2012-11-02T15:51:33-07:00 2011-12-31 990 2011-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4132985511 25 Main Street PO Box 962 Stockbridge MA 01262 Chauncey Collins 4132985511 2012-08-15 2011 2016-02-24 21:20:13Z Chauncey Collins 25 Main St PO Box 962 Stockbridge MA 01262 21450634 0 X www.austenriggs.org X 1919 MA Psychiatric hospital and residential treatment center 21 20 147 0 0 0 2537305 410135 16156567 15763601 293844 674844 24763 20114 19012479 16868694 0 0 0 0 10839601 11201157 11300 22100 251540 4955102 5107458 15806003 16330715 3206476 537979 35180392 33994473 10638390 11548137 24542002 22446336 Psychiatric hospital and residential treatment center 0 0 13677892 15783715 Mental Health Treatment Programs, General/Other: Patient Care 90% 21,284 Patient Program Days. Research and Training - 10% (o Patient Days) 0 0 0 13677892 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 142 0 1 147 1 0 0 0 0 0 0 X 21 20 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X Chauncey T Collins 4132985511 Austen Riggs Center 25 Main St Stockbridge MA 01262 Lisa Raskin PhD 0 X X 0 0 0 Aso O Tavitian 0 X X 0 0 0 Lansing Crane 0 X 0 0 0 Robert A DeNoble 0 X 0 0 0 Jeffrey L Diamond 0 X 0 0 0 Joan D Goodrich 0 X 0 0 0 Laurie J Hall 0 X 0 0 0 Richard Honig MD 0 X 0 0 0 Dwight Jewson PhD 0 X 0 0 0 Daniel S Kaufman 0 X 0 0 0 Katherine G Kennedy MD 0 X 0 0 0 Thomas A Kohut PhD 0 X 0 0 0 John Maynard 0 X 0 0 0 Julia Moore 0 X 0 0 0 Jerome I Rosenberg 0 X 0 0 0 Jean J Rousseau 0 X 0 0 0 Steven Sharfstein MD 0 X 0 0 0 Ileene Smith 0 X 0 0 0 W Mason Smith III 0 X 0 0 0 Samuel A Waterston 0 X 0 0 0 Donald E Rosen MD 40 X X 197605 0 33085 Chauncey T Collins 40 X 203233 0 33824 Todd R Morin 40 X 80359 0 23423 Doreen S Barcsz 40 X 47907 0 11213 James L Sacksteder MD 40 X 256391 0 32703 Eric M Plakun MD 40 X 232612 0 42161 M Gerard Fromm Phd 40 X 205539 0 33649 Elizabeth Weinberg MD 40 X 152973 0 26093 John Muller PhD 40 X 152452 0 27768 Edward R Shapiro MD 40 X 255253 0 39855 1784324 0 303774 21 1 1 0 Gary J O'brien Property Services 55 Sandisfield Rd Sandisfield MA 01255 Lawn Care and Landscaping 127915 Marois Construction Co Inc 260 Old Lyman Rd South Hadley MA 01075 Construction 2450597 2 0 0 0 0 0 410135 0 410135 15763601 15763601 0 0 15763601 452177 0 0 452177 0 0 0 0 0 0 0 0 0 0 4804607 0 4581940 0 222667 0 222667 0 0 222667 0 20114 20114 0 0 20114 16868694 15783715 0 674844 0 0 0 0 0 0 0 0 833510 284774 517670 31066 0 0 0 0 7673453 6570025 981728 121700 840723 677444 153543 9736 1268068 1079410 169083 19575 585403 487705 89561 8137 0 0 0 0 47710 0 47710 0 56040 0 56040 0 0 0 0 0 22100 22100 0 0 0 0 860493 774444 86049 0 97865 97865 0 0 173284 124079 39205 10000 51570 46413 5157 0 0 0 0 0 302216 271994 30222 0 144187 125269 13918 5000 0 0 0 0 16925 15233 1692 0 157272 157272 0 0 0 0 0 0 1392940 1392940 0 0 363770 305567 58203 0 Maintenance and Equipment Rental 182629 164366 18263 0 Supplies 1211250 1053785 133239 24226 Bad Debt 49307 49307 0 0 16330715 13677892 2401283 251540 0 0 500084 246210 213200 173000 1028885 902614 0 0 0 0 349380 325880 0 0 448717 350621 29691161 12368175 15413707 17322986 10247448 10058145 4645979 4107236 0 0 0 0 2332992 507781 35180392 33994473 1860625 1556167 0 0 178817 245429 5454566 5090846 0 0 0 0 0 0 0 0 3144382 4655695 10638390 11548137 X 17693713 15416232 615185 596075 6233104 6434029 24542002 22446336 35180392 33994473 X 537979 -2633645 X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12645644 200925 -447488 0 524000 0 11875081 10023745 2242419 709480 0 330000 0 12645644 8343662 331552 1698531 0 350000 0 10023745 11831065 181200 -3453907 0 214696 0 8343662 0.46 0.54 0 0 0 1344338 0 1344338 20494478 0 6284804 14209674 0 0 0 0 7678945 0 6083371 1595574 173400 0 0 173400 17322986 Money Market Funds 2917236 F Rental Property 1190000 F 4107236 Defined Benefits Plan Liability 4655695 4655695 16868694 16330715 537979 -1122332 0 0 0 -1511313 -2633645 -2095666 14235049 -1122332 0 0 -1511313 -2633645 16868694 0 0 0 16868694 16330715 0 0 0 0 0 16330715 0 0 0 16330715 SchD_P05_S00_L04 Schedule D, Part V, Line 4 Board Designated Funds: Investments alloocated for for future capital expansion, educational programs and research. Permanantly Endowed: Returns from investments are used for specific purposes, patient aid, research, education and the fellowship program. SchD_P11_S00_L08 Schedule D, Part XI, Line 8 Change in Defined Benefit Plan Pension Liability SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Pension related changes other than net periodic pension cost X X X 0 MA NY 1 1 0 0 1 1 0 0 489699 0 489088 0.0299 0 0 489699 0 489088 0.0299 476306 9480 466826 0.0286 295985 18087 277898 0.017 42670 0 42670 0.0026 0 0 814961 27567 787394 0.0482 0 0 1304660 27567 1276482 0.0781 0 49307 10848 0 0 0 X 0 1 1 Austen Riggs Center

25 Main Street PO Box 962 Stockbridge MA 01262

X Austen Riggs Center 1 1 0 0 1 X X X X X 1 1 X X X X 1 X 0 X X X 0 X 0 0 SchH_P01_S00_L03c Schedule H, Part I, Line 3c Fee reductions are offered by the Center based on need after a review of the financial resources available in the context of the patient's treatment plan. Patients submit an application for a fee reduction that includes a letter describing their need, included with proof of income and net worth. The Center's Resource Management Committee reviews the application and may approve up to a 25% reduction of the program rate. SchH_P01_S00_L07 Schedule H, Part I, Line 7 Direct costs are derived from the general ledger. Payroll, benefits and overhead are based from cost accounting and percentage of staff time. SchH_P01_S00_L072f Schedule H, Part I, Line 7, Column f $49,307 SchH_P01_S00_L07g Schedule H, Part I, Line 7g not applicable SchH_P03_S0A_L04 Schedule H, Part III, Section A, Line 4 not applicable SchH_P03_S0B_L08 Schedule H, Part III, Section B, Line 8 not applicable SchH_P06_S00_L02 Schedule H, Part VI, Line 2 not applicable SchH_P06_S00_L03 Schedule H, Part VI, Line 3 Patients are informed during the pre admission screening and during the admission process that an application for a reduction of fees may be submitted. SchH_P06_S00_L04 Schedule H, Part VI, Line 4 The Austen Riggs Center is a long term treatment facility. Patients treated at the Center are predominately from throughout the United States, but also include international patients. SchH_P06_S00_L05 Schedule H, Part VI, Line 5 The Center hosts a variety of forums and seminars each year that are available to the psychiatric community. Center staff serve on community boards and councils that provide service to local mental health organizations and schools. X X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 Donald E Rosen MD 197605 0 0 0 0 0 0 0 33086 0 230691 0 0 0 Chauncey T Collins 203233 0 0 0 0 0 0 0 33825 0 237058 0 0 0 James L Sacksteder MD 256392 0 0 0 0 0 0 0 32704 0 289096 0 0 0 Eric M Plakun MD 232613 0 0 0 0 0 0 0 42161 0 274774 0 0 0 M Gerard Fromm Phd 205540 0 0 0 0 0 0 0 33650 0 239190 0 0 0 John Muller PhD 152452 0 0 0 0 0 0 0 27769 0 180221 0 0 0 Elizabeth Weinberg MD 152973 0 0 0 0 0 0 0 26094 0 179067 0 0 Edward R Shapiro MD 255254 0 0 0 0 0 0 0 39856 0 295110 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a The Medical Director resides on the campus in a home owned by the Austen Riggs Center. The discretionary spending account is used for business purchases that are specific to the Medical Director that do not fall under other departmental expenses. Massachusetts Health and Educational Facilities Authority 2004-07-12 4000000 Expansion & Renovations 0 0 0 Massachusetts Health and Educational Facilities Authority 2008-06-05 4000000 Expansion & Renovations 0 0 0 0 0 4000000 0 0 0 0 0 0 4000000 0 0 2005 0 0 1 1 0 0 4000000 507781 0 0 0 0 0 3492219 0 0 2011 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 The former Medical Director/CEO has had a business relationship with two board members. One is an attorney who provides estate planning services, the other has a consulting firm and has periodically employed the former Medical Director /CEO for consulting services. F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b Management distributes the 990 to the Board for review prior to filing. The independant auditing firm also reviews the 990 for accuracy prior to filing. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c Annually all officers, trustees and key employees are required to disclose any potential conflict of interest. All interests that give rise to potential conflicts are reviewed by the Board Committee which then follow the guidelines of the Austen Riggs Center. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 CEO compensation is determined be an executive committee of the Board. All compensations levels are determined by geographical comparable data and a review of industry peers. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 Corporate documents are available upon request. F990_P11_S00_L05 Form 990, Part XI, Line 5 Change in Defined beneift Pension Plan Fund Liability ($1,511,313) and Unrealized Gain/Loss on investments ($1,122,332) Automatic 3 month extension granted.