2012-05-08T12:34:47-05:00 2011-09-30 WIPFLI LLP 2901 WEST BELTLINE HIGHWAY MADISON WI 53713 990 2010-10-01 420923424 UPPER DES MOINES OPPORTUNITY INC UPPE 7128593885 101 ROBINS STREET PO BOX 519 GRAETTINGER IA 513420519 JAMEY WHITNEY 7128593885 2012-04-23 1 DENES TOBIE 6082741980 2012-04-23 2010 2016-02-24 21:20:13Z JAMEY WHITNEY PO BOX 319 GRAETTINGER IA 51342 17358439 0 X WWW.UDMO.COM X 1965 IA UPPER DES MOINES OPPORTUNITY, INC. ADMINISTERS VARIOUS PROGRAMS FUNDED BY FEDERAL, STATE, AND LOCAL GOVERNMENTAL BODIES TO PROVIDE EDUCATIONAL, HEALTH AND SOCIAL SERVICES TO ELIGIBLE INDIVIDUALS. 31 31 277 3210 0 0 17291413 16908035 553400 439763 30035 10641 0 0 17874848 17358439 6891380 7212133 0 0 7965889 7848705 0 0 1664 2664675 2309241 17521944 17370079 352904 -11640 3691506 3348671 1462327 1131132 2229179 2217539 X UDMO IS DEDICATED TO BUILDING PARTNERSHIPS, EMPOWERING PEOPLE, AND ALLEVIATING THE CONDITIONS AND CAUSES OF POVERTY. 0 0 7328882 6692050 14428 THIS CATEGORY INCLUDES A VARIETY OF PROGRAMS AND SERVICES DESIGNED TO ALLEVIATE THE ENERGY BURDEN OF ELIGIBLE HOUSEHOLDS. TWO MAJOR PROGRAMS INCLUDED ARE WEATHERIZATION AND LIHEAP.WEATHERIZATION - THE WEATHERIZATION ASSISTANCE PROGRAM HELPS TO REDUCE THE HEATING AND COOLING COSTS FOR LOW-INCOME PERSONS BY IMPROVING THE ENERGY EFFICIENCY OF THEIR HOMES. DURING THE 2011 FISCAL YEAR, A TOTAL OF $3,278,502 WAS EXPENDED TO WEATHERIZE 294 HOMES IN UDMO'S 12-COUNTY SERVICE AREA. THE AVERAGE PER HOME WAS APPROXIMATELY $10,600. LIHEAP - THE LOW INCOME HOME ENERGY ASSISTANCE PROGRAM WAS ESTABLISHED TO HELP LOW-INCOME IOWA HOMEOWNERS AND RENTERS PAY FOR A PORTION OF THEIR PRIMARY HEATING COSTS FOR THE WINTER HEATING SEASON, TO ENCOURAGE REGULAR UTILITY PAYMENTS, TO PROMOTE ENERGY AWARENESS AND TO ENCOURAGE REDUCTION OF ENERGY USAGE THROUGH ENERGY EFFICIENCY AND CLIENT EDUCATION. THE ASSISTANCE IS BASED ON HOUSEHOLD INCOME, HOUSEHOLD SIZE, TYPE OF FUEL AND TYPE OF HOUSING. APPLICATIONS FOR ASSISTANCE ARE TAKEN FROM OCTOBER 1 THROUGH APRIL 15 AT EACH OF UDMO'S COUNTY OUTREACH CENTERS. DURING FY11, UDMO PROVIDED LIHEAP ASSISTANCE TO 6,799 HOUSEHOLDS IN UDMO'S 12-COUNTY SERVICE AREA. 4732466 11658 THIS CATEGORY INCLUDES A VARIETY OF PROGRAMS AND SERVICES GEARED TOWARD THE CARE AND EDUCATION OF YOUNG CHILDREN. PARENTS MAY ALSO BE ASSISTED THROUGH THESE INITIATIVES. HEAD START/EARLY HEAD START/CHILD DEVELOPMENT CENTERS/4-YEAR OLD VOLUNTARY PRESCHOOL UPPER DES MOINES OPPORTUNITY (UDMO) HEAD START AND EARLY HEAD START PROGRAMS AND CHILD DEVELOPMENT CENTERS SERVED 614 CHILDREN AND THEIR FAMILIES DURING THE 2010-2011 PROGRAM YEAR. HEAD START IS FUNDED TO SERVE 344 CHILDREN AND EARLY HEAD START IS FUNDED FOR 176 CHILDREN. ALL PROGRAMS MAINTAINED FULL ENROLLMENT THROUGHOUT THE PROGRAM YEAR. HEAD START SERVES MANY MORE CHILDREN IN PARTNERSHIPS WITH SCHOOL DISTRICTS IN ITS EIGHT-COUNTY SERVICE AREA. UPPER DES MOINES OPPORTUNITY'S HEAD START PROGRAMS ARE AVAILABLE IN BUENA VISTA, CLAY, DICKINSON, EMMET, O'BRIEN, OSCEOLA, PALO ALTO, AND POCAHONTAS.BOTH PROGRAMS MAINTAINED FULL ENROLLMENT THROUGHOUT THE PROGRAM YEAR. OF THE 383 CHILDREN SERVED BY HEAD START, 74% LIVED IN FAMILIES WITH INCOMES BELOW 100% OF POVERTY, 16% LIVED IN FAMILIES BETWEEN 100 AND 130% OF POVERTY, 3% LIVED IN FAMILIES ABOVE 130% OF POVERTY. OF THE 231 CHILDREN SERVED BY EARLY HEAD START, 87% LIVED IN FAMILIES WITH INCOMES BELOW 100% OF POVERTY AND 9% LIVED IN FAMILIES WITH INCOMES BETWEEN 100% AND 130% OF POVERTY. HEAD START SERVED 17.15% WITH DISABILITIES. EARLY HEAD START SERVED 18.75% OF CHILDREN WITH DISABILITIES. HEAD START AND EARLY HEAD START CLASSROOMS WERE ACCREDITED BY THE NATIONAL ASSOCIATION FOR THE EDUCATION OF YOUNG CHILDREN (NAEYC) DURING THE PROGRAM YEAR. 2132073 205099 20239 COMMUNITY SERVICES INCLUDES A VARIETY OF PROGRAMS SERVING ELIGIBLE PARTICIPANTS WITHIN UDMO'S 12-COUNTY SERVICE AREA. ELIGIBILITY MAY VARY BY PROGRAM. 506765 169562 32921 HEALTH PROGRAMS 756251 100 FOOD PROGRAMS 455580 145422 244120 OUTREACH 397449 86141 RENTAL HOUSING FACILITIES FOR LOW TO MODERATE INCOME HOUSEHOLDS. 102616 30156 CORPORATE 2218661 314984 393438 16412082 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 363 0 1 277 1 0 0 0 0 0 0 0 0 X 31 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IA X X TRAVIS EDWARDS FISCAL DIRECTOR 7128593885 101 ROBINS STREET PO BOX 519 GRAETTINGER IA 51342 DON ALTENA 1.00 X 0 0 0 BARB ROHWER 1.00 X 0 0 0 BURLIN MATTHEWS 1.00 X X 0 0 0 JACK RYAN 1.00 X 0 0 0 DAVID SCOTT 1.00 X X 0 0 0 CAROLANN FULLERTON 1.00 X 0 0 0 MARDI ALLEN 1.00 X 0 0 0 RON GRAETTINGER 1.00 X 0 0 0 KELLIE JONES 1.00 X 0 0 0 LORI TIELBAR 1.00 X 0 0 0 DAN MCCAIN 1.00 X 0 0 0 RON SMITH 1.00 X 0 0 0 REVEREND GLENN BOHMER 1.00 X 0 0 0 VINCENT TRIGGS 1.00 X 0 0 0 LAVONNE KIRK 1.00 X 0 0 0 JANE MCCORMICK 1.00 X 0 0 0 DOUG BAILEY 1.00 X X 0 0 0 KIM MOTL 1.00 X 0 0 0 JOYCE HUGHES 1.00 X 0 0 0 BARB AMADOR 1.00 X 0 0 0 HARLEY HETT 1.00 X 0 0 0 LUCAS BEENKEN 1.00 X 0 0 0 TODD HUDSPETH 1.00 X 0 0 0 BEV JUHL 1.00 X 0 0 0 MARION ROETZEL 1.00 X 0 0 0 TIFFANY ANDREASEN 1.00 X 0 0 0 JIM DE BOOM 1.00 X 0 0 0 LORI ERICHSEN 1.00 X 0 0 0 CLARK FLETCHER 1.00 X 0 0 0 LARRY PEDLEY 1.00 X 0 0 0 CHRIS LIVENGOOD 1.00 X 0 0 0 RONALD LUDWIG 40.00 X 91446 0 20285 TRAVIS EDWARDS 40.00 X 78521 0 16750 169967 0 37035 0 0 0 0 BRIAN MCLOUD CONSTRUCTION PO BOX 1546 FORT DODGE IA 50501 WEATHERIZATION SERVICES 301638 DREAM BUILDERS 6558 280TH STREET HARTLEY IA 51346 WEATHERIZATION SERVICES 198962 FM SERVICES 2857 LITTLE WALL LAKE ROAD JEWELL IA 50130 WEATHERIZATION SERVICES 181034 TRI-STATE PLUMBING & HEATING 401 SOUTH MAIN STREET INWOOD IA 51240 WEATHERIZATION SERVICES 176495 TERRELL HOME SERVICES 2961 FIR AVENUE ROCK VALLEY IA 51247 WEATHERIZATION SERVICES 135626 5 16604021 304014 16908035 PROGRAM INCOME 624200 233856 233856 LOW INCOME RENTAL REVE 531110 85983 85983 OUTREACH REVENUE 624100 44591 44591 TITLE XIX INCOME 900099 26527 26527 RESOURCE & REFERRAL RE 900099 1149 1149 47657 47657 439763 10641 10641 17358439 439763 0 10641 7212133 7212133 235447 235447 5892708 5550217 341531 960 387505 364445 22685 375 868697 817641 50854 202 464348 437038 27183 127 7554 7554 36750 36750 322376 322376 673820 601580 72240 30771 27472 3299 361486 322731 38755 387305 345782 41523 206392 184265 22127 16792 16792 OTHER EXPENSES 246034 219656 26378 BOARD COSTS 13215 13215 REGISTRATIONS 6746 6746 17370079 16412082 956333 1664 6125 6025 959566 893438 1116963 868170 79274 103015 20877 13764 128681 203864 74759 54734 2265231 1415023 942621 850208 349519 349519 13121 5934 3691506 3348671 662535 553449 283197 265876 305873 305873 210722 5934 1462327 1131132 X 1952886 1945591 276293 271948 2229179 2217539 3691506 3348671 -11640 0 X X 0 1 1 X 1 1 X 10400885 11592996 14305862 17291413 16908035 70499191 10400885 11592996 14305862 17291413 16908035 70499191 70499191 62820 37123 15694 13169 10641 139447 570086 573031 637287 570266 439763 2790433 73429071 2790433 0.96010 0.95360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 117990 117990 1033252 703014 330238 1113989 712009 401980 850208 INVESTMENT IN AND ADVANCES TO PARTNERSHIPS 349519 C 349519 SECURITY DEPOSIT PAYABLE 5934 5934 17358439 17370079 -11640 0 -11640 18280480 922041 922041 17358439 0 17358439 18292120 922041 922041 17370079 0 17370079 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: UDMO IS EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A SIMILAR SECTION OF THE IOWA INCOME TAX LAW, WHICH PROVIDES TAX EXEMPTION FOR CORPORATIONS ORGANIZED AND OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, OR EDUCATIONAL PURPOSES. UDMO IS REQUIRED TO ASSESS WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. UDMO HAS DETERMINED THERE ARE NO AMOUNTS TO RECORD AS ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. FEDERAL RETURNS FOR THE TAX YEAR 2007, AND BEYOND REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART X, LINE 2 UDMO IS REQUIRED TO ASSESS WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. UDMO HAS DETERMINED THERE ARE NO AMOUNTS TO RECORD AS ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. FEDERAL RETURNS FOR THE FISCAL YEARS ENDED SEPTEMBER 30, 2007, 2008, AND 2009 REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. 1 ENERGY ASSISTANCE 7178 6692050 HOUSING ASSISTANCE 555 169562 COMMUNITY SERVICE ASSISTANCE 746 205099 OUTREACH ASSISTANCE 23605 145422 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZATION FOLLOWS FEDERAL COMPLIANCE STANDARDS IN MONITORING GRANTS AND ASSISTANCE. THIS INCLUDES MONITORING VISITS OR OTHER FOLLOW UP WITH RECIPIENTS OF GRANT ASSISTANCE. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE BOARD OF DIRECTORS AT A REGULAR MEETING (IN CONJUNCTION WITH THE PRESENTATION OF THE ANNUAL AUDIT). FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND KEY EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE ANY CONFLICTS OF INTEREST AND SUBMIT THE SIGNED DISCLOSURE FORM TO THE ORGANIZATION. THEY ALSO RECEIVE ANNUAL TRAINING ON THE CONFLICT OF INTEREST POLICY. BOARD MEMBERS AND KEY EMPLOYEES ARE ASKED TO REPORT ANY ADDITIONAL CONFLICTS THAT MAY ARISE THROUGHOUT THE YEAR AND THEY ARE ASKED TO ABSTAIN FROM DISCUSSION AND VOTING ON ANY BOARD MEETING TOPICS FOR WHICH THEY MAY HAVE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY EVALUATING AGENCY COMPENSATION RATES WITH AN AGENCY-DEVELOPED REGIONAL COMPENSATION STUDY AND A STATEWIDE WAGE COMPARABILITY STUDY OF OTHER COMMUNITY ACTION AGENCIES. COMPENSATION IS ALSO TIED TO ANNUAL EMPLOYEE EVALUATIONS. FORM 990, PART VI, SECTION C, LINE 19 A COPY OF THE FORM 990, ANNUAL AUDIT, CONFLICT OF INTEREST POLICY, OR OTHER ORGANIZATIONAL DOCUMENTS ARE AVAILABLE UPON REQUEST THROUGH OUR ORGANIZATION'S WEBSITE. BOARD OF DIRECTORS MEETING MINUTES ARE ALSO AVAILABLE FOR VIEWING ON THE WEBSITE AT ANY TIME. AUDIT COMMITTEE OVERSIGHT OF AUDIT FORM 990, PART XI, LINE 2C THE BOARD OF DIRECTORS HAS AN AUDIT COMMITTEE THAT OVERSEES THE REQUEST FOR PROPOSAL (RFP) PROCESS FOR SELECTING THE AGENCY'S AUDIT FIRM. THEY REVIEW AND APPROVE THE RFP, REVIEW PROPOSALS RECEIVED, AND RECOMMEND AN AUDIT FIRM TO THE BOARD OF DIRECTORS FOR FINAL APPROVAL. THIS COMMITTEE ALSO HOLDS AN EXIT CONFERENCE WITH THE AUDITORS AND REPORTS ANY DISCUSSIONS TO THE BOARD OF DIRECTORS. UDMO FOUNDATION 101 ROBINS STREET PO BOX 519 GRAETTINGER IA 513420519 043845006 FOUNDATION IA 501(C)(3) PF N/A 0 SIBLEY ONE LP 101 ROBINS STREET GRAETTINGER IA 513420519 420923424 LOW-INCOME HOUSING IA N/A RELATED -31642 3105 0 1 0.01000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0