2012-07-12T15:16:18-05:00 2011-08-31 Deloitte Tax LLP 111 S Wacker Drive Chicago IL 606064301 990 2010-09-01 363728711 Rehabilitation Institute Research Corporation REHA 3122381000 345 E Superior Street Chicago IL 606112654 Edward B Case 3122381000 2012-07-11 Alicia Janisch 3124861000 2010 2016-02-24 21:20:13Z Edward B Case 345 E Superior Street Chicago IL 606112654 17473369 0 X www.ric.org/research X 1990 IL It is the vision of RIRC to advance human ability through science and research. 3 2 0 14 11699 0 19764420 17369746 58555 103623 0 0 68427 0 19891402 17473369 4395098 5595107 0 0 10590415 10831041 0 0 0 5014973 2246647 20000486 18672795 -109084 -1199426 26673327 0 7055148 0 19618179 0 X It is the vision of RIRC to advance human ability through science and research. 0 1 15875913 5595107 91924 The Rehabilitation Institute Research Center (RIRC) at RIC is the world's largest physical medicine and rehabilitation research enterprise in pursuit of clinical advancement through scientific discovery and is ranked #1 by the National Institutes of Health for rehabilitation research. RIRC has at any given time approximately 300 research projects underway, funded by more than $18 million in donations from both private and public sources. Its experts regularly publish research in the world's foremost medical journals, including the Journal of the American Medical Association (JAMA) and its European equivalent, The Lancet, and it is home to a record seven federal research designations to develop cutting-edge solutions for patients.Stroke ResearchRIRC operates the only Stroke Rehabilitation Research & Training Center as designated by the National Institute on Disability and Rehabilitation Research (NIDRR), in the nation. With stroke as the leading cause of disability in America, RIRC is developing exciting new robotic hand orthosis systems and exploring virtual-reality technologies to help patients return to work, and to community and home based activities.Neurologic Rehabilitation ResearchRIRC hosts one of seven programs in the country within the National Center for Medical Rehabilitation Research awarded by the National Institutes of Health. Within this network of experts, RIRC is the only one focused on the groundbreaking application of neural engineering and robotic techniques to understand, diagnose and treat such neurologic disorders such as brain injury, multiple sclerosis and Parkinsons disease. Traumatic Brain Injury ResearchRIRC also operates the Midwest Regional Traumatic Brain Injury Care System as designated by NIDRR. One of only 16 TBI Model Systems nationwide, RICs model system establishes a coordinated system of expert care for people with TBI, including pre-hospital, emergency, acute, long-term acute and community care, and intensive rehabilitation. RICs experts are pioneering immersive virtual environments with teleoperated robotic devices that challenge traditional treatment and help patients with brain injury recover.Spinal Cord Injury ResearchRIRC operates the Midwest Regional Spinal Cord Injury Care System as designated by NIDRR. One of only 14 SCI Model Systems nationwide, RIC advances spinal cord care through clinical research that identifies new standards of care for the industry. It leads multiple independent and collaborative research projects exploring walking therapy technologies that deliver the most effective treatment to advance ability.Engineering ResearchMachines assist therapists in providing longer, more consistent and intensive therapies that track progress and improve functional performance. RIRC is designated one of 20 NIDRR Rehabilitation Engineering Research Centers and the only one focused on robotics. 15875913 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 3 2 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X Edward B Case 3122381000 345 E Superior Street Chicago IL 606112654 X Joanne C Smith MD 40.00 X X 0 974085 234849 M Jude Reyes 1.00 X 0 0 0 Wesley M Dixon Jr 1.00 X 0 0 0 Edward Case 40.00 X 0 691851 202962 Nancy Paridy 36.00 X 0 349958 47682 William Rymer MD PhD 40.00 X 0 352284 45008 Todd Kuiken MD PhD 34.00 X 0 369197 64868 Colleen Fitzgerald MD 32.00 X 0 208615 21622 Norman Harden MD 32.00 X 0 215410 19490 Allen Heineman PhD 40.00 X 0 150689 37022 Li-Qun Zhang 40.00 X 0 111418 34490 Felise Zollman MD 23.00 X 0 321427 34314 0 3744934 742307 0 0 1 0 NORTHWESTERN UNIVERSITY 320 EAST SUPERIOR STREET CHICAGO IL 60611 RESEARCH SUBCONTRACTOR 3455820 UNIVERSITY OF ILLINOIS 851 SOUTH MORGAN STREET CHICAGO IL 60607 RESEARCH SUBCONTRACTOR 775759 VANDERBILT UNIVERSITY PO BOX 351591 STATION B NASHVILLE TN 37235 RESEARCH SUBCONTRACTOR 333343 MASSACHUSETS INSTITUTE OF TECHNOLOGY MCGOVERN INSTITUTE FOR BRAIN SCIENC CAMBRIDGE MA 21400 RESEARCH SUBCONTRACTOR 182499 WASHINGTON UNIVERSITY 14532 S OUTER FORTY DR CHESTERFIELD MO 63017 RESEARCH SUBCONTRACTOR 167060 9 12991977 4377769 17369746 Research 900099 103623 91924 11699 103623 17473369 91924 11699 0 5201801 5201801 272762 272762 120544 120544 775383 742676 32707 8021101 6682633 1338468 658130 549726 108404 789037 652340 136697 587390 493741 93649 33753 23238 10515 62337 9635 52702 29372 71716 -42344 16505 14705 1800 399577 285018 114559 119226 36229 82997 370029 18573 351456 390777 344614 46163 51545 40917 10628 188041 402 187639 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 585485 314643 270842 18672795 15875913 2796882 0 8518061 469343 17685923 26673327 0 3253658 2386877 1414613 7055148 0 X -3749112 0 16361934 0 7005357 0 19618179 0 26673327 0 X -1199426 -18418753 X X 0 1 1 X 1 1 X Rehabilitation Institute of Chicago Chicago IL RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13269951 2029776 1877382 16626228 522060 28821 13050161 -59412 919185 639983 13269951 15238193 128133 -1709631 606534 13050161 0 1 1 0 17473369 18672795 -1199426 1877382 -20296135 -18418753 -19618179 17342165 2817916 2817916 14524249 2949120 2949120 17473369 18672796 0 18672796 0 18672796 Description of Intended Use of Endowment Funds: Part V, Line 4: The endowment funds are used to conduct medical and scientific research in physical rehabilitation. Description of Uncertain Tax Positions Under FIN 48: Part X: The Corporations perform an annual review of all tax positions and measure the potential tax benefit on the financial statements in which there is uncertainty as to whether the tax position will ultimately be sustained as filed within a tax return. The potential impact of the uncertainty on the Corporations' consolidated financial statements is minimal. Part XI, Line 8 - Other Adjustments: Endowment Transfers/Transfer from RIC 1,000,000. Assignment of RIRC net assets to RIC -21,212,233. Release of net assets to RIC -83,902. Part XII, Line 4b - Other Adjustments: Restricted Contributions 2,949,120. 1 North America 0 0 Program services Research 90890 Europe (including Iceland & Greenland) 0 0 Program services Research 29654 0 0 0 0 0 0 120544 0 120544 North America Bionic medical research 90890 Europe (including Iceland & Greenland) Sensory motor research 29654 2 0 0 0 0 0 0 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: Each grant is assigned a Principal Investigator (PI) as well as a Research Assistant (RA). Grant expenditures charged to each grant are approved / reviewed by the respective PI and or RA to ensure allowability. In addition, compliance (A-133) audits are performed by an independent audit firm each year. 1 Archeworks 625 N Kingsbury Chicago IL 606546997 363912263 501(c)(3) 49400 Payments for disabilities research services Brain Injury Assn of Illinois 1127 S Manheim Rd 213 Westchester IL 60154 363962297 501(c)(3) 45000 Payments for disabilities research services Case Western Reserve University PO BOX 1591 Nashville TN 37235 341018992 501(c)(3) 20011 Payments for disabilities research services Chicago Speech and Language Service 1960 N Howe St Rear Chicago IL 60614 202508142 501(c)(3) 8995 Payments for disabilities research services Children's Memorial Hospital 2300 Childrens Plaza Chicago IL 606143394 366638400 501(c)(3) 16385 Payments for disabilities research services Communications Programming Inc 703 Woodbine Ave Oak Park IL 60302 363108511 N/A 71827 Payments for disabilities research services Consul-Tech Concepts Inc PO BOX 83 Palos Park IL 60464 363761732 N/A 5600 Payments for disabilities research services Grand and Noble Productions Inc 430 N Noble St 400 Chicago IL 606426345 363889914 N/A 8895 Payments for disabilities research services Haskins Laboratories Inc 300 George St 900 New Haven CT 06511 131628174 501(c)(3) 8631 Payments for disabilities research services Hocoma Inc 100 Reservoir Park Drive PO Box 553 553 Rockland MA 023700553 412126813 N/A 7316 Payments for equipment service contracts relating to disabilities research Illinois Inst of Technology 3300 S Federal St Room 201 Chicago IL 606163793 362170136 501(c)(3) 43714 Payments for disabilities research services Indiana University 400 E 7th Street Bloomington IN 47405 356001673 501(c)(3) 161036 Payments for disabilities research services Kessler Institute for Rehabilitation 4716 Old Gettysburg Rd Mechanicsburg PA 17050 223486125 N/A 7295 Payments for disabilities research services Kinea Design LLC 1711 Darrow Avenue 1 Evanston IL 60201 743099129 N/A 28656 Payments for disabilities research services Loyola University Medical Center 2160 S 1st Ave Bldg 110 Rm 4234 Maywood IL 60153 361408475 501(c)(3) 6000 Payments for disabilities research services Marquette University Office of the Comptroller Milwaukee WI 532011881 390806251 501(c)(3) 87882 Payments for disabilities research services Massachusetts Institute of Technology Bldg 46-6189 Cambridge MA 02140 042103594 501(c)(3) 187927 Payments for disabilities research services Medical Device Consultants Inc 49 Plain Street North Attlebord MA 02760 042711886 N/A 10738 Payments for disabilities research services Motion Analysis 3617 Westwind Boulevard Santa Rosa CA 95403 680029507 N/A 22081 Payments for disabilities research services Movco Media Productions Inc PO BOX 8128 Bend OR 97708 351918691 N/A 6000 Payments for disabilities research services National Aphasia Association 7 Day St Suite 600 New York NY 10007 133411063 501(c)(3) 15000 Payments for disabilities research services National Stroke Association 9707 E Easter Ln Centennial CO 80112 742317104 501(c)(3) 15000 Payments for disabilities research services Northwestern University 710 N Lakeshore Dr Chicago IL 60611 362167817 501(c)(3) 2581733 Payments for disabilities research services PAIRE PO Box V-38 Palo Alto CA 943040038 770207331 501(c)(3) 21823 Payments for disabilities research services Regents of the University of California-Irvine 111 Academy Way Ste 210 Irvine CA 926971050 952226406 N/A 55037 Payments for disabilities research services Rosalind Franklin University of Medicine and Science 3333 Green Bay Road Chicago IL 60064 952226406 501(c)(3) 7175 Payments for disabilities research services Segal Design Institute 2133 Sheridan Rd G-302 Evanston IL 60208 362167817 N/A 6254 Payments for disabilities research services Shriners Hospital for Children 2211 N Oak Park Ave Chicago IL 60707 362193608 501(c)(3) 7748 Payments for disabilities research services The Regents of the University of Michigan 3003 South State Street Ann Arbor MI 48109 386006309 501(c)(3) 68365 Payments for disabilities research services University of Rhode Island 70 Lower College Rd Suite 1 Kingston RI 028810811 056014351 501(c)(3) 29684 Payments for disabilities research services University of California Irvine 111 Academy Way Ste 210 Irvine CA 926971050 952226406 501(c)(3) 16175 Payments for disabilities research services University of Chicago 1225 E 60th Street Chicago IL 60637 362177139 501(c)(3) 11569 Payments for disabilities research services University of Colorado-Boulder 1800 Grant St Suite 800 Denver CO 80203 846000555 501(c)(3) 37827 Payments for disabilities research services University of Illinois Grants Contracts PO Bx 20787 Springfield IL 627080787 376000511 501(c)(3) 762516 Payments for disabilities research services University of Southern California University Gardens 203 Los Angeles CA 900898003 951642394 501(c)(3) 50230 Payments for disabilities research services University of Utah 201 S Presidents CIR Salt Lake City UT 841129020 876000525 501(c)(3) 69321 Payments for disabilities research services University of Washington 1400 NE Campus Parkway Seattle WA 981954550 916001537 Gov't Entity 28228 Payments for disabilities research services University of Wisconsin - Lacrosse 1725 State Street LaCrosse WI 54601 391805963 501(c)(3) 30727 Payments for disabilities research services University of Wisconsin - Madison 1300 University Ave Madison WI 00000 396006492 501(c)(3) 38848 Payments for disabilities research services Vanderbilt University Grants Contracts PO Bx 1591 Nashville TN 37235 620476822 501(c)(3) 312597 Payments for disabilities research services Wake Forest University of Health Sciences Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) 43635 Payments for disabilities research services Washington University 700 Rosedale Ave St Louis MO 631121408 430653611 501(c)(3) 174656 Payments for disabilities research services 31 11 Consulting Fees - Research 49 180954 Stipends to Individual Subjects of Research Studies 851 58526 Stipend Paid to Students / Interns 5 33282 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Each grant is assigned a Principal Investigator (PI) as well as a Research Assistant (RA). Grant expenditures charged to each grant are approved / reviewed by the respective PI and or RA to ensure allowability. In addition, compliance (A-133) audits are performed by an independent audit firm each year. X X X X X 0 1 0 0 0 0 0 0 0 Joanne C Smith MD 0 610345 0 338106 0 25634 0 216712 0 18137 0 1208934 0 0 Edward Case 0 481288 0 201554 0 9009 0 185372 0 17590 0 894813 0 0 Nancy Paridy 0 246690 0 100132 0 3136 0 42420 0 5262 0 397640 0 0 William Rymer MD PhD 0 301953 0 40000 0 10331 0 29500 0 15508 0 397292 0 0 Todd Kuiken MD PhD 0 300709 0 40500 0 27988 0 45378 0 19490 0 434065 0 0 Colleen Fitzgerald MD 0 188546 0 18603 0 1466 0 2132 0 19490 0 230237 0 0 Norman Harden MD 0 194006 0 20000 0 1404 0 0 0 19490 0 234900 0 0 Allen Heineman PhD 0 149915 0 0 0 774 0 23961 0 13061 0 187711 0 0 Felise Zollman MD 0 293540 0 26277 0 1610 0 26352 0 7962 0 355741 0 0 Part I, Line 4b For 2010, the following amounts for the 457(f) retirement plan are included in compensation as shown in Schedule J, Part II for each affected individual: Joanne C. Smith - $183,712 Edward B. Case - $146,872 Nancy E. Paridy - $25,920 Todd A. Kuiken - $16,172. Total assets 2011-08-31 26837076 Book Value 362256036 Rehabilitation Institute of Chicago 345 East Superior Street Chicago IL 60611 501(c)(3) Total liabilities 2011-08-31 5431370 Book Value 362256036 Rehabilitation Institute of Chicago 345 East Superior Street Chicago IL 60611 501(c)(3) Total net assets 2011-08-31 21405865 Book Value 362256036 Rehabilitation Institute of Chicago 345 East Superior Street Chicago IL 60611 501(c)(3) 1 1 0 0 The following officers, directors, and key employees are involved in a successor or transferee organization by governing, controlling, or having a financial interest in that organization:Joanne Smith - President, CEOEdward Case - Executive VP, CFONancy Paridy - Sr. VP, General CounselWilliam Rymer, MD, PhD - VP, ResearchTodd Kuiken, MD, PhD - Medical DirectorM. Jude Reyes - DirectorWesley M. Dixon, Jr. - Director Changes in Program Services Form 990, Part III, line 3 On November 18, 2010, the parent company Rehabilitation Institute, Inc.'s Board of Directors approved the consolidation of the Rehabilitation Institute of Chicago Research Corporation (RIRC) in to the Rehabilitation Institute of Chicago (RIC). During the year certain existing federal grants were assigned to RIC and certain new grants were granted to RIC resulting in new program-related revenues and expenses. Effective August 31, 2011, all the assets and liabilities of RIRC were transferred to RIC. Additionally, all contracts, receivables, payables and obligations of RIRC were assigned to RIC. Form 990, Part VI, Section A, line 6 Rehabilitation Institute, Inc. is the sole member of RIRC. Form 990, Part VI, Section A, line 7a Rehabilitation Institute, Inc. has the ability to elect members of the governing body. Form 990, Part VI, Section A, line 7b RII is the sole member with the sole voting rights to do the following: appoint RIRC board members; approve amendments to the articles of incorporation and bylaws; approve corporation annual budget and long-range plan; approve those contracts and loans in excess of $250,000 not included in previously approved budget; approve any merger, consolidation, voluntary dissolution or creation of any subsidiary; and approve the sale, lease, exchange, mortgage, pledge or other disposition of all or substantially all of the corporation assets. Form 990, Part VI, Section B, line 11 Data for the Form 990 is prepared internally, and a certified 3rd party tax preparer then prepares the 990 Form. It is then reviewed internally and presented in draft form to the Finance and Audit Committee of the Board and then distributed electronically to the full Board. Form 990, Part VI, Section B, line 12c All newly hired employees are required to complete a conflict of interest disclosure form at the time of new-employee orientation. In addition, all employees are required to complete such a form on an annual basis. Directors and Officers complete a Conflict of Interest Questionnaire on an annual basis. Form 990, Part VI, Section B, line 15 The Compensation and Leadership Development Committee of the Board has authority to approve all executive compensation; an independent consultant specializing in the field of executive conpensation and benefits is hired by the Compensation and Leadership Development Committee of the Board to review and provide an opinion about the executive compensation that it is fair, reasonable and market appropriate. Form 990, Part VI, Section C, line 19 RIRC does not routinely make documents available to the general public, but conflict of interest policy and financial statements are made available to the public on an as needed basis after thorough consideration for the use. Form 990, Part VII: All salaries are paid by RIC, a related organization. Employees working directly on Research activities have hours, salary, and benefits allocated to RIRC for the purposes of the expense statement. Average hours worked per week for Rehabilitation Institute of Chicago are: Dr. Fitzgerald 8 hrs, Dr. Harden 8 hrs, Dr. Zollman 17 hours and Dr. Kuiken 6 hrs. This time is spent in patient care. While Joanne C. Smith, Edward B. Case, and Nancy E. Paridy have responsibility for RIRC and RII, they are employees of RIC, and compensation and hours are not separately allocated to RIRC and RII for them. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized gains on investments: 1,877,382. Endowment Transfers/Transfer from RIC 1,000,000. Assignment of RIRC net assets to RIC -21,212,233. Release of net assets to RIC -83,902. Total to Form 990, Part XI, Line 5: -18,418,753. Explanation of financial statements: Form 990, Part XII, Line 2a & 2b: Although the organization does not have stand alone audited financial statements, its financial statements, which are prepared in accordance with GAAP, are consolidated with its affiliates and audited annually by an independent auditor. Schedule D, Part V, Line 1d Grants or Scholarships includes the transfer of endowment to the Rehabilitation Institute of Chicago (RIC) of $16,626,228. See Schedule O, Form990, Part III, Line 3 for further information regarding the transaction. Rehabilitation Institute Inc 345 E Superior Street Chicago IL 60611 363310838 Parent IL Section 501(c)(3) 11 N/A 0 Rehabilitation Institute of Chicago 345 E Superior Street Chicago IL 60611 362256036 Hospital IL Section 501(c)(3) 3 Rehabilitation Institute Inc 1 Rehabilitation Institute of Chicago Enterprises 345 E Superior Street Chicago IL 60611 363428852 Medical Products/Medical Services IL C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 Rehabilitation Institute Chicago Q 18409378 Book Value Rehabilitation Institute Chicago O 18195124 Book Value Rehabilitation Institute Chicago Q 21212373 Book Value Rehabilitation Institute Chicago R 1877382 Book Value