2012-05-15T17:03:21-05:00 2011-06-30 KPMG LLP 355 S GRAND AVE SUITE 2000 LOS ANGELES CA 90071 990 2010-07-01 953545901 RADY CHILDREN'S HOSPITAL AND HEALTH CENTER RADY 8589665824 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 roger roux 2012-05-14 2139724000 2010 2016-02-24 21:20:13Z KATHLEEN DOOLEY SELLICK 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 10378819 false X WWW.RCHSD.ORG X 1980 CA The Organization maintains, operates, and raises funds for, and otherwise supports Rady Children's Hospital - San Diego. 17 17 36 0 -50585 -78079 5120753 409230 1145309 978675 1383718 4369308 0 -104855 7649780 5652358 0 13153755 0 0 2317783 2162029 0 0 0 691894 609569 3009677 15925353 4640103 -10272995 53520040 47915445 1727565 5299221 51792475 42616224 X SEE SCHEDULE O false false 13153755 13153755 0 hospital support - The organization transferred funds to RCHSD in support of hospital services. 1193346 0 9436 Marketing Services: Department of the organization that provides marketing services to the organization and to its affiliates. 668680 0 360650 Youth Development/Adolescent Health: Empower adolescents to make healthy life choices and live a rewarding life through personal growth workshops, health education, and one-on-one support FACES: Prepare students to pursue careers in all areas of the health professions and biomedical research. Wellness Team: Teach youth about issues affecting their health so that they are able to correct misinformation, apply strategies that promote good self-care, make healthy lifestyle choices, and navigate through resources available in their community. 252176 0 134489 oral health 81793 0 86376 Maternal and Infant Health 117358 0 21445 Healthy Lifestyle 416469 0 352435 Injury Prevention 867796 0 594745 15883577 true true false false false false false false true true true false false true false false true false false true false false false false false false true false true false false false false false false false false false false false false false true true true false false true 0 0 true 36 true true true true BD false false false false false false false false X 17 17 false false false false false false false true true false false true true true true true true true true false CA X ROGER ROUX 8589665824 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 X X Lisa A Barkett 0.27 X 0 0 0 Kurt Benirschke MD 0.13 X 0 0 0 John G Davies Esq 0.12 X 0 0 0 Penny Dokmo 0.33 X 0 0 0 John M Gilchrist Jr 0.37 X 0 0 0 David F Hale 0.39 X X 0 0 0 Jeffrey Jacobs 0.06 X 0 0 0 Catherine J Mackey PhD 0.5 X 0 0 0 G Diego Miralles MD 0.32 X 0 0 0 Michael P Peckham 0.5 X 0 0 0 Harry M Rady 0.63 X 0 0 0 Theodore D Roth 0.45 X X 0 0 0 Scott N Wolfe Esq 0.65 X 0 0 0 David A Brenner MD 0.2 X 0 0 0 Marye Anne Fox PhD 0.11 X 0 0 0 Mary Hilfilker MD 0.5 X 0 0 0 Anthony E Magit MD 0.12 X 0 0 0 Santiago Munoz 0.6 X 0 0 0 Cathy C Polk 0.15 X 0 0 0 kathleen dooley sellick 14.0 X 0 907479 221297 Margareta E Norton 16.0 X 0 595535 156843 David B Gillig 2.0 X 0 414047 139008 Irvin A Kaufman MD 20.0 X 0 554885 140760 Roger G Roux 16.0 X 0 556613 156455 Belinda Santos 20.0 X 0 88157 14154 Mary J Fagan 20.0 X 0 171284 53589 Marjorie Peck 20.0 X 0 199831 7964 barbara ryan 20.0 X 0 347835 106530 Cheri Fidler 40.0 X 0 124906 60178 0 3960572 1056778 0 false true false NONE 0 409230 409230 MARKETING SERVICES 541800 23280 9436 13844 ORAL HEALTH 541900 134489 134489 YOUTH DEVELOPMENT/ADOLESCENT HEALTH 541900 360650 360650 INJURY PREVENTION 541900 352435 352435 MATERNAL & INFANT HEALTH 541900 86376 86376 21445 21445 978675 421505 421505 0 0 681 681 681 681 8674264 4726461 3947803 3947803 3947803 0 0 0 INCOME FROM INV. PARTNERSHIP 900099 -105536 -64429 -41107 -105536 5652358 964831 -50585 4328882 13153755 13153755 0 0 0 0 0 1745722 1745722 0 0 113299 113299 0 0 163483 163483 0 0 139525 139525 0 0 31513 0 31513 0 0 0 0 0 8673 8673 365649 365649 0 0 305776 305776 0 0 12881 12881 0 0 7905 7905 0 0 0 42383 42383 0 0 15882 15882 0 0 0 20783 20783 0 0 0 0 1865 1865 0 0 1560 1560 0 0 OVERHEAD ALLOCATION 92163 92163 0 0 DUES & SUBSCRIPTIONS 6094 6094 0 0 TAXES AND LICENSES 1590 0 1590 0 TRANSFERS -305148 -305148 0 0 15925353 15883577 41776 0 0 0 14058947 1404954 143666 15318 5229 5511 52894 28493 527927 24401 17840479 26925112 18465415 18227288 2478377 1312861 53520040 47915445 402694 296159 1324871 5003062 1727565 5299221 X 37747245 41852613 13571351 289732 473879 473879 51792475 42616224 53520040 47915445 X -10272995 1096744 X false true true X true true X 558305 661990 960984 5120753 409230 7711262 558305 661990 960984 5120753 409230 7711262 7711262 191277 275343 143859 1854066 422186 2886731 -29202 -41316 -105490 -16619 -50585 -243212 161443 381910 2461 221282 -105536 661560 11016341 4876026 0.69998 0.72723 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 42252279 151852 9243544 0 1799491 124576 49723608 37093561 275375 6593869 0 1603715 106811 42252279 51130326 170821 -12186268 0 1874174 147144 37093561 0.77250 0.17720 0.05030 true true true 23478 23478 29416 28493 923 24401 AMERICAN SECURITIES PARTNERS V 694550 BBH PRIVATE EQUITY PARTNERS 50946 IRVING PLACE CAPITAL PARTNERS 506739 CITIGROUP VENTURE CAPTIAL INT. 179859 GS CAPITAL PARTNERS VI PARALLE 358687 GS VINTAGE FUND IV OFFSHORE 383592 MILLENIUM TECHNOLOGY 37436 PIMCO DISTRESSED MORTGAGE FUND 558770 STEPSTONE SECONDARY OPPORT. 523026 YORKTOWN ENERGY PARTNERS IX 44874 EQUITY INVESTMENT IN RCPMS 4099969 EQUITY INVESTMENT IN CHIL 6541943 INVESTMENT IN CHCA 51940 VICTORY PHARMA - STOCK GIFT 173589 DOMESTIC EQUITY FUNDS 3557190 INTERNATIONAL EQUITY FUNDS 1758 FIXED INCOME FUNDS 462420 18227288 0 PAYABLE TO BENEFICIARIES 1780792 DUE TO AFFILIATES 3222270 5003062 Schedule D, Part V, Line 4 Rady Children's Board designated endowment funds support the highest and most urgent needs of the Organization as determined by the Board of Trustees. In addition, donor designated (or restricted) endowment funds support a wide range of initiatives identified by donors. schedule d, part x For the year ended June 30, 2011, there was no ACS 740 footnote prepared in the consolidated audited financial statements for Rady Children's Hospital and Health Center. Central America and the Caribbean 0 1 Program Services Offshore captive mgt 3832160 Central America and the Caribbean 0 1 Investments 6541943 0 2 0 2 10374103 10374103 true false true false true false part i, line 3, column f the expenditures are reported on an accrual basis. true RADY CHILDREN'S HOSPITAL - SAN DIEGO 3020 CHILDRENS WAY SAN DIEGO CA 921234282 951691313 501(c)(3) 13153755 0 n/a n/a support 1 0 procedure for monitoring the use of grant funds RCHHC receives funds to support RCHSD to further its exempt purpose. RCHHC transfers funds to the Hospital as funds are received. X X X X false true false false false false false false false Mary J Fagan 0 161313 0 6056 0 3915 0 52427 0 1162 0 224873 0 0 kathleen dooley sellick 0 654472 0 114774 0 138233 0 201917 0 19380 0 1128776 0 129085 Margareta E Norton 0 421116 0 53937 0 120482 0 146330 0 10513 0 752378 0 92889 David B Gillig 0 298532 0 51092 0 64423 0 119656 0 19352 0 553055 0 56531 Irvin A Kaufman MD 0 403177 0 42900 0 108808 0 133447 0 7313 0 695645 0 88064 Roger G Roux 0 419121 0 50789 0 86703 0 143637 0 12818 0 713068 0 93826 Marjorie Peck 0 133389 0 0 0 66442 0 3636 0 4328 0 207795 0 0 Cheri Fidler 0 116023 0 6107 0 2776 0 49303 0 10875 0 185084 0 3563 barbara ryan 0 206586 0 21370 0 119879 0 99153 0 7377 0 454365 0 99246 Schedule J, Part I, Line 4b Rady Children's Hospital and Health Center has established a non-qualified plan pursuant to 457(f) of the Internal Revenue Code. The purpose of this plan is to incentivize Rady Children's Hospital - San Diego eligible senior management employees (President, Senior Vice Presidents, Vice Presidents, Senior Managing Directors) in recognition of the fact that they are required to devote significant amounts of time, skill and energy to the organization and to provide these individuals with additional deferral opportunities. The amounts listed in Schedule J Part II, Column (C) are subject to substantial future service requirements to the organization and are subject to substantial risk of forfeiture. Once vested and not otherwise deferred, the amounts under this plan are reported on Form W-2 as taxable compensation to the individual. FORM 990, PART III, LINE 1 MISSION DESCRIPTION Rady Children's Hospital and Health Center (RCHHC) was formed to acquire, establish, maintain, conduct, operate, raise funds for, and otherwise support, directly or indirectly through its affiliates, facilities and programs for the benefit of children and adults with diseases, disorders, and other health problems of pediatric origin, including providing resources for charity care, research, and education. In addition, RCHHC solicits and receives grants and donations to be used to promote and advance the welfare and activities of its affiliates. PART VI Section B, Line 11B - The Form 990 was reviewed by the Chief Financial Officer and then provided to the organization's Audit and Corporate Responsibility Committee for review. Following review by the Committee, the Form 990 was finalized, signed and submitted to the Internal Revenue Service. A complete copy of the Form 990 was provided to each voting board member prior to filing. Section B, Line 12c - On an annual basis and upon election or appointment, the policy and disclosure statement is distributed to all Board members, officers, and key employees and medical staff leaders. All completed and signed statements are returned to the Corporate Compliance Officer for review. Financial interest disclosures by board members and officers are brought to the RCHHC Board of Trustees or the Audit and Corporate Responsibility Committee for review and, as needed, appropriate action. Financial interest disclosures by key employees and medical staff leaders are reviewed by the Corporate Compliance Officer and referred to the President and Chief Executive Officer or to the RCHHC Board of Trustees. The Corporate Compliance Officer reports annually to the Executive Corporate Compliance Committee and the Audit and Corporate Responsibility Committee a summary of all disclosures and action taken, if any. All other employees are required to complete a disclosure statement on an annual basis that is reviewed by the Corporate Compliance Officer. PART VI, SECTION B & C Section B Line 15 - Rady Children's Hospital and Health Center/Rady Children's Hospital - San Diego working through the Board Compensation Committee has a process for establishing, reviewing and approving compensation of officers and key employees of the organization on a no less than an annual basis. The Compensation Committee is comprised of independent, lay members of the Board of Trustees. Prior to conducting its review, the Chair of the Compensation Committee determines whether any member has a conflict of interest with respect to the matter(s) under review. If there is a conflict, the conflicted member recuses himself/herself and is not present during discussion or vote on the arrangement under review. In determining and approving the compensation arrangement, the Committee considers all components of compensation. It considers comparability data and usually retains an independent compensation consultant to provide comparability data to the committee. Total compensation is targeted to be between the 50th and 75th percentiles of the comparability data. The Committee's deliberations and decisions are documented in minutes that are reviewed at its next meeting or sixty days after action. The Committee's written records include the (1) terms of the arrangement with the disqualified person (including the date the arrangement was approved); (2) a list of members present during the discussion of the transaction (and how the members voted when it was approved); and (3) a description of the comparable data relied on by the Committee. Section C, Line 19 - While federal tax laws do not mandate that the organization's governing documents, conflict of interest policy and financial statements be made available for public inspection, the organization makes its financial statements available upon request. PART XI, RECONCILIATION OF NET ASSETS UNREALIZED GAINS ON INVESTMENT: 3,939,139 book to tax adjustment for investment partnership:(2,842,395) --------- 1,096,744 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Lisa A Barkett TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Kurt Benirschke, MD TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:John G Davies, Esq TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Penny Dokmo TITLE:Board Member HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:John M Gilchrist, Jr TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:David F Hale TITLE:Board Member/chair HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Jeffrey Jacobs TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Catherine J Mackey, PhD TITLE:Board Member HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:G. Diego Miralles, MD TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Michael P Peckham TITLE:Board Member HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Harry M Rady TITLE:Board Member HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Theodore D Roth TITLE:Board Member/vice chair HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Scott N Wolfe, Esq TITLE:Board Member HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:David A Brenner, MD TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Marye Anne Fox, PhD TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Mary Hilfilker, MD TITLE:Board Member HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Anthony E Magit, MD TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Santiago Munoz TITLE:Board Member HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Cathy C Polk TITLE:Board Member HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:kathleen dooley sellick TITLE:Pres/CEO HOURS:26 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Margareta E Norton TITLE:SVP/COO HOURS:24 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:David B Gillig TITLE:SVP/Exec Dir, RCHFSD HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Irvin A Kaufman, MD TITLE:SVP/CMO HOURS:20 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Roger G Roux TITLE:SVP/CFO HOURS:24 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Belinda Santos TITLE:Asst Secty HOURS:20 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Mary J Fagan TITLE:VP/CNO HOURS:20 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Marjorie Peck TITLE:VP/CNO HOURS:20 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:barbara ryan TITLE:vp government affairs HOURS:20 Rady Children's Hospital - San Diego 3020 Childrens Way San Diego CA 921234282 951691313 hospital CA 501(c)(3) 3 RCHHC Rady Children's Hospital Research Center 3020 Childrens Way San Diego CA 921234282 953814185 Research CA 501(c)(3) 11a rchhc Rady Children's Health Services San Dieg 3020 Childrens Way San Diego CA 921234282 330278018 Support RCHHC CA 501(c)(3) 11a RCHHC Rady Children's Hospital Foundation San 3020 Childrens Way San Diego CA 921234282 330170626 Fundraising CA 501(c)(3) 7 RCHHC Children's Hospital Integrated Risk Prot Captive Insurance BD NA C Corp 0 410515 1.00000 Rady Children's Physician Management Ser 3860 Calle Fortunada Suite 200 San Diego CA 921234282 330670694 Management Servic CA NA C Corp. 32678601 8714708 1.00000 Children's Hospital Insurance Limited Canons Court 22 Victoria Street Hamilton BD HM12 Captive Insurance BD CHIRP C corp 5147880 17207983 1.00000 MCMCCRUT 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 406561312 crut CA NA TRUST 0 2060222 1.00000 JFMFCRUT 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 336172542 CRUT CA NA TRUST 0 433986 1.00000 JALCRUT 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 206371848 CRUT CA NA TRUST 0 197395 1.00000 MCLCRUT 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 336330012 CRUT CA NA TRUST 0 186065 1.00000 SMCRUT 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 336330012 CRUT CA NA TRUST 0 535861 1.00000 JHCRUT 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 921234282 336188406 CRUT CA NA TRUST 0 111729 1.00000 false true true false false false false false false false false true true true true true true true Rady Children's Hospital - San Diego n 3437696 Rady Children's Hospital - San Diego o 32484 Rady Children's Hospital - San Diego p 5886584 Rady Children's Hospital - San Diego q 883345 Rady Children's Hospital - San Diego r 3175784 Rady Children's Hospital - San Diego c 2334000 Rady Children's Hospital - San Diego b 13153755 children's hospital insurance ltd l 3602188 children's hospital insurance ltd o 229972 schedule r part v line 2 The amounts on Schedule R Part V Line 2 were determined as follows: (b) and (c) The grant to and from RCHHC was determined based on the original donor's requirements and as approved by respective boards. (l) Premiums transfered were based on fair market value. (n)(o) and (p) transactions - these amounts were reimbursements for employee salaries and benefits for the services the employees provided to RCHHC and cost reimbursements for other expenses. (q)(r) transactions - these are transfers of cash and donor related investments. The donor related investments were transferred at fair market value.