2012-04-03T10:11:56-05:00 2011-06-30 MCGLADREY & PULLEN LLP 9737 WASHINGTONIAN BLVD 400 GAITHERSBURG MD 208787340 990 2010-07-01 530196577 THE BROOKINGS INSTITUTION BROO 2027976000 1775 MASSACHUSETTS AVE NW WASHINGTON DC 200362103 STEWART URETSKY 2027976000 2012-03-30 1 WILLIAM E TURCO CPA 3012963600 2010 2016-02-24 21:20:13Z STEWART URETSKY 1775 MASSACHUSETTS AVE NW WASHINGTON DC 200362103 166492999 0 X WWW.BROOKINGS.EDU X 1939 DC ANALYZE POLICY ISSUES AND PRODUCE PRACTICAL NEW IDEAS. 47 47 530 0 250 -179771 53280355 86934790 0 0 9525340 10780025 4262673 2507310 67068368 100222125 318707 626561 0 0 42463080 45327644 420000 420000 3171416 47232948 42548466 90434735 88922671 -23366367 11299454 360062494 410039317 60732438 55596127 299330056 354443190 X THE BROOKINGS INSTITUTION (BROOKINGS) IS A PRIVATE, NON-PROFIT, INDEPENDENT PUBLIC POLICY RESEARCH ORGANIZATION. BROOKINGS'S MISSION IS TO CONDUCT HIGH-QUALITY INDEPENDENT RESEARCH AND, BASED ON THAT RESEARCH, TO ADVANCE INNOVATIVE, PRACTICAL RECOMMENDATIONS THAT ADVANCE THREE BROAD GOALS: STRENGTHEN AMERICAN DEMOCRACY; FOSTER THE ECONOMIC AND SOCIAL WELFARE, SECURITY AND OPPORTUNITY OF ALL AMERICANS, AND SECURE A MORE OPEN, SAFE, PROSPEROUS AND COOPERATIVE INTERNATIONAL SYSTEM.FOR MORE THAN 90 YEARS, BROOKINGS HAS ANALYZED CURRENT AND EMERGING ISSUES AND PRODUCED NEW IDEAS THAT MATTER-FOR THE NATION AND THE WORLD. RESEARCH AT BROOKINGS IS CONDUCTED TO INFORM THE PUBLIC DEBATE AND PROVIDE HIGH-QUALITY, NON-PARTISAN ANALYSIS ON THE CHALLENGES FACING AN INCREASINGLY INTERDEPENDENT WORLD. 0 0 17354434 626561 FOREIGN POLICY STUDIES:THE FOREIGN POLICY PROGRAM'S RESEARCH HELPS POLICYMAKERS AND THE PUBLIC ADDRESS THE GREAT CHALLENGES FACING THE UNITED STATES AND THE INTERNATIONAL COMMUNITY IN THE 21ST CENTURY. THE AIM IS TO IMPROVE AMERICA'S FOREIGN AND NATIONAL SECURITY POLICIES, ENLIGHTEN THE PUBLIC POLICY DEBATE, AND SHAPE THE EMERGING INTERNATIONAL ORDER IN FAVOR OF PEACE, SECURITY AND HUMAN PROGRESS. IN THE PAST YEAR, FOREIGN POLICY EXPERTS BOTH IN WASHINGTON AND IN OUR OVERSEAS CENTERS IN BEIJING AND DOHA EXAMINED A WIDE RANGE OF TOPICS INCLUDING THE RAPIDLY CHANGING DEVELOPMENTS THROUGHOUT THE ARAB WORLD, THE WARS IN AFGHANISTAN AND IRAQ, NUCLEAR NON-PROLIFERATION, ENERGY SECURITY, MILITARY TECHNOLOGY, IRAN, INDIA, THE EVOLVING TRANSATLANTIC RELATIONSHIPS, HUMANITARIAN AID AND THE CHANGING GLOBAL ROLE OF CHINA. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2011, SCHOLARS IN THE FOREIGN POLICY PROGRAM PROVIDED CONGRESSIONAL TESTIMONY AND PRESIDED OVER MORE THAN 200 PUBLIC AND PRIVATE EVENTS. 15883842 ECONOMIC STUDIES:THE ECONOMIC STUDIES PROGRAM ANALYZES CURRENT AND EMERGING ECONOMIC POLICY ISSUES IN THE UNITED STATES AND WORLDWIDE. ITS RESEARCH AIMS TO INCREASE THE PUBLIC'S UNDERSTANDING OF HOW THE ECONOMY WORKS AND WHAT CAN BE DONE TO MAKE IT WORK BETTER. IN THE PAST YEAR, ECONOMIC STUDIES EXPERTS EXAMINED THE FEDERAL BUDGET DEFICIT AND THE RISING NATIONAL DEBT, AND COMMENTED ON SUCH DIVERSE ISSUES AS THE LABOR MARKET AND JOB CREATION, FISCAL AND MONETARY POLICY, AND THE ROLE OF EDUCATION AND OPPORTUNITY IN ECONOMIC MOBILITY. ECONOMIC STUDIES ALSO PRODUCES THE BROOKINGS PAPERS ON ECONOMIC ACTIVITY, THE LEADING SOURCE OF POLICY-ORIENTED, EMPIRICAL RESEARCH ON MACROECONOMICS. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2011, ECONOMIC STUDIES HELD OVER 75 EVENTS BOTH PRIVATE AND OPEN TO THE GENERAL PUBLIC, AND ECONOMIC STUDIES EXPERTS TESTIFIED 9 TIMES BEFORE CONGRESSIONAL COMMITTEES AND SUBCOMMITTEES. 9404301 METROPOLITAN POLICY:THE METROPOLITAN POLICY PROGRAM (METRO PROGRAM) PROVIDES DECISION MAKERS WITH CUTTING-EDGE TREND ANALYSIS, RESEARCH AND POLICY IDEAS THAT EMPOWER METROPOLITAN AREAS TO COMPETE AND PROSPER. THE PROGRAM BELIEVES THAT FUTURE PROSPERITY IS DEPENDENT ON DELIVERING A NEXT ECONOMY THAT IS DRIVEN BY EXPORTS, POWERED BY LOW CARBON, FUELED BY INNOVATION, RICH WITH OPPORTUNITY, AND LED BY METROPOLITAN AREAS-WHILE SIMULTANEOUSLY BUILDING SMART, SUSTAINABLE PLACES THAT EMBRACE DEMOGRAPHIC AND ECONOMIC CHANGE AND TECHNOLOGICAL ADVANCES. IN THE PAST YEAR, THE METRO PROGRAM RELEASED FIRST-OF-ITS-KIND TREND ANALYSES ON TRANSIT ACCESSIBILITY AND THE CLEAN ECONOMY, HOSTED A GLOBAL METROPOLITAN SUMMIT IN CHICAGO, AND LAUNCHED THE BROOKINGS-ROCKEFELLER PROJECT ON STATE AND METROPOLITAN INNOVATION, WHICH DEVELOPS FISCALLY-RESPONSIBLE STATE POLICIES AND PRACTICAL METROPOLITAN-LED SOLUTIONS THAT LEADERS CAN USE TO MOVE TOWARD THE NEXT ECONOMY. METRO PROGRAM EXPERTS ALSO EXAMINED ISSUES RELATED TO EXPORTS, INFRASTRUCTURE, TRANSPORTATION, POVERTY, EMPLOYMENT AND IMMIGRATION. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2011, THE METRO PROGRAM HELD OVER TWENTY-FIVE PUBLIC AND PRIVATE EVENTS, AND METRO PROGRAM EXPERTS PRESENTED IN OVER TWENTY BRIEFINGS AND TESTIMONY BEFORE WHITE HOUSE AND AGENCY COMMITTEES, CONGRESSIONAL COMMITTEES AND SUBCOMMITTEES, AND STATE AND LOCAL COMMITTEES. 8913016 GLOBAL ECONOMY AND DEVELOPMENT:THE GLOBAL ECONOMY AND DEVELOPMENT PROGRAM EXAMINES THE OPPORTUNITIES AND CHALLENGES PRESENTED BY GLOBALIZATION, WHICH HAS BECOME A CENTRAL CONCERN FOR INTERNATIONAL POLICYMAKERS, BUSINESS LEADERS, THE MEDIA AND CIVIL SOCIETY. GLOBAL ECONOMY AND DEVELOPMENT EXPERTS ADDRESS THE ISSUES SURROUNDING GLOBALIZATION WITHIN THREE KEY AREAS: THE DRIVERS SHAPING THE GLOBAL ECONOMY, THE ROAD OUT OF POVERTY AND GLOBAL PUBLIC GOODS. IN THE PAST YEAR, THE RESEARCH AGENDA FOR THE PROGRAM WAS CENTERED ON THE STATE OF THE GLOBAL ECONOMIC RECOVERY, REFORM OF INTERNATIONAL FINANCIAL INSTITUTIONS, MAKING DEVELOPMENT ASSISTANCE MORE EFFECTIVE AND TACKLING THE ISSUE OF GLOBAL CLIMATE CHANGE. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2011, GLOBAL ECONOMY AND DEVELOPMENT HELD 45 EVENTS OPEN TO THE GENERAL PUBLIC. 4291129 GOVERNANCE STUDIES:THE GOVERNANCE STUDIES PROGRAM BRINGS TOGETHER PEOPLE INTERESTED IN IMPROVING THE PERFORMANCE OF OUR NATIONAL GOVERNMENT AND BETTERING THE ECONOMIC SECURITY, SOCIAL WELFARE, AND OPPORTUNITY AVAILABLE TO ALL AMERICANS. IN THE PAST YEAR, GOVERNANCE STUDIES EXPERTS EXAMINED THE POLITICS BEHIND HEALTH CARE REFORM AND AMERICA'S ECONOMIC RECOVERY, AND COMMENTED ON OTHER TIMELY TOPICS, SUCH AS THE U.S. BUDGET CRISES, U.S. JOB POLICIES, GUANTNAMO BAY DETENTION CENTER, JUDICIAL SELECTION REFORM, THE U.S. EDUCATIONAL SYSTEM, PARTISAN GRIDLOCK IN LEGISLATION AND THE USE OF ONLINE TOOLS AND INFORMATION TECHNOLOGY TO INCREASE GOVERNMENT EFFICIENCY. IN ADDITION TO PUBLISHING NUMEROUS WORKS OF SCHOLARSHIP IN FY 2011, GOVERNANCE STUDIES HELD 46 EVENTS OPEN TO THE GENERAL PUBLIC. 2287706 1833458 BROOKINGS PRESS:THE BROOKINGS PRESS PUBLISHES PUBLIC POLICY RESEARCH BOOKS FROM BROOKINGS' OWN SCHOLARS AS WELL AS OUTSIDE AUTHORS. THE PUBLICATIONS PROVIDE EXTENSIVE BACKGROUND AND INSIGHT ON IMPORTANT PUBLIC POLICY ISSUES IN BUSINESS, ECONOMICS, GOVERNMENT AND INTERNATIONAL AFFAIRS. 2207723 COMMUNICATIONS AND WEB:THE COMMUNICATIONS OFFICE DISSEMINATES INFORMATION ABOUT BROOKINGS, ITS SCHOLARS AND THE ARRAY OF RESOURCES THAT BROOKINGS OFFERS. THE OFFICE PUBLISHES AN ANNUAL GUIDE TO BROOKINGS EXPERTS FOR POLICYMAKERS AND THE MEDIA FOR JOURNALISTS, ACADEMICS, GOVERNMENT OFFICIALS AND OTHER PERSONS INTERESTED IN CONTACTING BROOKINGS SCHOLARS AND THE BROOKINGS ANNUAL REPORT. COMMUNICATIONS OVERSEES THE COMMENTARY AND ANALYSIS THAT APPEAR ON THE BROOKINGS' WEBSITE LOCATED AT WWW.BROOKINGS.EDU, A KEY COMPONENT OF OUTREACH AND EDUCATION. 2195063 OTHER RESEARCH:INCLUDES RESEARCH INITIATIVES OF THE EXECUTIVE OFFICE, FRIDAY POLICY ROUNDTABLES, AND CROSS-PROGRAM RESEARCH. CROSS-PROGRAM RESEARCH EFFORTS INCLUDE PUBLICATIONS AND OUTREACH EVENTS ON THE ALL BROOKINGS PRIORITIES, FOUR AREAS OF RESEARCH THAT ENCOMPASS WORK FROM ALL PROGRAMS IN THE INSTITUTION ON TIMELY AND CROSS-CUTTING ISSUES SUCH AS CLIMATE CHANGE, GROWTH THROUGH INNOVATION, AND OPPORTUNITY AND WELL-BEING. 1501114 BROOKINGS EXECUTIVE EDUCATION:EXECUTIVE EDUCATION EDUCATES FEDERAL, STATE AND LOCAL GOVERNMENT OFFICIALS, AND CORPORATE EXECUTIVES THROUGH ITS PUBLIC LEADERSHIP CURRICULUM. EXECUTIVE EDUCATION ALSO ADVANCES BROOKINGS RESEARCH THROUGH PROGRAMS DESIGNED TO EXPLORE CRITICAL POLICY ISSUES IN THE UNITED STATES AND THROUGHOUT THE WORLD. 21395751 1833458 64038328 1 1 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 1 1 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 551 0 1 530 1 1 1 1 QA UK 0 0 0 0 0 0 0 0 X 47 47 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CT DC FL GA HI IL KS KY MA MD ME MI MS MN NC NJ NH NM NY OH OK OR PA RI SC TN UT VA WA WI WV X STEWART A URETSKY 2027976000 1775 MASSACHUSETTS AVE NW WASHINGTON DC 200362103 JOHN L THORNTON 4.00 X X 0 0 0 ALAN R BATKIN 3.00 X 0 0 0 CHERYL COHEN EFFRON 3.00 X 0 0 0 BART FRIEDMAN 2.00 X 0 0 0 ANN M FUDGE 2.00 X 0 0 0 EDGAR RIOS 2.00 X 0 0 0 DAVID F SWENSEN 3.00 X 0 0 0 ROBERT JOHN ABERNETHY 2.00 X 0 0 0 LIAQUAT AHAMED 2.00 X 0 0 0 DOMINIC BARTON 2.00 X 0 0 0 RICHARD C BLUM 2.00 X 0 0 0 GEOFFREY T BOISI 2.00 X 0 0 0 CRANDALL CLOSE BOWLES 2.00 X 0 0 0 PAUL L CEJAS 2.00 X 0 0 0 ABBY JOSEPH COHEN 2.00 X 0 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THIS CONTRIBUTES TO AN ATMOSPHERE THAT PROMOTES CONVERSATION AND INTERACTION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: BROOKINGS CAREFULLY BALANCES ITS FUNDING TO RESPOND TO CURRENT POLICY ISSUES AS WELL AS UNDERTAKE LONG-TERM RESEARCH PROJECTS. AS NEW CHALLENGES EMERGE, THE ENDOWMENT IS USED TO MAKE NEW RESEARCH PROJECTS POSSIBLE, SUPPORTING CORE ADMINISTRATIVE COSTS, AS WELL AS, SCHOLAR-DRIVEN RESEARCH. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: BROOKINGS IS EXEMPT FROM FEDERAL INCOME TAXES ON ITS EXEMPT ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND HAS BEEN DESIGNATED BY THE INTERNAL REVENUE SERVICE AS A "PUBLICLY SUPPORTED" ORGANIZATION UNDER SECTION 509(A)(1) OF THE CODE. BROOKINGS ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME, AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING STATEMENTS OF FINANCIAL POSITION, ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. BROOKINGS FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION. AS OF JUNE 30, 2011, AND FOR THE YEAR THEN ENDED, THERE WERE NO MATERIAL UNRECOGNIZED/DERECOGNIZED TAX BENEFITS OR TAX PENALTIES OR INTEREST. GENERALLY, BROOKINGS IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: GAIN/(LOSS) ON FOREIGN CURRENCY EXCHANGE 36,185. EFFECT OF ADOPTION PROVISIONS SFAS NO. 158 1,408,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: GAIN/(LOSS) ON FOREIGN CURRENCY EXCHANGE 36,185. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD REPORTED ON LINE 10B -392,907. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD REPORTED ON LINE 10B 392,907. EAST ASIA AND THE PACIFIC 1 4 PROGRAM SERVICES, MAINT. OFFICES, EMP., AGENTS FOR CONDUCTING ACTIVITIES. PUBLIC POLICY RESEARCH 558999 MIDDLE EAST AND NORTH AFRICA 1 8 PROGRAM SERVICES, MAINT. OFFICES, EMP., AGENTS FOR CONDUCTING ACTIVITIES. PUBLIC POLICY RESEARCH 1411793 2 12 0 0 2 12 1970792 0 1970792 1 0 0 1 0 0 X X X 1 COMMUNITY COUNSELLING SERVICE CO LLC 1730 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 CAMPAIGN CONSULTING 0 0 420000 -420000 420000 -420000 AL AK AZ AR CA CO CT DC FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI 1 FELLOWSHIP STIPENDS 24 626561 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: BROOKINGS DOES NOT ISSUE GRANTS TO OTHER ORGANIZATIONS. BROOKINGS DOES ISSUE FELLOWSHIP STIPENDS TO INDIVIDUALS. THESE DISBURSEMENTS ARE MONITORED AS THE INDIVIDUALS ARE GENERALLY RESIDENTS AT BROOKINGS AND THEIR WORK IS SUPERVISED BY THEIR BROOKINGS ADVISOR. X X X X 1 0 0 0 0 0 0 0 0 STROBE TALBOTT 412798 0 0 0 0 0 49680 0 13634 0 476112 0 0 0 WILLIAM ANTHOLIS 251167 0 5000 0 0 0 31020 0 22738 0 309925 0 0 0 EVE DUBROW 216117 0 0 0 0 0 26982 0 20644 0 263743 0 0 0 STEVE BENNETT 239316 0 10000 0 0 0 28700 0 1050 0 279066 0 0 0 CATHERINE PIEZ 233848 0 0 0 0 0 28925 0 15080 0 277853 0 0 0 FREDERICK L SILBERNAGEL 127629 0 119075 0 33967 0 15480 0 6924 0 303075 0 0 0 MARTIN INDYK 288569 0 0 0 0 0 35090 0 12154 0 335813 0 0 0 BRUCE KATZ 267417 0 0 0 4750 0 34375 0 29809 0 336351 0 0 0 KEMAL DERVIS 285007 0 0 0 0 0 0 0 3450 0 288457 0 0 0 KAREN DYNAN 252442 0 0 0 30290 0 0 0 1250 0 283982 0 0 0 TED GAYER 246381 0 0 0 172 0 29572 0 942 0 277067 0 0 0 WILLIAM GALE 277360 0 14000 0 5249 0 34649 0 26301 0 357559 0 0 0 MARK MCCLELLAN 199285 0 56925 0 0 0 24970 0 24810 0 305990 0 0 0 JOSHUA BENNER 196540 0 43000 0 13744 0 12413 0 27325 0 293022 0 0 0 MAURICIO CARDENAS 214222 0 15000 0 19107 0 9051 0 26847 0 284227 0 0 0 LAWRENCE S KOCOT 186956 0 60324 0 0 0 22332 0 1050 0 270662 0 0 0 PART I, LINE 4A FREDERICK SILBERNAGEL RECEIVED SEVERANCE IN THE AMOUNT OF $119,075. DISTRICT OF COLUMBIA 536001131 2548394Z3 2009-02-12 39290000 RENOVATION OF EXISTING FACILITIES, ACQUIRE NEW FACILITY AND RELATED COSTS 0 0 0 38974198 38974198 401072 863272 37709854 2011 0 0 0 1 0 0 1 0 1 0.00000 0.00000 0.00000 1 1 0 0 0 0 0 X 14 3195438 FMV X SOFTWARE 1 885283 COST OF SOFTWARE X AIRFARE 1 70000 DISCOUNT ON COST 0 1 0 FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS WERE AMENDED TO SET FORTH THE DUTIES OF BOARD VICE CHAIRS. FORM 990, PART VI, SECTION B, LINE 11 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES HAS APPOINTED THE AUDIT COMMITTEE OF THE BOARD AS THE RESPONSIBLE BOARD PARTY FOR REVIEWING THE FORM 990 AND 990T EACH YEAR STARTING WITH THE FISCAL YEAR ENDED JUNE 30, 2009. ONCE THE FORM HAS BEEN COMPLETED IT IS REVIEWED INTERNALLY BY THE PRESIDENT, THE CHIEF FINANCIAL OFFICER, THE CONTROLLER, GENERAL COUNSEL AND OTHER MEMBERS OF THE SENIOR STAFF, ALONG WITH THE AUDIT COMMITTEE. ONCE THOSE REVIEWS ARE COMPLETED AND THE DOCUMENT HAS BEEN APPROVED, IT IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, ALL BROOKINGS PERSONNEL AND CERTAIN AFFILIATES ARE REQUIRED TO COMPLETE A DISCLOSURE AND ACKNOWLEDGMENT FORM RELATED TO THE INSTITUTION'S CONFLICT OF INTEREST POLICY. SPECIFICALLY, ALL EMPLOYEES ARE REQUIRED TO ACKNOWLEDGE THAT THEY HAVE READ, UNDERSTOOD AND ARE COMMITTED TO ABIDING BY THE INSTITUTION'S CONFLICT OF INTEREST POLICY AS WELL AS CERTAIN OTHER INSTITUTIONAL POLICIES. SCHOLARS, OFFICERS AND FINANCIAL AND ADMINISTRATIVE PERSONNEL ARE ADDITIONALLY REQUIRED TO DISCLOSE ADDITIONAL INFORMATION SUCH AS CERTAIN OUTSIDE ACTIVITIES AND SOURCES OF INCOME. ALL FORMS ARE SUBMITTED TO THE OFFICE OF THE GENERAL COUNSEL, WHICH REVIEWS THEM AND HAS DISCRETION TO MAKE RECOMMENDATIONS OR RAISE CONCERNS WITH AFFECTED INDIVIDUALS AS APPROPRIATE. THE TRUSTEE CONFLICT OF INTEREST POLICY IS ENFORCED SIMILARLY. EACH YEAR THE BOARD COORDINATOR DISTRIBUTES THE TRUSTEE CONFLICT OF INTEREST POLICY AND ANNUAL ACKNOWLEDGMENT FORM TO THE INSTITUTION'S TRUSTEES. THE BOARD COORDINATOR THEN ENSURES THAT EACH TRUSTEE RETURNS HIS OR HER ACKNOWLEDGMENT AND REVIEWS THE FORMS FOR ANY RELEVANT CONFLICTS OF INTEREST. THE BOARD'S COMMITTEE ON PUBLIC RESPONSIBILITY AND ETHICS IS RESPONSIBLE FOR THE CONTENT OF THE FORM AND WILL BE CONSIDERING REVISIONS IN THE NEAR FUTURE. MINOR ISSUES INVOLVING POTENTIAL OR APPARENT CONFLICTS OF INTEREST AND QUESTIONS ABOUT THE SAME ARE RESOLVED BY THE GENERAL COUNSEL IN CONSULTATION WITH OTHER MEMBERS OF SENIOR MANAGEMENT AS APPROPRIATE. MAJOR CONFLICT OF INTEREST ISSUES AND CONFLICT OF INTEREST ISSUES INVOLVING TRUSTEES ARE REFERRED TO THE COMMITTEE ON PUBLIC RESPONSIBILITY AND ETHICS AND, DEPENDING ON THE CIRCUMSTANCES, THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE INSTITUTION'S BYLAWS AS AMENDED ON MAY 5, 2010, PROVIDE FOR A COMPENSATION COMMITTEE CONSISTING OF THE CHAIR OF THE BOARD OF TRUSTEES AND FOUR (4) "AT-LARGE" ELECTED TRUSTEES APPOINTED BY THE CHAIR OF THE BOARD AND DETERMINED BY THE CHAIR TO BE FREE OF ANY CONTRACTUAL OR OTHER RELATIONSHIPS THAT WOULD PUT INTO QUESTION THE EXERCISE OF HIS OR HER INDEPENDENT JUDGMENT. THE COMPENSATION COMMITTEE HAS THE AUTHORITY TO SET THE SALARY OF THE PRESIDENT AND SUCH OTHER OFFICERS, DIRECTORS, MANAGERS OR EMPLOYEES AS THE EXECUTIVE COMMITTEE OR AUDIT COMMITTEE RECOMMENDS BE SET BY THE COMPENSATION COMMITTEE. IN SETTING SUCH SALARIES, THE COMPENSATION COMMITTEE ASKS THE DIRECTOR OF HR TO GATHER RELEVANT SALARY COMPARABILITY DATA AND RECORD COMMITTEE MINUTES WHICH CLEARLY DOCUMENT THE COMMITTEE'S DECISIONS AND THE RATIONALE UNDERLYING SUCH DECISIONS. FORM 990, PART VI, SECTION C, LINE 19 BROOKINGS MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FORM 990 AVAILABLE UPON REQUEST. INQUIRIES COME TO THE ORGANIZATION'S ATTENTION VIA E-MAIL, PHONE AND MAIL. WHENEVER POSSIBLE, BROOKINGS REPLIES BY PROVIDING AN ELECTRONIC COPY OR BY DIRECTING REQUESTORS TO GUIDESTAR.ORG. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 42,369,495. GAIN/(LOSS) ON FOREIGN CURRENCY EXCHANGE 36,185. EFFECT OF ADOPTION PROVISIONS SFAS NO. 158 1,408,000. TOTAL TO FORM 990, PART XI, LINE 5: 43,813,680.