2012-07-31T13:22:26-05:00 2011-12-31 050255779 SANSIVERI KIMBALL & CO LLP 107 AIRPORT ROAD WESTERLY RI 028913420 990 2011-01-01 042899862 COAST GUARD FOUNDATION INC COAS 8605350786 394 TAUGWONK ROAD STONINGTON CT 063781807 ANNE B BRENGLE 8605350786 2012-07-10 1 TERENCE J MALAGHAN CPA P00171896 4015962000 2011 2016-02-24 21:20:13Z ANNE B BRENGLE 394 TAUGWONK ROAD STONINGTON CT 063781807 7809549 0 X WWW.COASTGUARDFOUNDATION.ORG X 1986 MA THE COAST GUARD FOUNDATION STRIVES TO HELP COAST GUARD MEN AND WOMEN STRENGTHEN THEIR SERVICE TO OUR NATION BY ENCOURAGING THEM TO EXCEL, ON DUTY AND OFF. THE FOUNDATION SUPPORTS NUMEROUS PROGRAMS AND PROJECTS THROUGH DONATIONS FROM INDIVIDUALS, CORPORATIONS AND THROUGH GRANTS AND SPECIAL FUNDRAISING EVENTS. THE FOUNDATION SUPPORTS ACADEMIC, ATHLETIC, AND LEADERSHIP EXCELLENCE FOR CADETS AT THE ACADEMY; OFFERS FINANCIAL RELIEF TO COAST GUARD FAMILIES WHO LOSE THEIR POSSESSIONS IN NATURAL DISASTERS OR LOSE A LOVED ONE IN SERVICE TO OUR COUNTRY; PROVIDES COLLEGE SCHOLARSHIPS TO DEPENDENTS OF ENLISTED PERSONNEL; FUNDS RECREATIONAL AND FAMILY-ORIENTED FACILITIES; AND SUPPORTS EDUCATIONAL AND MORALE PROGRAMS AT BASES, AND ON CUTTERS AROUND THE NATION; AS WELL AS HUNDREDS OF SMALLER PROJECTS FOR COAST GUARD MEMBERS AND THEIR FAMILIES, THROUGHOUT THE UNITED STATES. 30 30 13 100 5229 -10922 4415944 4419012 0 0 338522 142825 306246 131031 5060712 4692868 645236 2078689 0 0 827197 926745 62011 22200 954813 2764004 1688390 4298448 4716024 762264 -23156 7554105 7168110 468589 202409 7085516 6965701 X THE COAST GUARD FOUNDATION'S MISSION IS TO SUPPORT PROJECTS AND PROGRAMS THAT ENHANCE THE LIVES OF ALL COAST GUARD MEMBERS AND THEIR FAMILIES. THE COAST GUARD FOUNDATION SERVES AS A GOODWILL AMBASSADOR FOR THE UNITED STATES COAST GUARD. 0 0 1414232 SUPPORT TO THE UNITED STATES COAST GUARD AT LARGE:THE COAST GUARD FOUNDATION CONTRIBUTES TO THE UNITED STATES COAST GUARD BY PROMOTING THE GENERAL WELFARE OF THOSE IN THE SERVICE. THE FOUNDATION SUPPORTS EDUCATION, DEVELOPS LEADERSHIP POTENTIAL AND PROVIDES MORALE SUPPORT TO THOSE WHO SERVE. THE COAST GUARD FOUNDATION WORKS HAND IN HAND WITH THE COAST GUARD'S EDUCATION GRANT PROGRAM TO SUPPLEMENT THE TUITION ASSISTANCE PROGRAM SO ENLISTED PERSONNEL HAVE ACCESS TO FUNDS FOR BOOKS, FEES AND SUPPLIES THAT MIGHT OTHERWISE BE OUT OF REACH. COAST GUARD FOUNDATION FUNDS PROVIDE SUPPORT FOR PROGRAMS INITIATED ON THE UNIT LEVEL THAT ARE INTENDED TO IMPROVE MORALE AND HONOR AND VALUE THE COAST GUARD MEMBERS' SERVICE TO THE COUNTRY. THE COAST GUARD FOUNDATION ALSO PROVIDES FUNDS FOR SPECIAL CAPITAL PROJECTS IDENTIFIED BY COAST GUARD HEADQUARTERS; SWIMMING POOLS, RECREATION CENTERS AND MULTI-PURPOSE COURTS, FOR EXAMPLE, PROVIDE SUPPORT TO LARGER COAST GUARD COMMUNITIES, AND IN PARTICULAR OFTEN BENEFIT THOSE SERVING IN REMOTE LOCATIONS THAT LACK LOCAL RESOURCES. 1322690 SUPPORT TO THE UNITED STATES COAST GUARD ACADEMY:THE COAST GUARD FOUNDATION PROVIDES MARGIN OF EXCELLENCE FUNDING THAT PROMOTES ATHLETICS, SAILING, ACADEMICS AND ACTIVITIES AT THE US COAST GUARD ACADEMY TO ENSURE A QUALITY EDUCATIONAL EXPERIENCE FOR ITS CADETS. INITIATIVES INCLUDE ACADEMIC ENRICHMENT PROGRAMS THAT BRING WELL-KNOWN GOVERNMENT FIGURES TO THE ACADEMY TO INTERACT WITH CADETS ON AN INDIVIDUAL CLASS-LEVEL AND THE CADET CORPS AS A WHOLE. ENRICHMENT PROGRAMS AND EQUIPMENT FOR THE ACADEMIC DISCIPLINES PUT THE ACADEMY PROGRAMS ON A PAR WITH OTHER PRESTIGIOUS COLLEGES, UNIVERSITIES AND SERVICE ACADEMIES. THE COAST GUARD FOUNDATION HAS COLLABORATED WITH THE ACADEMY TO DEVELOP LEADERSHIP SKILLS THROUGH A QUALITY WATERFRONT PROGRAM; BY PROVIDING SAIL TRAINING VESSELS AND COACHING STAFF FOR CADETS TO DEVELOP SEAMANSHIP SKILLS THAT ARE SECOND TO NONE. 313916 SUPPORT TO COAST GUARD FAMILIES:THE COAST GUARD FOUNDATION PROVIDES VITAL SUPPORT TO COAST GUARD FAMILIES, WITH SCHOLARSHIPS FOR DEPENDENTS OF ENLISTED MEMBERS TO MAKE HIGHER EDUCATION ATTAINABLE AND AFFORDABLE. THE DISASTER RELIEF FUND, ESTABLISHED IN THE WAKE OF HURRICANE KATRINA, PROVIDES ASSISTANCE TO COAST GUARD MEMBERS AND FAMILIES WHO HAVE LOST PROPERTY AND POSSESSIONS BECAUSE OF A NATURAL DISASTER. THROUGH THE FAMILY DISASTER RELIEF FUND, THE FOUNDATION ASSISTS FAMILIES WHO HAVE SUFFERED THE ULTIMATE HARDSHIP, LOSING A LOVED ONE IN THE LINE OF DUTY WHILE SERVING OUR COUNTRY. FINANCIAL ASSISTANCE AND RESOURCES ARE MADE AVAILABLE TO THE FAMILIES. THE FALLEN HEROES SCHOLARSHIP FUND PROVIDES FOR THE HIGHER EDUCATIONAL NEEDS OF THE COAST GUARD FAMILY MEMBERS WHOSE PARENT HAS PERISHED IN THE LINE OF DUTY. 211702 PUBLIC AWARENESS:THE COAST GUARD FOUNDATION SERVES AS A GOODWILL AMBASSADOR FOR THE UNITED STATES COAST GUARD. THROUGH A PUBLIC SERVICE ANNOUNCEMENT CAMPAIGN ONLINE AND ON TELEVISION, THE COAST GUARD FOUNDATION RAISED AWARENESS FOR THE DEDICATION AND BRAVERY OF THE UNITED STATES COAST GUARD MEMBERS SERVING OUR COUNTRY. RECEPTIONS HELD ON BOARD THE COAST GUARD BARQUE EAGLE ALLOWED THE FOUNDATION TO PROMOTE THE RICH HERITAGE OF THE HISTORIC SHIP AND THE COAST GUARD'S ROLE IN TRAINING COAST GUARD CADETS AND OFFICER CANDIDATES IN SAILING AND SEAMANSHIP. IN HONORING COAST GUARD MEMBERS AT EVENTS AROUND THE COUNTRY, THE FOUNDATION SHOWCASED THE EVERYDAY HEROICS OF THESE DEVOTED MEMBERS OF THE SERVICE. COMMUNICATION, IN THE FORM OF NEWSLETTERS, EMAIL MESSAGES AND THE WEB, INFORM COAST GUARD FOUNDATION SUPPORTERS OF THE FOUNDATION'S PROGRAMS AND THE ROLE OF THE UNITED STATES COAST GUARD IN OUR NATIONAL STORY. 211702 3262540 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 20 0 1 13 1 1 1 0 0 0 0 1 1 0 0 0 1 0 X 30 30 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY MD FL CA RI AL WA AZ AK MI NJ AR GA IL KS KY LA ME MN MS NC ND NH NM OH OK OR PA SC TN UT VA WI WV CT MO HI DC X X X SUZAN SPRINGER 8605350786 394 TAUGWONK ROAD STONINGTON CT 06378 AL J BERNARD 10.00 X X 0 0 0 DONALD T BOLLINGER 5.00 X 0 0 0 OTTO CANDIES JR 5.00 X 0 0 0 R ANGELO CLEFFI 5.00 X 0 0 0 JAMES J COLEMAN JR 5.00 X 0 0 0 WILLIAM H COLLIER JR 5.00 X 0 0 0 ROBERT J FLYNN 20.00 X X 0 0 0 MONTE FRIEDKIN 5.00 X 0 0 0 VERNA KAYE GIBSON 5.00 X 0 0 0 LAWRENCE R GLENN 5.00 X 0 0 0 RICHARD J GRAHN 10.00 X X 0 0 0 RICHARD D HERR 10.00 X X 0 0 0 WALTER J HICKEL JR 5.00 X 0 0 0 R CHRISTIAN JOHNSEN 5.00 X 0 0 0 JOHN S JOHNSON 5.00 X 0 0 0 CORRINE X KOSAR 5.00 X 0 0 0 LEO PAUL KOULOS 5.00 X 0 0 0 CLAY MAITLAND 5.00 X 0 0 0 JAMES P MULDOON 5.00 X 0 0 0 JAMES A O'HARE 5.00 X 0 0 0 ROSS E ROEDER 5.00 X 0 0 0 STEVEN T SCALZO 5.00 X 0 0 0 JOHN F STATTS 5.00 X 0 0 0 LEROY VANDER PUTTEN 5.00 X 0 0 0 THOMAS A ALLEGRETTI 2.00 X 0 0 0 JAMES S ANDRASICK 2.00 X 0 0 0 WILLIAM A BISSO III 2.00 X 0 0 0 MORTON S BOUCHARD III 2.00 X 0 0 0 ERIC W CAPLAN 2.00 X 0 0 0 MICHAEL L CARTHEW 2.00 X 0 0 0 BLAINE E COLLINS 2.00 X 0 0 0 LAMARR COOLER 2.00 X 0 0 0 ANGUS R COOPER II 2.00 X 0 0 0 TERRY M CROSS 2.00 X 0 0 0 BROSIUS D'ARCY 2.00 X 0 0 0 JOHN J D'LUHY 2.00 X 0 0 0 JOHN A DOUGLAS 2.00 X 0 0 0 DAVID F DYER 2.00 X 0 0 0 DOUGLAS B EATON 2.00 X 0 0 0 CHERYL D FELDER 2.00 X 0 0 0 JAMES G FERGUSON 2.00 X 0 0 0 JOHN B FOLEY 2.00 X 0 0 0 MARSHALL E GILBERT 2.00 X 0 0 0 F DAVID HOFFMAN 2.00 X 0 0 0 DOUGLAS E HOLM 2.00 X 0 0 0 WILLIAM JENKINS 10.00 X 0 0 0 GARY JOBSON 2.00 X 0 0 0 MARK K KNOY 2.00 X 0 0 0 STEIN KRUSE 5.00 X 0 0 0 ROCH LAMBERT 2.00 X 0 0 0 H MERRITT LANE III 2.00 X 0 0 0 JAMES M MATHIEU 2.00 X 0 0 0 BRIAN B MCALLISTER 2.00 X 0 0 0 KEVIN J MCSWEENEY 2.00 X 0 0 0 JAMES C OLSON 2.00 X 0 0 0 BO A F PETERSON 2.00 X 0 0 0 CRAIG E PHILIP 2.00 X 0 0 0 JEFFREY M PLATT 2.00 X 0 0 0 JOHN F REINHART 2.00 X 0 0 0 THOMAS K RICHEY 2.00 X 0 0 0 LORETTA RIETSEMA 2.00 X 0 0 0 JUDITH A ROSS 2.00 X 0 0 0 RICHARD T SHANNON 2.00 X 0 0 0 HOWARD SLOTNICK 2.00 X 0 0 0 CURT SPRINGER 2.00 X 0 0 0 CARY K SWASAND 2.00 X 0 0 0 EUGENE F SWEENEY 2.00 X 0 0 0 AL A GONSOULIN 2.00 X 0 0 0 SIDNEY C MIZELL 2.00 X 0 0 0 VINCENT W PATTON 2.00 X 0 0 0 DAN SCHULTZ 2.00 X 0 0 0 STEVEN SEIGEL 2.00 X 0 0 0 DUNCAN C SMITH III 2.00 X 0 0 0 JOHN H THOMMEN 2.00 X 0 0 0 THAD W ALLEN 5.00 X 0 0 0 EDWARD AMEEN 5.00 X 0 0 0 GERALD W BLAKELEY JR 2.00 X 0 0 0 CHARLES RICHARD D'AMATO 2.00 X 0 0 0 THOMAS GILMOUR 2.00 X 0 0 0 GEORGE KAMPSTRA 2.00 X 0 0 0 LISA KAZOR CHRISTOVICH 2.00 X 0 0 0 PAT RODEN 2.00 X 0 0 0 WILLIAM D SULLIVAN 2.00 X 0 0 0 JAMES C VAN SICE 2.00 X 0 0 0 THOMAS WETHERLAND 2.00 X 0 0 0 HUGH A WESTBROOK 2.00 X 0 0 0 ANNE B BRENGLE 45.00 X 193500 0 8978 193500 0 8978 1 0 1 0 0 2298478 2120534 328875 4419012 69052 69052 89880 89880 89880 89880 2290402 1132 2216121 1640 74281 -508 73773 73773 893125 2298478 898920 -5795 -5795 TRUSTEE DUES 900099 41000 41000 SALE OF PROMOTIONAL IT 453220 5229 5229 MISCELLANEOUS INCOME 900099 717 717 46946 4692868 115490 5229 153137 1836578 1836578 242111 242111 221856 31060 79868 110928 579346 188415 157864 233067 23804 5440 4325 14039 36620 1592 8762 26266 65119 14084 13999 37036 14259 14259 30820 30820 22200 22200 34762 34762 135772 66182 15092 54498 47313 16774 3640 26899 52258 21284 16629 14345 26575 6911 5851 13813 45732 28258 8689 8785 99397 14932 12978 71487 59099 29459 12212 17428 5366 300 5066 EVENT ATTENDANCE 543064 543064 DIRECT MAIL SOLICITATIO 238011 238011 BOATS DONATED TO THE CO 171885 171885 MISCELLANEOUS 47952 2231 35157 10564 136125 41980 38698 55447 4716024 3262540 498671 954813 X 527879 272255 9444 246180 324526 326682 1439130 875998 432790 477002 4819 3502 35095 33936 118433 72360 1670369 607741 1033467 1062628 2878192 3133169 1287653 1147155 0 35678 7554105 7168110 426725 155909 36500 46500 5364 0 468589 202409 X 2726902 2829490 1808464 1403902 2550150 2732309 7085516 6965701 7554105 7168110 X -23156 -96659 X 0 1 1 X 0 X X X 0 0 0 US COAST GUARD 546010204 6 1 1 1 1414231 USCG ACADEMY 546010204 6 1 1 1 1322689 2 2736920 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4157343 279559 8044 164622 4280324 3717157 252340 439192 251346 4157343 3775113 225290 -7025 276221 3717157 4856711 285489 -1184850 182237 3775113 0.20250 0.63140 0.16610 0 0 381374 381374 871283 386372 484911 316329 190721 125608 101383 30648 70735 1062628 BLACKROCK GRANITE PROPERTY FUND 323926 F HATTERAS MULTI STRATEGY FUND 823229 F 1147155 4692868 4716024 -23156 -96659 -96659 -119815 11579666 -96659 6119299 6022640 5557026 34762 -898920 -864158 4692868 11699481 6119299 898920 7018219 4681262 34762 34762 4716024 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS WERE CREATED TO SUPPORT THE COAST GUARD ACADEMY AND THE VARIOUS COAST GUARD DISTRICTS. SUCH SUPPORT COMES IN MANY FORMS INCLUDING PROJECTS TO BENEFIT DISTRICT MORALE, ACADEMIC AND ATHLETIC PROGRAMS AT THE ACADEMY, AS WELL AS PROGRAMS TO SUPPORT COAST GUARD FAMILIES, INCLUDING SCHOLARSHIPS. PART XII, LINE 4B - OTHER ADJUSTMENTS: DIRECT EXPENSES OTHER THAN FUNDRAISING - SPECIAL EVENTS -898,920. PART XIII, LINE 2D - OTHER ADJUSTMENTS: DIRECT EXPENSES OTHER THAN FUNDRAISING - SPECIAL EVENTS 898,920. X X X X X X 1 LW ROBBINS INC 201 SUMMER STREET HOLLISTON MA 01746 MAIL SOLICITATIONS 0 566501 22200 544301 566501 22200 544301 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY NEW YORK DINNER 570200 376100 194100 5470 80140 5183 DC DINNER 932225 680225 252000 115145 101164 14549 1582 10 1689178 1286338 402840 13753 131157 335158 9362 86257 3191603 2342663 848940 13753 251772 516462 29094 87839 898920 -49980 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE CONTRACT WITH LW ROBBINS, INC IS FOR CONSULTING WORK RELATED TO DIRECT MAIL SOLICITATIONS. IN ADDITION, THE COMPANY PROVIDES MAILING SERVICES UNDER A SEPARATE AGREEMENT FOR WHICH THE FOUNDATION IS BILLED SEPARATELY FOLLOWING EACH MAILING. TOTAL FEES PAID TO LW ROBBINS, INC FOR ADDITIONAL SERVICES PROVIDED IN 2011 WERE $204,519. 1 UNITED STATES COAST GUARD 546010204 220000 TO PROVIDE EDUCATIONAL GRANTS TO ENLISTED PERSONNEL. UNITED STATES COAST GUARD 546010204 278001 TO ENHANCE EDUCATIONAL OPPORTUNITIES AT THE COAST GUARD ACADEMY UNITED STATES COAST GUARD 546010204 691129 TO SUPPORT THE WATERFRONT PROGRAM AT THE COAST GUARD ACADEMY UNITED STATES COAST GUARD 546010204 494348 TO IMPROVE MORALE AND WELFARE OF COAST GUARDSMEN UNITED STATES COAST GUARD 546010204 75600 TO ENHANCE THE ATHLETIC PROGRAMS AT THE COAST GUARD ACADEMY UNITED STATES COAST GUARD 546010204 62500 TO SUPPORT PUBLIC OUTREACH OPPORTUNITIES AT THE COAST GUARD ACADEMY AND DISTRICTS UNITED STATES COAST GUARD 546010204 15000 TO ENHANCE LEADERSHIP DEVELOPMENT PROGRAMS AT THE COAST GUARD ACADEMY 1 1 COLLEGE SCHOLARSHIPS TO CHILDREN OF ENLISTED PERSONNEL 56 212541 DISASTER RELIEF ASSISTANCE - REIMBURSEMENT FOR LOSSES INCURRED FROM HURRICANE IRENE. 4 6370 COLLEGE SCHOLARSHIPS TO RESERVISTS AND THEIR DEPENDENTS 6 6000 EDUCATION GRANTS TO SPOUSES OF COAST GURAD ENLISTED PERSONNEL 77 17200 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHOLARSHIPS ARE AWARDED BY AN INDEPENDENT SCHOLARSHIP BOARD CONSISTING OF COAST GUARD PERSONNEL AND ONE FOUNDATION MEMBER. ONCE AWARDED, THE FOUNDATION MANAGES ALL SCHOLARSHIP PAYMENTS. PAYMENTS ARE MADE ONLY UPON VERIFICATION OF ENROLLMENT AND RECEIPT OF A BILL INDICATING THE AMOUNT DUE. PAYMENTS ARE MADE DIRECTLY TO THE INSTITUTION OF HIGHER EDUCATION WITH INSTRUCTIONS THAT NO PART OF THE PAYMENT IS TO BE REIMBURSED TO THE STUDENT. IF FULL PAYMENT IS NOT NEEDED FOR THAT STUDENT IT IS REFUNDED TO THE FOUNDATION. EDUCATION GRANTS FOR SPOUSES ARE AWARDED BASED ON A GRANT APPLICATION AND ARE PAID DIRECTLY TO THE RECIPIENT. EDUCATION GRANTS ARE ADMINISTERED BY THE COAST GUARD INSTITUTE WHO ANNOUNCES THE FUNDS AVAILABILITY, CHECKS FOR ELIGIBILITY, AND DISBURSES TO THE INDIVIDUALS SELECTED. THE INSTITUTE REPORTS TO TEH FOUNDATION WITH PAYEE, CHECK NUMBER AND AMOUNT. RECIPIENTS ALSO HAVE THE ABILITY TO SEND ACKNOWLEDGEMENT EMAILS. GRANTS TO THE COAST GUARD ARE DETERMINED BASED ON A NEEDS LIST PRESENTED TO THE GRANTS COMMITTE WHICH INCLUDES A DESCRIPTION OF HOW THE SUPPORT BENEFITS COAST GUARD PERSONNEL AND HOW MANY ARE BENEFITED. IN ADDITION, AVAILABLE FUNDING BY PROGRAM IS CONSIDERED IN GRANTING REQUESTS. GRANTS ARE DISBURSED TO THE COAST GUARD GIFT FUND AND THE COAST GUARD REPORTS BACK WITH DOCUMENTATION OF EXPENDITURE. X X X X X X 0 0 0 0 0 0 0 0 0 ANNE B BRENGLE 187500 0 0 0 6000 0 7500 0 1478 0 202478 0 205324 0 X 1 148000 APPRAISAL AND SALES X 3 92947 QUOTED MARKET PRICES X SAILING EQUIPMENT 3 41078 APPRAISAL X OPTICAL EQUIPMENT 1 20000 RETAIL VALUE X GOLF MEMBERSHIPS 10 25000 RETAIL VALUE X EVENT SPONSORSHIPS 2 1000 RETAIL VALUE X EQUIPMENT 1 850 RETAIL VALUE 3 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE FOUNDATION USES AN UNRELATED THIRD PARTY TO SOLICIT AND RECEIVE DONATIONS OF BOATS AND OTHER WATERCRAFT FOR USE BY THE ACADEMY OR COAST GUARD DISTRICTS. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING A COPY OF THE 990 IS SENT TO THE AUDIT COMMITTEE FOR REVIEW. A COPY OF THE FINAL 990 IS DISTRIBUTED TO THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 12C ALL POTENTIAL CONFLICTS OF INTEREST ARE REVIEWED BY THE FOUNDATION'S PRESIDENT AS WELL AS A MEMBER OF THE BOARD WHO SERVES AS LEGAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF TOP MANAGEMENT OFFICIALS IS DETERMINED IN CONJUNCTION WITH THE RELATED EMPLOYEE SEARCH FIRM HIRED TO FILL THE POSITION. SALARY RECOMMENDATIONS ARE COMPARED TO ON-LINE SALARY SURVEY RANGES AND REVIEWED BY A HUMAN RESOURCES CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE INCLUDED IN TEH ANNUAL REPORT. AUDITED FINANCIAL STATEMENTS AND TAX RETURNS ARE AVAILABLE ON THE WEBSITE. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -96,659. UNITED STATES COAST GUARD ACADEMY 546010204 EDUCATION OF COAST GUARD PERSONNEL CT 501(C)(1) LINE 6 0 UNITED STATES COAST GUARD 546010204 PROTECTION OF THE US COAST AND WATERWAYS DC 501(C)(1) LINE 6 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0