2012-11-14T14:15:03-06:00 2011-12-31 680201704 GANZE & COMPANY 1500 THIRD STREET SUITE C NAPA CA 945592866 990 2011-01-01 942951373 SAN FRANCISCO ESTUARY INSTITUTE SANF 5107467360 4911 CENTRAL AVENUE RICHMOND CA 948045803 RAINER HOENICKE 5107467334 2012-11-13 1 KATHY A CRANSTON EA P00747662 7072556540 2012-11-13 2011 2016-02-24 21:20:13Z RAINER HOENICKE 4911 CENTRAL AVENUE RICHMOND CA 94804 6579601 0 X WWW.SFEI.ORG X 1983 CA TO PROTECT AND ENHANCE THE SAN FRANCISCO ESTUARY. 14 14 66 3 0 0 4276414 4403992 2237025 2160804 17135 2004 8016 12801 6538590 6579601 0 0 0 0 3652017 4079737 0 0 0 2915406 2862110 6567423 6941847 -28833 -362246 6846228 6049692 5454633 5020343 1391595 1029349 X THE SAN FRANCISCO ESTUARY INSTITUTE CONDUCTS RESEARCH, COLLABORATES WITH OTHER SCIENTISTS, AND INTEGRATES ENVIRONMENTAL INFORMATION TO ASSESS OR PREDICT THE RESULTS OF ESTUARY MANAGEMENT ACTIONS. SFEI HELPS DEVELOP SCIENCE-BASED MANAGEMENT STRATEGIES TO ACHIEVE OUR JOINT VISION TO PROTECT AND ENHANCE THE SAN FRANCISCO ESTUARY. 0 0 2854923 1557493 REGIONAL MONITORING PROGRAM (RMP):CHEMICAL CONTAMINATION IN SAN FRANCISCO BAY IS GOVERNED BY THE SAN FRANCISCO BAY REGIONAL WATER QUALITY CONTROL BOARD (THE REGIONAL BOARD). THE REGIONAL BOARD HAS A WELL-ARTICULATED FRAMEWORK FOR MANAGING CONTAMINATION IN THE BAY CONTAINED IN THE WATER QUALITY CONTROL PLAN. THE PLAN CLASSIFIES THE VALUED ATTRIBUTES OF THE BAY AS "BENEFICIAL USES" AND ESTABLISHES WATER QUALITY OBJECTIVES THAT ARE PROTECTIVE OF THESE BENEFICIAL USES. THE RMP IS AN INNOVATIVE COLLABORATIVE EFFORT BETWEEN THE INSTITUTE, THE REGIONAL BOARD, AND THE REGULATED DISCHARGES COMMUNITY. THIS PROGRAM FOR MONITORING TRACE SUBSTANCES IN THE SAN FRANCISCO ESTUARY IS THE PRIMARY SOURCE OF INFORMATION AND USED TO EVALUATE BENEFICIAL USE IMPAIRMENT IN THE BAY DUE TO CHEMICAL CONTAMINATION. 397295 28103 CONTAMINANT MONITORING AND RESEARCH PROGRAM (CMR):THE CMR PROGRAM INCLUDES THE REGIONAL MONITORING PROGRAM AND OTHER STUDIES AIMED AT PROVIDING INFORMATION RELATING TO CONTAMINANT IMPACTS ON BENEFICIAL USES IN THE ESTUARY AS A WHOLE, I.E. THE BAY AND DELTA. THE OBJECTIVE OF THE CMR PROGRAM IS TO CONDUCT A MULTIFACETED PROGRAM OF MONITORING AND RESEARCH THAT CONTRIBUTES TO THE UNDERSTANDING OF CONTAMINANT LOADING, FATE, AND EFFECTS IN THE ESTUARY. THE INFORMATION GENERATED WILL BE USED ALONG WITH OTHER PERTINENT INFORMATION, IN SYNTHESES AND ASSESSMENTS OF THE CONDITION OF THE ESTUARY. 1071549 242088 WATERSHED SCIENCE PROGRAM:THE INTENT OF THIS PROGRAM IS TO PROVIDE BAY AREA MANAGERS QUALITY SCIENCE INFORMATION IN THE CONTEXT OF THE WHOLE SYSTEM (WATERSHEDS, THE AIR SHED, WETLANDS, AND THE BAY), TO HELP DEVELOP A REGIONAL PICTURE OF WATERSHED CONDITION AND DOWNSTREAM EFFECTS THROUGH QUALITY SCIENCE METHODOLOGY, EMPIRICAL DATA COLLECTION, DATA INTERPRETATION, AND PEER REVIEW WITHOUT THE INTENT TO ADVOCATE ANY PARTICULAR STANCE. 2556500 333120 WETLAND SCIENCE, HISTORICAL ECOLOGY, INVASIVE SPECIES, AQUATIC SCIENCE, CONSERVATION BIOLOGY, AND ENVIRONMENTAL INFORMATICS 2556500 333120 6880267 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 30 0 1 66 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X FRANK LEUNG 5107467360 4911 CENTRAL AVENUE RICHMOND CA 94804 JAMES FIEDLER 1.00 X X 0 0 0 BARBARA SALZMAN 1.00 X X 0 0 0 DAVE TUCKER 1.00 X X 0 0 0 PHIL STEVENS 1.00 X X 0 0 0 ADAM OLIVIERI 1.00 X 0 0 0 ALAN RAMO 1.00 X 0 0 0 BRUCE WOLFE 1.00 X 0 0 0 DYAN WHYTE 1.00 X 0 0 0 JOHN CALLAWAY 1.00 X 0 0 0 KAREN SCHWINN 1.00 X 0 0 0 MITCH AVALON 1.00 X 0 0 0 TRISH MULVEY 1.00 X 0 0 0 JEFF HALTINER 1.00 X 0 0 0 JIM MCGRATH 1.00 X 0 0 0 FRED NICHOLS 1.00 X 0 0 0 STEVE RITCHIE 1.00 X 0 0 0 CHUCK WEIR 1.00 X 0 0 0 RAINER HOENICKE 40.00 X 131635 0 21961 JOSHUA COLLINS 40.00 X 115168 0 22707 JAY DAVIS 40.00 X 112975 0 15348 KELEEN GRIFFIN 40.00 X 106876 0 10377 466654 0 70393 4 0 1 0 AXYS ANALYTICAL INC 2045 MILLS RD W SIDNEY BRITISH COLUMBIA CA V8L3S8 LAB WORKS 323749 EAST BAY MUNICIPAL UTILITY DISTRICT PO BOX 24055 OAKLAND CA 94623 LAB WORKS 234900 SAN JOSE STATE UNIVERSITY FOUNDATION 210 N 4TH ST SAN JOSE CA 95112 LAB WORKS 162375 UC DAVIS PO BOX 989062 WEST SACRAMENTO CA 95798 LAB WORKS 152292 APPLIED MARINE SCIENCES 4749 BENNETT DRIVE SUITE L LIVERMORE CA 94551 LAB WORKS 150773 6 4403992 4403992 PROG.SERV.REVENUE-RELA 541900 2160804 2160804 2160804 2004 2004 12801 0 12801 12801 12801 6579601 2160804 0 14805 153596 153596 2673558 2660296 13262 991328 987810 3518 261255 247610 13645 4313 4313 20750 19887 863 1831568 1808051 23517 108275 106847 1428 66451 65560 891 357169 352365 4804 83182 82325 857 4354 4354 51597 50901 696 41496 40971 525 DIRECT PROGRAM EXPENSES 254796 254796 MISCELLANEOUS EXPENSES 38159 40585 -2426 6941847 6880267 61580 0 197052 33156 4765704 4789789 1751499 1072208 1000 1000 59941 62083 503839 412383 71032 91456 6846228 6049692 1054134 888341 4364513 4109172 35986 22830 5454633 5020343 X 1330899 1020314 60696 9035 1391595 1029349 6846228 6049692 -362246 0 X X 0 1 1 X 1 1 X 4177747 4494598 3863465 4276414 4403992 21216216 4177747 4494598 3863465 4276414 4403992 21216216 2452047 18764169 33945 19448 5919 17135 2004 78451 11788 14246 9545 8016 12801 56396 21351063 0.87880 0.99190 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 40574 2254 38320 411258 358122 53136 52007 52007 0 91456 SHORT TERM CAPITAL LEASE LIAB 11956 LONG TERM CAPITAL LEASE LIAB 10874 22830 6579601 6941847 -362246 -362246 6829601 250000 250000 6579601 0 6579601 7191847 250000 250000 6941847 0 6941847 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: ACCOUNTING FOR UNCERTAIN TAX POSITIONS: THE INSTITUTE IS EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D). THE ORGANIZATION IS ALSO EXEMPT FROM CALIFORNIA FRANCHISE TAXES UNDER SECTION 23701(D) OF THE REVENUE AND TAXATION CODE. THEREFORE, THESE FINANCIAL STATEMENTS CONTAIN NO PROVISION FOR FEDERAL OR CALIFORNIA INCOME TAXES. THE INSTITUTE HAS ADOPTED THE INTERPRETATION REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES AND IS UNAWARE OF ANY UNRELATED BUSINESS TAXABLE INCOME OR CIRCUMSTANCES THAT WOULD THREATEN THE TAX EXEMPT STATUS. THE INSTITUTE'S INFORMATION RETURNS ARE SUBJECT TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES, GENERALLY FOR THREE AND FOUR YEARS AFTER THEY ARE FILED, RESPECTIVELY. 1 X X X 0 0 0 0 0 0 0 0 0 RAINER HOENICKE 131635 0 0 0 0 0 10982 0 10979 0 153596 0 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS APPOINTS OTHER BOARD MEMBERS AS WELL AS THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL OF THE 14 VOTING MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE GOVERNING BODY IS PROVIDED A DRAFT VERSION OF THE FORM 990 TO REVIEW FOR ACCURACY AND COMPLETENESS. FORM 990, PART VI, SECTION B, LINE 12C THE STAFF IS MADE AWARE OF THE CONFLICT OF INTEREST POLICY ON THEIR HIRE DATE AND IS REQUIRED TO SIGN A FORM ACKNOWLEDGING THE RECEIPT OF THE POLICY. ALL SENIOR STAFF MEETS EACH WEEK TO DISCUSS FINANCIAL AND BUSINESS ISSUES. THE STAFF IS AWARE OF THE CONSEQUENCES OF NOT ADHERING TO THIS POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE SALARY OF THE EXECUTIVE DIRECTOR IS DETERMINED, REVIEWED AND APPROVED BY THE FINANCE COMMITTEE MEMBERS OF THE SFEI BOARD OF DIRECTORS. RECOMMENDATIONS ARE ACCOMPANIED BY A COMPENSATION SURVEY OF SIMILAR NON-PROFIT ORGANIZATIONS PERFORMING DUTIES OR SERVICES TYPICAL TO SFEI. AN EMPLOYEE'S SALARY IS NEGOTIATED AND SET BY THE EXECUTIVE DIRECTOR OF THE INSTITUTE WITHIN GUIDELINES SET BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FINANCE COMMITTEE FORM 990 PAGE 12, PART XII, LINE 2C THERE WAS NO CHANGE IN THE OVERSIGHT PROCESS DURING THE TAX YEAR. AQUATIC SCIENCE CENTER 4311 CENTRAL AVE RICHMOND CA 94804 320240043 PROMOTION & DELIVERY OF SCIENCE SUPPORT WATER QUALITY PROTECTION CA JOINT POWERS AUTHORI 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 AQUATIC SCIENCE CENTER C 1239618 CONTRACT AQUATIC SCIENCE CENTER M 82530 ALLOCATION AQUATIC SCIENCE CENTER N 704168 ALLOCATION