2012-05-01T12:32:53-05:00 2011-12-31 521446779 JOHNSON LAMBERT & CO LLP 700 SPRING FOREST ROAD STE 115 RALEIGH NC 27609 990 2011-01-01 521916480 NATIONAL MINING ASSOCIATION NATI 2024632600 101 CONSTITUTION AVENUE NW NO 500E WASHINGTON DC 200012133 ROGER C ROBERTS JR 2024632600 2012-05-01 1 9197196400 2011 2016-02-24 21:20:13Z HAROLD QUINN 101 CONSTITUTION AVENUE NW NO 500E WASHINGTON DC 200012133 33951065 0 X WWW.NMA.ORG X 1995 DE TO PROMOTE THE GENERAL WELFARE OF THE PRODUCERS OF COAL AND MINERALS, REPRESENT THE COAL AND MINERAL INDUSTRY ON PUBLIC POLICY ISSUES BEFORE CONGRESS, THE EXECUTIVE BRANCH, AND THE JUDICIARY AND PREPARE AND DISTRIBUTE INFORMATION TO CARRY OUT THESE PURPOSES. 74 74 38 0 0 0 1493748 15000 14247710 14666364 705807 1169939 111031 212596 16558296 16063899 0 0 0 0 7142460 7308901 0 0 0 9980795 10474901 17123255 17783802 -564959 -1719903 27440468 29950244 7924770 14258286 19515698 15691958 X NMA'S MISSION IS TO CREATE AND MAINTAIN A BROAD BASE OF POLITICAL SUPPORT FOR THE MINING INDUSTRY AND TO HELP THE NATION REALIZE THE ECONOMIC AND NATIONAL SECURITY BENEFITS OF AMERICA'S DOMESTIC MINING CAPABILITY. OUR OBJECTIVE IS TO ENGAGE IN AND INFLUENCE THE PUBLIC POLICY PROCESS ON THE MOST SIGNIFICANT AND TIMELY ISSUES THAT IMPACT OUR ABILITY TO LOCATE, PERMIT, MINE, PROCESS, TRANSPORT, AND UTILIZE THE NATION'S VAST COAL AND MINERAL RESOURCES.NMA SERVICES ITS MEMBERSHIP BY:-PROMOTING THE PRODUCTION AND USE OF COAL AND MINERAL RESOURCES PRODUCED BY THE US MINING INDUSTRY; -ESTABLISHING A STRONG POLITICAL PRESENCE IN THE NATION'S CAPITAL ON BEHALF OF NMA'S MEMBERSHIP; -SERVING AS THE INFORMATION CENTER FOR AND A SINGLE VOICE OF THE US MINING INDUSTRY;-AND ADDRESSING THE CURRENT AND FUTURE NEEDS OF THE INDUSTRY, MINING EQUIPMENT MANUFACTURERS, AND SUPPORT SERVICES MEMBERS OF THE ASSOCIATION. 0 0 PRESENTED THE INTEREST OF MINING BEFORE CONGRESS, THE ADMINISTRATION, FEDERAL AGENCIES, THE JUDICIARY, AND THE MEDIA. HELD SPECIALIZED SEMINARS, WORKSHOPS, MINEXPO INTERNATIONAL, AND OTHER SIGNIFICANT MEETINGS AND EVENTS. THE FEDERATION FOR AMERICAN COAL, ENERGY AND SECURITY (FACES OF COAL) IS AN ALLIANCE OF PEOPLE FROM ALL WALKS OF LIFE WHO ARE JOINING FORCES TO EDUCATE LAWMAKERS AND THE GENERAL PUBLIC ABOUT THE IMPORTANCE OF COAL AND COAL MINING TO LOCAL AND NATIONAL ECONOMIES AND TO THE NATION'S ENERGY SECURITY. IN ADDITION TO KEEPING TENS OF THOUSANDS OF PEOPLE EMPLOYED IN GOOD-PAYING JOBS, COAL IS THE LIFEBLOOD OF THE U.S. DOMESTIC ENERGY SUPPLY, GENERATING HALF THE ELECTRICITY CONSUMED IN THE UNITED STATES TODAY. DEVELOP GENERAL INDUSTRY AND ISSUE SPECIFIC ADVERTISING CAMPAIGNS 0 1 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 57 0 1 38 1 0 0 0 0 1 1 0 X 74 74 0 0 0 0 1 1 0 1 1 0 0 1 0 0 1 1 1 0 X ROGER ROBERTS 2024632600 101 CONSTITUTION AVE NW STE 500E WASHINGTON DC 20001 X GREGORY H BOYCE 1.00 X X 0 0 0 FRANCIS R MCALLISTER 1.00 X X 0 0 0 ALI ALAVI 1.00 X 0 0 0 DAN ALLAN 1.00 X 0 0 0 JACK ATWATER 1.00 X 0 0 0 PHILLIPS S BAKER JR 1.00 X 0 0 0 JANPETER BEKKERING 1.00 X 0 0 0 ROBERT L BENSON 1.00 X 0 0 0 JOHN BLASCHAK 1.00 X 0 0 0 ALEX C BOULTON 1.00 X 0 0 0 FRANK CALANDRA JR 1.00 X 0 0 0 JOSEPH A CARRABBA 1.00 X 0 0 0 NICK CARTER 1.00 X 0 0 0 KEITH CLARK 1.00 X 0 0 0 RED CONGER 1.00 X 0 0 0 JOSEPH W CRAFT III 1.00 X 0 0 0 CINDY CRANE 1.00 X 0 0 0 KEVIN CRUTCHFIELD 1.00 X 0 0 0 JOHN DISHAROON 1.00 X 0 0 0 GENE B DIXON 1.00 X 0 0 0 GARRY N DRUMMOND 1.00 X 0 0 0 MARK DUNN 1.00 X 0 0 0 ROBERT L EVANS 1.00 X 0 0 0 DAVID FARNSWORTH 1.00 X 0 0 0 CLIFF FORREST 1.00 X 0 0 0 JAC FOURIE 1.00 X 0 0 0 JOHN GALASSINI 1.00 X 0 0 0 DAVID P GARDNER 1.00 X 0 0 0 TIM GITZEL 1.00 X 0 0 0 DAVID W GODLEWSKI 1.00 X 0 0 0 GARY J GOLDBERG 1.00 X 0 0 0 BENJAMIN GUENTHER 1.00 X 0 0 0 LEROY G HAGENBUCH 1.00 X 0 0 0 PETER T HALPIN 1.00 X 0 0 0 GARY HALVERSON 1.00 X 0 0 0 JOHN HAMRICK 1.00 X 0 0 0 DOUGLAS R HARDMAN 1.00 X 0 0 0 J BRETT HARVEY 1.00 X 0 0 0 BENNETT HATFIELD 1.00 X 0 0 0 RON F HOCHSTEIN 1.00 X 0 0 0 ROBERT F HOGAN JR 1.00 X 0 0 0 CHARLES A JEANNES 1.00 X 0 0 0 TONY JENSEN 1.00 X 0 0 0 GREG JESSEE 1.00 X 0 0 0 KEITH B KIMBLE 1.00 X 0 0 0 JOHN KING 1.00 X 0 0 0 MITCHELL J KREBS 1.00 X 0 0 0 PAUL KRIVOKUCA 1.00 X 0 0 0 GREG LANG 1.00 X 0 0 0 GUY L LEBLANC 1.00 X 0 0 0 STEVEN F LEER 1.00 X 0 0 0 KEVIN LOUGHREY 1.00 X 0 0 0 PETER LUTHIGER 1.00 X 0 0 0 TOM MACKALL 1.00 X 0 0 0 COLIN MARSHALL 1.00 X 0 0 0 JAMES M MATTERN 1.00 X 0 0 0 MARK MCCORMICK 1.00 X 0 0 0 MICHAEL W MCLANAHAN 1.00 X 0 0 0 ROBERT E MURRAY 1.00 X 0 0 0 RICHARD O'BRIEN 1.00 X 0 0 0 TONY PANCHYSHYN 1.00 X 0 0 0 BAXTER PHILLIPS 1.00 X 0 0 0 DAVID POTTER 1.00 X 0 0 0 MARK PREMO 1.00 X 0 0 0 JOHN W RICH JR 1.00 X 0 0 0 DUANE L RICHARDS 1.00 X 0 0 0 LAUREN ROBERTS 1.00 X 0 0 0 BRYAN RONCK 1.00 X 0 0 0 KELLY SANDERS 1.00 X 0 0 0 WALT SCHELLER 1.00 X 0 0 0 GARY SELF 1.00 X 0 0 0 MARK A SMITH 1.00 X 0 0 0 RICHARD L SMITH 1.00 X 0 0 0 VICTOR P STABIO 1.00 X 0 0 0 ROBERT J STENGER 1.00 X 0 0 0 MICHAEL W SUTHERLIN 1.00 X 0 0 0 WILLIAM TATE 1.00 X 0 0 0 CHARLES C UNGUREAN 1.00 X 0 0 0 JOSEPH E USIBELLI JR 1.00 X 0 0 0 RANDY K VRANES 1.00 X 0 0 0 DENNIS WHEELER 1.00 X 0 0 0 RICHARD M WHITING 1.00 X 0 0 0 DONNA WICHERS 1.00 X 0 0 0 JAY WILEMAN 1.00 X 0 0 0 MIKE WILLIAMS 1.00 X 0 0 0 DAVID WILLICK 1.00 X 0 0 0 HAROLD QUINN JR 35.00 X 1218360 0 100598 ROGER ROBERTS 35.00 X 199950 0 42267 MARY SWEENEY 35.00 X 233125 0 64278 BRUCE WATZMAN 35.00 X 350701 0 100075 DANIEL GERKIN 35.00 X 281326 0 139607 MERLYN NOLAN 35.00 X 408470 0 73905 MOYA PHELLEPS 35.00 X 184898 0 57039 CAROL RAULSTON 35.00 X 305689 0 73624 GLENN KELLY 35.00 X 233870 0 19860 KAREN BENNETT 35.00 X 188616 0 39750 LUKE POPOVICH 35.00 X 165205 0 48372 TAWNY BRIDGEFORD 35.00 X 153710 0 31888 BRADFORD FRISBY 35.00 X 132344 0 49493 4056264 0 840756 19 0 1 0 EDELMAN INC 200 E RANDOLPH DR 63RD FL CHICAGO IL 60601 GOVERNMENT AFFAIRS CONSULTING 1570360 CROWELL & MORING 1001 PENNSYLVANIA AVE NW WASHINGTON DC 20004 LEGAL CONSULTING 603193 HALL-ERICKSON INC 98 EAST CHICAGO AVE WESTMONT IL 60559 MINEXPO 2012 MANAGEMENT 435228 PODESTA GROUP 1001 G STREET NW WASHINGTON DC 20001 GOVERNMENT AFFAIRS CONSULTING 375000 TROUTMAN SANDERS PO BOX 933652 ATLANTA GA 31193 LEGAL SERVICES 367520 22 15000 15000 MEMBERSHIP DUES & ASSE 900099 14461787 14461787 CONVENTIONS, CONFERENC 900099 201132 201132 PUBLICATIONS 900099 3445 3445 14666364 403402 403402 18653703 17880600 6566 773103 -6566 766537 766537 SUBLEASE 900099 201110 201110 MISCELLANEOUS 900099 11486 11486 212596 16063899 14465232 0 1583667 3833915 2429144 308315 452991 284536 21584 38419 3096723 19587 3645230 666123 248558 142086 1264646 236308 403988 55394 80750 DUES & SUBSCRIPTIONS 510401 BAD DEBT 33250 TRAINING 11559 TAXES & LICENSES 295 17783802 1000 1000 4452077 2024200 67289 398667 983338 1705107 760798 562351 60779 198447 21790680 25483433 85305 139390 27440468 29950244 1270072 991662 3757479 10063190 2897219 3203434 7924770 14258286 X 19154343 15691958 361355 0 19515698 15691958 27440468 29950244 X -1719903 -2103837 X 0 1 1 X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 COALPAC 101 CONSTITUTION AVE NW STE 500E WASHINGTON DC 20001 521322749 12612 MINEPAC 101 CONSTITUTION AVE NW STE 500E WASHINGTON DC 20001 521939409 14038 0 0 1 14461787 4728784 -207507 4521277 4772390 -251113 41600 39177 2423 502967 468758 34209 216231 54416 161815 198447 DUE TO RELATED PARTY 81768 CAPITAL LEASE 52846 ACCRUED PENSION OBLIGATION 2972718 DEFERRED COMPENSATION LIABILITY 96102 3203434 16063899 17783802 -1719903 -924402 -1179435 -2103837 -3823740 14784708 -924402 -924402 15709110 354789 354789 16063899 16972288 -818080 -818080 17790368 -6566 -6566 17783802 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: MANAGEMENT HAS CONCLUDED THAT THE ASSOCIATION HAS MAINTAINED ITS EXEMPT STATUS; ALL REVENUE WITHIN THE STATEMENT OF ACTIVITIES HAS BEEN PROPERLY CLASSIFIED FOR THE YEARS ENDED DECEMBER 31, 2011 AND 2010 AND DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THROUGH DECEMBER 31, 2011. PART XI, LINE 8 - OTHER ADJUSTMENTS: FAS 158 ADJUSTMENT -818,080. REFUND OF ABANDONED MINE LAND INITIATIVE -361,355. TOTAL TO SCHEDULE D, PART XI, LINE 8: -1,179,435. PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF GAIN (LOSS) ON SALE OF ASSETS -6,566. REFUND OF ABANDONED MINE LAND INITIATIVE 361,355. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FAS 158 ADJUSTMENT -818,080. PART XIII, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF GAIN (LOSS) ON SALE OF ASSETS -6,566. X 0 1 X X X X 0 0 0 HAROLD QUINN JR 490480 0 670000 0 57880 0 73240 0 27358 0 1318958 0 0 0 ROGER ROBERTS 146510 0 35000 0 18440 0 27964 0 14303 0 242217 0 0 0 MARY SWEENEY 173860 0 42000 0 17265 0 37113 0 27165 0 297403 0 0 0 BRUCE WATZMAN 231715 0 90000 0 28986 0 71518 0 28557 0 450776 0 0 0 DANIEL GERKIN 203560 0 50000 0 27766 0 113915 0 25692 0 420933 0 0 0 MERLYN NOLAN 289060 0 100000 0 19410 0 37477 0 36428 0 482375 0 0 0 MOYA PHELLEPS 143650 0 16000 0 25248 0 43188 0 13851 0 241937 0 0 0 CAROL RAULSTON 214010 0 62000 0 29679 0 59526 0 14098 0 379313 0 0 0 GLENN KELLY 207460 0 25000 0 1410 0 13301 0 6559 0 253730 0 0 0 KAREN BENNETT 146943 0 24000 0 17673 0 32733 0 7017 0 228366 0 0 0 LUKE POPOVICH 114010 0 21000 0 30195 0 34503 0 13869 0 213577 0 0 0 TAWNY BRIDGEFORD 122007 0 23000 0 8703 0 17627 0 14261 0 185598 0 0 0 BRADFORD FRISBY 94137 0 19000 0 19207 0 22336 0 27157 0 181837 0 0 0 PART I, LINE 1A CLUB BENEFITS ARE AVAILABLE TO MEMBERS OF SENIOR MANAGEMENT ON AN AS-APPROPRIATE BASIS. FIVE OFFICERS OR KEY EMPLOYEES RECEIVED CLUB DUES AS A BENEFIT, WHICH WAS NONTAXABLE TO THE RECIPIENTS. PART I, LINE 1B NMA DOES NOT HAVE A WRITTEN POLICY CONCERNING CLUB DUES. THEY ARE APPROVED BY THE CEO ON A CASE-BY-CASE BASIS FOR SENIOR MANAGEMENT WITH A VALID BUSINESS PURPOSE AND ARE REIMBURSED BASED UPON ACTUAL COST. FORM 990, PART VI, SECTION A, LINE 6 ANY ORGANIZATION, CORPORATION, PARTNERSHIP, COMPANY, OR INDIVIDUAL ENGAGED IN OR CLOSELY ASSOCIATED WITH MINING ACTIVITIES SHALL BE ELIGIBLE FOR MEMBERSHIP. MEMBERSHIP IN THE ASSOCIATION CONSISTS OF THE FOLLOWING CLASSES: PRODUCER MEMBERSHIP - ANY ORGANIZATION CORPORATION, PARTNERSHIP, COMPANY, OR INDIVIDUAL ENGAGED IN THE MINING AND PRODUCTION OR COAL OR MINERALS. PRODUCERS MEMBERS ARE DIVIDED INTO TWO SEPARATE CLASSES (I) COAL PRODUCER MEMBERS AND (II) MINERAL PRODUCER MEMBERS. MANUFACTURERS AND SERVICES MEMBERSHIP - ANY ORGANIZATION, CORPORATION PARTNERSHIP, COMPANY, OR INDIVIDUAL ENGAGED IN THE MANUFACTURE OF MINING MACHINERY, EQUIPMENT, AND SUPPLIES. MINING RELATED SERVICES OR CLOSELY ASSOCIATED WITH AND INTERESTED IN PROMOTING THE GENERAL WELFARE OF THE MINING INDUSTRY, BUT NOT ENGAGED IN MINING. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS SHALL CONSIST OF DIRECTORS SELECTED BY, AND REPRESENTING AS CLASSES, COAL PRODUCER MEMBERS, MINERAL PRODUCER MEMBERS, MANUFACTURERS AND SERVICES MEMBERS. IN ADDITION, THE PRESIDENT OF THE ASSOCIATION SERVES AS AN EX OFFICIO MEMBER OF THE BOARD OF DIRECTORS. DIRECTORS ARE ELECTED BY A MAJORITY VOTE AT THE ANNUAL MEETING OF THE ASSOCIATION. FORM 990, PART VI, SECTION B, LINE 11 FOR 990 IS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990 IS REVIEWED BY SENIOR MANAGEMENT AND GENERAL COUNSEL AND ANY CHANGES ARE COMMUNICATED TO THE OUTSIDE ACCOUNTANTS PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UTILIZES A COMPENSATION CONSULTANT TO PERFORM A BI-ANNUAL COMPENSATION SURVEY OF COMPARABLE TRADE ASSOCIATIONS. NATIONAL MINING ASSOCIATION'S GOAL WHEN SETTING SALARIES FOR ALL EMPLOYEES IS TO HAVE THEIR COMPENSATION AT THE 75TH PERCENTILE OF COMPARABLE TRADE ASSOCIATIONS USING THE RESULTS FROM THIS SURVEY. FURTHERMORE, THE PRESIDENT AND CEO'S SALARY IS NEGOTIATED VIA CONTRACT WITH THE FOLLOWING BOARD MEMBERS: CHAIRMAN, VICE CHAIRMAN, AND CHAIRMAN OF THE AUDIT AND FINANCE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT GENERALLY MAKE ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -924,402. FAS 158 ADJUSTMENT -818,080. REFUND OF ABANDONED MINE LAND INITIATIVE -361,355. TOTAL TO FORM 990, PART XI, LINE 5: -2,103,837. FORM 990, PART VII HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS HAROLD QUINN 2.0 HRS PER WEEK (AMERICAN COAL FOUNDATION) ROGER ROBERTS 2.0 HRS PER WEEK (AMERICAN COAL FOUNDATION) AMERICAN COAL FOUNDATION 101 CONSTITUTION AVE STE 525E WASHINGTON DC 20001 521236554 EDUCATIONAL FOUNDATION DC 501(C)(3) 11-II NMA 0 MINEPAC 101 CONSTITUTION AVE STE 525E WASHINGTON DC 20001 521939409 POLITICAL ACTION COMMITTEE DC 527 N/A 0 COALPAC 101 CONSTITUTION AVE STE 525E WASHINGTON DC 20001 521322749 POLITICAL ACTION COMMITTEE DC 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0