2012-05-01T07:45:54-05:00 2011-06-30 BRYANS & GRAMUGLIA CPAS LLC 315 WASHINGTON AVE EXT ALBANY NY 12205 990 2010-07-01 150539129 SPRINGBROOK NY INC SPRI 6072867271 2705 STATE HIGHWAY 28 ONEONTA NY 13820 PATRICIA KENNEDY 6072867271 2012-05-01 0 5184528055 2010 2016-02-24 21:20:13Z PATRICIA KENNEDY 2705 STATE HIGHWAY 28 ONEONTA NY 13820 32409901 0 X SPRINGBROOKNY.ORG X 1941 NY PROVIDING SERVICES TO CHILDREN AND ADULTS WITH DEVELOPMENTAL DISABILITIES. SERVICES INCLUDE EDUCATION, HABILITATION SERVICES AND RESIDENTIAL SERVICES. 18 18 1262 25 0 0 1402179 1489360 30305999 30892099 14280 12946 2483 3682 31724941 32398087 0 0 0 0 24804984 25475398 0 0 266045 5763792 6115496 30568776 31590894 1156165 807193 17486348 27882145 9395345 22485449 8091003 5396696 X WE AT SPRINGBROOK HAVE A HEARTFELT COMMITMENT TO SERVE PEOPLE WITH SPECIAL NEEDS. WE TAKE PRIDE IN OUR CHRISTIAN HERITAGE, OUR FAMILY CENTERED PROGRAMS AND OUR ABILITY TO MEET THE EVER CHANGING NEEDS OF THOSE WE SERVE. 0 0 9899465 10394406 COMMUNITY HOMES PROGRAM - THIS IS SPRINGBROOK'S LARGEST OVERALL PROGRAM WITH 20 COMMUNITY HOMES. NEW NORWICH HOME OPENED IN OCTOBER 2009. TWO PROPERTIES IN DEVELOPMENT FOR OPENING IN SUMMER 2011. CURRENTLY THERE ARE 125 RESIDENTS. THE TOTAL PROGRAM BUDGET FOR 2010-11 IS 11.9 MILLION. FUNDING FOR THE PROGRAM IS PROVIDED THROUGH NEW YORK STATE OFFICE OF PEOPLE WITH DEVELOPMENTAL DISABILITIES (OPWDD). A MONTHLY REIMBURSEMENT RATE IS PAID PER RESIDENT WITH A 22 DAY MINIMUM RESIDENCE PER MONTH. MOST RESIDENTS ARE TRANSPORTED TO THE DAY HABILITATION SITES DAILY FOR SERVICES. 6650664 7873879 CAMPUS RESIDENCE PROGRAM - THE SECOND LARGEST PROGRAM WITH SIX RESIDENTIAL UNITS ON CAMPUS AND HAS A 2010-11 BUDGET OF $7.4 MILLION. MAXIMUM CAPACITY OF 48 RESIDENTS IS MAINTAINED AT ALL TIMES WITH A LARGE WAITING LIST AS PARTICIPANTS AGE OUT TO OTHER FACILITIES OR RETURN TO THEIR HOME ENVIRONMENTS. A MAJOR EXPANSION WITH THREE ADDITIONAL HOMES HOUSING 24 ADDITIONAL INDIVIDUALS IS UNDERWAY WITH A PROJECTED FALL 2011 START DATE. THE EXPANSION WILL REQUIRE MAJOR CAMPUS INFRASTRUCTURE WORK TO ACCOMMODATE THE ADDITIONAL RESIDENTS AND STAFF. THE FUNDING SOURCE IS THE NEW YORK STATE OFFICE FOR CHILDREN AND FAMILY SERVICES (OCFS) WHICH PROVIDES A DAILY MAINTENANCE RATE THAT IS RECONCILED ON A TWO YEAR ACTUAL EXPENDITURE CYCLE. STAFFING REQUIREMENTS ARE APPROXIMATELY 25 EMPLOYEES PER RESIDENCE WITH 24 HOURS SERVICE INCLUDING ROTATING NURSING SERVICES. 4003920 4405340 CAMPUS SCHOOL PROGRAM - THE THIRD LARGEST PROGRAM, THE CAMPUS SCHOOL, PROVIDES EDUCATIONAL SERVICES TO THE 48 RESIDENTIAL STUDENTS AND 28 DAY STUDENTS FROM LOCAL SCHOOL DISTRICTS. THE BUDGET FOR 2010-11 IS $4.6 MILLION AND PROVIDES BEHAVIOR, PHYSICAL AND SPEECH THERAPY. FUNDING IS PROVIDED THROUGH THE NEW YORK STATE EDUCATION DEPARTMENT AND PROVIDES A SUMMER AND REGULAR SCHOOL YEAR PROGRAM. A TWO YEAR RECONCILED REIMBURSEMENT RATE IS ESTABLISHED BY NYSED AND IS BILLED TO THE HOME SCHOOL DISTRICTS ON A MONTHLY BASIS. THE CAMPUS EXPANSION INCLUDES THE SCHOOL FACILITY AND WILL ACCOMMODATE THE 24 NEW RESIDENTS AND PROVIDE A MAXIMUM LEVEL OF SERVICE TO 100 STUDENTS. ADDITIONAL CLASSROOM SPACE, CAFETERIA SPACE AND GYMNASIUM RENOVATION WILL REQUIRE 70 NEW FTE STAFF. DAILY SERVICES INCLUDE REGISTERED AND LICENSED NURSING STAFF SERVICES. 1900059 2282465 DAY HABILITATION 1085640 1314848 SERIVCE COORDINATION 605394 758697 PRE-SCHOOL 1810231 2075674 CSS 1521016 1740698 HOME AND COMMUNITY BASED SERVICES 1295199 BUILDINGS AND GROUNDS 61074 AGENCY FUNDS 8217539 8233456 28771588 1 1 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1291 0 1 1262 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X RICHARD CARNRIKE 6072867171 2705 STATE HIGHWAY 28 ONEONTA NY 13820 VINCENT RUSSO 3.00 X 0 0 0 MARILYN MALONE 3.00 X 0 0 0 WILLIAM CARLSEN 3.00 X X 0 0 0 JOHN ANDERSON 3.00 X 0 0 0 LESTER SITTLER 3.00 X X 0 0 0 JACK PITKIN 3.00 X X 0 0 0 RANDOLPH PALADA 3.00 X 0 0 0 THOMAS MAGGS 3.00 X 0 0 0 CHAD SMITH 3.00 X 0 0 0 FRANCIS BURDEN 3.00 X 0 0 0 SANDI COLLINS 3.00 X 0 0 0 JACKIE LOTTERMOSER 3.00 X 0 0 0 ANN WYNNE 3.00 X 0 0 0 DOUGLAS GULOTTY 3.00 X 0 0 0 ELAINE BRESEE 3.00 X 0 0 0 MARGARET SAVOIE 3.00 X X 0 0 0 GERALD PONDOLFINO 3.00 X 0 0 0 DR PETER VAN DER RIET 3.00 X 0 0 0 PATRICIA KENNEDY 40.00 X 196805 34730 23849 RICHARD H CARNRIKE JR 40.00 X 101893 0 13278 SETH HAIGHT 40.00 X 129461 0 13984 428159 34730 51111 3 0 1 0 SWBR ARCHITECTS 387 MAIN ST ROCHESTER NY 14604 EXPANSION 502890 UPSTATE PAVING 112 RAILROAD ST MT UPTON NY 13809 HOME BUILDING 405690 LE CHASE CONTRUCTION SERVICES LLC 300 TROLLEY BLVD ROCHESTER NY 14606 EXPANSION 278022 3 12486 1252255 204535 20084 1489360 INDIVIDUAL RESIDENTIAL 623990 10394406 10394406 RESIDENTIAL SERVICES 623990 7873879 7873879 EDUCATION 611710 4405340 4405340 DAY HABILITATION 624310 2282465 2282465 CSS 624100 2075674 2075674 3860335 3860335 30892099 1646 1646 7800 4118 3682 3682 3682 11300 11300 11300 11300 7696 12486 7696 0 32398087 30907081 0 1646 518023 518023 18489061 17806244 597179 85638 721096 702517 14854 3725 4219925 3967443 238090 14392 1527293 1454356 63962 8975 3612 229 3383 40500 34000 6500 9937 9937 28170 5366 22804 304964 160408 139248 5308 654934 620658 31876 2400 777943 741981 34510 1452 301500 210045 91455 993262 887258 105754 250 286094 215892 70202 EQUIPMENT RENTAL & MAIN 580302 505161 74455 686 PROGRAM SUPPLIES AND EQ 461036 441442 19576 18 PURCHASE OF SERVICES 443062 162436 243979 36647 FOOD 347634 331792 11093 4749 EDUCATION, TRAINING AND 214301 133530 78190 2581 668245 420259 178066 69920 31590894 28771588 2553261 266045 10125 10200 388301 442982 4433825 4294126 183764 195429 34389230 12071740 11626862 22317490 843471 621918 17486348 27882145 1831695 1939886 163257 161258 6976706 16120879 423687 4263426 9395345 22485449 X 8091003 5396696 8091003 5396696 17486348 27882145 X 807193 -3501500 X X 0 1 1 X 0 X 709587 549817 1376517 1402179 1489360 5527460 709587 549817 1376517 1402179 1489360 5527460 5527460 47785 43612 7003 16763 16628 131791 5659251 140603802 0.97670 0.96630 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 204642 204642 15268124 7924741 7343383 811890 590039 221851 2061649 1265316 796333 16042925 2291644 13751281 22317490 DUE TO FUNDING SOURCES 761926 FAIR VALUE OF INTEREST RATE SWAP AGREEMENTS 3501500 4263426 32398087 31590894 807193 -3501500 -3501500 -2694307 32409901 0 32409901 -11814 -11814 32398087 31602708 11814 11814 31590894 0 31590894 PART IV, LINE 2B: SPRINGBROOK HAS SIGNATURE AUTHORITY OVER PARTICIPANTS' FUNDS. THESE FUNDS ARE USED FOR AUTHORIZED AND ALLOWABLE PURCHASES OF PARTICIPANTS' PERSONAL ITEMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH IS NOW KNOWN AS FASB ASC 740-10. FASB ASC 740-10 IS AN INTERPRETATION OF FASB STATEMENT NO. 109, ACCOUNTING FOR INCOME TAXES WHICH IS NOW KNOWN AS FASB ASC 740-10 AND 740-30. FASB ASC 740-10 REQUIRES ENTITIES TO DISCLOSE IN THEIR FINANCIAL STATEMENTS THE NATURE OF ANY UNCERTAINTY IN THEIR TAX POSITION. FOR TAX-EXEMPT ENTITIES, THEIR TAX-EXEMPT STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, SINCE EVENTS COULD OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. SPRINGBROOK IMPLEMENTED FASB ASC 740-10 AND ITS CURRENT ACCOUNTING POLICY FOR EVALUATING UNCERTAIN TAX POSITIONS IS IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. SPRINGBROOK HAS NOT RECOGNIZED ANY BENEFITS FROM UNCERTAIN TAX POSITIONS IN 2010 & 2011 AND BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS FOR WHICH IT IS REASONABLY POSSIBLE THAT THE TOTAL AMOUNTS OF UNRECOGNIZED TAX BENEFITS WILL SIGNIFICANTLY INCREASE OR DECREASE WITHIN 12 MONTHS OF THE STATEMENTS OF FINANCIAL POSITION DATE. PART XI, LINE 8 - OTHER ADJUSTMENTS: LOSS ON CASH FLOW HEDGING TRANS. RELATED TO INTEREST RATE SWAP AGREEMENTS PART XII, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -4,118. SPECIAL EVENTS -7,696. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 4,118. SPECIAL EVENTS 7,696. DUCK DERBY 20182 12486 7696 1850 684 1384 1275 700 1803 20182 12486 7696 1850 684 1384 1275 700 1803 7696 0 X X X X X X 0 0 0 0 0 0 0 0 0 PATRICIA KENNEDY 174175 30737 0 0 22630 3993 12799 2259 7472 1319 217076 38308 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE 2010-11 TAX RETURN WILL BE SHARED WITH THE FINANCE COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR, ALL BOARD MEMBERS COMPLETE AND SIGN A CONFLICT OF INTEREST STATEMENT THAT IS MAINTAINED BY SPRINGBROOK. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE DIRECTOR'S COMPENSATION IS REVIEWED BY AN OUTSIDE CONSULTANT FROM FIRST NIAGARA BANK, AN EXECUTIVE COMPENSATION ANALYST. A BOARD COMMITTEE MEETS WITH THE CONSULTANT AND REVIEWS ALL THE DATA USED IN THE COMPENSATION STUDY. FORM 990, PART VI, SECTION C, LINE 19 SPRINGBROOK NY, INC. MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: LOSS ON CASH FLOW HEDGING TRANS. RELATED TO INTEREST RATE SWAP AGREEMENTS -3,501,500. TOTAL TO FORM 990, PART XI, LINE 5: -3,501,500. FORM 990-PART XI-LINE 2C- THE PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. UPSTATE HOME FOR CHILDREN FOUNDATION INC 2705 STATE HIGHWAY 28 ONEONTA NY 13820 222906500 FOUNDATION NY 501(C)(3) 7 N/A 1 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 UPSTATE HOME FOR CHILDREN FOUNDATION INC C 986209 COST UPSTATE HOME FOR CHILDREN FOUNDATION INC P 266045 COST