2012-05-14T14:21:47-05:00 2011-12-31 420714325 MCGLADREY LLP 801 NICOLLET MALL SUITE 1100 MINNEAPOLIS MN 55402 990 2011-01-01 941326959 CREDIT UNIONS IN THE STATE OF CALIFORNIA FINANCIAL CENTER CREDIT UNION CRED 2099486024 PO BOX 208005 STOCKTON CA 95208 STEVE LEIGA 2099486024 2012-05-10 1 GERALD B KISSELL P00092658 6123324300 2011 2016-02-24 21:20:13Z MICHAEL DUFFY PO BOX 208005 STOCKTON CA 95208 21298651 0 1526 X WWW.FCCUBURT.ORG X 1954 CA TO PROVIDE CREDIT UNION SERVICES TO MEMBERS. 5 4 100 8 387061 -16835 0 0 19725341 19746757 2032961 1551894 0 0 21758302 21298651 0 0 1567862 1531299 6308859 6017725 0 0 0 10363884 9560713 18240605 17109737 3517697 4188914 303375243 326532655 226169256 243842364 77205987 82690291 X TO PROVIDE CREDIT UNION SERVICES TO MEMBERS. 0 1 FINANCIAL CENTER CREDIT UNION SERVES 32,000 MEMBERS WITH $327 MILLION IN ASSETS, $155 MILLION IN NET LOANS TO MEMBERS, AND $236 MILLION IN MEMBER DEPOSITS AS OF 12-31-11. 0 0 1 0 0 0 1 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 13316 0 1 100 1 1 1 0 0 0 0 0 X 5 4 1 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X STEVE LEIGA 2099486024 PO BOX 208005 STOCKTON CA 95208 MICHAEL DUFFY 55.00 X X 456681 0 387010 VALENCIA JONES 1.00 X X 0 0 0 ANGELA ROSENQUIST 1.00 X 0 0 0 JOHN VERA 1.00 X 0 0 0 PETE HOENTHANER 1.00 X 0 0 0 NORA STROH 55.00 X 195398 0 143742 STEVE LEIGA 55.00 X 119345 0 140044 771424 0 670796 3 0 1 0 BLUE SHEILD PO BOX 629014 ELDORADO HILLS CA 957629014 MEDICAL INS 618308 PRESORT 3806 CORONADO AVE STOCKTON CA 952042314 STMTS AND MAIL SVCS 473477 FISERV 75 REMITTANCE DRIVE SUITE 6962 CHICAGO IL 606756962 DATA PROCESSING 402326 FISERV EFT PO BOX 60000 SAN FRANCISCO CA 94160 CARD SERVICES 306828 IC INC PO BOX 4487 STOCKTON CA 952040487 MKTG, OPERATIONS SUPPLIES 244841 14 INCOME FROM LOANS 900099 14404798 14404798 FEES AND CHARGES 524292 5041437 4654376 387061 OTHER INCOME 900099 300522 300522 19746757 1551894 1551894 21298651 19359696 387061 1551894 1531299 737302 3112505 2167918 510678 966026 793375 708160 426846 564162 PROVISION FOR LOAN LOSS 3083590 ATM 1156543 VISA 757666 ALL OTHER EXPENSES 593667 17109737 47317550 40126984 160594702 155456274 10573900 4890252 5741948 5683648 86330931 121237515 3390112 4028234 303375243 326532655 7263340 7603939 11528732 11947343 207377184 224291082 226169256 243842364 X 0 0 0 0 77205987 82690291 77205987 82690291 303375243 326532655 X 4188914 1295391 X 0 1 1 X 0 10400 10400 10400 1 BILL BERRYHILL FOR ASSEMBLY 2012 - COMMITTEE ID# 1334919 4803 SISK RD STE 201 SALIDA CA 95368 3900 CARLOS VILLAPUDUA FOR SUPERVISOR - COMMITTEE ID #1296548 PO BOX 1282 STOCKTON CA 95201 500 LARRY ORNELLAS FOR SUPERVISOR #1342824 20749 S LAMMERS ROAD TRACY CA 95304 500 RUHSTALLER FOR SUPERVISOR # 1280378 18 E SONOMA AVE STOCTON CA 95204 500 CITIZENS TO ELECT STEVE BESTOLARIDES FOR SUPERVISOR #1300480 PO BOX 2304 STOCTON CA 95202 500 CCUL - PAC 1201 K ST 1050 SACRAMENTO CA 95814 3500 CATHLEEN GALGIANI FOR SENATE #1340885 1852 W 11TH ST 348 TRACY CA 95376 1000 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: THE CREDIT UNION MAKES CONTRIBUTIONS TO POLITICAL CAMPAIGNS, MAY WALK DISTRICTS FOR CANDIDATES, AND MAY OFFER CREDIT UNION FACILITIES FOR USE OR PHONE BANK. 0 1 1340316 1340316 7972589 4299368 3673221 1260995 590884 670111 5683648 WESCORP SECURITIES 16355000 F SECURITIES - AFT 502573 F SECURITIES - AFS 104379942 F 121237515 MEMBER SHARES 224291082 224291082 PART IV, LINE 2B: THE TOTAL VALUE OF ASSETS WHICH THE ORGANIZATION SERVES AS CUSTODIAN IS $11,830,800.46 WHICH IS IRA BALANCES. THE ESCROW ACCOUNT LIABILITY AMOUNT IS $116,453 WHICH IS REAL ESTATE ESCROW/IMPOUND ACCOUNTS. X X X 1 1 X X X X X 0 1 0 MICHAEL DUFFY 252719 0 200486 0 3476 0 356625 0 30385 0 843691 0 0 0 NORA STROH 155550 0 38601 0 1247 0 124037 0 19705 0 339140 0 0 0 STEVE LEIGA 95590 0 22469 0 1286 0 109659 0 30385 0 259389 0 0 0 PART I, LINE 1A FIRST-CLASS TRAVEL - TRAVEL FOR BOARD AND EXECUTIVES WHERE FIRST CLASS TRAVEL IS AN OPTION AND WHEN DEEMED APPROPRIATE. HOWEVER, MOST AIR TRAVEL IS ON SOUTHWEST OR EQUIVALENT. TRAVEL FOR COMPANIONS - COMPANION TRAVEL IS PROVIDED WHEN APPROPRIATE. HEALTH/SOCIAL CLUB DUES - CORPORATE SOCIAL CLUB MEMBERSHIP IS PART OF COMMUNITY AND SMALL EMPLOYEE GROUP (SEG) RELATIONS. PART I, LINE 4B PARTICIPATION IN A 457(F) RETIREMENT PLAN - AMOUNTS REPORTED IN PART II, COLUMN C "RETIREMENT AND OTHER DEFERRED COMPENSATION", INCLUDE A SEC 457(F) RETIREMENT PLAN FUNDING. AMOUNTS ARE ACCRUED BUT NOT YET PAID OUT. ACCRUED AMOUNTS ARE AT SUBSTANTIAL RISK OF FORFEITURE AND ARE SCHEDULED TO BE PAID OUT IN FUTURE DISTRIBUTIONS. MICHAEL DUFFY BROTHER OF NORA STROH, COO/EXECUTIVE VP 843691 COMPENSATION PAYMENTS BY THE ORGANIZATION TO A FAMILY MEMBER OF AN OFFICER 0 NORA STROH SISTER OF MICHAEL DUFFY, PRESIDENT/CEO 339140 COMPENSATION PAYMENTS BY THE ORGANIZATION TO A FAMILY MEMBER OF AN OFFICER 0 CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 SHORT TERM SHARE CERTIFICATES (3, 6, AND 12 MONTH) WERE DISCONTINUED DUE TO THE LOW INTEREST RATE ENVIRONMENT. FORM 990, PART VI, SECTION A, LINE 2 THE PRESIDENT/CEO, MICHAEL DUFFY, AND THE COO/EXECUTIVE VP, NORA STROH, ARE SIBLINGS. FORM 990, PART VI, SECTION A, LINE 6 THE CREDIT UNION'S MEMBERS HAVE RIGHTS TO ELECT THE MEMBERS OF THE GOVERNING BODY. THE CREDIT UNION'S MEMBERS ALSO RECEIVE A SHARE OF THE ORGANIZATION'S PROFITS IN THE FORM OF CASH DIVIDENDS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE CREDIT UNION HAVE THE RIGHT TO ELECT ONE OR MORE MEMBERS OF THE ORGANIZATION'S GOVERNING BODY, WHETHER PERIODICALLY, AS VACANCIES ARISE, OR OTHERWISE. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS OF THE CREDIT UNION HAVE THE RIGHT TO APPROVE THE GOVERNING BODY'S ELECTION AND REMOVAL OF MEMBERS OF THE GOVERNING BODY, AS WELL AS OTHER MATTERS THAT ARE SUBJECT TO THE APPROVAL OF MEMBERS OF THE CREDIT UNION AS THEY OCCUR. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE RETURN IS REVIEWED BY THE CEO AND CFO PRIOR TO FILING. COPIES ARE PROVIDED TO THE BOARD FOR COMMENT PRIOR TO FILING. PRIOR TO 2008, A GROUP RETURN WAS COMPLETED AND FILED BY CALIFORNIA CREDIT UNION LEAGUE AND CALIFORNIA DEPT OF FINANCIAL INSTITUTIONS. FORM 990, PART VI, SECTION B, LINE 12C MONITORED THROUGH TRAINING AND POLICY REVIEW. FORM 990, PART VI, SECTION B, LINE 15 PERFORMANCE BASED. COMPENSATION SURVEYS ARE USED TO SET COMPENSATION LEVELS, AS WELL AS AN INDEPENDENT THIRD PARTY REVIEW AND REVIEW AND APPROVAL OF THE EXECUTIVE BENEFITS COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 CERTAIN DOCUMENTS ARE AVAILABLE FOR REVIEW UPON REQUEST. A LOBBY NOTICE IS POSTED IN EACH BRANCH. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: CHANGE IN FAS 115 UNREALIZED GAIN/LOSS 1,281,006. CHANGE IN REGULAR RESERVES 14,385. TOTAL TO FORM 990, PART XI, LINE 5: 1,295,391.