2012-11-15T12:45:21-06:00 2012-06-30 470526649 DANA F COLE & COMPANY LLP 1248 O STREET SUITE 500 LINCOLN NE 68508 990 2011-07-01 470424785 College of Saint Mary COLL 4023992427 7000 Mercy Road Omaha NE 681062606 SARAH KOTTICH 4023992427 2012-11-08 1 GARY R POHLMANN P00249569 4024799300 2011 2016-02-24 21:20:13Z Sarah Kottich 7000 Mercy Road Omaha NE 681062606 19313046 0 X www.csm.edu X 1923 NE Committed to the works, values and aspirations of the Sisters of Mercy, College of Saint Mary is a Catholic university dedicated to the education of women in an environment that calls forth potential and fosters leadership. 26 25 660 20 0 0 12917212 3228151 15683943 15718891 455848 299514 64615 66490 29121618 19313046 0 0 0 0 10399999 10887206 0 0 649051 6672978 6883009 17072977 17770215 12048641 1542831 57291201 61979614 5501290 9122649 51789911 52856965 Committed to the works, values and aspirations of the Sisters of Mercy, College of Saint Mary is a Catholic university dedicated to the education of women in an environment that calls forth potential and fosters leadership. 0 0 12245780 15785381 College of Saint Mary is a Catholic university dedicated to the education of women in an environment that calls forth potential and fosters leadership. The College provides educational courses to approximately 740 undergraduate and 225 graduate level students. 12245780 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 1 50 0 1 660 1 0 0 0 0 0 0 0 0 X 26 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 X X College of Saint Mary 4023992427 7000 Mercy Road Omaha NE 681062606 Jean Bartman 1.00 X 0 0 0 Terri Campbell 1.00 X 0 0 0 Jane Carmody 1.00 X 0 0 0 Lorraine Chang 1.00 X 0 0 0 Patrick Corrigan 1.00 X 0 0 0 William Cutler 1.00 X 0 0 0 Kathleen Dodge 1.00 X X 0 0 0 Ivan Gilreath 1.00 X 0 0 0 Bernice Haney 1.00 X 0 0 0 Jane Huerter 1.00 X X 0 0 0 Richard Jeffries 1.00 X 0 0 0 Carol Kontor 1.00 X 0 0 0 Marcia Koory 1.00 X 0 0 0 David Kramer 1.00 X 0 0 0 Joan Laughlin 1.00 X 0 0 0 Deborah Macdonald 1.00 X 0 0 0 Sheila Megley 1.00 X 0 0 0 Lloyd Meyer 1.00 X X 0 0 0 Daniel O'Neill 1.00 X 0 0 0 Daniel Padilla 1.00 X 0 0 0 Steve Ritzman 1.00 X 0 0 0 Marilyn Ross 1.00 X 0 0 0 Michon Rozmajzl 1.00 X 0 0 0 Annette Smith 1.00 X 0 0 0 Doug Wilwerding 1.00 X X 0 0 0 Maryanne Stevens 40.00 X X 0 0 12494 Sarah Kottich 40.00 X 126295 0 20110 Christine Pharr 40.00 X 120057 0 20976 Tara Knudson Carl 40.00 X 109523 0 24290 Verlyn Schueler 40.00 X 104400 0 23087 460275 0 100957 4 0 0 0 Leo A Daly Company 8600 Indian Hills Drive Omaha NE 68114 Architectural 169899 1 53386 3174765 134925 3228151 Tuition and fees 611310 13717855 13717855 Auxiliary enterprises 611710 2001036 2001036 15718891 264216 264216 35298 0 35298 35298 35298 Other revenue 900099 66490 66490 66490 19313046 15785381 0 299514 344133 249224 94909 9072983 6789120 1869885 413978 234773 234773 584710 584710 650607 650607 20032 20032 18500 18500 4488 4488 72715 72715 574549 534164 40385 265355 182457 73208 9690 187719 1045 186674 485610 485610 78122 40611 31109 6402 24579 24579 2162332 2153498 8834 92788 92788 Departmental expenses 1744025 997866 622087 124072 Food service 488543 488543 Bookstore 348352 348352 Physical plant 315300 224514 90786 17770215 12245780 4875384 649051 5414658 4984788 7273902 5999260 1024128 656423 969049 1070401 119592 168746 156101 233591 61942084 22355086 32827106 39586998 9506665 9279407 57291201 61979614 1052193 1880358 614000 3747354 3835097 3494937 5501290 9122649 X 38475458 42045076 9846586 7270470 3467867 3541419 51789911 52856965 57291201 61979614 X 1542831 -475777 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 4488 0 0 0 4488 0 1200 130000 X X X 0 8140720 167951 -244211 170604 7893856 6792341 119022 1375496 146139 8140720 5871338 154007 893338 126342 6792341 7177504 102518 -1288980 119704 5871338 0.44000 0.44000 0.12000 0 0 5817969 5817969 41666507 19019598 22646909 4631593 3335488 1296105 9826015 9826015 39586998 Equity securities 5186747 F Fixed income securities 2364691 F Certificates of deposit 1727969 F 9279407 Student deposits and deferred income 634368 Present value of annuities payable 49630 Refundable loan programs 1300939 Deposit on land contract 1510000 3494937 Part III, Line 4: The Saint John's Bible collection supports catholic rituals and is used for educational purposes (ex: to supplement the theology curriculum) Description of Intended Use of Endowment Funds: Part V, Line 4: The Endowment funds are intended to support general education, operations, and scholarships. Description of Uncertain Tax Positions Under FIN 48: Part X: The College's ASC 740 Footnote reads as follows; "The College has adopted the provisions of FASB ASC 740-10, "Accounting for Uncertain Tax Positions". The College continually evaluates expiring statutes of limitations, audits, proposed settlements, changes in tax law and new authoritative rulings. The College's annual federal income tax returns for 2009 and after may be subjet to examination by the IRS; returns are generally open for examination for three years after they are filed." 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 This information is included in the College catalog, in promotional flyers, and in other advertising done by the College. Explanation of Government Financial Assistance Schedule E, Part I, Line 6 The College participates in the Department of Education's Student Financial Aid programs. Explanation of Racial Nondiscrimination Compliance Schedule E, Part I, Line 7 Financial aid is based upon the applicant's total financial resources compared to the total cost of education at College of Saint Mary. College of Saint Mary has a non-discriminatory policy with respect to awards of financial aid. Nebraska Educational Finance Authority 521293953 2008-04-09 5000000 Building construction 0 0 0 Nebraska Educational Finance Authority 521293953 2011-12-09 5000000 Building construction 0 0 0 4344423 4722423 4722423 2008 0 0 1 1 3369354 3369354 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PArt II, Line 3 The total proceeds do not agree to the issue price in Part I, Column e as this debt was issued on a draw-down basis and the total principal available has not yet been drawn. Lloyd Meyer Treasurer 169899 Architectural Services 0 X 1 134925 FMV 0 0 1 Third Party Use: Part I, Line 32b: The College uses a broker to sell non-cash securities received. Form 990, Part VI, Section B, line 11 The Form 990 is reviewed by the President, CFO, Controller, and the Audit Committee and is recommended to the full Board for approval. The Form 990 was approved by the full Board at the November 8, 2012 meeting. Form 990, Part VI, Section B, line 12c The conflict of interest policy is monitored and enforced by the College's administrative staff. Form 990, Part VI, Section B, line 15 The compensation of the College's President is set by the Board. The compensation of the key employees is set by the President based on comparability data from other similar institutions. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy, and the financial statements are available to the public upon request to the College's administration offices. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -488,083. Gain incurred on the College's annuity obligations 12,306. Total to Form 990, Part XI, Line 5: -475,777. Form 990, Part XII, Line 2c The audit committee oversees the conduct of the audit and reviews the audit report. This process has not changed from prior years. Sisters of Mercy of the Americas 8380 Colesville Road Suite 300 Silver Spring MD 20910 262400800 Service Work MD 501(c)(3) N/A 0 College of Saint Mary Spellman Early Childhood Development Center 7000 Mercy Road Omaha NE 68106 470817316 Child Care NE 501(c)(3) Line 7 CSM 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 Sisters of Mercy of the Americas - Outstanding Land Agreement E 1510000 Cash Value Sisters of Mercy of the Americas - Current year payment E 250000 Cash Value Sisters of Mercy of the Americas L 36000 Cash Value Sisters of Mercy of the Americas - Cash Gift for New Residence Hall C 250000 Cash Value