2012-08-14T15:31:43-05:00 2011-12-31 201776739 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2011-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON 5013766854 2012-08-14 1 MARY ELLEN VANGILDER P00626271 5012275800 2011 2016-02-24 21:20:13Z X 125737289 X 439000 474371 474371 0 2338308 2338308 0 0 0 0 5787568 62551172 5787568 0 0 0 0 0 0 15781 23267 0 9055028 8623514 0 502267 58899 0 443368 370324 0 0 370324 267820 10227 0 257593 4692 0 0 4692 57901 13000 0 44901 952126 771288 0 180838 16599 16599 0 0 153750 18732 0 0 79416 0 0 125981 0 0 125981 25015 755 0 24260 56691 0 0 56691 452539 90028 0 322087 3065121 979528 0 1830735 4054692 5652319 7119813 979528 0 7483054 1935215 7643986 0 0 0 0 4219959 4324961 4324961 1429 1493 1429 1429 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 88126741 84192506 84192506 36203297 31388042 31388042 0 0 0 497135 182546 383612 314589 314589 5626678 5515762 5515762 134561780 125737289 125737289 220384 183843 5738652 4141511 0 0 0 0 0 0 5959036 4325354 X 128582899 121061935 19845 350000 0 0 128602744 121411935 134561780 125737289 128602744 1935215 56121 130594080 9182145 121411935 ADVISORY RESEARCH - SHORT TERM (SEE STATEMENT 15A) P 920696 753888 166808 166808 ADVISORY RESEARCH - LONG TERM (SEE STATEMENT 15A) P 2540775 1892425 648350 648350 GMO - LONG TERM (SEE STATEMENT 15B) P 1900000 2606978 -706978 -706978 HERNDON - SHORT TERM (SEE STATEMENT 15C) P 11280551 11885828 -605277 -605277 INTECH - LONG TERM (SEE STATEMENT 15D) P 525250 418427 106823 106823 KR CAPITAL - SHORT TERM (SEE STATEMENT 15E) P 650828 764993 -114165 -114165 KR CAPITAL - LONG TERM (SEE STATEMENT 15E) P 3711409 2915270 796139 796139 MARVIN & PALMER - SHORT TERM (SEE STATEMENT 15F) P 6073656 6273069 -199413 -199413 MARVIN & PALMER - LONG TERM (SEE STATEMENT 15F) P 3634713 2157557 1477156 1477156 PIMCO - SHORT TERM (SEE STATEMENT 15G) P 290690 295477 -4787 -4787 PIMCO - LONG TERM (SEE STATEMENT 15G) P 2509310 2508365 945 945 RANGER - SHORT TERM (SEE STATEMENT 15H) P 2980524 3356027 -375503 -375503 RANGER - LONG TERM (SEE STATEMENT 15H) P 146799 134507 12292 12292 WASHINGTON - SHORT TERM (SEE STATEMENT 15I) P 2823209 2498657 324552 324552 WASHINGTON - LONG TERM (SEE STATEMENT 15I) P 3089171 1785339 1303832 1303832 DREIHAUS - SHORT TERM (SEE STATEMENT 15J) P 6554313 5767863 786450 786450 DREIHAUS - LONG TERM (SEE STATEMENT 15J) P 415940 201950 213990 213990 COMMUNITY - SHORT TERM (SEE STATEMENT 15K) P 1000000 976571 23429 23429 ARTISAN - SHORT TERM (SEE STATEMENT 15L) P 68880 66385 2495 2495 ARTISAN - LONG TERM (SEE STATEMENT 15L) P 1931120 1856982 74138 74138 MFB NTGI COMMON DAILY - SHORT TERM (SEE STMT 15M) P 382918 306723 76195 76195 MFB NTGI COMMON DAILY - LONG TERM (SEE STMT 15M) P 3265113 2746469 518644 518644 MFB NTGI-QM COM DAILY - SHORT TERM (SEE STMT 15M) P 4629883 4571161 58722 58722 PASSTHROUGH: INTECH GROWTH FUND LT (SEE STMT 16A) P 226675 226675 226675 PASSTHROUGH: INTECH GROWTH FUND LT (SEE STMT 16A) P 680479 680479 680479 PASSTHROUGH: D.S.V. II, LP (SEE STMT 16B) P 2963 2963 2963 PASSTHROUGH: FUND FOR AR FUTURE LLC (SEE STMT 16C) P 92 -92 -92 MFB NTGI-QM COM DAILY - LONG TERM (SEE STMT 15M) P 14420 14420 14420 PASSTHROUGH: ATLAS PIPELINE PTRS (SEE STMT 16D) P 198 -198 -198 ATLAS PIPELINE PARTNERS P 37498 22403 15095 15095 CAPITAL GAINS DIVIDENDS P 263389 263389 263389 5787568 0 7415301 118410948 0.062623 8037938 106264684 0.075641 9439112 127553697 0.074001 7750315 145834976 0.053144 7413466 137279352 0.054003 0.319412 0.063882 125708607 8030517 76440 8106957 7658054 152880 0 152880 0 152880 205679 205679 52799 52799 0 0 0 0 0 0 0 0 0 0 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 SHERECE WEST 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 229502 33342 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 179744 34467 0 RALPH CHRISTY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.47 0 0 0 RENE LAPORTE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.62 0 0 0 VICKI SAVIERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.97 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.28 0 0 0 CYNTHIA EAST 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.80 0 0 0 J BAXTER SHARP 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 3.01 0 0 0 WILLIAM J BYNUM 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.17 0 0 0 DIANA GONZALES WORTHEN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.63 0 0 0 ANDRE GUERRERO 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.31 0 0 0 YVETTE MURPHY-ERBY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.14 0 0 0 TOYCE NEWTON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.21 0 0 0 PLEDGER E MONK III 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.84 0 0 0 PHILLIP N BALDWIN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.71 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 93021 15803 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 137392 26006 0 ANGELA KREMERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 78918 13135 0 RACHEL ROSENBERG 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 60399 11751 0 APRIL STEWARD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 44387 10871 0 0 KR CAPITAL ADVISORS INC 445 PARK AVENUE STE 1501 NEW YORK NY 10022 INVESTMENT MANAGEMENT 158508 HEWITT ENNISKNUPP INC AN AON COMPAN 4130 PARKLAKE AVENUE STE 110 RALEIGH NC 27612 INVESTMENT ADVISING 102758 ADVISORY RESEARCH INC 180 N STETSON STE 5500 CHICAGO IL 60601 INVESTMENT MANAGEMENT 94629 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60675 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 78768 MARVIN AND PALMER 1201 N MARKET STREET SUITE 2300 WILMINGTON DE 19801 INVESTMENT MANAGEMENT 70296 1 SEE STATEMENT 18 119628 SEE STATEMENT 18 114397 SEE STATEMENT 18 105209 SEE STATEMENT 18 76763 FUND FOR ARKANSAS' FUTURE CAPITAL CALL(INVESTMENT STILL HELD AS OF 12/31/2011) 100000 INVESTMENT IN ALT CONSULTING(PRI GRANTED IN 2011) 75000 175000 123105586 4517365 0 127622951 0 0 127622951 1914344 125708607 6285430 6285430 152880 152880 6132550 134371 6266921 0 6266921 7483054 175000 7658054 0 7658054 6266921 0 0 519313 2717413 2272839 1380544 6890109 7658054 0 0 0 6266921 1391133 0 0 8281242 0 0 0 0 0 89000 0 8192242 430313 2717413 2272839 1380544 1391133 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 5652319 5652319 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 2140470 2140470 14 474371 14 2338308 511130 10 14 23257 18 5787568 DIAMOND STATE VENTURES II 525990 -7486 -7476 8623504 0 8616028 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X 2 THE KRESGE FOUNDATION 3215 W BIG BEAVER ROAD TROY MI 48084 350000 X JPMS COX - AUDIT AND TAX PREPARATION SERVICES 48211 13000 0 35211 LOVE AND ASSOCIATES - QUARTERLY INTERNAL AUDIT REVIEWS 2255 0 0 2255 JPMS COX - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 1183 0 0 1183 PAYCHEX - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 2200 0 0 2200 GUENTHER ACCOUNTING SOLUTIONS - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 3378 0 0 3378 COMPLETE PAYROLL SERVICES - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 674 0 0 674 NTGI BOND FUND - SEE STATEMENT 21 9689143 9689143 PIMCO FIXED INCOME FUND - SEE STATEMENT 21 9812359 9812359 CCM FIXED INCOME FUND - SEE STATEMENT 21 11886540 11886540 ARTISAN - SEE STATMENT 21 4074323 4074323 KR CAPITAL - SEE STATEMENT 21 15515042 15515042 WASHINGTON - SEE STATEMENT 21 0 0 DREIHAUS - SEE STATEMENT 21 0 0 GMO INT'L FUND - SEE STATEMENT 21 3818625 3818625 MARVIN & PALMER - SEE STATEMENT 21 7875130 7875130 INTECH - SEE STATEMENT 21 8355777 8355777 ING CLARION REITS - SEE STATEMENT 21 5880213 5880213 ADVISORY RESEARCH EQUITIES - SEE STATEMENT 21 8130741 8130741 HERNDON CAPITAL EQUITIES - SEE STATEMENT 21 10166834 10166834 BLACKROCK EQUITY - SEE STATEMENT 21 11597475 11597475 RANGER EQUITIES - SEE STATEMENT 21 8778346 8778346 WRIGHT, LINDSEY, & JENNINGS - GENERAL BUSINESS COUNSEL 4036 0 0 4036 HALL, ESTILL, HARDWICK, GABLE - HR LEGAL COUNSEL 656 0 0 656 PROGRAM RELATED INVESTMENTS 5429837 5131934 5131934 ACCRUED INTEREST RECEIVABLE 175125 187173 187173 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 OTHER ASSETS -534 -595 -595 GRANTS RECEIVABLE 0 175000 175000 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 9139680 DIAMOND STATE VENTURES II, L.P. 25574 ATLAS PIPELINE PARTNERS 16891 INSURANCE 15814 0 0 15814 POSTAGE 4017 0 0 4017 DUES & SUBSCRIPTIONS 31154 0 0 31154 OFFICE EXPENSES 61740 0 0 61740 PROGRAM EXPENSES 180603 0 0 180603 ACCRUAL TO CASH CONVERSION 0 0 0 -39418 PASSTHROUGH PORTFOLIO DEDUCTIONS 5167 4161 0 0 TRAINING 1425 0 0 1425 CONVENTIONS AND MEETINGS 5705 0 0 5705 PROFESSIONAL DEVELOPMENT 23363 0 0 23363 EMPLOYEE SEARCH EXPENSE 3387 0 0 3387 TRUSTEE OPERATIONS EXPENSE 31344 0 0 31344 PASSTHROUGH LOSSES - FUND FOR ARKANSAS FUTURE 55484 55484 0 0 PASSTHROUGH LOSSES - DIAMOND STATE VENTURES II, L.P. 29945 29945 0 0 COMMITTEE SUPPORT - TRUSTEE 2933 0 0 2933 BANK CHARGES 20 0 0 20 PASSTHROUGH LOSSES - ATLAS PIPELINE 438 438 0 0 NT BOND FUND TRUST MISCELLANEOUS INVESTMENT INCOME 4758 4758 ROYALTY INCOME 10 10 MISCELLANEOUS INCOME 16167 16167 ING FOREIGN EXCHANGE AMORTIZATION/ACCRETION -54 -54 ATLAS PIPELINE PARTNERS 2386 2386 DIAMOND STATE VENTURES II -7486 0 FUND FOR ARKANSAS' FUTURE, LLC 55871 CASH VERSUS ACCRUAL BASIS ON INTEREST 250 INVESTMENT OVERSIGHT 87932 87932 0 0 INVESTMENT MGMT FEES - DRIEHAUS 18388 18388 0 0 MANAGEMENT FEES - REITS 46683 46683 0 0 INVESTMENT MGMT FEES - WASHINGTON 23819 23819 0 0 INVESTMENT MGMT FEES - MARVIN & PALMER 89279 89279 0 0 INVESTMENT MGMT FEES - INTECH 45697 45697 0 0 INVESTMENT MGMT FEES - KR CAPITAL 158517 158517 0 0 INVESTMENT MGMT FEES - NORTHERN TRUST 19351 19351 0 0 INVESTMENT MGMT FEES - ADVISORY RESEARCH 94629 94629 0 0 CUSTODIAL BANK FEES 95078 95078 0 0 AGENCY FEES - DREIHAUS 54 54 0 0 ADVISORY FEES - KR CAPITAL 735 735 0 0 TRUSTEE FEES- NT BOND INDEX FUND 1478 1478 0 0 PROGRAM EVALUATION 20380 0 0 20380 CONSULTING FEES 71513 0 0 71513 CONSULTING FEES - PROGRAM 64210 0 0 64210 COMMUNICATIONS SUPPORT - PROGRAM 24735 0 0 24735 INVESTMENT MGMT FEES - HERNDON 45615 45615 0 0 INVESTMENT MGMT FEES - RANGER 44033 44033 0 0 FEDERAL EXCISE TAX 135018 0 0 0 FOREIGN TAXES 18732 18732 0 0