2012-08-13T15:58:10-05:00 2011-12-31 KPMG LLP 345 Park Avenue New York NY 101540102 990 2011-01-01 131687001 THE POPULATION COUNCIL INC % Scott Newman CFO & Treasure POPU 2123390500 ONE DAG HAMMARSKJOLD PLAZA NEW YORK NY 10017 SCOTT NEWMAN 2123390655 2012-08-13 true KPMG LLP 2127589700 2011 2016-02-24 21:20:13Z PETER DONALDSON ONE DAG HAMMARSKJOLD PLAZA th FL NEW YORK NY 10017 177025144 false X www.popcouncil.org X 1952 NY SEE SCHEDULE O 18 16 304 0 0 42845550 59340421 0 0 2110724 3420361 11157082 8128762 56113356 70889544 15858386 11206273 0 0 40475252 41911115 0 0 549029 33943524 31963451 90277162 85080839 -34163806 -14191295 157996594 135947611 30684695 32055273 127311899 103892338 X TO IMPROVE THE WELL-BEING AND REPRODUCTIVE HEALTH OF CURRENT AND FUTURE GENERATIONS AROUND THE WORLD AND TO HELP ACHIEVE A HUMANE, EQUITABLE AND SUSTAINABLE BALANCE BETWEEN PEOPLE AND RESOURCES. false false 36477107 5629845 REPRODUCTIVE HEALTH (RH) SEE SCHEDULE O 22505317 4343543 HIV AND AIDS (HIV) SEE SCHEDULE O 11675004 1232885 POVERTY, GENDER AND YOUTH (PGY) See Schedule O 1286563 PUBLICATIONS - SEE SCH O 320300 DISTINGUISHED COLLEAGUES - SEE SCH O 91014 OTHER PROGRAM SERVICES - SEE SCH O 1606863 91014 72264291 true true false true false false false false false true true true false false true false true false false true true true true false false false false true true true false false false false false false false false true false false false false false false false false false true 118 0 true 304 true false true NI PK SG SF SU VM ZA false false false false false false false false X 18 16 false false false false false false false true true false true true true true true true true true true true false DC NY X X Scott Newman CFO Treasure 2123390655 ONE DAG HAMMARSKJOLD PL NEW YORK NY 10017 Peter J Donaldson 40.0 X X 467472 0 47183 Mark A Walker 1.0 X 0 0 0 Darcy Bradbury 1.0 X 0 0 0 Peter Brandt 1.0 X 0 0 0 Howard Cox 1.0 X 0 0 0 Wafaa El-Sadr 1.0 X 0 0 0 Lynn A Foster 1.0 X 0 0 0 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WESTFIELD NJ 07090 Legal Services 387786 Deborah Rogow 1930 Anacapa Street Santa Barbara IL 93101 prog tech support 170401 KPMG LLP 345 Park Avenue NEW YORK NY 10154 Audit & Tax Services 266000 Skadden Arps Slate Meagher Flom L Four Times Square NEW YORK NY 10602 Legal services 121604 Grant Thornton 666 Third Avenue NEW YORK NY 10017 Audit Services 166549 9 13604 39590710 19736107 2057481 59340421 0 1700869 1700869 0 8037748 8037748 107777958 77134 106110058 25542 1667900 51592 1719492 1719492 0 0 0 PUBLICATIONS REVENUE 511190 60799 60799 MISCELLANEOUS REVENUE 900099 30215 30215 91014 70889544 91014 11458109 4518772 4518772 746410 746410 5941091 5941091 0 2475622 1580032 832125 63465 0 29352517 23881079 5240987 230451 3105203 2396147 676752 32304 5492709 4238479 1197088 57142 1485064 1145958 323657 15449 0 564730 398823 165907 486391 109392 376999 0 0 192770 192770 9533296 9187621 332961 12714 163116 163116 1552396 1182791 362363 7242 870032 479644 376040 14348 0 6409573 5148371 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0.83754 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 1164 1164 85080839 85082003 1000000 250000 false 1000000 1000000 1500000 1164 1164 250000 250000 375000 1164 1164 false false 89043626 3600 -3190863 2173097 121891 83561375 68120312 14672683 8685091 2328800 105660 89043626 56774508 931837 14747848 40413 4171308 122160 68120312 81864118 -21710143 24884 3179482 175101 56774508 0.84320 0.06570 0.09110 false false 18017049 12637464 5379585 4093200 3147597 945603 591663 370823 220840 6546028 LIMITED PARTNERSHIPS 21179961 F FIXED INCOME 16192308 F 37372269 0 DEFERRED RENT CREDIT 1004137 ACCRUED LEASE OBLIGATION 773118 POSTRETIREMENT MEDICAL BENEFIT 9252499 11029754 70889544 85080839 -14191295 -6249895 -2978371 -9228266 -23419561 64446879 -6249895 -6249895 70696774 192770 192770 70889544 84944937 56868 56868 84888069 192770 192770 85080839 SCHEDULE D, PART V, LINE 4 INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS THE JOHN D ROCKEFELLER 3RD MEMORIAL FUND MAY BE USED BY THE BOARD OF TRUSTEES AT THEIR DISCRETION TO SUPPORT THE OPERATIONS OF THE POPULATION COUNCIL. THE SURDNA FUND SUPPORTS BIOMEDICAL RESEARCH ACTIVITIES. THE SANDRA FERRY FUND SUPPORTS ACTIVITIES ADDRESSING THE ROLE OF WOMEN IN THE WORLD. THE DEWITT WALLACE FELLOWSHIP ENDOWMENT PROVIDES A PERMANENT, RELIABLE FINANCIAL BASIS FROM WHICH TO SUPPORT ADVANCED RESEARCH AND TRAINING OF SOCIAL AND BIOMEDICAL SCIENTISTS IN THE POPULATION FIELD. THE NEW CAPITAL CAMPAIGN GENERAL FUND MAY BE USED BY THE BOARD OF TRUSTEES, AT ITS DISCRETION, TO SUPPORT THE OPERATIONS OF THE POPULATION COUNCIL. THE CBR ENDOWMENT IS INTENDED TO SUPPORT RENOVATIONS, EXPANSION AND OPERATIONS OF THE CENTER FOR BIOMEDICAL RESEARCH (CBR) LAB FACILITIES. THE DR. CHRISTOPHER TIETZE FELLOWSHIP FUND SUPPORTS FELLOWSHIPS IN REPRODUCTIVE EPIDEMIOLOGY. THE EXCESS ROYALTY FUND WAS ESTABLISHED BY THE POPULATION COUNCIL'S BOARD OF TRUSTEES AND MAY BE USED BY THE BOARD OF TRUSTEES, AT ITS DISCRETION, TO SUPPORT THE OPERATIONS OF THE POPULATION COUNCIL. THE GEORGE J. HECHT FUND MAY BE USED TO SUPPORT: DEVELOPING CONTRACEPTIVE DEVICES; DEVELOPING OTHER CONTRACEPTIVE OR BIRTH CONTROL MEASURES; PROVIDING SUCH DEVICES OR MEASURES; INSTRUCTION IN THE USE OF SUCH DEVICES OR MEASURES; AND/OR FAMILY PLANNING TO REDUCE THE FERTILITY OF SUCH OVERPOPULATED COUNTRIES AS THE COUNCIL SHALL DETERMINE. THE POLICY RESEARCH ENDOWMENT FUND SUPPORTS THE PROGRAM ACTIVITIES OF THE POVERTY, GENDER AND YOUTH PROGRAM (FORMALLY KNOWN AS THE POLICY RESEARCH DIVISION.) SCHEDULE D, PART XI LINE 8 RECONCILIATION OF NET ASSETS GAIN ON LEASE OBLIGATION AND OTHER, NET 520,763 PENSION AND OTHER POSTRETIREMENT CHARGES OTHER THAT NET PERIODIC BENEFIT COST (3,111,204) WRITE-OFF OF CONTRIBUTION RECIEVABLE (331,062) REPRESENTS RETURNS OF GRANTS AND OTHER ASSISTANCE GIVEN TO INDIVIDUALS OUTSIDE THE UNITED STATES (56,868) ------------- TOTAL TO LINE 8 (2,978,371) SCHEDULE D, PART XIII, LINE 2D RECONCILIATION OF EXPENSES REPRESENTS RETURNS OF GRANTS AND OTHER ASSISTANCE GIVEN TO INDIVIDUALS OUTSIDE THE UNITED STATES TOTALING $56,868 SCHEDULE D, FIN 48 - UNCERTAIN TAX POSITIONS IN 2009, THE COUNCIL ADOPTED ACCOUNTING STANDARDS UPDATE N0. 2009-06, IMPLEMENTATION GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES AND DISCLOSURE AMENDMENTS FOR NONPUBLIC ENTITIES, IN CONJUNCTION WITH ITS ADOPTION OF FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (NOW INCLUDED IN ACCOUNTING STANDARD CODIFICATION (ASC SUBTOPIC 740-10). THE COUNCIL RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. THERE WAS NO SIGNIFICANT IMPACT ON THE COUNCIL'S FINANCIAL STATEMENTS AS A RESULT OF ADOPTION OF THIS STANDARD AND ACCORDINGLY, NO PROVISION FOR INCOME TAXES WAS REFLECTED IN THE AUDITED FINANCIAL STATEMENTS. true Central America and the Caribbean 1 10 Program Services RH; PGY 718615 Central America and the Caribbean Grantmaking 92244 East Asia and the Pacific 1 6 Program Services RH 688311 East Asia and the Pacific Grantmaking 782307 Europe (Including Iceland and Greenland) Grantmaking 446259 Middle East and North Africa 1 27 Program Services RH; HIV; PGY 1595555 Middle East and North Africa Grantmaking 34363 North America 1 6 Program Services RH; HIV; PGY 1524128 North America Grantmaking 45792 South America Program Services RH 18222 South America Grantmaking 35973 South Asia 3 162 Program Services RH; HIV; PGY 7713785 South Asia Grantmaking 2979180 Sub-Saharan Africa 10 172 Program Services RH; HIV; PGY 16481019 Sub-Saharan Africa Grantmaking 1815065 Central America and the Caribbean Investments 11117320 17 383 17 383 46088138 46088138 Cent. America/Caribbean PGY Spread 17640 Wire Cent. America/Caribbean RH 80317 Wire East Asia and the pacifi RH 45678 Wire East Asia and the pacifi RH 64410 Wire East Asia and the pacifi RH 64865 Wire East Asia/Pacific RH 78396 Wire East Asia and the pacifi RH 92206 Wire East Asia and the pacifi RH 116746 Wire East Asia and the pacifi RH pharmacokinetics 323337 Wire Europe/Iceland/Greenland PGY 16371 Wire Europe/Iceland/Greenland PGY 24366 Wire Europe/Iceland/Greenland RH 37935 Wire Europe/Iceland/Greenland RH 150000 Wire Europe/Iceland/Greenland HIV 186836 Wire North America RH 35965 Wire South America RH 36720 Wire South Asia RH 7666 Wire South Asia RH 16517 Wire South Asia HIV 17500 Wire South Asia HIV 25075 Wire South Asia RH 26505 Wire South Asia HIV/PGY 39453 Wire South Asia RH 39828 Wire South Asia RH 62373 Wire South Asia RH 73108 Wire South Asia RH 150000 Wire South Asia HIV 465459 Wire South Asia RH 535573 Wire South Asia RH 557375 Wire South Asia RH 973294 Wire Sub-Saharan Africa HIV Dendritic cell defensin & Type 1 ISN responses in HIV and Microbicides 5608 Wire Sub-Saharan Africa RH 6406 Wire Sub-Saharan Africa PGY 7467 Wire Sub-Saharan Africa RH 8825 Wire Sub-Saharan Africa PGY 9089 Wire Sub-Saharan Africa HIV 14899 Wire Sub-Saharan Africa PGY 16077 Wire Sub-Saharan Africa PGY 16222 Wire Sub-Saharan Africa RH 17100 Wire Sub-Saharan Africa HIV 17847 Wire Sub-Saharan Africa PGY 18556 Wire Sub-Saharan Africa RH 23548 Wire Sub-Saharan Africa RH 23691 Wire Sub-Saharan Africa PGY 24159 Wire Sub-Saharan Africa RH 24165 Wire Sub-Saharan Africa RH 24655 Wire Sub-Saharan Africa RH 30000 Wire Sub-Saharan Africa RH 30000 Wire Sub-Saharan Africa HIV 37472 Wire Sub-Saharan Africa HIV 40000 Wire Sub-Saharan Africa HIV 41346 Wire Sub-Saharan Africa PGY 51091 Wire Sub-Saharan Africa PGY 62286 Wire Sub-Saharan Africa PGY 62296 Wire Sub-Saharan Africa RH 65975 Wire Sub-Saharan Africa RH 67244 Wire Sub-Saharan Africa RH 69522 Wire Sub-Saharan Africa HIV 75279 Wire Sub-Saharan Africa RH 76000 Wire Sub-Saharan Africa HIV 86533 Wire Sub-Saharan Africa PGY 94457 Wire Sub-Saharan Africa PGY 107102 Wire Sub-Saharan Africa HIV 108161 Wire Sub-Saharan Africa HIV 145004 Wire Sub-Saharan Africa RH 150000 Wire Sub-Saharan Africa PGY 165450 Wire 52 10 Adolescent Research Cent. America/Caribbean 1 3000 Wire Adolescent Research Europe/Iceland/Greenland 4 32785 Wire Adolescent Research Middle East/North Africa 6 34363 Wire Adolescent Research North America 2 12000 Wire Adolescent Research South Asia 1 7127 Wire Gender based violence South Asia 1 43841 Wire Adolescent Research Sub-Saharan Africa 1 6966 Wire HIV & AIDS Research Sub-Saharan Africa 1 10800 Wire Women's empowerment Sub-Saharan Africa 1 45037 Wire true false true true false false SCHEDULE F MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES AWARDS AND CONTRACTS ARE AN IMPORTANT MEANS THROUGH WHICH THE COUNCIL CONDUCTS RESEARCH, TRANSFERS TECHNOLOGY AND STRENGTHENS INSTITUTIONAL POLICY WITHIN THE POPULATION FIELD. POTENTIAL SUB RECIPIENTS SUBMIT PROPOSALS TO THE COUNCIL WHICH ARE REVIEWED BY PROGRAMMATIC STAFF TO DETERMINE WHETHER THE TYPE OF STUDY THE INSTITUTION OR INDIVIDUAL IS CONDUCTING FURTHERS THE ACTIVITIES OF THE COUNCIL AND COMPLIES WITH THE PROVISIONS OF GRANTS MADE TO THE COUNCIL. IN ACCORDANCE WITH COUNCIL PROCEDURES, GRANTING OF AN AWARD REQUIRES APPROVAL BY THE COUNCIL'S PROGRAMMATIC, FINANCIAL, AND ADMINISTRATIVE STAFF TO ENSURE THE RECIPIENT IS QUALIFIED. IF THE AWARD IS FUNDED UNDER A GRANT TO THE COUNCIL, DONOR APPROVAL MAY ALSO BE REQUIRED. ONCE APPROVAL IS GRANTED, THE RECIPIENT AND THE TREASURER OF THE COUNCIL SIGN AN AGREEMENT, WHICH SPECIFIES PROGRAMMATIC REPORTING REQUIREMENTS AND A DISBURSEMENT SCHEDULE. PROGRAMMATIC STAFF PERIODICALLY MAKE SITE VISITS AND REVIEW PROJECT SUBSTANTIVE REPORTS. FINANCIAL STAFF REVIEW PERIODIC FINANCIAL REPORTS AND COORDINATE WITH PROJECT STAFF BEFORE FURTHER PAYMENTS ARE DISBURSED. SCH F, PARTS II & III SCHEDULE F, PART II EXCLUDES GRANTS AND OTHER ASSISTANCE TO ORGANIZATIONS OR ENTITIES OUTSIDE THE UNITED STATES UNDER $5,000 THAT IN AGGREGATE TOTAL $16,423 AND ALSO EXCLUDES RETURNED GRANTS AND OTHER ASSISTANCE TO ORGANIZATIONS OR ENTITIES OUTSIDE THE UNITED STATES THAT IN AGGREGATE TOTAL $109,335. SCHEDULE F, PART III EXCLUDES RETURNED GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE UNITED STATES THAT IN AGGREGATE TOTAL $56,868. true Clinton Health Access Initiative Inc 383 Dorchester Ave BOSTON MA 02127 271414646 501(c)(3) 204074 HIV eHealth and Information Systems Nigeria 17971 Santa Clara Ave SANTA ANA CA 92705 273049982 501(c)(3) 70780 RH Elisabeth Glaser Pediatric AIDS Foundation 1140 CT Ave NW WASHINGTON DC 20036 954191698 501(c)(3) 7689 HIV Family Health International 4401 Wilson Blvd ARLINGTON VA 22203 237413005 501(c)(3) 16780 HIV Family Health International 2224 E NC Hwy 54 DURHAM NC 27713 943145385 501(c)(3) 10358 HIV Futures Group International LLC 1000 Main Street DURHAM NC 27701 261509671 501(c)(3) 21000 HIV Gobee Group LLC 227 Bellevue Way NE BELLEVUE WA 98004 272767701 N/A 58988 RH Gobee Group LLC 227 Bellevue Way NE BELLEVUE WA 98004 272767701 N/A 62843 RH Institute of International Education Inc 809 United Nations Plaza NEW YORK NY 10017 131624046 501(c)(3) 43899 HIV Invest in Knowledge Initiative (IKI) 81 Child Street 2 JAMAICA PLAIN MA 02130 201976034 501 (c)(3) 184797 PGY IPPF - Western Hemisphere Region 125 Maiden Lane 9th NEW YORK NY 10038 131845455 501 (c)(3) 19333 PGY Johns Hopkins Bloomberg School of Public Health 615 North Wolfe Street BALTIMORE MD 21205 520595110 501(c)(3) 91579 RH Los Angeles Biomedical Research Institute 1124 West Carson Street TORRANCE CA 90502 952138184 501(c)(3) 65079 RH Making Cents International 11550 30th Street NW WASHINGTON DC 20007 841672193 N/A 20000 PGY Project Concern International 5151 Murphy Canyon Rd SAN DIEGO CA 92123 952248462 501(c)(3) 182208 HIV Save the Children 54 Wilton Road WESTPORT CT 06880 060726487 501(c)(3) 981348 RH University of California San Francisco Campus 333 California St SAN FRANCISCO CA 94118 946036493 501(c)(3) 6143 HIV Tulane National Primate Research Center 1430 Tulande Ave NEW ORLEANS LA 70112 720423889 501(c)(3) 8564 HIV Tulane National Primate Research Center 1430 Tulande Ave NEW ORLEANS LA 70112 720423889 501(c)(3) 145311 HIV Tulane National Primate Research Center 1430 Tulande Ave NEW ORLEANS LA 70112 720423889 501(c)(3) 169451 HIV Tulane National Primate Research Center 1430 Tulande Ave NEW ORLEANS LA 70112 720423889 501(c)(3) 676447 HIV Tulane National Primate Research Center 1430 Tulande Ave NEW ORLEANS LA 70112 720423889 501(c)(3) 1515136 HIV University of Illinois 1901 South First St CHAMPAIGN IL 61820 376000511 501(c)(3) 134270 RH University of Utah 1471 Federal Way SALT LAKE CITY UT 84102 876000525 501(c)(3) 137700 HIV University of Washington 4333 Brooklyn Ave NE SEATTLE WA 98195 916001537 501(c)(3) 41051 RH 18 2 Reproductive health research 16 184189 HIV & AIDS research 9 290388 Adolescent research 5 56773 Poverty & Gender research 2 69375 SCHEDULE I MONITORING THE USE OF GRANT FUNDS IN THE UNITED STATES: AWARDS AND CONTRACTS ARE AN IMPORTANT MEANS THROUGH WHICH THE COUNCIL CONDUCTS RESEARCH, TRANSFERS TECHNOLOGY AND STRENGTHENS INSTITUTIONAL POLICY WITHIN THE POPULATION FIELD. POTENTIAL SUB RECIPIENTS SUBMIT PROPOSALS TO THE COUNCIL WHICH ARE REVIEWED BY PROGRAMMATIC STAFF TO DETERMINE WHETHER THE TYPE OF STUDY THE INSTITUTION OR INDIVIDUAL IS CONDUCTING FURTHERS THE ACTIVITIES OF THE COUNCIL AND COMPLIES WITH THE PROVISIONS OF GRANTS MADE TO THE COUNCIL. IN ACCORDANCE WITH COUNCIL PROCEDURES, GRANTING OF AN AWARD REQUIRES APPROVAL BY THE COUNCIL PROGRAMMATIC, FINANCIAL, AND ADMINISTRATIVE STAFF TO ENSURE THE RECIPIENT IS QUALIFIED. IF THE AWARD IS FUNDED UNDER A GRANT TO THE COUNCIL, DONOR APPROVAL MAY ALSO BE REQUIRED. ONCE APPROVAL IS GRANTED, THE RECIPIENT AND THE TREASURER OF THE COUNCIL SIGN AN AGREEMENT, WHICH SPECIFIES PROGRAMMATIC REPORTING REQUIREMENTS AND A DISBURSEMENT SCHEDULE. PROGRAMMATIC STAFF PERIODICALLY MAKE SITE VISITS AND REVIEW PROJECT SUBSTANTIVE REPORTS. FINANCIAL STAFF REVIEW PERIODIC FINANCIAL REPORTS AND COORDINATE WITH PROJECT STAFF BEFORE FURTHER PAYMENTS ARE DISBURSED. SCH I, PART II SCHEDULE I, PART II EXCLUDES RETURNED GRANTS AND OTHER ASSISTANCE TO GOVERNMENTS AND ORGANIZATIONS IN THE UNITED STATES THAT IN AGGREGATE TOTAL $443,594. X true false X X X false false false false false false false false false Peter J Donaldson 380638 0 0 0 86834 0 29100 0 19806 0 516378 0 0 0 Maria del Mar Aguilar 154517 0 0 0 630 0 24384 0 19704 0 199235 0 0 0 John Bongaarts 244568 0 0 0 21834 0 29100 0 19806 0 315308 0 0 0 Scott Newman 195690 0 0 0 17466 0 29100 0 11044 0 253300 0 0 0 Naomi Rutenberg 220135 0 0 0 17466 0 29100 0 30016 0 296717 0 0 0 James E Sailer 234898 0 0 0 420 0 29100 0 3630 0 268048 0 0 0 John W Townsend 253405 0 0 0 2772 0 29100 0 30016 0 315293 0 0 0 Patricia C Vaughan 225162 0 0 0 966 0 29100 0 11044 0 266272 0 0 0 Anrudh K Jain 166129 0 0 0 25152 0 29100 0 19795 0 240176 0 0 0 Ian Askew 215724 0 0 0 28650 0 0 0 128168 0 372542 0 0 0 Annabel Erulkar 203058 0 0 0 630 0 20072 0 19513 0 243273 0 0 0 Andrea Eschen 173088 0 0 0 966 0 26821 0 31971 0 232846 0 0 0 Samuel Kalibala 171034 0 0 0 21059 0 0 0 44805 0 236898 0 0 0 Victor Paulus 201965 0 0 0 0 0 29100 0 36016 0 267081 0 0 0 SCHEDULE J ANNA GLASIER - REPORTABLE COMPENSATION ANNA GLASIER SERVES AS CONSULTING SENIOR SCIENTIST TO THE POPULATION COUNCIL'S INTERNATIONAL COMMITTEE FOR CONTRACEPTION RESEARCH (ICCR) DUE TO HER EXPERTISE IN THIS FIELD. COMMITTEE MEMBERS ARE EXPECTED TO UNDERTAKE PLANNING, EXECUTION, AND SUPERVISION OF RESEARCH AND DEVELOPMENT ACTIVITIES RELATED TO NEW LEADS IN LABORATORIES FUNDED THROUGH THE COMMITTEE. POTENTIAL AND PERCEIVED CONFLICTS OF INTEREST ARE REQUIRED TO BE DISCLOSED BY WRITTEN POLICY AND CONSENT. WHEN APPROPRIATE AND AS APPLICABLE, THOSE COMMITTEE MEMBERS WITH POTENTIAL CONFLICTS RECUSE THEMSELVES FROM FUNDING DECISIONS. FORM 990, SCH J, PART I, LINE 2 PART I: LINE 2 THERE IS ONLY ONE HOUSING ALLOWANCE AUTHORIZED AS PART OF THE COMPENSATION PACKAGE APPROVED BY THE BOARD OF TRUSTEES, AND PAID TO THE PRESIDENT, WHO RECEIVES IT, PAID BI-MONTHLY AND TREATED AS TAXABLE INCOME, IN ADDITION TO THE PRESIDENT'S ANNUAL SALARY. THIS IS A HOUSING ALLOWANCE AND AS SUCH DOES NOT REQUIRE SUBSTANTIATION PRIOR TO REIMBURSEMENT. FORM 990, SCH J, PART II THE COUNCIL'S POLICIES INCLUDE PROVIDING RELOCATION, HOUSING AND DEPENDENT EDUCATION ALLOWANCES TO U. S. EXPATRIATES AND THIRD COUNTRY NATIONAL EMPLOYEES HIRED AS INTERNATIONAL EMPLOYEES FROM THE COUNCIL'S U.S. HEADQUARTERS TO WORK AT ONE OF THE COUNCIL'S INTERNATIONAL OFFICES. THESE BENEFITS ARE REPORTED AS OTHER REPORTABLE COMPENSATION FOR U.S. EMPLOYEES AND AS NONTAXABLE BENEFITS FOR FOREIGN EMPLOYEES. THE COUNCIL'S POLICIES INCLUDE PROVIDING EMPLOYEES WITH EMPLOYER CONTRIBUTIONS TO A DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN. ANY EMPLOYEE OF THE COUNCIL OTHER THAN A NON-RESIDENT ALIEN WITH NO U.S.-SOURCE INCOME IS ELIGIBLE TO PARTICIPATE IN THE PLAN. EFFECTIVE JANUARY 2009, CHANGES TO THE LAWS THAT GOVERN CONTRIBUTIONS TO DEFINED CONTRIBUTION 403(B) ACCOUNTS PREVENT THESE EMPLOYER CONTRIBUTIONS FROM BEING DEPOSITED INTO 403(B) ACCOUNTS FOR FOREIGN EMPLOYEES. THEREFORE THE COUNCIL PROVIDES THE EMPLOYER CONTRIBUTIONS DIRECTLY TO THE COUNCIL'S FOREIGN EMPLOYEES AND THE AMOUNTS ARE REPORTED AS OTHER REPORTABLE COMPENSATION. X 9 2057481 Proceeds false true false FORM 990, PART I, LINE 1 THE POPULATION COUNCIL CONFRONTS CRITICAL HEALTH AND DEVELOPMENT ISSUES-FROM STOPPING THE SPREAD OF HIV TO IMPROVING REPRODUCTIVE HEALTH AND ENSURING THAT YOUNG PEOPLE LEAD FULL AND PRODUCTIVE LIVES. THROUGH BIOMEDICAL, SOCIAL SCIENCE, AND PUBLIC HEALTH RESEARCH IN 50 COUNTRIES, WE WORK WITH OUR PARTNERS TO DELIVER SOLUTIONS THAT LEAD TO MORE EFFECTIVE POLICIES, PROGRAMS, AND TECHNOLOGIES THAT IMPROVE LIVES AROUND THE WORLD. ESTABLISHED IN 1952 AND HEADQUARTERED IN NEW YORK, THE COUNCIL IS A NONGOVERNMENTAL, NONPROFIT ORGANIZATION GOVERNED BY AN INTERNATIONAL BOARD OF TRUSTEES. POPULATION COUNCIL RESEARCHERS WORK WITHIN THREE PROGRAM AREAS: HIV AND AIDS; POVERTY, GENDER, AND YOUTH; AND REPRODUCTIVE HEALTH. HIV AND AIDS. THE GOAL OF THIS PROGRAM IS TO ARREST THE SPREAD OF HIV IN DEVELOPING COUNTRIES, ESPECIALLY AMONG THE GROWING NUMBER OF WOMEN AND GIRLS AFFECTED, AND TO ENABLE PEOPLE TO MITIGATE THE IMPACT OF THE DISEASE ON THEIR OWN HEALTH AND ON THEIR FAMILIES AND COMMUNITIES. COUNCIL STAFF MEMBERS CONDUCT BASIC RESEARCH ON TRANSMISSION OF HIV AND ARE DEVELOPING A MICROBICIDE TO REDUCE WOMEN'S RISK OF HIV INFECTION. THE COUNCIL ALSO COLLABORATES WITH PROGRAMS AROUND THE WORLD, ESPECIALLY IN AFRICA, TO IMPROVE HIV PREVENTION, INCLUDING TESTING SERVICES AND PROVIDING CARE AND TREATMENT TO PEOPLE LIVING WITH HIV. POVERTY, GENDER, AND YOUTH. THE GOAL IS TO UNDERSTAND AND ADDRESS THE SOCIAL DIMENSIONS OF POVERTY IN DEVELOPING COUNTRIES. STAFF MEMBERS ARE STUDYING THE CRITICAL ELEMENTS IN SUCCESSFUL TRANSITIONS TO ADULTHOOD, ESPECIALLY THE ROLE OF EDUCATION, SOCIAL NETWORKS, AND SAFE SPACES FOR ADOLESCENT GIRLS. THE COUNCIL IS DEVELOPING AND EVALUATING EFFECTIVE INTERVENTIONS TO HELP GIRLS REMAIN IN SCHOOL OR HELP THEM RETURN, IF THEY HAVE LEFT SCHOOL. THE COUNCIL'S WORK HAS HAD A DEMONSTRABLE IMPACT IN EGYPT, GUATEMALA, KENYA, SOUTH AFRICA, AND ELSEWHERE. REPRODUCTIVE HEALTH. THE GOAL IS TO IMPROVE SEXUAL AND REPRODUCTIVE HEALTH, ESPECIALLY FOR DISADVANTAGED POPULATIONS IN DEVELOPING COUNTRIES. STAFF MEMBERS DEVELOP AND INTRODUCE NEW CONTRACEPTIVES AND MEANS TO PREVENT, DETECT, AND TREAT SEXUALLY TRANSMITTED INFECTIONS, HELP FORMULATE EVIDENCE-BASED POLICIES, AND EVALUATE INNOVATIONS IN SERVICE DELIVERY. WE COLLABORATE EXTENSIVELY WITH LOCAL AND REGIONAL GOVERNMENTS AND NONGOVERNMENTAL ORGANIZATIONS (NGOS) WORLDWIDE TO EXPAND ACCESS TO HIGH-QUALITY HEALTH SERVICES; INCREASE THE OPTIONS FOR SAFE, AFFORDABLE, AND REVERSIBLE CONTRACEPTION FOR MEN AND WOMEN; AND SHAPE POLICIES AND PROGRAMS TO IMPROVE HEALTH OUTCOMES. THE COUNCIL'S FELLOWSHIP PROGRAMS HAVE HELPED ADVANCE THE CAREERS OF SOCIAL AND BIOMEDICAL SCIENTISTS, PUBLIC HEALTH RESEARCHERS, AND PROGRAM MANAGERS THROUGHOUT THE WORLD. THE WORK OF COUNCIL FELLOWS HAS FOSTERED RESEARCH AND INFORMED THE CREATION OF POPULATION, HEALTH, AND DEVELOPMENT POLICIES AND PROGRAMS. THE COUNCIL'S WORLD-CLASS CENTER FOR BIOMEDICAL RESEARCH, LOCATED AT ROCKEFELLER UNIVERSITY, CONDUCTS RESEARCH IN CONTRACEPTION AND REPRODUCTIVE HEALTH. RESEARCHERS ARE STUDYING THE BIOLOGY OF MALE REPRODUCTION AND DEVELOPING NEW CONTRACEPTIVE TECHNOLOGIES. THE COUNCIL HAS RECENTLY COMPLETED CLINICAL TRIALS OF OUR NEW CONTRACEPTIVE VAGINAL RING. MORE THAN 120 MILLION WOMEN WORLDWIDE HAVE USED POPULATION COUNCIL DEVELOPED METHODS OF CONTRACEPTION, WHICH INCLUDE THE COPPER-BEARING INTRAUTERINE DEVICES (IUDS), JADELLE, AND MIRENA. THE CENTER ALSO DEVELOPS PRODUCTS TO INHIBIT THE TRANSMISSION OF HIV. POPULATION COUNCIL RESEARCHERS ADVOCATE FOR SOLUTIONS TO REAL-WORLD PROBLEMS-SOLUTIONS THAT ARE EVIDENCE-BASED, RIGOROUSLY TESTED, EVALUATED, AND PROVEN EFFECTIVE. AFTER WE DEMONSTRATE THE EFFECTIVENESS OF A PROGRAM, WE PROMOTE ITS REPLICATION AND PROVIDE TECHNICAL ASSISTANCE TO SCALE IT UP, WHILE INFORMING POLICYMAKERS OF THE LESSONS LEARNED THROUGH CAREFUL MONITORING AND EVALUATION. USING OUR RESEARCH FINDINGS, OTHER ORGANIZATIONS DELIVER IMPROVED AND MORE COST-EFFECTIVE SERVICES THAT REACH PEOPLE MOST IN NEED. THE COUNCIL STAFF CONSISTS OF APPROXIMATELY 600 WOMEN AND MEN FROM 32 COUNTRIES, HALF OF WHOM HOLD ADVANCED DEGREES. ROUGHLY 60 PERCENT ARE BASED OUTSIDE OF THE UNITED STATES. COUNCIL STAFF MEMBERS CONDUCT RESEARCH AND PROGRAMS IN 50 COUNTRIES. RESEARCH, TECHNICAL ASSISTANCE, AND CAPACITY BUILDING ARE CARRIED OUT BY THE POPULATION COUNCIL'S U.S. AND FIELD OFFICES AND ITS THREE PROGRAM AREAS. HEADQUARTERS AND THE COUNCIL'S CENTER FOR BIOMEDICAL RESEARCH ARE LOCATED IN NEW YORK CITY. WE MAINTAIN AN OFFICE IN WASHINGTON, DC, AND AN INTERNATIONAL PRESENCE IN 15 OFFICES IN AFRICA, ASIA, LATIN AMERICA, AND THE MIDDLE EAST. THE POPULATION COUNCIL IS GOVERNED BY A BOARD OF TRUSTEES COMPOSED OF 18 MEN AND WOMEN FROM EIGHT COUNTRIES. THIS GROUP INCLUDES LEADERS IN BIOMEDICINE, BUSINESS, ECONOMIC DEVELOPMENT, GOVERNMENT, HEALTH, INTERNATIONAL FINANCE, LAW, THE MEDIA, PHILANTHROPY, AND SOCIAL SCIENCE. FORM 990, PART I, LINE 5 TOTAL NUMBER OF EMPLOYEES THE COUNCIL STAFF CONSISTS OF 624 WOMEN AND MEN FROM 32 COUNTRIES. ONLY 256 OF THE COUNCIL'S 624 EMPLOYEES ARE EITHER BASED IN THE UNITED STATES OR ARE CITIZENS OF THE UNITED STATES. THE OTHER 368 COUNCIL EMPLOYEES ARE NON-U.S. CITIZENS BASED OUTSIDE OF THE UNITED STATES AND ARE THEREFORE NOT ISSUED A W-2. FORM 990, PART III, LINE 4A REPRODUCTIVE HEALTH (RH) A) REPRODUCTIVE HEALTH THE POPULATION COUNCIL'S REPRODUCTIVE HEALTH PROGRAM WORKS TO IMPROVE THE SEXUAL AND REPRODUCTIVE HEALTH OF VULNERABLE POPULATIONS IN DEVELOPING COUNTRIES. STAFF MEMBERS DEVELOP AND INTRODUCE NEW CONTRACEPTIVES AND MEANS TO PREVENT, DETECT, AND TREAT SEXUALLY TRANSMITTED INFECTIONS, HELP FORMULATE EVIDENCE-BASED POLICIES, AND EVALUATE INNOVATIONS IN SERVICE DELIVERY. WE COLLABORATE EXTENSIVELY WITH LOCAL AND REGIONAL GOVERNMENTS AND NONGOVERNMENTAL ORGANIZATIONS (NGOS) WORLDWIDE TO EXPAND ACCESS TO HIGH-QUALITY HEALTH SERVICES; INCREASE THE OPTIONS FOR SAFE, AFFORDABLE, AND REVERSIBLE CONTRACEPTION FOR MEN AND WOMEN; AND SHAPE POLICIES AND PROGRAMS TO IMPROVE HEALTH OUTCOMES. CURRENT PROGRAM PRIORITIES INCLUDE: " INCREASING ACCESS TO FAMILY PLANNING AND OTHER SEXUAL AND REPRODUCTIVE HEALTH SERVICES, INCLUDING ADDRESSING SEXUALLY TRANSMITTED INFECTIONS AND GENDER-BASED VIOLENCE IN COUNTRIES WHERE INDIVIDUALS ARE UNABLE TO ACHIEVE THEIR REPRODUCTIVE HEALTH GOALS. " REDUCING MATERNAL MORTALITY AND MORBIDITY BY MAKING PREGNANCY SAFER. THE COUNCIL FOCUSES ON WOMEN THROUGHOUT SUB-SAHARAN AFRICA AND SOUTH ASIA AND ON THE MOST VULNERABLE GROUPS IN OTHER REGIONS. " DEVELOPING AND TESTING NEW CONTRACEPTIVES AND OTHER REPRODUCTIVE HEALTH CARE PRODUCTS TO BENEFIT WOMEN AND MEN IN COUNTRIES WHERE COUPLES ARE NOT ACHIEVING THEIR FERTILITY GOALS. " EVALUATING THE EFFECTIVENESS AND ACCEPTABILITY OF NEW AND IMPROVED CONTRACEPTIVE TECHNOLOGIES AND DELIVERY MECHANISMS, TO ENSURE THAT THEY ARE RESPONSIVE TO CLIENTS' EVOLVING NEEDS. " ENSURING THAT CONTRACEPTIVES AND OTHER REPRODUCTIVE HEALTH TECHNOLOGIES DEVELOPED BY THE POPULATION COUNCIL ARE ACCESSIBLE TO PEOPLE WHO MOST NEED THEM, BY MOBILIZING AND DEVELOPING COLLABORATIVE RELATIONSHIPS WITH THE PRIVATE SECTOR AND ENCOURAGING LICENSING, REGISTRATION, AND/OR MANUFACTURING OF THE COUNCIL'S PRODUCTS. 2011 KEY ACCOMPLISHMENTS: WORKING TO END FEMALE GENITAL MUTILATION/CUTTING: THE POPULATION COUNCIL HAS LONG BEEN A LEADER IN EFFORTS TO END FEMALE GENITAL MUTILATION/CUTTING (FGM/C), A WIDELY SUPPORTED CULTURAL PRACTICE IN 28 COUNTRIES IN SUB-SAHARAN AFRICA, WHERE 3 MILLION GIRLS ARE AT RISK OF BEING CUT EACH YEAR. IN KENYA, OUR FIELD-BASED RESEARCH DOCUMENTED THE EXTENT AND COMPLICATIONS OF FGM/C. IMPACT: THE COUNCIL'S RESEARCH PROVIDED THE EVIDENCE USED TO HELP PASS THE COUNTRY'S FIRST COMPREHENSIVE NATIONAL LAW TO END FGM/C. CARING FOR SEXUAL ASSAULT SURVIVORS IN SOUTH AFRICA: THE RATE OF SEXUAL VIOLENCE IN SOUTH AFRICA IS AMONG THE HIGHEST IN THE WORLD, AND MORE SEXUAL ASSAULTS AGAINST CHILDREN ARE REPORTED THAN IN ANY OTHER COUNTRY. WITH MORE THAN 16 PERCENT OF THE COUNTRY'S ADULTS LIVING WITH HIV, THE RISK THAT SEXUAL ASSAULT WILL RESULT IN HIV INFECTION IS ALSO HIGH. RESEARCH BY THE POPULATION COUNCIL WAS THE FIRST TO IDENTIFY AND ADDRESS GAPS IN THE PROVISION OF MEDICAL CARE AND SERVICES FOR VICTIMS OF SEXUAL ASSAULT. IMPACT: IN COLLABORATION WITH THE DEPARTMENT OF HEALTH AND THE POLICE SERVICE, COUNCIL STAFF TRAINED MORE THAN 1,000 HEALTH AND POLICE WORKERS TO PROVIDE COMPREHENSIVE POST-RAPE SERVICES, INCLUDING POST-EXPOSURE PROPHYLAXIS: A COURSE OF ANTIRETROVIRAL DRUGS TO PREVENT INFECTION AFTER EXPOSURE TO HIV. OVER THE NEXT FIVE YEARS, THE COUNCIL WILL CONTINUE TO ASSIST THE GOVERNMENT IN EXPANDING THE SCOPE AND SCALE OF THE PROGRAM. VOUCHERS FOR REPRODUCTIVE HEALTH CARE SERVICES: THE COUNCIL IS EVALUATING REPRODUCTIVE HEALTH VOUCHER PROGRAMS IN BANGLADESH, INDIA, KENYA, UGANDA, AND OTHER COUNTRIES TO DETERMINE WHETHER THE PROGRAMS SHOULD BE SCALED UP TO A NATIONAL LEVEL, WHAT SERVICES CAN BE OFFERED MOST EFFECTIVELY, OR WHETHER OTHER FINANCING MODELS WOULD BE MORE EFFECTIVE. IMPACT: RESULTS FROM A STUDY IN RURAL BANGLADESH ILLUSTRATE THE POTENTIAL OF VOUCHER PROGRAMS; OVER A NINE-MONTH PERIOD, THE PROPORTION OF PREGNANT WOMEN NOT ACCESSING ANTENATAL CARE DECREASED FROM 21% TO 11%, THE PROPORTION OF WOMEN DELIVERING WITH A SKILLED ATTENDANT INCREASED FROM 22% TO 65%, DELIVERIES AT HEALTH FACILITIES INCREASED FROM 2% TO 18%, AND THE PROPORTION OF WOMEN GETTING POST-NATAL CARE INCREASED FROM 45% TO 60%. BY WORKING CLOSELY WITH GOVERNMENTS AND MINISTRY OF HEALTH STAFF, THE COUNCIL IS CONDUCTING ANALYSES THAT POLICYMAKERS CAN USE TO DETERMINE WHETHER THE VOUCHER PROGRAMS MEET THE REPRODUCTIVE HEALTH NEEDS OF THE MOST VULNERABLE WOMEN. IF EFFECTIVE, VOUCHER PROGRAMS COULD BE EXPANDED TO REACH WOMEN WHO WOULD OTHERWISE NEVER RECEIVE FAMILY PLANNING, PRENATAL, OR POSTNATAL CARE. FORM 990, PART III, LINE 4B HIV AND AIDS PROGRAM THE POPULATION COUNCIL TAKES A BROAD AND COMPREHENSIVE APPROACH TO HIV PREVENTION, CARE, AND TREATMENT. THE HIV AND AIDS PROGRAM ENCOMPASSES BASIC RESEARCH IN IMMUNOLOGY; DEVELOPMENT AND INTRODUCTION OF A SAFE, EFFECTIVE MICROBICIDE; SOCIAL SCIENCE AND HEALTH-RELATED RESEARCH TO BETTER UNDERSTAND THE SOCIAL AND BEHAVIORAL ASPECTS OF HIV AND AIDS; AND THE DEVELOPMENT, EVALUATION, AND SCALE-UP OF EFFECTIVE SERVICE-DELIVERY MODELS. CURRENT PROGRAM PRIORITIES INCLUDE: " ADVANCING KNOWLEDGE OF HIV TRANSMISSION AND PATHOGENESIS. " DEVELOPING AND TESTING MICROBICIDE CANDIDATES WITH MULTIPLE MECHANISMS OF ACTION, TO PROTECT AGAINST THE ACQUISITION OF SEXUALLY TRANSMITTED INFECTIONS INCLUDING HIV. " REDUCING HIV ACQUISITION AND TRANSMISSION BY THE MOST VULNERABLE POPULATIONS. " CONTRIBUTING TO THE ELIMINATION OF CHILDHOOD DEATHS FROM AIDS. " INCREASING ACCESS TO SAFE, EFFECTIVE, AND AFFORDABLE HIV PREVENTION TECHNOLOGIES. 2011 KEY ACCOMPLISHMENTS: ASSESSING THE CIRCUMSTANCES OF VULNERABLE CHILDREN IN UGANDA: THE POPULATION COUNCIL AND ITS PARTNERS IN UGANDA DEVELOPED A NEW METHODOLOGY TO IDENTIFY THE POPULATION SIZE, CHARACTERISTICS, AND NEEDS OF ORPHANS AND OTHER VULNERABLE CHILDREN. THEY FOUND THAT 14 PERCENT OF CHILDREN, OR 2.43 MILLION, HAVE BEEN ORPHANED. FIFTY-ONE PERCENT-ROUGHLY 8 MILLION-ARE NOT RECEIVING CRITICAL SKILLS-BUILDING, NUTRITIONAL, AND COUNSELING SERVICES. IMPACT: THE GOVERNMENT OF UGANDA USED THE RESULTS OF THE COUNCIL'S RESEARCH TO IMPROVE THE ALLOCATION OF RESOURCES FOR VULNERABLE CHILDREN, AND LOCAL SERVICE PROVIDERS HAVE EXPRESSED INTEREST IN USING THE COUNCIL'S METHODOLOGY TO MONITOR SERVICE DELIVERY. WORKING WITH HUSBANDS IN ETHIOPIA TO CHANGE GENDER NORMS: ENROLLING 90,000 HUSBANDS SINCE 2008, THE COUNCIL'S ADDIS BIRHAN (NEW LIGHT) PROJECT ENGAGES RURAL ETHIOPIAN MEN IN ONE OF THE POOREST AREAS OF THE COUNTRY IN DISCUSSION GROUPS TO TALK ABOUT HIV PREVENTION, REPRODUCTIVE HEALTH, FAMILY PLANNING, GENDER-BASED VIOLENCE, ALCOHOL AND DRUG ABUSE, AND DOMESTIC RESPONSIBILITIES. COUNCIL EVALUATIONS SHOW THAT MEN PARTICIPATING IN ADDIS BIRHAN WERE SIGNIFICANTLY MORE LIKELY TO HELP WITH DOMESTIC DUTIES, DISCUSS HOUSEHOLD ISSUES WITH THEIR WIVES, AND PARTICIPATE IN JOINT DECISION-MAKING. IMPACT: WITH SUPPORT FROM THE COUNCIL, ETHIOPIA'S MINISTRY OF WOMEN, CHILDREN AND YOUTH IS SIGNIFICANTLY EXPANDING THE PROGRAM TO REACH GREATER NUMBERS OF ELIGIBLE MEN IN RURAL ETHIOPIA. COUNCIL RESEARCHERS ARE ALSO HELPING TO ADAPT ADDIS BIRHAN FOR UNMARRIED YOUNG MEN. MAKING A DIFFERENCE IN PREVENTING HIV IN VULNERABLE POPULATIONS: THE NEED FOR WOMEN-INITIATED PREVENTION METHODS TO REDUCE THE SPREAD OF HIV CANNOT BE OVERSTATED, ESPECIALLY WITH SEX WORKERS, WHO OFTEN ARE AT HIGH RISK OF ACQUIRING HIV AND BEAR THE RESPONSIBILITY FOR PROTECTING THEMSELVES. TOWARD THIS END, THE COUNCIL CONTINUES RESEARCH AND PREPARES FOR THE CLINICAL TRIALS OF NEXT-GENERATION MICROBICIDES. LARGE-SCALE CLINICAL TRIALS WILL DEPEND ON RECRUITING WOMEN AND KEEPING THEM ENGAGED THROUGHOUT THE MONTHS OF THE CLINICAL TRIALS, AS WELL AS ACCURATE REPORTING OF WHETHER AND HOW THE STUDY PRODUCT IS USED. IN 2010, THE COUNCIL INTRODUCED AND EVALUATED AN INNOVATIVE WAY TO INCLUDE FEMALE SEX WORKERS. INDIVIDUAL WOMEN RECRUITED PEERS, WHO IN TURN RECRUITED OTHERS. TO ENCOURAGE WOMEN TO REPORT ACCURATELY ON SEXUAL BEHAVIOR AND ADHERENCE TO THE PLACEBO PRODUCT USED IN THE STUDY, TRADITIONAL FACE-TO-FACE INTERVIEWING WAS SUPPLEMENTED BY ASKING WOMAN TO EITHER USE PAPER POST-COITAL DIARIES OR BY COMPLETING A VOICE SURVEY VIA CELL PHONE. THE FINDINGS WERE INSTRUCTIVE FOR THE NEXT PHASE OF THE STUDIES, WHICH WILL NOW LOOK TO DEVELOP MORE EFFICIENT AND PRODUCTIVE METHODS FOR CONDUCTING TRIALS. FORM 990, PART III, LINE 4C POVERTY, GENDER, AND YOUTH (PGY) C) POVERTY, GENDER, AND YOUTH THROUGH THE POVERTY, GENDER, AND YOUTH (PGY) PROGRAM, POPULATION COUNCIL STAFF MEMBERS SEEK TO UNDERSTAND THE SOCIAL DIMENSIONS OF POVERTY, THE DETERMINANTS AND CONSEQUENCES OF GENDER INEQUALITY, THE DISPARITIES THAT ARISE DURING ADOLESCENCE, AND THE CRITICAL ELEMENTS OF A SUCCESSFUL TRANSITION TO ADULTHOOD IN DEVELOPING COUNTRIES. PROGRAM ACTIVITIES ALSO INCLUDE DEVELOPING AND EVALUATING INNOVATIVE PROGRAMS-ESPECIALLY THOSE RELATED TO EMPOWERMENT, HEALTH, EDUCATION, AND LIVELIHOODS-IN ORDER TO ADDRESS THE NEEDS OF THE POOR, WOMEN AND YOUTH IN PARTICULAR. PROGRAM STAFF CONTINUE THE COUNCIL'S LONG-STANDING TRADITION OF PROVIDING DEMOGRAPHIC ANALYSIS OF THE LINKS BETWEEN POPULATION GROWTH AND DEVELOPMENT AT THE MACRO AND MICRO LEVELS. SPECIFIC ACTIVITIES THAT ILLUSTRATE THE POPULATION COUNCIL'S POVERTY, GENDER, AND YOUTH PROGRAM INCLUDE: " STRENGTHENING THE EVIDENCE BASE REGARDING ADOLESCENTS, ESPECIALLY YOUNG WOMEN, TO INCREASE OUR ABILITY TO ASSIST IN PROGRAM AND POLICY DEVELOPMENT. " ADVANCING OUR UNDERSTANDING OF HEALTH SYSTEM FUNCTIONING, AND OF POVERTY, HEALTH, AND POPULATION TRENDS. " SUPPORTING THE TOOLS AND MEANS TO DEVELOP AND SHARE AN EVIDENCE BASE ON TOPICS OF PGY CONCERN. " EXPANDING SCHOOLING, FINANCIAL LITERACY, AND LIVELIHOODS INITIATIVES. " SUPPORTING EMERGING ISSUES AND MAINTAINING THE POPULATION COUNCIL'S REPUTATION FOR CUTTING-EDGE, INNOVATIVE WORK--FOR EXAMPLE, BY DEVELOPING NEW TOOLS FOR SEXUALITY EDUCATION AND URBAN HEALTH. 2011 KEY ACCOMPLISHMENTS "SAFESCAPING" WITH A RURAL GIRLS' PROGRAM IN GUATEMALA: WORKING WITH INDIGENOUS GIRLS' CLUBS IN THE MAYAN HIGHLANDS OF RURAL GUATEMALA, THE POPULATION COUNCIL'S ABRIENDO OPORTUNIDADES PROGRAM HAS DEVELOPED AN APPROACH CALLED "SAFESCAPING" IN WHICH YOUNG FEMALE LEADERS (AGED 15-24), WITH MENTOR SUPPORT, USE GPS TECHNOLOGY TO MAP THEIR COMMUNITIES. DURING THE MAPPING EXERCISE, GIRLS (AGED 12-15) DESIGNATE WHAT PARTS OF THE COMMUNITY, SERVICE POINTS, AND FACILITIES ARE "SAFE," "SOMEWHAT SAFE," OR "UNSAFE," AND MARK LOCATIONS OF CONCERN, SUCH AS UNMOWN FIELDS, PLACES WHERE MEN GATHER, AND TRUCK STOPS. IMPACT: GIRLS PRESENTED THESE MAPS AT COMMUNITY MEETINGS, WHICH PROMPTED DISCUSSION AND DECISIONMAKING ABOUT HOW TO IMPROVE GIRLS' SAFETY. ONE COMMUNITY RECENTLY ESTABLISHED A SAFETY COMMISSION. HELPING GIRLS BECOME FINANCIALLY LITERATE AND SAVE MONEY: THE POPULATION COUNCIL'S SAFE AND SMART SAVINGS PROJECT HELPS MORE THAN 8,000 GIRLS WHO LIVE IN THE SLUMS OF NAIROBI, KENYA AND KAMPALA, UGANDA TO OPEN FORMAL SAVINGS ACCOUNTS, ACQUIRE BASIC SAVINGS AND BUDGETING SKILLS, AND LEARN ABOUT HIV AND REPRODUCTIVE HEALTH - ALL IN GIRLS-ONLY SPACES WHERE THEY ARE SAFE FROM HARASSMENT. IMPACT: COUNCIL RESEARCH FOUND THAT, COMPARED TO GIRLS WHO ARE NOT ENROLLED, GIRLS IN THESE GROUPS ARE SIGNIFICANTLY MORE LIKELY TO HAVE LONG-TERM FINANCIAL GOALS AND ACCURATE FINANCIAL KNOWLEDGE; THEY ARE MORE LIKELY TO USE BANKING SERVICES; THEY ARE AT LEAST THREE TIMES AS LIKELY TO BE SAVING ON A WEEKLY BASIS; THEY HAVE GREATER KNOWLEDGE ABOUT HIV AND REPRODUCTIVE HEALTH; AND THEY COMMUNICATE MORE WITH PARENTS AND GUARDIANS ABOUT FINANCIAL ISSUES. THEY ARE ALSO LESS LIKELY TO BE SEXUALLY HARASSED. EVALUATING SCHOOL QUALITY IN MALAWI: THE POPULATION COUNCIL IS EVALUATING PRIMARY SCHOOL QUALITY AND THE EDUCATIONAL EXPERIENCES OF ADOLESCENTS IN TWO RURAL DISTRICTS OF MALAWI. FIVE ROUNDS OF DATA HAVE BEEN COLLECTED SINCE 2007, AND OUR RESULTS HAVE SHOWN THAT CLASSES ARE OVERCROWDED, WITH MORE THAN 100 STUDENTS PER TEACHER, AND THAT LEARNING IS POOR. IMPACT: COUNCIL RESEARCHERS AND THEIR PARTNERS MET WITH LOCAL AND NATIONAL EDUCATION OFFICIALS, UNIVERSITY RESEARCHERS, AND DONORS TO DISCUSS OUR FINDINGS. THERE WAS BROAD CONSENSUS THAT LARGE-SCALE SCHOOL IMPROVEMENTS SHOULD BE AT THE TOP OF THE EDUCATION POLICY AGENDA, AND THE GOVERNMENT OF MALAWI, RECOGNIZING THE NEED TO RECRUIT MORE TEACHERS AND REDUCE CLASS SIZES, RECENTLY DEFINED A TARGET STUDENT-TEACHER RATIO OF 60:1. THAT THE RATIO REMAINS HIGH INDICATES THE MAGNITUDE OF THE CHALLENGE AHEAD. FORM 990, PART III, LINE 4D (SEE ALSO ATTACHMENT 1 IN SCHEDULE O) OTHER PROGRAM SERVICE ACCOMPLISHMENTS D) PUBLICATIONS THE POPULATION COUNCIL COMMUNICATES THE RESULTS OF OUR WORK AND THAT OF OTHERS IN THE FIELD TO PEOPLE CONCERNED WITH POPULATION AND REPRODUCTIVE HEALTH ISSUES. THE COUNCIL PUBLISHES AND DISSEMINATES-FOR PROFESSIONALS IN THE FIELD AND FOR GENERAL AUDIENCES-A WIDE RANGE OF MATERIALS THAT INCLUDES BOOKS, STATISTICAL COMPENDIA, CONFERENCE PROCEEDINGS, NEWSLETTERS, WORKING PAPERS, FLYERS, CD-ROMS, AND PAMPHLETS. MOST MATERIALS ARE PROVIDED AT NO COST AND CAN BE SHIPPED UPON REQUEST, DISTRIBUTED AT CONFERENCES AND MEETINGS, OR DOWNLOADED FROM THE ORGANIZATION'S WEB SITE. THE COUNCIL PUBLISHES TWO OF THE FIELD'S LEADING SCHOLARLY, PEER-REVIEWED JOURNALS: POPULATION AND DEVELOPMENT REVIEW AND STUDIES IN FAMILY PLANNING. THEY ARE AVAILABLE ON A PAID SUBSCRIPTION BASIS, AND THROUGH COMPLIMENTARY SUBSCRIPTIONS AVAILABLE TO QUALIFIED APPLICANTS IN DEVELOPING COUNTRIES. SUPPLEMENTS TO POPULATION AND DEVELOPMENT REVIEW AND OTHER BOOKS PUBLISHED BY THE COUNCIL ARE ALSO AVAILABLE FOR PURCHASE, WITH PAYMENT WAIVED FOR QUALIFIED APPLICANTS IN DEVELOPING COUNTRIES. STAFF MEMBERS PUBLISH THE FINDINGS FROM THEIR WORK THROUGH NUMEROUS PRINT AND ELECTRONIC OUTLETS. IN 2011, THE POPULATION COUNCIL PRODUCED OVER 200 NEW PUBLICATIONS, INCLUDING COUNCIL-PUBLISHED BOOKS, REPORTS, WORKING PAPERS, AND NEWSLETTERS, AS WELL AS 102 ARTICLES IN PEER-REVIEWED JOURNALS. COUNCIL STAFF MEMBERS DISSEMINATE INFORMATION USING A VARIETY OF ELECTRONIC VEHICLES, INCLUDING THE POPULATION COUNCIL'S OWN WEB SITE AT WWW.POPCOUNCIL.ORG. CURRENTLY FEATURING MORE THAN 2,200 PUBLICATIONS, ARTICLES, AND OTHER RESOURCES, THE SITE ALSO INCLUDES HUNDREDS OF DESCRIPTIONS OF POPULATION COUNCIL PROJECTS. E) DISTINGUISHED COLLEAGUES: FOUR DISTINGUISHED COLLEAGUES-THREE DISTINGUISHED SCHOLARS AND ONE DISTINGUISHED SCIENTIST-PROVIDE ADDITIONAL EXPERTISE IN AREAS OF RELEVANCE TO THE COUNCIL AND REPRESENT THE ORGANIZATION IN THEIR FIELDS INTERNATIONALLY. ONE DISTINGUISHED SCHOLAR SERVES AS EDITOR OF POPULATION AND DEVELOPMENT REVIEW, A JOURNAL HE FOUNDED IN 1975. HE ALSO INVESTIGATES CAUSES AND CONSEQUENCES OF POPULATION CHANGE AND ANALYZES PUBLIC POLICY DEBATES ON POPULATION ISSUES. THE SECOND DISTINGUISHED SCHOLAR SERVES ON THE EDITORIAL COMMITTEE OF STUDIES IN FAMILY PLANNING. HE ALSO CONDUCTS RESEARCH ON A VARIETY OF POPULATION ISSUES, INCLUDING THE DETERMINANTS OF FERTILITY, POPULATION-ENVIRONMENT RELATIONSHIPS, THE DEMOGRAPHIC IMPACT OF THE AIDS EPIDEMIC, POPULATION AGING, AND POPULATION POLICY OPTIONS. HE ALSO SERVES AS CHAIR OF THE COUNCIL'S INSTITUTION REVIEW BOARD, WHICH OVERSEES PROTECTION OF HUMAN SUBJECTS IN RESEARCH. THE THIRD DISTINGUISHED SCHOLAR CONDUCTS RESEARCH TO GENERATE EMPIRICAL EVIDENCE ON THE FEASIBILITY OF IMPROVING QUALITY OF CARE AND THE EFFECT OF CARE RECEIVED BY WOMEN ON THEIR SUBSEQUENT REPRODUCTIVE HEALTH AND BEHAVIOR. HE HAS EDITED, AUTHORED, OR CO-AUTHORED FIVE BOOKS AND APPROXIMATELY 80 RESEARCH PAPERS ON TOPICS RELATED TO POPULATION POLICY, FERTILITY, REPRODUCTIVE HEALTH AND FAMILY PLANNING, INFANT MORTALITY, SAFETY AND EFFECTIVENESS OF CONTRACEPTIVES, MARKETING OF CONTRACEPTIVES, AND MANAGEMENT OF PREGNANCIES. THE DISTINGUISHED SCIENTIST SPEAKS AT CONFERENCES AND FORUMS AROUND THE WORLD AND ADVISES SCIENTISTS ABOUT CONTRACEPTIVE TECHNOLOGIES. SHE IS THE CHAIRPERSON OF THE INTERNATIONAL COMMITTEE FOR CONTRACEPTION RESEARCH, THE GENERAL SECRETARY OF THE INTERNATIONAL MENOPAUSE SOCIETY, AND A MEMBER OF THE EXPERT GROUP ON HORMONAL CONTRACEPTION OF THE EUROPEAN SOCIETY FOR CONTRACEPTION. SHE IS ALSO THE PROGRAM DIRECTOR AND PRINCIPAL INVESTIGATOR OF A NATIONAL INSTITUTES OF HEALTH (NIH) CENTER GRANT FROM THE NATIONAL INSTITUTE OF CHILD HEALTH AND HUMAN DEVELOPMENT. FORM 990 PART V, LINE 4B - FOREIGN COUNTRIES SEE ALSO ATTACHMENT 2 FOR CONTINUATION OF FOREIGN COUNTRIES IN WHICH THE COUNCIL HAS AUTHORITY OVER A FOREIGN ACCOUNT: BANGLADESH BURKINA FASO EGYPT ETHIOPIA GHANA GUATEMALA INDIA KENYA MEXICO FORM 990, PART VI, SECTION B: LINE 11 REVIEW OF FORM 990 AT A MEETING OF THE BOARD OF TRUSTEES IN JUNE 2009, THE BOARD OF TRUSTEES APPROVED THE DELEGATION, TO THE AUDIT COMMITTEE, OF THE AUTHORITY AND RESPONSIBILITY TO REVIEW SUBMISSION TO THE IRS OF THE COUNCIL'S IRS FORM 990 AND ITS SUPPORTING SCHEDULES. ONCE REVIEWED BY THE AUDIT COMMITTEE, AND PRIOR TO FILING WITH THE IRS, THE FINAL VERSION OF THE IRS FORM 990 AND SUPPORTING SCHEDULES, IS DISTRIBUTED, VIA EMAIL, TO EACH MEMBER OF THE COUNCIL'S BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B: LINE 12B AND 12C CONFLICT OF INTEREST POLICY EACH YEAR, TRUSTEES AND OFFICERS ARE REQUIRED TO AFFIRM STATEMENTS ATTESTING TO THE LACK OF A CONFLICT OR DISCLOSING OF ANY CONFLICTS TO THE BOARD IN THE CONDUCT OF THEIR RESPONSIBILITIES TO THE COUNCIL. IF A POTENTIAL CONFLICT OR THE APPEARANCE OF CONFLICT IS DISCLOSED, APPROPRIATE MEASURES ARE OR WILL BE TAKEN BY THE BOARD TO ELIMINATE OR MANAGE THE SITUATION. FAILURE TO DISCLOSE A KNOWN CONFLICT IS CAUSE FOR REMOVAL FROM THE BOARD OR OTHER COUNCIL POSITION. PER COUNCIL POLICY, THE STAFF CONFLICTS OF INTEREST POLICY AND DISCLOSURE FORM ARE DISTRIBUTED TO ALL EMPLOYEES UPON HIRE AND REQUIRE EMPLOYEE AFFIRMATION IN WRITING. THE POLICY AND DISCLOSURE FORMS ARE DISTRIBUTED EVERY OTHER YEAR TO ALL EMPLOYEES AND REQUIRE EMPLOYEE AFFIRMATION. ALL EMPLOYEES ARE REQUIRED TO DISCLOSE CONFLICTS OF INTEREST AS THEY ARISE TO THEIR SUPERVISOR OR OTHER COUNCIL OFFICIAL. EMPLOYEES WHO ARE ENGAGED IN RESEARCH ARE REQUIRED TO SUBMIT A SEPARATE FINANCIAL CONFLICT OF INTEREST IN RESEARCH DISCLOSURE FORM ANNUALLY. IN ALL CASES, IF A CONFLICT IS DISCLOSED OR IDENTIFIED, APPROPRIATE MEASURES ARE OR WILL BE TAKEN TO ELIMINATE OR MANAGE THE MATTER. FAILURE TO DISCLOSE A KNOWN CONFLICT IS GROUNDS FOR DISCIPLINARY ACTION, UP TO AND INCLUDING DISMISSAL. FORM 990, PART VI, SECTION B: LINE 15A COMPENSATION OF PRESIDENT THE COUNCIL'S BOARD OF TRUSTEES DELEGATED TO THE THE HIRING COMMITTEE THE RESPONSIBILITY FOR REVIEWING AND APPROVING THE COMPENSATION OF THE PRESIDENT AT THE TIME THE POSITION WAS BEING RECRUITED. THE BOARD OF TRUSTEES EXECUTIVE COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, REVIEWS AND APPROVES THE COMPENSATION OF THE PRESIDENT ANNUALLY. COMPARABLE COMPENSATION DATA IS USED AND DELIBERATIONS AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION B: LINE 15B COMPENSATION OF OFFICERS AND KEY EMPLOYEES THE BOARD OF TRUSTEES EXECUTIVE COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, REVIEWS AND APPROVES THE COMPENSATION OF THE OFFICERS AND KEY EMPLOYEES AT THE TIME OF HIRE AND ANNUALLY. COMPARABLE COMPENSATION DATA IS USED AND DELIBERATIONS AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C: LINE 19 PUBLICATION THE COUNCIL POSTS ON ITS EXTERNAL WEBSITE, AT WWW.POPCOUNCIL.ORG, THE MOST RECENT THREE YEARS OF AUDITED FINANCIAL STATEMENTS AND CORRESPONDING FORMS 990. COPIES OF THE COUNCIL'S GOVERNING DOCUMENTS AND ITS CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. THE IRS DOES NOT REQUIRE THE PUBLIC DISSEMINATION OF THE POPULATION COUNCIL'S IRS FORM 1023, BECAUSE THE COUNCIL WAS FOUNDED IN 1952 AND PUBLIC AVAILABILITY IS NOT REQUIRED WHERE THE COUNCIL DID NOT HAVE A COPY OF ITS EXEMPTION APPLICATION ON THE EFFECTIVE DATE OF THE REQUIREMENT IN JULY 1987. FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OF FUND BALANCES NET UNREALIZED GAINS ON INVESTMENTS $(6,249,895) GAIN ON LEASE OBLIGATION AND OTHER, NET $ 520,763 PENSION AND OTHER POSTRETIREMENT CHARGES OTHER THAN NET PERIODIC BENEFIT COST $(3,111,204) WRITE-OFF OF CONTRIBUTIONS RECEIVABLE $ (331,062) REPRESENTS RETURNS OF GRANTS AND OTHER ASSISTANCE GIVEN TO INDIVIDUALS OUTSIDE THE UNITED STATES TOTALING $ (56,868) --------------- TOTAL TO LINE 5 $ 9,228,266 ===============