2012-08-14T15:55:40-05:00 2011-12-31 390758449 WIPFLI LLP 10000 INNOVATION DRIVE SUITE 250 MILWAUKEE WI 532264837 990 2011-01-01 390807204 SAINT JOHN'S COMMUNITIES INC SAIN 4142722022 1840 N PROSPECT AVENUE MILWAUKEE WI 532021975 RENEE E ANDERSON 4142722022 2012-08-14 1 JAY ADKISSON CPA P01360892 4144319300 2012-08-14 2011 2016-02-24 21:20:13Z RENEE E ANDERSON 1840 N PROSPECT AVENUE MILWAUKEE WI 532021975 19131761 0 X SAINTJOHNSMILW.ORG X 1868 WI HOUSING AND HEALTHCARE FOR ELDERS 15 15 212 165 0 0 486307 800725 8359595 10602093 143645 1247710 438058 576677 9427605 13227205 39487 16645 0 0 5636322 6087481 0 0 109942 5181795 9876563 10857604 15980689 -1429999 -2753484 125412543 124214127 106627295 109838648 18785248 14375479 OUR MISSION IS TO ENRICH THE LIVES OF OLDER ADULTS THROUGH GRACIOUS RETIREMENT LIVING, SPIRITUAL GROWTH, CULTURAL AND EDUCATIONAL OPPORTUNITIES AND HEALTH CARE SERVICES. 0 0 4244682 4797436 NURSING HOME CARE: PROVIDE CARE TO RESIDENTS REQUIRING SKILLED NURSING SERVICES IN AN INPATIENT SETTING. (16866 DAYS OF CARE) 7491794 4988380 COMPREHENSIVE SENIOR SERVICES: SECURE MAINTENANCE FREE APARTMENTS WITH LIMITED NURSING SERVICE AS REQUIRED BY SENIORS. (160/197 APARTMENTS) 1699254 816277 RESIDENTAL CARE PROGRAMS: PROVIDE ASSISTANCE WITH DAILY LIVING SKILLS FOR THE ELDERLY INCLUDING HOUSING. (5740 DAYS OF CARE) 13435730 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 128 0 1 212 1 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 0 1 1 0 WI X DAN LEMMINGER 4142722022 1840 N PROSPECT AVE MILWAUKEE WI 532021975 THOMAS W SCRIVNER 5.00 X X 0 0 0 J STEPHEN ANDERSON 5.00 X X 0 0 0 MARGARET H SCHUMACHER 5.00 X X 0 0 0 SUSAN W BRENNAN 5.00 X X 0 0 0 WILLIAM E EASTHAM 5.00 X 0 0 0 NICHOLAS F GEIMER 5.00 X 0 0 0 CAROLE L KRAEMER 5.00 X 0 0 0 DAVID C KUEHL 5.00 X 0 0 0 WILLIAM L MCCOWN 5.00 X 0 0 0 LOYCE C ROBINSON 5.00 X 0 0 0 KATHERINE A SCHNUCK 5.00 X 0 0 0 STEPHANIE SUE STEIN 5.00 X 0 0 0 THE RT REV STEVEN A MILLER 5.00 X 0 0 0 LESTER G PETERSON 5.00 X 0 0 0 PATRICIA S RUTTUM 5.00 X 0 0 0 RENEE E ANDERSON 40.00 X 156555 0 1176 M KATHLEEN EILERS 40.00 X 163930 0 847 DAN LEMMINGER 40.00 X 25434 0 0 ANN M MOORE 40.00 X 104097 0 834 450016 0 2857 3 0 1 0 VJS CONSTRUCTION SERVICES W233 N2847 ROUNDY CIRCLE WEST PEWAUKEE WI 53072 GENERAL CONTRACTOR 2102765 BLUEMOUND BUILDER SUPPLY LLC W233 N2847 ROUNDY CIRCLE WEST PEWAUKEE WI 53072 CONSTRUCTION SUPPLIES 675662 DESIGN PURCHASE LINK INC 2400 BOSTON ST 4TH FLOOR BALTIMORE MD 21224 CONSTRUCTION ACCESSORIES 643065 US BANK PO BOX 70870 ST PAUL MN 55170 INVESTMENT SERVICES 618183 CONSTRUCTIVE SOLUTIONS 8341 N STEVEN ROAD MILWAUKEE WI 53223 CONSTRUCTION SERVICES 459090 18 800725 800725 MAINTENANCE FEES 623000 4443756 4443756 NET RESIDENT REVENUE 623000 2630712 2630712 AMORTIZATION OF DEFERR 623000 1775549 1775549 MEDICARE/MEDICAID PAYM 623000 1752076 1752076 10602093 657421 657421 6494845 5904556 590289 590289 590289 OTHER INCOME 623000 576677 576677 576677 13227205 10602093 0 1824387 16645 16645 345919 345919 4546041 3677220 786917 81904 5000 2543 2457 826511 635337 188605 2569 364010 237437 120942 5631 14304 14304 36000 36000 61567 61567 13008 13008 16621 13684 2937 466816 342211 124605 1047940 902066 145874 21758 4523 17235 13594 13594 3153976 3153976 3050771 3050771 PURCHASED SERVICES 853415 745579 107155 681 FOOD 487800 487800 WISCONSIN NURSING HOME 114240 114240 FINANCING COSTS 65944 47258 18686 458809 121223 320886 16700 15980689 13435730 2435017 109942 4859495 792670 25495 12320 606443 1771766 20061 20061 41704 31548 108178186 25707266 69828730 82470920 44724295 31394624 5306320 7720218 125412543 124214127 4620134 2263540 12515673 43780179 84410735 63193773 5080753 601156 106627295 109838648 X 14956401 10974736 3828847 3400743 18785248 14375479 125412543 124214127 X -2753484 -1656285 X 0 1 1 X 0 X 470574 435730 307229 486307 800725 2500565 8757494 9057769 9388514 8359595 10602093 46165465 9228068 9493499 9695743 8845902 11402818 48666030 0 0 0 48666030 410667 711825 318584 298429 657421 2396926 410667 711825 318584 298429 657421 2396926 481759 414846 451393 438058 576677 2362733 10120494 10620170 10465720 9582389 12636916 53425689 0.91090 0.91690 0.04490 0.03780 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2201491 2201491 96980894 20900706 76080188 8995801 4806560 4189241 82470920 DEFERRED FINANCING FEES 1671798 INTEREST IN SAINT JOHN'S COMMUNITIES FOUNDATION, INC. 3302513 DEVELOPMENT COSTS 2745907 7720218 RESIDENT DEPOSITS 601156 601156 13227205 15980689 -2753484 -1424650 -231635 -1656285 -4409769 12968210 0 12968210 258995 258995 13227205 15980689 0 15980689 0 15980689 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE CORPORATION IS A NONPROFIT CORPORATION AS DESCRIBED IN SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") AND IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501 (A) OF THE CODE. THE CORPORATION IS ALSO EXEMPT FROM STATE INCOME TAXES ON RELATED INCOME. IN ORDER TO ACCOUNT FOR ANY UNCERTAIN TAX POSITIONS, THE CORPORATION DETERMINES WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE CORPORATION RECORDED NO ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS IN 2011 AND 2010. FEDERAL TAX RETURNS FOR TAX YEARS 2008 AND BEYOND REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN INTEREST IN SAINT JOHN'S COMMUNITIES FOUNDATION -231,635. PART XII, LINE 4B - OTHER ADJUSTMENTS: RESTRICTED CONTRIBUTIONS 258,995. 0 CHARITY CARE 1 16645 FAIR MARKET VALUE PROVIDE CARE TO RESIDENTS WHO MEET CERTAIN CRITERIA UNDER THE CHARITY CARE POLICY WITHOUT CHARGE OR AT AMOUNTS LESS THAN THE ESTABLISHED RATES. X X 0 0 0 0 0 0 0 0 0 RENEE E ANDERSON 145755 0 10800 0 0 0 0 0 1176 0 157731 0 0 0 M KATHLEEN EILERS 135430 0 28500 0 0 0 0 0 847 0 164777 0 0 0 WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY 391337855 97710BLZ3 2009-10-01 100 SEE SCHEDULE O 0 0 0 WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY 391337855 97710BMA7 2009-10-01 98 SEE SCHEDULE O 0 0 0 WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY 391337855 97710BMB5 2009-10-01 100 SEE SCHEDULE O 0 0 0 WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY 391337855 97710BMC3 2009-10-01 99 SEE SCHEDULE O 0 0 0 9482349 3290000 258750 8238383 6188076 2408836 56359396 2011 1 0 1 1 13475000 2011 1 0 1 1 6270000 2011 1 0 1 1 25670000 2011 1 0 1 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY 391337855 97710BMD1 2009-10-01 100 SEE SCHEDULE O 0 0 0 WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY 391337855 97710BME9 2009-10-01 100 SEE SCHEDULE O 0 0 0 4165000 2011 1 0 1 1 12465000 2011 1 0 1 1 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 KATHY EIHLERS FORMER PRESIDENT 394700 ENTRY FEE-INDEPENDENT LIVING UNIT 0 KATHY EIHLERS FORMER PRESIDENT 27687 MTHLY FEES-INDEPENDENT LIVING UNIT 0 WILLIAM EASTHAM DIRECTOR 301000 ENTRY FEE-INDEPENDENT LIVING UNIT 0 WILLIAM EASTHAM DIRECTOR 62976 MTHLY FEES-INDEPENDENT LIVING UNIT 0 PATSY ASTER FORMER DIRECTOR 502700 ENTRY FEE-INDEPENDENT LIVING UNIT 0 PATSY ASTER FORMER DIRECTOR 25452 MTHLY FEES-INDEPENDENT LIVING UNIT 0 DAVE HUNTINGTON FORMER DIRECTOR 380000 ENTRY FEE-INDEPENDENT LIVING UNIT 0 DAVE HUNTINGTON FORMER DIRECTOR 26890 MTHLY FEES-INDEPENDENT LIVING UNIT 0 FORM 990, PART VI, SECTION A, LINE 6 CLASS A MEMBERSHIP OF THE CORPORATION SHALL CONSIST OF SUCH PERSONS AS ARE FROM TIME TO TIME MEMBERS OF THE BOARD OF DIRECTORS OF THE CORPORATION. CLASS A MEMBERSHIP SHALL NOT BE TRANSFERABLE. FORM 990, PART VI, SECTION A, LINE 7A DIRECTORS OF THE CORPORATION SHALL BE ELECTED AT THE ANNUAL MEETING OF THE CLASS A MEMBERS BY THE AFFIRMATIVE VOTE OF A MAJORITY OF THE CLASS A MEMBERS PRESENT OR REPRESENTED BY PROXY AT THE MEETING. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS ARE THE GOVERNING BODY FORM 990, PART VI, SECTION B, LINE 11 FINANCE COMMITTEE OF THE BOD REVIEWES THE PREPARED 990 IN DETAIL AND PRESENTS A SUMMARY TO THE FULL BOD WITH A RECOMMENDATION THAT FORM 990 BE APPROVED FOR SUBMITTAL AS PREPARED. FORM 990, PART VI, SECTION B, LINE 12C PROCEDURE: EXCEPT AS OTHERWISE DISCLOSED ON THE ANNUAL DISCLOSURE STATEMENT, DIRECTORS AND/OR OFFICERS ARE TO DISCLOSE ACTUAL OR POTENTIAL CONFLICTS OF INTEREST TO THE BOARD OF DIRECTORS DURING ANY REGULAR OR SPECIAL MEETING AT WHICH A QUORUM IS PRESENT. ADMINISTRATORS ARE TO DISCLOSE ACTUAL OR POTENTIAL CONFLICTS OF INTEREST TO AN OFFICER OF THE CORPORATION. THE CORPORATION'S LEGAL COUNSEL WILL BE MADE AWARE OF POTENTIAL CONFLICTS. WHERE THERE IS A QUESTION AS TO WHETHER OR NOT A CONFLICT OF INTEREST IN FACT EXISTS, THE PERSON WHO MAY HAVE THE CONFLICT OF INTEREST SHALL LEAVE ANY MEETING AT WHICH SUCH CONFLICT IS DISCUSSED AND SHALL NOT VOTE ON THE MATTER IN QUESTION. HOWEVER, AN INDIVIDUAL MAY BRIEFLY STATE HIS/HER POSITION, OR ANSWER PERTINENT QUESTIONS OF OTHERS, AS HE/SHE MAY HAVE EXPERTISE OF INFORMATION IN THE MATTER AT HAND. IF A CONFLICT INTEREST IS DETERMINED TO EXIST, THE INTERESTED PERSON SHALL LEAVE THE MEETING DURING DISCUSSION OF, AND VOTING ON, THE SITUATION THAT RESULTS IN THE CONFLICT. WHERE IT IS FEASIBLE, AND AS APPROPRIATE IN THE DISCRETION OF THE BOARD OF DIRECTORS, A NON-INTERESTED PERSON OR COMMITTEE SHALL INVESTIGATE ALTERNATIVES TO ANY PROPOSED ARRANGEMENT OR TRANSACTION WHICH MAY RESULT IN A CONFLICT OF INTEREST. WHERE A CONFLICT OF INTEREST CANNOT BE AVOIDED, THE BOARD OF DIRECTORS, BY A MAJORITY VOTE OF THE NON-INTERESTED DIRECTORS PRESENT, SHALL DETERMINE IF THE ARRANGEMENT OR TRANSACTION IS IN THE BEST INTEREST OF SAINT JOHN'S AND FOR ITS OWN BENEFIT, IF IT IS FAIR AND REASONABLE TO THE ORGANIZATION AND THAT THE ORGANIZATION CANNOT OBTAIN A MORE ADVANTAGEOUS ARRANGEMENT OR TRANSACTION ELSEWHERE WITH REASONABLE EFFORTS UNDER THE CIRCUMSTANCES. APPROPRIATE DISCIPLINARY ACTION SHALL BE TAKEN WITH RESPECT TO ANY INTERESTED PERSON WHO VIOLATES THE CONFLICT OF INTEREST POLICY. MINUTES OF MEETINGS OF THE BOARD AND OF ALL COMMITTEES WITH BOARD-DELEGATED AUTHORITY WILL INCLUDE THE NAMES OF ALL INTERESTED PERSONS, THE NATURE OF THE FINANCIAL INTEREST AND WHETHER THERE IS DEEMED TO BE A CONFLICT OF INTEREST, THE NAMES OF ALL PERSONS WHO WERE PRESENT FOR THE DISCUSSION AND VOTE, THE CONTENT OF THE DISCUSSION, INCLUDING ALTERNATIVES THAT WERE CONSIDERED AND A RECORD OF THE VOTE. THE CONFLICT OF INTEREST POLICY WILL BE DISTRIBUTED TO ALL DIRECTORS, PRINCIPAL OFFICERS, MEMBER OF COMMITTEES WITH BOARD-DELEGATED POWERS AND EXECUTIVE/ADMINISTRATIVE STAFF. EACH PERSON WILL SIGN AN ANNUAL STATEMENT INDICATING THAT HE/SHE HAS RECEIVED A COPY OF THE POLICY, HAS READ AN UNDERSTANDS IT, AGREES TO COMPLY WITH IT AND UNDERSTANDS THAT THE ORGANIZATION MUST COMPLY WITH THE POLICY IN ORDER TO MAINTAIN ITS TAX-EXEMPT STATUS. THE ANNUAL STATEMENT SHALL ALSO DISCLOSE THE INDIVIDUAL'S ACTUAL OR POTENTIAL CONFLICTS OF INTEREST ALREADY KNOWN, AS WELL AS DISCLOSING ANY ARRANGEMENT OR TRANSACTIONS IN WHICH HE/SHE IS AN INTERESTED PERSON. SUCH STATEMENTS WILL BE SHARED WITH THE BOARD OF DIRECTORS. THIS CONFLICT OF INTEREST POLICY WILL BE REVIEWED ANNUALLY BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR ALL EMPLOYEES IS COMPARED ANNUALLY TO INDUSTRY DATA SUPPLIED BY AN INDEPENDENT ORGANIZATION. PRESIDENT'S SALARY IS REVIEWED AND APPROVED BY THE BOARD OFFICERS AS PART OF ANNUAL PERFORMANCE EVALUATION. VICE PRESIDENT AND DEPARTMENT DIRECTORS PERFORMANCE REVIEWS ARE CONDUCTED BY THE PRESIDENT. FORM 990, PART VI, SECTION C, LINE 19 BOARD, RESIDENTS AND STAFF ARE MADE AWARE VIA MEETINGS THAT THESE DOCUMENTS ARE AVAILABLE UPON REQUEST. THE PUBLIC IS INFORMED VIA OUR WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,424,650. CHANGE IN INTEREST IN SAINT JOHN'S COMMUNITIES FOUNDATION -231,635. TOTAL TO FORM 990, PART XI, LINE 5: -1,656,285. SCHEDULE K, PART I, DESCRIPTION OF PURPOSE PAY OR REIMBURSE THE CORPORATION FOR THE ACQUISTION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN CONTINUING CARE FACILITIES, REFUND THE AUTHORITY'S SERIES 2005 BONDS, ESTABLISH A DEBT SERVICE RESERVE FUND, FINANCE INTEREST DURING CONSTRUCTION AND PAY ISSUANCE COSTS. SAINT JOHN'S COMMUNITIES FOUNDATION INC 1840 N PROSPECT AVENUE MILWAUKEE WI 53202 391411314 SUPPORT SAINT JOHN'S COMMUNITIES WI 501(C)(3) LINE 11A, I N/A 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SAINT JOHN'S COMMUNITIES FOUNDATION INC C 139750 FAIR MARKET VALUE