2012-08-15T09:00:03-05:00 2011-12-31 CROWE HORWATH LLP 70 West Madison Street Suite 700 Chicago IL 606024903 990 2011-01-01 360726140 AMERICAN HOSPITAL ASSOCIATION AMER 3124223000 155 North Wacker Drive Chicago IL 606061725 JOHN EVANS 2012-08-14 true P00756195 3128997000 2011 2016-02-24 21:20:13Z MR RICHARD J UMBDENSTOCK 325 7th Street NW Washington DC 20004 174008776 false X WWW.AHA.ORG X 1898 IL AHA ADVANCES THE HEALTH OF INDIVIDUALS & COMMUNITIES. AHA REPRESENTS, LEADS & SERVES HOSPITALS, HEALTH SYSTEMS & OTHER RELATED ORGANIZATIONS THAT ARE ACCOUNTABLE TO THE COMMUNITY & COMMITTED TO HEALTH IMPROVEMENT. 27 26 472 26 1238071 339712 263412 248851 101394050 103979074 3863061 6515297 2240595 2236968 107761118 112980190 4396406 3972487 0 0 45637234 49565212 0 0 0 51199666 51648991 101233306 105186690 6527812 7793500 224418307 216430087 67643392 86816102 156774915 129613985 THE MISSION OF THE AHA IS TO ADVANCE THE HEALTH OF INDIVIDUALS AND COMMUNITIES. THE AHA LEADS, REPRESENTS AND SERVES HOSPITALS, HEALTH SYSTEMS AND OTHER RELATED ORGANIZATIONS THAT ARE ACCOUNTABLE TO THE COMMUNITY AND COMMITTED TO HEALTH IMPROVEMENT. false false HEALTH CARE ISSUES AND BEST PRACTICES: THROUGH ITS BOARD AND EXTENSIVE COMMITTEE AND CONSTITUENCY SECTION OUTREACH, AMONG OTHER MECHANISMS, THE AHA PROVIDES A FORUM FOR MEMBERS TO PARTICIPATE IN DISCUSSIONS OF RELEVENT HEALTH CARE ISSUES AND THE DEVELOPMENT OF BEST PRACTICES AS THEY RELATE TO HOSPITALS AND OTHER SECTORS OF HEALTH CARE. REPRESENTATION AND ADVOCACY: AHA WORKS WITH, AND ON BEHALF OF, ITS MEMBERS TO REPRESENT AND ADVOCATE POLICY POSITIONS BEFORE THE CONGRESS, THE COURTS, THE WHITE HOUSE AND FEDERAL AGENCIES. THROUGH REPRESENTATION AND ADVOCACY, THE AHA ASSISTS ITS MEMBERS ON INITIATIVES AND CHANGES NEEDED TO FURTHER HOSPITALS' MISSION TO DELIVER HIGH-QUALITY, COST-EFFICIENT HEALTH CARE TO ALL AMERICANS. MEMBERSHIP SERVICES: AHA WORKS WITH, AND ON BEHALF OF, ITS MEMBERS TO PROVIDE EDUCATION, INFORMATION AND ASSISTANCE THAT HELPS HOSPITALS ACHIEVE THEIR FULL POTENTIAL IN PROVIDING THEIR COMMUNITIES WITH HIGH-QUALITY HEALTH CARE. AHA PROVIDES SPECIFIC EDUCATION, PUBLICATIONS, NETWORKING, LEADERSHIP OPPORTUNITIES, AND RECOGNITION TO HOSPITALS AND HEALTHCARE PROFESSIONALS. false true true false true false false false false false true true false true true true false true false false true true false false false false false true false true false false false false false false false false false false true true true true false true 370 0 true 472 true true true false false false true true false X 27 26 false false false false true true false true true false true true true true false true true true true false false CA X X John Evans 3124223000 155 North Wacker Drive Ste 400 Chicago IL 606061725 JOHN BLUFORD 1.00 X X 34782 0 0 RICHARD J UMBDENSTOCK 40.00 X X 2583531 0 724728 RICHARD P DE FILIPPI 1.00 X X 25279 0 0 TERI FONTENOT 1.00 X X 15915 0 0 CHANDLER RALPH 1.00 X 2428 0 0 CRAIG A BECKER 1.00 X 834 0 0 GERALD WAGES 1.00 X 3121 0 0 JAMES DIEGEL 1.00 X 2867 0 0 JAMES H HINTON 1.00 X 896 0 0 JEANETTE G CLOUGH 1.00 X 1822 0 0 JOANELL DYRSTAD 1.00 X 1438 0 0 JOHN J FINAN JR 1.00 X 3348 0 0 JONATHAN B PERLIN 1.00 X 2070 0 0 KATHLEEN SANFORD RN 1.00 X 1826 0 0 MICHAEL C TARWATER 1.00 X 1502 0 0 MICHAEL G ROCK MD 1.00 X 2638 0 0 NANCY M SCHLICHTING 1.00 X 746 0 0 RAYMOND W MONTGOMERY II 1.00 X 2226 0 0 RHONDA M ANDERSON RN DNSC 1.00 X 1141 0 0 ROGER J REAMER 1.00 X 1504 0 0 RON J ANDERSON MD 1.00 X 853 0 0 RUSSELL W JOHNSON 1.00 X 1165 0 0 SANDRA GAYLE WRIGHT 1.00 X 2357 0 0 SCOTT A DUKE 1.00 X 1978 0 0 SCOTT C MALANEY 1.00 X 2740 0 0 STEVEN I GOLDSTEIN 1.00 X 1473 0 0 THOMAS F ZENTY III 1.00 X 68 0 0 DIANNA DOYLE 40.00 X 102767 0 15312 GAIL M LOVINGER 40.00 X 191584 0 47481 MICHAEL GUERIN 40.00 X 317804 0 94952 NEIL J JESUELE 40.00 X 991370 0 236031 R JOHN EVANS 40.00 X 356853 0 115939 RICHARD J POLLACK 40.00 X 880540 0 232035 BARBARA LORSBACH 40.00 X 508761 0 136407 ELIZABETH SUMMY 40.00 X 233607 0 30580 JACK MACKAY 40.00 X 349520 0 32946 LISA ALLEN 40.00 X 280739 0 72302 ALICIA MITCHELL 40.00 X 321547 0 94171 JOHN COMBES MD 40.00 X 447629 0 103678 LINDA FISHMAN 40.00 X 558204 0 89500 MELINDA HATTON 40.00 X 497268 0 130092 THOMAS NICKELS 40.00 X 704710 0 180944 9443450 0 2337097 151 false true false HOGAN LOVELLS 555 13TH STREET NW WASHINGTON DC 20004 LEGAL AND CONSULTING 1422700 SAVVIS INC 10 S LA SALLE ST CHICAGO IL 60603 CONSULTING 896935 OVATION INC 3810 BEDFORD AVE NASHVILLE TN 37215 MEETING SERVICES 617256 AVECTRA 75 REMITTANCE DR CHICAGO IL 606076012 IT CONSULTING 609732 JONES DAY 555 CALIFORNIA STREET SAN FRANCISCO CA 94104 LEGAL 561011 48 248851 248851 MEMBER DUES 900099 75732117 75502017 230100 0 EDUCATION PROGRAMS 611600 18417055 18417055 0 0 PUBLICATIONS 511120 4726681 4726681 0 0 LICENSING 900099 4718068 4718068 0 0 CONTRACTS 900099 269338 269338 0 0 115815 115815 0 0 103979074 2014156 0 0 2014156 0 629952 0 0 629952 0 0 0 65529727 0 60828005 200581 4701722 -200581 4501141 0 0 4501141 0 0 0 ADVERTISING 541800 297096 0 297096 0 EXTERNAL PRINTING 900004 90408 65614 24794 0 WEBSITE ADVERTISING 900004 686081 0 686081 0 533431 533431 0 0 1607016 112980190 104348019 1238071 7145249 3872487 100000 0 8652803 24329467 5198190 8088994 3295758 2640581 82158 2413353 0 651600 6132319 1349499 6121740 3391121 304842 5557114 5331560 9121414 11775 3265160 460841 STATE AND METRO ASSOCIATIONS 1734546 INTERCOMPANY PAYMENTS/CHARGES 749889 COMMISSIONS 619416 FEDERAL AND STATE TAXES 531776 1178287 105186690 0 0 0 750 750 26416481 21126451 3033257 2839215 3125117 2852273 41317065 23083101 19540869 18233964 131130252 127603697 20282675 21479828 0 0 20888906 22293909 224418307 216430087 9887578 10019793 14014389 16828606 43741425 59967703 67643392 86816102 X 155418562 128417935 1320731 1160428 35622 35622 156774915 129613985 224418307 216430087 X 7793500 -34954430 X false true true X false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 false AHAPAC 325 7TH STREET NW WASHINGTON DC 20004 362996517 0 51070 true false false Description of political campaign activities Schedule C, Part I-A, Line 1 AHA RECEIVED CONTRIBUTIONS FROM AHA EMPLOYEES IN SUPPORT OF AHAPAC. THE FUNDS FROM AHA EMPLOYEES WERE RECEIVED AND DIRECTLY DELIVERED TO AHAPAC, A RELATED TAX-EXEMPT SECTION 527 POLITICAL ORGANIZATION. 0 0 15166146 5167864 9998282 572952 403275 169677 25577967 17511962 8066005 18233964 0 0 LT INFLATION HEDGE 9301645 F HEDGE FD-FORESTER DIVERSIFIED 9532815 F INVESTMENT IN SUBSIDIARIES -1733996 F INFLATION HEDGE BONDS - VANGUARD TIPS 4379364 F 21479828 INTERCOMPANY RECEIVABLE 18721838 COLLATERAL VALUE LIFE INSURANCE 645017 ANNUITIES 1128983 DEFERRED COMPENSATION ASSETS 1798071 22293909 0 ACCRUED RETIREMENT EXPENSES 40532338 LEASE PAYABLE/DEF. LEASE ALLOWANCE 12625629 INVESTMENT PAYABLE 6809736 59967703 112980190 105834474 7145716 -8389222 -26565207 -34954429 -27808713 77566824 -8389222 -26565207 -34954429 112521253 659518 -200581 458937 112980190 104727753 200581 200581 104527172 659518 0 659518 105186690 FIN 48 (ASC 740) footnote Schedule D, Part X, Line 2 THE ASSOCIATION FOLLOWS THE PROVISIONS OF THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES SECTION OF THE INCOME TAXES TOPIC OF THE FASB ACCOUNTING STANDARDS CODIFICATION, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ASSOCIATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE ASSOCIATION AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSED DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. AS OF DECEMBER 31, 2011 AND 2010, THE ASSOCIATION HAS NO LIABILITY FOR UNRECOGNIZED TAX BENEFITS. SOUTH ASIA 0 0 PROGRAM SERVICES SALES OF BOOKS AND DATA. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SALES OF BOOKS AND DATA. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SALES OF BOOKS AND DATA. ATTEND MEETINGS AND CONFERENCES. 3972 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES SALES OF BOOKS AND DATA. 0 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SALES OF BOOKS AND DATA. ATTEND MEETINGS AND CONFERENCES. 82039 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 PROGRAM SERVICES SALES OF BOOKS AND DATA. ATTEND MEETINGS AND CONFERENCES. 19230 SOUTH AMERICA 0 0 PROGRAM SERVICES SALES OF BOOKS AND DATA. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS N/A 29834278 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING GRANTS FOR TSNUAMI DISASTER RELIEF IN JAPAN. 100000 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES SALE OF BOOKS AND DATA. 0 0 30039519 EAST ASIA AND THE PACIFIC TSUNAMI DISASTER RELIEF 50000 CHECK 0 N/A EAST ASIA AND THE PACIFIC TSUNAMI DISASTER RELIEF 50000 CHECK 0 N/A 2 0 true false true false false false Accounting Method For Regions Outside the United States Schedule F, Part I, Line 3 EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL INFORMATION ON ACTIVITIES OUTSIDE THE UNITED STATES SCHEDULE F, PART I, LINE 3 THE ORGANIZATION'S FOREIGN ACTIVITIES CONSIST MAINLY OF SALES OF BOOKS AND DATA PRODUCTS IN FOREIGN COUNTRIES WHICH GENERATE REVENUE. THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES RELATED TO THE SALE OF BOOKS AND DATA TO FOREIGN COUNTRIES. ADDITIONALLY, THE ORGANIZATION HAS A LIMITED AMOUNT EXPENSES RELATED TO FOREIGN TRAVEL FOR ATTENDING CONFERENCES AND MEETINGS WITH OTHER ORGANIZATIONS. true HEALTH RESEARCH AND EDUCATIONAL TRUST 155 N WACKER DRIVE CHICAGO IL 606061725 362203931 501(C)(3) 1890000 0 N/A N/A GENERAL SUPPORT PAYMENT INSTITUTE FOR DIVERSITY IN HEALTH MANAGEMENT 155 N WACKER DRIVE CHICAGO IL 606061725 582094118 501(C)(3) 623500 0 N/A N/A GENERAL SUPPORT PAYMENT. COALITION TO PROTECT AMERICA'S HEALTHCARE PO BOX 30211 BETHESDA MD 208240211 522253225 501(C)(4) 500000 0 N/A N/A GENERAL SUPPORT PAYMENT PURDUE UNIVERSITY 3510 NETWORK PLACE CHICAGO IL 60673 356002041 501(C)(3) 60158 0 N/A N/A SCHOLARSHIP PROGRAM UNIVERSITY OF ARKANSAS FOUNDATION 535 RESEARCH CENTER BLVD FAYETTEVILLE AR 72701 716056774 501(C)(3) 50000 0 N/A N/A SUPPORT FOR RESEARCH INITIATIVE. ARIZONA STATE UNIVERSITY PO BOX 874706 TEMPE AZ 85287 860196696 501(C)(3) 50000 0 N/A N/A SUPPORT FOR RESEARCH INITIATIVE. ALABAMA HOSPITAL ASSOCIATION CARE FUND PO BOX 11407 BIRMINGHAM AL 35246 636049673 501(C)(3) 50000 0 N/A N/A DISASTER RELIEF PHARMACEUTICAL RESEARCH AND MANUFACTURERS OF AMERICA 950 F STREET NW WASHINGTON DC 20004 530241211 501(C)(6) 40000 0 N/A N/A GENERAL SUPPORT PAYMENT. BRIGHAM YOUNG UNIVERSITY 230 SNELL BUILDING PROVO UT 84602 870217280 501(C)(3) 30070 0 N/A N/A SCHOLARSHIP PROGRAM MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501(C)(3) 30000 0 N/A N/A SUPPORT FOR RESEARCH INITIATIVE. MALCOLM BALDRIGE FOUNDATION 165 SUMMIT RIDGE MARYVILLE IL 62062 592891462 501(C)(3) 25000 0 N/A N/A GENERAL SUPPORT PAYMENT. CONGRESSIONAL BLACK CAUCUS FOUNDATION 1720 MASSACHUSETTS AVE NW WASHINGTON DC 20036 521160561 501(C)(3) 20000 0 N/A N/A SUPPORT FOR LEGISLATIVE CONFERENCE NATIONAL ASSOCIATION OF HEALTH SERVICES EXECUTIVES 1050 CONNECTICUT AVENUE NW WASHINGTON DC 20036 621312239 501(C)(3) 20000 0 N/A N/A SUPPORT FOR CONFERENCE. NATIONAL CENTER FOR HEALTHCARE LEADERSHIP 515 NORTH STATE STREET CHICAGO IL 60654 364483505 501(C)(3) 20000 0 N/A N/A SUPPORT FOR AWARDS PROGRAM. MISSOURI HOSPITAL ASSOCIATION CENTER FOR EDUCATION HERO FUND 4712 COUNTRY CLUB DRIVE JEFFERSON CITY MO 65109 430898947 501(C)(3) 15000 0 N/A N/A DISASTER RELIEF DAVID A WINSTON HEALTH POLICY FELLOWSHIP 2000 14TH STREET NORTH SUITE 780 ARLINGTON VA 22201 521492039 501(C)(3) 15000 0 N/A N/A GENERAL SUPPORT PAYMENT. HOSPITAL AND HEALTH SYSTEM ASSOCIATION OF PENNSYLVANIA 499 SOUTH CAPITOL STREET SW WASHINGTON DC 20003 251767436 501(C)(6) 15000 0 N/A N/A SUPPORT FOR CONFERENCE. UNITED WAY OF METROPOLITAN CHICAGO 560 WEST LAKE STREET CHICAGO IL 60661 300200078 501(C)(3) 12000 0 N/A N/A GENERAL SUPPORT PAYMENT. UNITED WAY OF THE NATIONAL CAPITAL AREA 8391 OLD COURTHOUSE ROAD VIENNA VA 22182 530234290 501(C)(3) 10386 0 N/A N/A GENERAL SUPPORT PAYMENT. NATIONAL MINORITY QUALITY FORUM 1200 NEW HAMPSHIRE AVE NW WASHINGTON DC 20036 311750942 501(C)(3) 10000 0 N/A N/A SUPPORT FOR CONFERENCE. ASSOCIATION OF UNIVERSITY PROGRAMS IN HEALTH ADMINISTRATION 2000 14TH STREET NORTH SUITE 780 ARLINGTON VA 22201 366110249 501(C)(3) 10000 0 N/A N/A GENERAL SUPPORT PAYMENT. THE KENNETH B SCHWARTZ CENTER 101 MERRIMAC STREET BOSTON MA 02114 041564655 501(C)(3) 10000 0 N/A N/A GENERAL SUPPORT PAYMENT. B'NAI B'RITH INTERNATIONAL 3397 BARHAM BLVD LOS ANGELES CA 90068 530179971 501(C)(3) 7500 0 N/A N/A SUPPORT FOR AWARDS PROGRAM. KENTUCKY HOSPITAL ASSOCIATION 2501 NELSON MILLER PARKWAY LOUISVILLE KY 40223 610574577 501(C)(6) 7500 0 N/A N/A SUPPORT FOR FUNDRAISING EFFORT NATIONAL ASSOCIATION OF PSYCHIATRIC HEALTH SYSTEMS 900 17TH STREET NW SUITE 420 WASHINGTON DC 20006 221661978 501(C)(6) 7000 0 N/A N/A SUPPORT FOR RESEARCH INITIATIVE. 20 5 Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 TYPICALLY AHA MAKES GRANTS AND CONTRIBUTIONS TO ORGANIZATIONS TO SUPPORT THEIR GENERAL OPERATIONS OR IN RESPONSE TO THEIR FUNDRAISING EFFORTS. IN THESE INSTANCES, AHA DOES NOT HAVE A FORMAL PROCESS FOR WHICH THEY MONITOR THE USE OF THE GRANT PAID. IN OTHER CASES, THE AHA PROVIDES GRANTS OR CONTRIBUTIONS TO SUPPORT A SPECIFIC EFFORT OR PROJECT. IN SUCH CASES, AHA'S MANAGEMENT IS KEPT INFORMED AS TO THE USE OF THE FUNDS AND THE STATUS OR SATISFACTORY COMPLETION OF THE PROJECT. X X X X true true X X X X false true false RICHARD J UMBDENSTOCK 899807 0 90599 0 1593125 0 526911 0 197817 0 3308259 0 1151777 0 GAIL M LOVINGER 183529 0 5528 0 2527 0 29690 0 17791 0 239065 0 0 0 MICHAEL GUERIN 257338 0 25735 0 34731 0 80474 0 14478 0 412756 0 0 0 NEIL J JESUELE 646976 0 65911 0 278483 0 197798 0 38233 0 1227401 0 216434 0 R JOHN EVANS 281053 0 28546 0 47254 0 85080 0 30859 0 472792 0 14563 0 RICHARD J POLLACK 696214 0 68423 0 115903 0 193973 0 38062 0 1112575 0 71381 0 BARBARA LORSBACH 433568 0 43101 0 32092 0 108932 0 27475 0 645168 0 0 0 ELIZABETH SUMMY 212758 0 20058 0 790 0 11891 0 18689 0 264186 0 0 0 JACK MACKAY 270692 0 27127 0 51701 0 12250 0 20696 0 382466 0 0 0 LISA ALLEN 226545 0 23157 0 31037 0 42848 0 29454 0 353041 0 0 0 THOMAS NICKELS 462252 0 45959 0 196500 0 151122 0 29822 0 885655 0 162280 0 LINDA FISHMAN 411252 0 41234 0 105718 0 79822 0 9678 0 647704 0 75568 0 MELINDA HATTON 419682 0 42286 0 35300 0 107597 0 22495 0 627360 0 0 0 JOHN COMBES MD 374627 0 37491 0 35511 0 73689 0 29989 0 551307 0 0 0 ALICIA MITCHELL 264100 0 26912 0 30535 0 82358 0 11813 0 415718 0 0 0 First-class or charter travel Schedule J, Part I, Line 1a BY POLICY, FIRST-CLASS TRAVEL WAS MADE AVAILABLE TO THREE BOARD MEMBERS AND THREE OFFICERS. IT WAS NOT TREATED AS TAXABLE COMPENSATION FOR ANY INTERESTED PERSON. THESE INDIVIDUALS ARE REQUIRED TO TRAVEL EXTENSIVELY ON ORGANIZATION BUSINESS, AND PROVIDING FOR FIRST-CLASS TRAVEL IS CONSIDERED A REASONABLE ACCOMMODATION. Travel for companions Schedule J, Part I, Line 1a SPOUSAL TRAVEL WAS PROVIDED TO ONE OFFICER AND TWENTY-FIVE BOARD MEMBERS IN 2011. THE RELATED BENEFIT WAS INCLUDED IN THE INTERESTED PERSONS' TAXABLE COMPENSATION. Discretionary spending account Schedule J, Part I, Line 1a IN CONNECTION WITH OFFICIAL DUTIES, STIPENDS WERE MADE AVAILABLE TO THE CHAIRMAN, IMMEDIATE PAST CHAIRMAN, AND CHAIRMAN ELECT OF THE BOARD. TAXABLE BENEFIT ALLOWANCES WERE MADE AVAILABLE TO FIVE OFFICERS, TWO KEY EMPLOYEES, AND FIVE OF THE HIGHEST COMPENSATED EMPLOYEES. THE RELATED BENEFIT WAS INCLUDED IN THE INTEREST PERSONS' TAXABLE COMPENSATION. Housing allowance or residence for personal use Schedule J, Part I, Line 1a A HOUSING ALLOWANCE WAS PROVIDED TO ONE KEY EMPLOYEE IN 2011. THE RELATED BENEFIT WAS INCLUDED IN TAXABLE COMPENSATION. Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b THE FOLLOWING OFFICERS, KEY EMPLOYEE AND HIGHEST COMPENSATED EMPLOYEES PARTICIPATED IN OR RECEIVED PAYMENT FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: *RICHARD UMBDENSTOCK - $1,481,617; *RICHARD POLLACK - $71,381; *NEIL JESUELE - $216,434; *JOHN EVANS - $14,563; *THOMAS NICKELS - $162,280; *LINDA FISHMAN - $75,568. Classes of members or stockholders Form 990, Part VI, Section A, Line 6 AHA IS ORGANIZED AS A NOT-FOR-PROFIT CORPORATION WITH MEMBERS. THESE MEMBERS MAY PARTICIPATE IN THE ORGANIZATION'S GOVERNANCE. SPECIFICALLY, MEMBERS MAY PARTICIPATE IN THE ELECTION OF MEMBERS OF THE GOVERNING BODY. THE MEMBERSHIP OF AHA IS MADE UP OF: 1. HOSPITALS, HEALTH CARE SYSTEMS, AND HEALTH SERVICE ORGANIZATIONS WHICH PROVIDE A CONTINUUM OF INTEGRATED COMMUNITY HEALTH RESOURCES AND WHICH INCLUDE AT LEAST ONE LICENSED HOSPITAL THAT IS OWNED, LEASED, MANAGED OR RELIGIOUSLY SPONSORED. 2. HEALTH PROVIDER ORGANIZATIONS, OTHER THAN REGISTERED HOSPITALS, WHICH PROVIDE PATIENT CARE SERVICES, AS WELL AS PHYSICIAN GROUPS, HEALTH INSURANCE SERVICES, AND STAFF AND GROUP MODEL HEALTH MAINTENANCE ORGANIZATIONS WITHOUT A HOSPITAL COMPONENT. 3. OTHER ORGANIZATIONS INTERESTED IN THE OBJECTIVES OF THE ASSOCIATION. 4. PERSONAL MEMBERS. MEMBERS OF THE BOARD OF TRUSTEES ARE SELECTED BY A COMMITEE ON NOMINATIONS. MEMBERS WHO SEEK TO BE ON THE BOARD ARE PUT THROUGH A VETTING PROCESS, AND A SLATE OF CANDIDATES IS PRESENTED TO THE BOARD FOR APPROVAL. Members or stockholders electing members of governing body Form 990, Part VI, Section A, Line 7a PLEASE SEE THE NARRATIVE FOR PART VI, SECTION A, LINE 6. Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b THE FULL FORM 990 IS REVIEWED BY MANAGEMENT AND BY LEGAL COUNSEL. IT IS THEN REVIEWED BY THE BOARD OF TRUSTEES OPERATIONS COMMITTEE, THE BOARD OF TRUSTEES EXECUTIVE COMMITTEE, AND FINALLY THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. Conflict of interest policy Form 990, Part VI, Section B, Line 12c ON AN ANNUAL BASIS, THE ASSOCIATION'S TRUSTEES ARE REQUIRED TO READ, COMPLETE AND RETURN A CONFLICT OF INTEREST QUESTIONNAIRE TO DESIGNATED ASSOCIATION STAFF. THE ASSOCIATION'S OFFICERS, KEY EMPLOYEES AND ALL OTHER EMPLOYEES ARE REQUIRED TO READ, COMPLETE AND RETURN A CONFLICT OF INTEREST QUESTIONNAIRE ON A BI-ANNUAL BASIS. THE RETURNED QUESTIONNAIRES ARE HANDLED JOINTLY BY LEGAL, HUMAN RESOURCES AND AUDIT AND COMPLIANCE STAFF. ANY QUESTIONNAIRE THAT RAISES A POTENTIAL ISSUE IS REVIEWED AND REFERRED TO THE ASSOCIATION'S PRESIDENT FOR DETERMINATION REGARDING A CONFLICT AND ANY ACTION TO BE CONSIDERED OR UNDERTAKEN. ANY POTENTIAL CONFLICT OF INTEREST THAT ARISES AFTER THE QUESTIONNAIRE IS COMPLETED MUST BE PROMPTLY REPORTED. ANY RESTRICTIONS IMPOSED, BASED ON INFORMATION DISCLOSED IN A CONFLICT OF INTEREST QUESTIONNAIRE OR OTHERWISE, WOULD BE COMMENSURATE WITH THE TYPE OF CONFLICT IDENTIFIED AND WOULD BE DISCLOSED TO THE BOARD OF TRUSTEES. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS DOES NOT INCLUDE ANY INDIVIDUAL WHOSE COMPENSATION IT REVIEWS. THE COMMITTEE ENGAGES AN INDEPENDENT CONSULTANT TO PRODUCE COMPARABLE SALARY DATA FOR THE CEO, AND OFFICERS AND KEY EMPLOYEES AS APPROPRIATE, AND MAKES RECOMMENDATIONS FOR COMPENSATION ADJUSTMENTS, CONSISTENT WITH EXISTING COMPENSATION AGREEMENTS, POLICIES AND PROCEDURES. THE COMMITTEE CONSIDERS THE RECOMMENDATIONS FROM THE COMPENSATION CONSULTANT, EVALUATES THE CEO'S PERFORMANCE AGAINST ANNUAL PERFORMANCE GOALS, AND DETERMINES WHETHER ANY ADJUSTMENT OR PERFORMANCE-BASED REWARD SHOULD BE MADE. THE PROCESS FOR DETERMINING, REVIEWING AND APPROVING COMPENSATION AND ADJUSTMENTS TO COMPENSATION IS UNDERTAKEN ON AN ANNUAL BASIS. CONTEMPORANEOUS MINUTES OF THE COMMITTEE'S DELIBERATIONS AND DECISIONS ARE PREPARED AND REVIEWED BY THE COMMITTEE IN A TIMELY MANNER. PROCESS USED TO ESTABLISH COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES FORM 990, PART VI, LINE 15B WHERE APPROPRIATE, THE COMMITTEE HAS AUTHORIZED THE CEO TO APPLY THE SAME PROCEDURES AS DESCRIBED IN THE NARRATIVE FOR PART VI, SECTION B, LINE 15A TO THE ORGANIZATION'S OTHER OFFICERS AND KEY EMPLOYEES. FOR ALL OTHER OFFICERS AND KEY EMPLOYEES, COMPENSATION IS EVALUATED BY THE ORGANIZATION'S MANAGEMENT ON AN ANNUAL BASIS USING PERFORMANCE AGAINST ANNUAL PERFORMANCE GOALS. PLEASE SEE THE NARRATIVE FOR FORM 990, PART VI, SECTION B, LINE 15A. Governing documents, conflict of interest policy and financial statements available to the public Form 990, Part VI, Section C, Line 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST TO MEMBERS; A SUMMARY OF THE FINANCIAL RESULTS ARE PRINTED EACH YEAR AS PART OF THE ANNUAL REPORT TO MEMBERSHIP. FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. Other changes in net assets or fund balances Form 990, Part XI, Line 5 NET UNREALIZED GAINS (LOSSES) ON INVESTMENTS - -8389223; PENSION LIABILITY ADJUSTMENT - -26565207; HEALTH FORUM LLC 155 NORTH WACKER DRIVE SUITE 400 CHICAGO IL 606061725 360726140 EDUCATION IL 10211961 20656104 NA CENTER FOR HEALTHCARE GOVERNANCE 155 NORTH WACKER DRIVE SUITE 400 CHICAGO IL 606061725 361066473 MEMBERSHIP/EDUCATION IL 1464971 371685 NA AMERICAN ORGANIZATION OF NURSE EXECUTIVES 155 NORTH WACKER STE 400 CHICAGO IL 606061725 363591337 NURSE LEADERSHIP IL 501(C)(6) N/A NA true HEALTH RESEARCH AND EDUCATIONAL TRUST 155 NORTH WACKER STE 400 CHICAGO IL 606061725 362203931 RESEARCH/EDUCATION IL 501(C)(3) 11 - Type I NA true INSTITUTE FOR DIVERSITY IN HEALTHCARE 155 NORTH WACKER STE 400 CHICAGO IL 606061725 582094118 DIVERSITY IL 501(C)(3) 9 NA true AHAPAC 325 7TH STREET NW WASHINGTON DC 20004 362996517 POLITICAL CAMPAIGNING IL 527 N/A NA true AONE FOUNDATION FOR NURSING LEADERSHIP RESEARCH AND EDUCATION 325 7TH STREET NW WASHINGTON DC 20004 272399044 NURSE EDUCATION SUPPORT DC 501(C)(3) Type I AONE true AHA SERVICES INC AND SUBSIDIARIES 155 NORTH WACKER DRIVE STE 400 CHICAGO IL 606061725 320002089 ADMINISTRATION IL NA C CORPORATION 17486723 2703300 1 true true false false false false true false true false true true true true false true false false AHA SERVICES INC AND SUBSIDIARIES A 1000988 COST AHA SERVICES INC AND SUBSIDIARIES A 75771 COST HEALTH RESEARCH AND EDUCATIONAL TRUST B 1890000 COST INSTITUTE FOR DIVERSITY IN HEALTH MANAGEMENT B 623500 COST AHA SERVICES INC AND SUBSIDIARIES G 307472 COST AMERICAN ORGANIZATION OF NURSE EXECUTIVES I 248332 COST HEALTH RESEARCH AND EDUCATIONAL TRUST I 366713 COST INSTITUTE FOR DIVERSITY IN HEALTH MANAGEMENT I 60156 COST AMERICAN ORGANIZATION OF NURSE EXECUTIVES K 165901 COST HEALTH RESEARCH AND EDUCATIONAL TRUST K 387318 COST AHA SERVICES INC AND SUBSIDIARIES L 70111 COST