21741 0 1494531 0 0 0 JOSEPH TEPLY 440638 0 779868 0 6117 0 17150 0 14871 0 1258644 0 0 0 PART I, LINE 1A PERSONS WHO RECEIVED TAXABLE GROSS-UP PAYMENTS RODNEY HOCHMAN, CALVIN KNIGHT, MARC MAYBERG, DAVID NEWELL, ROD OSKOUIAN PERSONS WHO RECEIVED TAXABLE DISCRETIONARY SPENDING AMOUNT: RODNEY HOCHMAN, CALVIN KNIGHT PERSONS WHO RECEIVED TAXABLE HOUSING ALLOWANCE: RODNEY HOCHMAN PART I, LINE 1B THE BOARD OF TRUSTEES APPROVES ALL BENEFITS PROVIDED TO EXECUTIVES IN ACCORDANCE WITH ITS POLICY ON APPROVING EXECUTIVE COMPENSATION. PART I, LINE 3 THE BOARD, ITS COMPENSATION AND HR COMMITTEE AND HUMAN RESOURCE LEADERSHIP DEVELOP AND APPROVE ANNUAL GOALS AND PERFORMANCE CRITERIA THAT ARE USED TO DETERMINE VARIABLE COMPENSATION OPPORTUNITIES FOR MANAGEMENT. THIS IS CONSISTENT WITH THE COMPENSATION PHILOSOPHY OF SWEDISH HEALTH SERVICES. SHS LEADERSHIP ASSESSES PERFORMANCE AGAINST THESE GOALS AND PERFORMANCE CRITERIA, WHICH INCLUDE FURTHERING CLINICAL PERFORMANCE, OPERATING PRINCIPLES, PATIENT SATISFACTION AND THE NEEDS OF THE UNDERSERVED. FOR 2011, THE INITIAL THRESHOLD THAT MUST BE ACHIEVED WAS A THREE AND ONE-HALF PERCENT (3.5%) OPERATING MARGIN FOR THE ORGANIZATION AS A WHOLE. IF THE THRESHOLD IS MET, THE MARGIN ABOVE IT IS AVAILABLE FOR PAYOUT BASED ON ACHIEVING ADDITIONAL CRITERIA. THIS PROVISION PRESERVES SUFFICIENT FUNDS THAT ARE CRITICAL FOR FUTURE GROWTH, WHILE ALLOWING SWEDISH TO COMPETE WITH OTHER ORGANIZATIONS, INCLUDING FOR-PROFIT CORPORATIONS, FOR TALENTED LEADERS. SHS PLACES A HIGH PRIORITY ON THE NEED TO RECRUIT AND RETAIN A STRONG LEADERSHIP TEAM AND TO CREATE A HIGHLY MOTIVATED AND ENGAGED WORKFORCE TO DRIVE SUPERIOR ORGANIZATIONAL PERFORMANCE IN ORDER TO ACHIEVE TOP TIER INTEGRATED CARE DELIVERY SYSTEM STATUS. THE ADDITIONAL PERFORMANCE CRITERIA THAT MUST BE MET INCLUDE ORGANIZATIONAL GROWTH AND EXPANSION OF SERVICES TO SUPPORT THE NEEDS OF THE COMMUNITY; ACHIEVEMENT OF QUALITY STANDARDS (E.G., CONTINUED JOINT COMMISSION ON ACCREDITATION OF HEALTHCARE ORGANIZATIONS ACCREDITATION, REGULATORY ISSUE RESOLUTION AND HAND HYGIENE); SERVICE (AS MEASURED BY INPATIENT AND OUTPATIENT SATISFACTION SCORES) AND EMPLOYEE AND PHYSICIAN SATISFACTION RATINGS. THE CRITERIA AND MEASURES ARE OBJECTIVE AND MEASURABLE, RATHER THAN SUBJECTIVE IN NATURE. MANAGERS AND EXECUTIVES RECEIVING THIS VARIABLE COMPENSATION DEVOTE AN AVERAGE OF 60 HOURS PER WEEK TO PERFORM THEIR RESPONSIBILITIES. WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E3K6 2009-03-19 36270000 HEALTHCARE EQUIPMENT AND FACILITIES 0 0 0 WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E3L4 2009-03-19 63730000 HEALTHCARE EQUIPMENT AND FACILITIES 0 0 0 WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E3M2 2009-03-19 75000000 HEALTHCARE EQUIPMENT AND FACILITIES 0 0 0 WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E3N0 2009-03-19 75000000 HEALTHCARE EQUIPMENT AND FACILITIES 0 0 0 35074112 3550972 189725 31333415 2008 0 0 1 1 61628705 6239411 333366 55055928 2008 0 0 1 1 74392753 50000000 730193 23662560 2008 0 1 1 1 74392753 50000000 730193 23662560 2008 0 1 1 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 X WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978EE32 2006-12-21 200000000 HEALTHCARE EQUIPMENT AND FACILITIES 0 0 0 200000000 1064000 198936000 2007 0 0 1 1 0 1 0 0 0.00160 0.00320 0.00480 1 0 1 0 0 0 WARREN FEIN FAMILY MEMBER OF CYNTHIA STRAUSS 459091 EMPLOYMENT 0 FIRST CHOICE HEALTH MEDICAL ADMINISTRATORS HEALTH PLAN ADMINISTRATOR 3239681 FIRST CHOICE IS A HEALTH PLAN ADMINISTRATOR OF SWEDISH HEALTH SERVICES. RODNEY HOCHMAN AND CALVIN KNIGHT WERE BOARD MEMBERS OF FIRST CHOICE HEALTH ADMINISTRATOR IN 2011. RODNEY HOCHMAN IS THE CEO OF SWEDISH HEALTH SERVICES, AND CALVIN KNIGHT IS THE CHIEF OPERATING OFFICER AND KEY EMPLOYEE OF SWEDISH HEALTH SERVICES. 0 FORM 990, PART I, LINE 6 ON AVERAGE, VOLUNTEERS PROVIDE 15,000 HOURS OF UNCOMPENSATED LABOR EACH MONTH FOR THE BENEFIT OF SWEDISH HEALTH SERVICES. VOLUNTEERS DO NOT REPLACE EMPLOYEES; HOWEVER, THEY DO SUPPLEMENT THE PAID WORKFORCE IN NEARLY EVERY DEPARTMENT AND EVERY DIVISION AT SWEDISH, WHETHER IT IS AN ONGOING PLACEMENT OR A ONE-TIME SPECIAL PROJECT. THESE TASKS CAN BE CLERICAL IN NATURE, ALLOWING CLINICAL STAFF TO SPEND MORE TIME AT THE BEDSIDE OR PROVIDING OTHER DIRECT PATIENT CARE. SOME DEPARTMENTS SUPPORTED BY CLERICAL VOLUNTEER HELP INCLUDE CLINICAL TRIALS, LINGUISTIC SERVICES, EMPLOYEE HEALTH, INTENSIVE CARE NURSING UNITS AND PRIVATE PAY PATIENT SERVICES. VOLUNTEERS ALSO SERVE IN A MYRIAD OF CLINICAL DEPARTMENTS, WHICH INVOLVE DIRECT PATIENT CONTACT ASSISTING WITH NON-CLINICAL TASKS. NON-CLINICAL TASKS INCLUDE PROVIDING READING MATERIAL TO PATIENTS, OFFERING WARM BLANKETS, RUNNING ERRANDS FOR THE NURSING STAFF, ANSWERING INCOMING TELEPHONE CALLS AND CONVERSATION WITH PATIENTS. A FEW OF THE AREAS BENEFITING FROM VOLUNTEERS INCLUDED OUR ART WITH HEART PROGRAM FOR PEDIATRIC PATIENTS, VOLUNTEER VISITORS WITH OUR ADVANCE BLOODLESS SURGERY PROGRAM, OUR MANY VOLUNTEERS IN THE OUTPATIENT CANCER TREATMENT INFUSION CENTER, INPATIENT ORTHOPEDICS NURSING UNITS AND OUR INPATIENT SHORT STAY NURSING UNIT. OUR INFORMATION DESK, WHICH SERVES PATIENTS, STAFF, VISITORS AND GUESTS, IS COMPLETELY STAFFED BY VOLUNTEERS. IN A TYPICAL 4-HOUR VOLUNTEER SHIFT, EACH VOLUNTEER WILL INTERACT, IN SOME MANNER, WITH APPROXIMATELY 150 INDIVIDUALS. CONTACTS INCLUDE FACE-TO-FACE ASSISTANCE, INQUIRIES BY TELEPHONE AND FORWARDING POSTAL MAIL TO INPATIENTS. INDIVIDUALS ALSO VOLUNTEER THEIR TIME TO LEARN NEW SKILLS, REFRESH SKILLS AND ACCUMULATE HOURS TO BE ELIGIBLE TO SIT FOR CERTIFICATION EXAMS. SOME OF THE DEPARTMENTS WITH THIS TYPE OF VOLUNTEER INCLUDE, BUT ARE NOT LIMITED TO, SPIRITUAL CARE, DIAGNOSTIC ULTRASOUND, CLINICAL ENGINEERING/BIOMEDICAL, PHARMACY, NUCLEAR MEDICINE, STERILE PROCESSING AND SOCIAL WORK. PROGRAM SERVICE STATEMENT HEALTHCARE SERVICES AT BALLARD HIGH SCHOOL: THE BALLARD TEEN HEALTH CENTER IS A PARTNERSHIP BETWEEN SWEDISH AND BALLARD HIGH SCHOOL TO PROVIDE STUDENTS AT THE SCHOOL WITH PHYSICAL AND MENTAL HEALTH SERVICES. TEENS VISIT THE CENTER FOR TREATMENTS RANGING FROM ILLNESSES AND INJURIES TO CONFIDENTIAL FAMILY PLANNING SERVICES, STD TESTING AND MENTAL HEALTH COUNSELING. THE CENTER, WHICH WAS STARTED BY SWEDISH IN 2002, ALSO PROVIDES SMOKING CESSATION PROGRAMS, NUTRITION AND EXERCISE COUNSELING, GENERAL HEALTH INFORMATION AND SCHOOL-WIDE HEALTH PROMOTION AND CLASSROOM PRESENTATIONS. THE CENTER TARGETS ADOLESCENTS WHO ARE UNINSURED OR UNDERINSURED AND THOSE WHO HAVE NO OTHER OPTIONS FOR MEDICAL CARE AND COUNSELING. SUPPORT FOR PATIENTS AND FAMILIES THE SWEDISH PATIENT ASSISTANCE FUND PROVIDES PATIENTS AND THEIR FAMILIES WITH FINANCIAL SUPPORT FOR A RANGE OF ITEMS AND SERVICES, INCLUDING UTILITY BILLS, WHEELCHAIRS AND WALKERS, RENT AND MORTGAGE ASSISTANCE, SKILLED NURSING AND HOME CARE, AND MORE. FOOD BANKS, CLOTHING BANKS, PATIENT TRANSPORTATION AND COMFORT THERAPIES FOR HOSPICE PATIENTS ARE ALSO PART OF THIS PROGRAM. FAMILY VIOLENCE PROGRAM MANY OF OUR STAFF MEMBERS ARE SPECIALLY TRAINED TO IDENTIFY PATIENTS WHO MAY BE VICTIMS OF FAMILY VIOLENCE AND CONNECT THEM WITH COMMUNITY AGENCIES THAT CAN PROVIDE THE HELP THEY NEED. IN ADDITION, SWEDISH PROVIDES FINANCIAL SUPPORT AND DONATES SPACE TO ORGANIZATIONS, SUCH AS NEW BEGINNINGS AND THE YWCA, THAT SUPPORT BATTERED WOMEN AND THEIR FAMILIES. THE SOCIAL AND HEALTH JUSTICE PROGRAM THIS PROGRAM IS A PARTNERSHIP BETWEEN SEATTLE UNIVERSITY LAW SCHOOL AND SWEDISH MEDICAL CENTER, KNOWN AS THE PUBLIC BENEFITS ASSISTANCE PROJECT - MEDICAL LEGAL PARTNERSHIP. MODELED AFTER THE PREEMINENT NATIONAL MODEL OF MEDICAL LEGAL PARTNERSHIPS - NATIONAL CENTER FOR MEDICAL LEGAL PARTNERSHIP -THE PROGRAM STARTED IN SPRING OF 2010. THE MAIN TASK OF THE PUBLIC BENEFITS ASSISTANCE PROJECT - MEDICAL LEGAL PARTNERSHIP IS TO IDENTIFY AND ENROLL ELIGIBLE SWEDISH FAMILY MEDICINE FIRST HILL CLINIC PATIENTS AGE 50 AND ABOVE INTO A PUBLIC BENEFIT PROGRAM KNOWN AS THE COPES PROGRAM. BOTH SWEDISH MEDICAL AND SEATTLE UNIVERSITY LAW SCHOOL HAVE A STRONG COMMITMENT TO FINANCIAL JUSTICE, BELIEVING IT TO BE A DIRECT CONTRIBUTOR TO HEALTH AND WELLNESS. SMC PATIENTS LIVE IN THE GREATER SEATTLE URBAN AREA, INCLUDING MANY IN THE URBAN CORE. THE IMMEDIATE IMPACT OF COMMUNITY MEMBERS' ENROLLMENT IS TO BUILD A SOCIAL SAFETY AND WELLNESS NET. FIRST, SPECIFIC PATIENT NEEDS ARE SYSTEMATICALLY ADDRESSED IN THE FORMAL ASSESSMENT TOOL. MEDICAL TRANSPORT, HYGIENE, NUTRITION, MEDICATION REMINDERS, MEDICAL APPOINTMENT REMINDERS AND CONCRETE MEDICAL DEVICES ARE JUST SOME EXAMPLES OF THE CUSTOMIZED CARE PLAN. SECOND, THE PATIENT PERCEIVES A STRONGER SENSE OF SOCIAL CONNECTION. THIRD, A COORDINATED CARE TEAM ENHANCES PROVIDER COLLABORATION AND COMMUNICATION. FINALLY, UNMET NEEDS DUE TO FINANCIAL PAUCITY ARE ELIMINATED. COMMUNITY HEALTH EDUCATION THE PATIENT/FAMILY EDUCATION AND COMMUNITY HEALTH PROGRAM IS COMMITTED TO HELPING PATIENTS, FAMILIES AND THE COMMUNITY MAKE INFORMED CHOICES ABOUT THEIR HEALTH. THE PROGRAM OFFERS CLASSES ON TOPICS SUCH AS CANCER, CHILDBIRTH, DIABETES, ORTHOPEDICS, NUTRITION, SAFETY AND INJURY PREVENTION, STRESS MANAGEMENT AND MORE. THESE COMMUNITY HEALTH EDUCATION CLASSES ARE AVAILABLE TO PATIENTS, FAMILIES, COMMUNITY MEMBERS, PHYSICIANS, NURSES AND CLINICAL STAFF. ARMING PATIENTS WITH HEALTH INFORMATION THEY NEED ALLOWS THEM TO MAKE INFORMED DECISIONS AND BE ADVOCATES OF THEIR CARE. ONE WAY SWEDISH PROVIDES ACCESS TO HEALTH INFORMATION IS THROUGH EDUCATION AND RESOURCE CENTERS AT OUR THREE MAIN CAMPUSES. THE LARGEST AND MOST COMPREHENSIVE RESOURCE CENTER IS THE JAMES B. DOUGLAS HEALTH EDUCATION CENTER, LOCATED AT THE FIRST HILL CAMPUS. HERE, PATIENTS, FAMILY AND COMMUNITY MEMBERS CAN FIND INFORMATION ABOUT SUPPORT GROUPS AND HEALTH RESOURCES, REGISTER FOR CLASSES, ACCESS ONLINE HEALTH INFORMATION, PICK UP FREE EDUCATION BROCHURES AND PURCHASE CAR SEATS. IN ADDITION TO HOSTING HUNDREDS OF HEALTH EDUCATION CLASSES EACH YEAR, SWEDISH OFFERS THE COMMUNITY MANY SUPPORTS GROUPS ON A RANGE OF TOPICS FROM CANCER TO BEREAVEMENT TO CHILDBIRTH. SWEDISH MOBILE MAMMOGRAPHY PROGRAM THE MOBILE MAMMOGRAPHY PROGRAM IS DEDICATED TO BRINGING HIGH-QUALITY MAMMOGRAPHY SERVICES TO WOMEN THROUGHOUT WESTERN WASHINGTON, PRIMARILY THOSE IN UNDERSERVED AND HARD-TO-REACH AREAS. THE PROGRAM INCLUDES TWO BREAST CARE EXPRESS COACHES WHICH DELIVER EXPERIENCED TECHNOLOGISTS AND MAMMOGRAPHY EQUIPMENT TO LOCATIONS CONVENIENT FOR WOMEN - PLACES IN THEIR COMMUNITY OR AT THEIR WORKPLACE. TO REACH WOMEN WHO NEED THESE VITAL - AND OFTEN LIFE-SAVING - BREAST-HEALTH SERVICES, SWEDISH JOINS WITH IMPORTANT COMMUNITY PARTNERS SUCH AS THE YWCA, CENTER FOR MULTICULTURAL HEALTH, SENIOR SERVICES OF SEATTLE/KING COUNTY, THE RAINIER PARK COMMUNITY CLINIC AND NORTH SEATTLE PUBLIC HEALTH CENTER. SWEDISH ALSO WORKS CLOSELY WITH THE SOUTH PUGET INTER-TRIBAL PLANNING AGENCY, FAMILY PLANNING OF CLALLAM COUNTY AND THE TULALIP AND MUCKLESHOOT TRIBAL CLINICS. JOB TRAINING FOR DEVELOPMENTALLY DISABLED STUDENTS A SPECIAL PROGRAM AT SWEDISH PROVIDES JOB TRAINING FOR STUDENTS WITH DISABILITIES. BEREAVEMENT SUPPORT GROUPS SWEDISH PROVIDES A NUMBER OF SUPPORT GROUPS FOR PEOPLE WHO HAVE LOST LOVED ONES. SPIRITUAL CARE EVENTS THE SPIRITUAL CARE DEPARTMENT AT SWEDISH OFFERS SEVERAL COMMUNITY-BASED EDUCATIONAL EVENTS, INCLUDING A WORKSHOP FOR PASTORAL CAREGIVERS THAT FOCUSES ON HOSPITAL VISITATION, AS WELL AS OTHER WORKSHOPS OPEN TO THE PUBLIC ON SUCH TOPICS AS END-OF-LIFE ISSUES AND ACCESS TO HEALTH CARE. OTHER COMMUNITY PROGRAMS SWEDISH ALSO MADE DONATIONS TO NEARLY 50 LOCAL ORGANIZATIONS AND GROUPS TO SUPPORT THE VITAL WORK EACH IS DOING IN THE PUGET SOUND AREA. THESE ORGANIZATIONS INCLUDE THE AMERICAN HEART ASSOCIATION, BIG BROTHERS BIG SISTERS, GILDA'S CLUB, EASTSIDE FIRE AND RESCUE, KING COUNTY SEXUAL ASSAULT RESOURCE CENTER, SEATTLE UNIVERSITY, UNITED WAY OF KING COUNTY AND THE YWCA OF SEATTLE/KING COUNTY. FORM 990, PART VI, SECTION A, LINE 6 SWEDISH HEALTH SERVICES HAS NO MEMBERS OTHER THAN A "SPECIAL MEMBER" OF THE CORPORATION, PROVIDENCE HEALTH SYSTEM - WASHINGTON (PHSW), A WASHINGTON NOT-FOR-PROFIT CORPORATION. AS SPECIAL MEMBER, PHSW HAS THE RIGHT TO NOMINATE CANDIDATES FOR ELECTION BY THE BOARD OF TRUSTEES OF THE CORPORATION TO FILL NOT LESS THAN TWO VOTING ACTIVE TRUSTEE MEMBERSHIP POSITIONS ON THE CORPORATION'S BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B PROVIDENCE HEALTH SERVICES - WASHINGTON (PHSW) HAS THE AUTHORITY TO EXERCISE APPROVAL WITH RESPECT TO THE FOLLOWING ACTIONS THAT MAY BE TAKEN BY THE BOARD OF TRUSTEES OF THE CORPORATION: A. ANY AMENDMENT OF THE ARTICLES OF INCORPORATION OR BYLAWS OF THE CORPORATION THAT MAY ADVERSELY AFFECT THE SPECIFICALLY ENUMERATED RIGHTS OF PHSW. B. ANY REORGANIZATION OF THE CORPORATION OR CHANGE IN CONTROL OF THE CORPORATION, OR ANY SALE, LONG-TERM LEASE, DONATION OR SIMILAR TYPE OF TRANSACTION INVOLVING ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION IN A MANNER THAT DOES NOT PROVIDE FOR THE ASSUMPTION OF THE OBLIGATIONS OF THE CORPORATION. C. ANY FUNDAMENTAL CHANGE IN THE MISSION AND PHILOSOPHY OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 PREPARATION AND REVIEW OF THE FORM 990 INVOLVES THE COMPILATION OF INFORMATION FROM ALL AREAS OF THE ORGANIZATION. SCHEDULES RELATING TO EXECUTIVE COMPENSATION AND DETERMINATION OF KEY EMPLOYEES ARE REVIEWED BY THE VICE PRESIDENTS OF THE HUMAN RESOURCE AND LEGAL DEPARTMENTS. AN INDEPENDENT TAX ADVISOR PREPARES THE RETURN BASED ON INFORMATION COMPILED BY SWEDISH HEALTH SERVICES. ALL SCHEDULES AND FORMS ARE THEN REVIEWED BY THE TREASURER BEFORE IT IS FILED WITH THE IRS BY THE DEADLINE. FORM 990, PART VI, SECTION B, LINE 12C SWEDISH HEALTH SERVICES (SHS) PUBLISHES ITS WRITTEN BOARD OF TRUSTEES CONFLICT OF INTEREST POLICY AND THE CONFLICT OF INTEREST POLICY FOR MANAGEMENT AND OTHER PERSONS (COVERED PERSONS) WITH SIGNIFICANT ADMINISTRATIVE RESPONSIBILITY ON THE CORPORATION'S INTERNET SITE. COVERED PERSONS ARE DEFINED AS THE CHIEF EXECUTIVE OFFICER (CEO), MANAGEMENT, MEDICAL DIRECTORS, MEMBERS OF THE PHARMACY AND THERAPEUTICS COMMITTEE, VALUE ANALYSIS TEAMS INCLUDING VOTING STAKEHOLDERS AND THE INSTITUTIONAL REVIEW BOARD (IRB), ALL NEW EMPLOYEE APPLICANTS FOR THE POSITION OF MEDICAL DIRECTOR (OR SIMILAR POSITION WITH SIGNIFICANT ADMINISTRATIVE RESPONSIBILITIES), AND ALL RECRUITS FOR EMPLOYED PROVIDER POSITIONS. BOARD MEMBERS AND COVERED PERSONS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY AND DISCLOSE ANY AFFILIATIONS, INTEREST OR RELATIONSHIPS, AND/OR ANY TRANSACTIONS THE INDIVIDUAL AND/OR HIS/HER FAMILY MEMBERS HAVE ENGAGED IN THAT MIGHT GIVE RISE TO AN ACTUAL, APPARENT, OR POTENTIAL CONFLICT OF INTEREST. THE POLICIES DEFINE FAMILY MEMBERS AND DESCRIBE WHAT CONSTITUTES CONFLICTS OF INTEREST. THEY REQUIRE INDIVIDUALS TO REPORT ANY FURTHER FINANCIAL INTEREST, SITUATION, ACTIVITY OR CONDUCT THAT MAY DEVELOP BEFORE COMPLETION OF THE NEXT QUESTIONNAIRE. POTENTIAL CONFLICTS OF INTEREST WITH PHYSICIAN BOARD MEMBERS WITH FINANCIAL INTERESTS IN BUSINESSES THAT COMPETE WITH SHS ARE ADDRESSED, AS WELL AS APPROPRIATE DISCLOSURES, EVALUATION AND RESOLUTION OF SAID CONFLICTS. THE CONFLICT OF INTEREST QUESTIONNAIRES INCLUDE AN ANNUAL STATEMENT THAT BOARD MEMBERS AND COVERED PERSONS (A) HAVE RECEIVED A COPY, READ AND UNDERSTAND THE POLICY; (B) AGREE TO COMPLY; (C) UNDERSTAND THAT THE POLICY APPLIES TO COMMITTEES AND SUBCOMMITTEES; (D) UNDERSTAND THAT SHS IS A CHARITABLE ORGANIZATION THAT MUST ENGAGE PRIMARILY IN EXEMPT ACTIVITIES; (E) AGREE TO REPORT ANY CHANGE TO MATTERS PREVIOUSLY DISCLOSED ON THE CONFLICT OF INTEREST QUESTIONNAIRE; (F) STATE THAT THE INFORMATION PROVIDED IN THE QUESTIONNAIRE IS TRUE TO THE BEST OF HIS/HER KNOWLEDGE AND BELIEF; AND (G) AFFIRM THAT NEITHER THEY NOR FAMILY MEMBERS HAVE VIOLATED THE POLICY. THE PURPOSES OF THE POLICIES ARE TO ENSURE THAT BOARD MEMBERS AND COVERED PERSONS ARE INDEPENDENT AND ABLE TO PERFORM THEIR DUTIES IN AN IMPARTIAL MANNER FREE FROM ANY BIAS CREATED BY PERSONAL INTERESTS, TO PROTECT THE INTERESTS OF SHS WHEN IT IS CONTEMPLATING ENTERING INTO AN ARRANGEMENT THAT MIGHT BENEFIT THE PRIVATE INTEREST OF BOARD MEMBERS OR COVERED PERSONS, TO CLARIFY THE DUTIES OF BOARD MEMBERS AND COVERED PERSONS IN THE CONTEXT OF A POTENTIAL CONFLICT (AND TO PROVIDE WITH A METHOD FOR DISCLOSING AND RESOLVING SAID CONFLICT), AND TO SUPPLEMENT (NOT REPLACE) ANY APPLICABLE STATE LAWS GOVERNING CONFLICTS OF INTEREST APPLICABLE TO CHARITABLE, NOT FOR PROFIT CORPORATIONS. SHS WILL NOT ENGAGE IN ANY CONTRACT, TRANSACTION, OR ARRANGEMENT INVOLVING A POTENTIAL CONFLICT OF INTEREST UNLESS IT IS DETERMINED THAT APPROPRIATE SAFEGUARDS TO PROTECT THE CHARITABLE MISSION OF SHS HAVE BEEN IMPLEMENTED. THE BOARD'S GOVERNANCE COMMITTEE, WORKING WITH THE ORGANIZATION'S COMPLIANCE OFFICER, WILL REVIEW ALL CONFLICT OF INTEREST QUESTIONNAIRES FOR BOARD MEMBERS. THE GOVERNANCE COMMITTEE WILL MAKE A FINDING AS TO WHETHER AN ACTUAL, APPARENT OR POTENTIAL CONFLICT OF INTEREST EXISTS AND WILL FORWARD THAT FINDING, ALONG WITH RECOMMENDATIONS FOR RESOLUTION, TO THE BOARD OF TRUSTEES FOR DISCUSSION AND VOTE. FOR COVERED PERSONS THE ORGANIZATION'S CONFLICT OF INTEREST COMMITTEE WORKS WITH THE COMPLIANCE OFFICER AND FOLLOWS A SIMILAR PROCESS. IT REVIEWS ALL QUESTIONNAIRES SUBMITTED BY COVERED PERSONS AND COMMUNICATES ITS FINDINGS AND RECOMMENDATIONS TO BE IMPLEMENTED BY THE APPROPRIATE COMMITTEES. MEETING MINUTES WILL IDENTIFY ANY PERSON ATTENDING ANY MEETING WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO ANY MATTER BEFORE THE BOARD OR COMMITTEE AND THE ACTION TAKEN TO ADDRESS THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES HAS DELEGATED AUTHORITY TO THE COMPENSATION AND HR COMMITTEE TO REVIEW AND APPROVE COMPENSATION ARRANGEMENTS FOR SENIOR MANAGERS. SENIOR MANAGERS ARE THOSE INDIVIDUALS IN THE FOLLOWING POSITIONS: PRESIDENT/CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF MEDICAL OFFICER, CHIEF NURSING OFFICER, VICE PRESIDENT, EXECUTIVE DIRECTOR OF SWEDISH MEDICAL CENTER FOUNDATION, AND OTHER EXECUTIVE DIRECTORS OF MAJOR PROGRAMS (AS IDENTIFIED BY THE PRESIDENT/CEO). COMPENSATION FOR EXECUTIVES IS CONSISTENT WITH THE EXECUTIVE TOTAL COMPENSATION PHILOSOPHY APPROVED BY THE BOARD OF TRUSTEES. POTENTIAL CONFLICTS OF INTEREST ARE ADDRESSED IN ACCORDANCE WITH THE CORPORATION'S CONFLICT OF INTEREST POLICY (AS DESCRIBED IN SHS'S RESPONSE TO LINE 12C). THE BOARD OF TRUSTEES SELECTS AND RETAINS AN INDEPENDENT CONSULTANT TO CONDUCT AN ANNUAL REVIEW OF THE COMPENSATION PACKAGE, INCLUDING SALARIES, INCENTIVES AND BENEFITS, AND RECOMMEND APPROPRIATE ADJUSTMENTS TO ENSURE THAT EACH REMAINS COMPETITIVE AND RESPONSIVE TO CHANGING LAWS AND IN KEEPING WITH THE ORGANIZATION'S MISSION. THE BOARD, AS PART OF ITS ANALYSIS, OBTAINS FROM THE INDEPENDENT CONSULTANT APPROPRIATE COMPARABILITY DATA, INCLUDING TOTAL COMPENSATION PAID BY SIMILARLY SITUATED FOR PROFIT AND NOT FOR PROFIT HEALTH CARE ORGANIZATIONS FOR POSITIONS THAT ARE FUNCTIONALLY COMPARABLE. THE CONSULTANT PROVIDES DOCUMENTATION THAT TOTAL COMPENSATION IS AT FAIR MARKET VALUE. THE CONSULTANT'S RECOMMENDATIONS ARE REVIEWED AND APPROVED (OR NOT APPROVED) BY THE COMPENSATION AND HR COMMITTEES, WHICH DOCUMENT THE BASIS FOR THEIR DECISION. FOLLOWING APPROVAL OF THE ANNUAL REVIEW BY THE COMPENSATION AND HR COMMITTEES, THE BOARD WILL BE RESPONSIBLE FOR APPROVING ANY CHANGES IN THE COMPENSATION OF THE PRESIDENT/CEO. THE COMPENSATION AND HR COMMITTEES WILL APPROVE CHANGES IN THE COMPENSATION PACKAGE FOR KEY EMPLOYEES (AS DEFINED BY THE 990). THE PRESIDENT/CEO WILL BE RESPONSIBLE FOR APPROVING ANY CHANGES IN THE COMPENSATION PACKAGE OF THE OTHER SENIOR MANAGERS. FORM 990, PART VI, SECTION C, LINE 19 SWEDISH HEALTH SERVICES' CODE OF CONDUCT AND CONFLICT OF INTEREST POLICY ARE AVAILABLE AT WWW.SWEDISH.ORG. GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -29,299,098. INCREASE IN ACCRUED PENSION LIABILITY -134,652,000. TEMPORARILY RESTRICTED NET ASSETS RELEASED FROM RESTRICTION -281,131. TOTAL TO FORM 990, PART XI, LINE 5: -164,232,229. 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