2012-04-02T16:23:43-05:00 2011-06-30 MCGLADREY & PULLEN LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2010-07-01 133393329 AMERICAN FOUNDATION FOR SUICIDE PREVENTION AMER 2123633500 120 WALL STREET - 29TH FLOOR NEW YORK NY 10005 ROBERT GEBBIA 2123633500 2012-03-23 1 MARTIN GREIF 2123721000 2010 2016-02-24 21:20:13Z ROBERT GEBBIA 120 WALL STREET - 29TH FLOOR NEW YORK NY 10005 11330317 0 X WWW.AFSP.ORG X 1987 DE TO PROMOTE UNDERSTANDING AND PREVENTION OF SUICIDE 35 35 46 2000 0 0 8866824 11111013 5639 57043 4508 70545 -1861490 -1986192 7015481 9252409 912086 1231831 0 0 3338062 3751933 0 0 737081 2133676 2946246 6383824 7930010 631657 1322399 4215096 5258473 2905037 2316630 1310059 2941843 THE AMERICAN FOUNDATION FOR SUICIDE PREVENTION IS A NATIONAL NON-PROFIT EXCLUSIVELY DEDICATED TO UNDERSTANDING AND PREVENTING SUICIDE THROUGH RESEARCH, EDUCATION AND ADVOCACY, AND TO REACHING OUT TO PEOPLE WITH MENTAL DISORDERS AND THOSE IMPACTED BY SUICIDE. 0 0 2535916 1231831 RESEARCH: FUNDS SCIENTIFIC RESEARCH INTO THE CAUSES AND PREVENTION OF SUICIDE 2795687 44899 EDUCATION / PREVENTION PROGRAMS: OFFERS EDUCATIONAL PROGRAMS FOR PROFESSIONALS, EDUCATES THE PUBLIC ABOUT MOOD DISORDERS AND SUICIDE PREVENTION, DEVELOPS INNOVATIVE PROJECTS TO IMPROVE SUICIDE PREVENTION, AND PUBLICIZING THE MAGNITUDE OF THE PROBLEMS OF DEPRESSION AND SUICIDE THROUGH ADVOCATING FOR POLICIES AND LEGISLATION THAT CAN HELP PREVENT SUICIDE AND WORKING TO ELIMINATE THE STIGMA SURROUNDING MENTAL ILLNESS AND SUICIDE. 1451523 37092 SURVIVOR PROGRAMS: PROVIDES PROGRAMS AND INFORMATION FOR SURVIVING FAMILY AND FRIENDS AFTER A SUICIDE 6783126 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 27 0 1 46 1 0 0 0 0 0 1 1 0 0 0 0 X 35 35 0 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MS MN MO MT NC ND NE NJ NH NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY X X ALISA LYCHEVA 2123633500 120 WALL STREET-22ND FLOOR NEW YORK NY 10005 DAVID NORTON 1.00 X X 0 0 0 ANDREW R ROGOFF ESQ 1.00 X X 0 0 0 CHARLES F REYNOLDS MD 1.00 X X 0 0 0 JOHN F GREDEN MD 1.00 X X 0 0 0 NORMAN FINE 1.00 X X 0 0 0 MAURY LIEBERMAN 1.00 X X 0 0 0 ROBERT A ANTONIONI ESQ 1.00 X 0 0 0 MICHAEL BALLARD 1.00 X 0 0 0 SALLY BARKER 1.00 X 0 0 0 J THOMAS BENTLEY 1.00 X 0 0 0 MARK BROOKSHIRE 1.00 X 0 0 0 KEITH CHERRY PHD 1.00 X 0 0 0 YEATES CONWELL MD 1.00 X 0 0 0 CHARLEY CURIE 1.00 X 0 0 0 DAVID A DODD 1.00 X 0 0 0 DWIGHT L EVANS MD 1.00 X 0 0 0 NANCY FARRELL 1.00 X 0 0 0 KAY REDFIELD JAMISON PHD 1.00 X 0 0 0 RICHARD B KIRCHHOFF DDS 1.00 X 0 0 0 J JOHN MANN MD 1.00 X 0 0 0 ERIC MARCUS 1.00 X 0 0 0 ROBERT NAU 1.00 X 0 0 0 CHARLES B NEMEROFF MD PHD 1.00 X 0 0 0 PHILIP T NINAN MD 1.00 X 0 0 0 PAUL PERRYMORE 1.00 X 0 0 0 KELLY POSNER PHD 1.00 X 0 0 0 WALTRAUD PRECHTER 1.00 X 0 0 0 PHILIP SATOW 1.00 X 0 0 0 DAVID SHAFFER MD 1.00 X 0 0 0 STEVE SIPLE 1.00 X 0 0 0 ANDREW SLABY MD PHD MPH 1.00 X 0 0 0 LAWRENCE SPRUNG 1.00 X 0 0 0 ALAN WEEKS 1.00 X 0 0 0 DAVID WHITEHOUSE MD 1.00 X 0 0 0 ELINOR WOHL 1.00 X 0 0 0 ROBERT GEBBIA 40.00 X 233652 0 36914 ALISA LYCHEVA 40.00 X 79964 0 18850 PAULA CLAYTON 40.00 X 249352 0 29681 MICHAEL LAMMA 40.00 X 180754 0 23103 JOHN MADIGAN 40.00 X 145422 0 8733 ANN HAAS 40.00 X 128218 0 17140 1017362 0 134421 5 0 1 0 OP3 INC C/O KRENTZMAN WILSON 2953 LINCOL SANTA MONICA CA 90405 EVENT PRODUCTION 351503 BULLPEN INTERGRATED MARKETING LLC 16130 VENTURA BLVD SUITE 400 ENCINO CA 91436 EVENT ADVERTISING 275499 BUFFALO SPECIALITIES PO BOX 35809 HOUSTON TX 77235 EVENT T-SHIRTS 258532 TITAN OUTDOOR PO BOX 5179 NEW YORK NY 10087 EVENT ADVERTISING 122250 REGINA PRINTING 69 ACADEMY STREET BELLEVILLE NJ 07109 EVENT PRINTING & DESIGN 102573 7 9482608 309361 1319044 11111013 SURVIVORS CONFERENCE 900099 30915 30915 EDUCATIONAL MATERIALS 900099 26128 26128 57043 70545 70545 19325 9482608 2046323 -2026998 -2026998 56533 31585 24948 24948 MISCELLANEOUS REVENUE 900099 15858 15858 15858 9252409 81991 0 -1940595 996645 996645 235186 235186 908874 742150 66443 100281 2283341 1864485 166922 251934 111772 91269 8171 12332 197644 161388 14449 21807 250302 204387 18298 27617 43412 43412 439535 313749 25715 100071 83855 68473 6130 9252 314640 256923 23001 34716 49972 40805 3653 5514 171202 139796 12516 18890 35610 29078 2603 3929 12636 10318 924 1394 PROGRAM CONF & PROG 1069495 1069495 OUT OF DARKNESS PROGRAM 679286 533399 145887 EQUIP RENTAL & MAINTENA 31327 25580 2290 3457 ANNUAL REPORT 15276 15276 7930010 6783126 409803 737081 62345 63306 1624267 2405328 310730 140950 35521 35360 306431 192376 43895 114055 1782034 2157287 356304 342187 4215096 5258473 586534 438408 2286810 1828732 31693 49490 2905037 2316630 X 263995 1850390 1046064 1091453 1310059 2941843 4215096 5258473 X 1322399 309385 X 0 1 1 X 0 X 7939096 6123753 8299828 8936324 11111013 42410014 7939096 6123753 8299828 8936324 11111013 42410014 42410014 108396 138864 58135 52543 70545 428483 153342 89920 292944 140824 15858 692888 43531385 300263 0.97420 0.96850 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 92271 92271 0 214160 100105 114055 114055 DEFERRED EDUCATIONAL COST 274080 RESTRICTED CERTIFICATE OF DEPOSIT 68107 342187 DEFERRED RENT CREDIT 49490 49490 9252409 7930010 1322399 309385 309385 1631784 9604729 309385 11350 320735 9283994 -31585 -31585 9252409 7972945 11350 31585 42935 7930010 0 7930010 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE TO BE USED FOR VARIOUS PROGRAM PURPOSES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION FOLLOWS THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC NO. 740, INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE FOUNDATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS FOR ALL OPEN TAX YEARS AND HAS CONCLUDED THAT THE FOUNDATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE FISCAL 2008, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XII, LINE 4B - OTHER ADJUSTMENTS: JEWELRY & VIDEO COSTS NETTED AGAINST INCOME -31,585. PART XIII, LINE 2D - OTHER ADJUSTMENTS: JEWELRY & VIDEO COSTS NETTED AGAINST INCOME 31,585. 1 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECEIPIENTS LOCATED IN THE REGION RESEARCH GRANTS 73506 NORTH AMERICA 0 0 GRANTS TO RECEIPIENTS LOCATED IN THE REGION RESEARCH GRANTS 161680 0 0 0 0 0 0 235186 0 235186 MIDDLE EAST AND NORTH AFRICA - SCIENTIFIC RESEARCH 73506 CHECK NORTH AMERICA - CANADA AND MEXICO, BUT SCIENTIFIC RESEARCH 73680 CHECK NORTH AMERICA - CANADA AND MEXICO, BUT SCIENTIFIC RESEARCH 88000 CHECK 3 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: AFSP MONITORS THE USE OF GRANT FUNDS THROUGH REQUIRED SUBMISSION OF SEMI-ANNUAL PROGRESS AND FINANCIAL REPORTS. FINANCIAL FORMS ARE ITEMIZED AND REQUIRE DETAILED INFORMATION. ALL FORMS ARE SIGNED BY INVESTIGATORS, AS WELL AS MENTORS IN THE CASE OF YOUNG INVESTIGATORS AND POSTDOCTORAL FELLOWS, AND FINANCIAL/ADMINISTRATIVE OFFICERS DESIGNATED BY THE SUPPORTING INSTITUTION. PRIMARY INVESTIGATORS ALSO PROVIDE AFSP WITH A DETAILED BUDGET JUSTIFICATION. ONCE RECEIVED, REPORTS ARE THOROUGHLY REVIEWED BY AFSP'S RESEARCH AND MEDICAL DIRECTORS. ADDITIONAL INFORMATION IS REQUESTED WHEN NECESSARY. OUT OF THE DARKNESS WALKS 8785226 8785226 62806 68821 1639201 LIFESAVERS DINNER 285475 266150 19325 31849 136633 20 431232 431232 107013 9501933 9482608 19325 62806 100670 1882847 2046323 -2026998 CA 1 0 0 0 0 0 1 UNIVERSITY OF COLORADO DENVER ANSCHUTZ MEDICAL CAMPUS BLDG 500 13001 EAST 17TH PLACE AURORA CO 80045 846000555 501 (C)(3) 85000 SCIENTIFIC RESEARCH YALE UNIVERSITY 47 COLLEGE STREET SUITE 216 NEW HAVEN CT 065103209 060646973 501 (C)(3) 75000 SCIENTIFIC RESEARCH UNIVERSITY OF ROCHESTER MEDICAL CENTER BROOKS LANDING BUSINESS CENTER 910 GENESEE ST SUITE 200 ROCHESTER NY 146113847 160743209 501 (C)(3) 75000 SCIENTIFIC RESEARCH JOHNS HOPKINS SCHOOL OF PUBLIC HEALTH 624 N BROADWAY ROOM 851 JHU HAMPTON HOUSE BALTMORE MD 21205 520595110 501 (C)(3) 75000 SCIENTIFIC RESEARCH HARVARD UNIVERSITY MASS GENERAL HOSPITAL 101 HUNTINGTON AVENUE SUITE 300 BOSTON MA 02199 042697983 501 (C)(3) 85000 SCIENTIFIC RESEARCH WASHINGTON UNIVERSITY OF MEDICINE 700 ROSEDALE AVE-BOX 1034 ST LOUIS MO 631121408 430653611 501 (C)(3) 74655 SCIENTIFIC RESEARCH UNIVERSITY OF SOUTHERN MISSISSIPPI 118 COLLEGE DRIVE 5174 HATTIESBURG MS 39406 646000818 501 (C)(3) 85000 SCIENTIFIC RESEARCH UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET P-221 FRANKLIN BLDG PHILADELPHIA PA 191046205 231352685 501 (C)(3) 85000 SCIENTIFIC RESEARCH MOUNT SINAI SCHOOL OF MEDICINE 1 GUSTAR LERY PLACE NEW YORK NY 10029 136171197 501 (C)(3) 85000 SCIENTIFIC RESEARCH DANA FARBER CANCER INSTITUTE 450 BROOKLINE AVENUE DA162 BOSTON MA 02115 042263040 501 (C)(3) 30000 SCIENTIFIC RESEARCH PENN STATE UNIVERSITY COLLEGE OF MEDICINE CONTROLLERS OFFICE- MAIL CODE G 230 POBOX 850 HERSHEY PA 170330850 246000376 501 (C)(3) 85000 SCIENTIFIC RESEARCH UNIVERSITY OF SOUTH ALABAMA 307 N UNIVERSITY BLVD MOBILE AL 36688 630477348 501 (C)(3) 81990 SCIENTIFIC RESEARCH UNIVERSITY OF PITTSBURGH WESTERN PSYCHIATRIC INSTITUTE 200 MEYRAN AVENUE PARKVALE BUILDING ROOM 507 PITTSBURGH PA 15213 250965591 501 (C)(3) 75000 SCIENTIFIC RESEARCH 13 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: AFSP MONITORS THE USE OF GRANT FUNDS THROUGH REQUIRED SUBMISSION OF SEMI-ANNUAL PROGRESS AND FINANCIAL REPORTS. FINANCIAL FORMS ARE ITEMIZED AND REQUIRE DETAILED INFORMATION. ALL FORMS ARE SIGNED BY INVESTIGATORS, AS WELL AS MENTORS IN THE CASE OF YOUNG INVESTIGATORS AND POSTDOCTORAL FELLOWS, AND FINANCIAL/ADMINISTRATIVE OFFICERS DESIGNATED BY THE SUPPORTING INSTITUTION. PRIMARY INVESTIGATORS ALSO PROVIDE AFSP WITH A DETAILED BUDGET JUSTIFICATION. ONCE RECEIVED, REPORTS ARE THOROUGHLY REVIEWED BY AFSP'S RESEARCH AND MEDICAL DIRECTORS. ADDITIONAL INFORMATION IS REQUESTED WHEN NECESSARY. X X X X 0 0 0 0 0 0 0 1 0 ROBERT GEBBIA 218652 0 15000 0 0 0 23365 0 13549 0 270566 0 0 0 PAULA CLAYTON 249352 0 0 0 0 0 24935 0 4746 0 279033 0 0 0 MICHAEL LAMMA 165754 0 15000 0 0 0 18075 0 5028 0 203857 0 0 0 JOHN MADIGAN 145422 0 0 0 0 0 0 0 8733 0 154155 0 0 0 PART I, LINE 7 THE FOLLOWING INDIVIDUALS, LISTED ON PART VII, RECEIVED NON-FIXED PAYMENTS IN THE FORM OF A BONUS DURING THE YEAR: ROBERT GEBBIA - $15,000 MICHAEL LAMMA - $15,000 FORM 990, PART VI, SECTION A, LINE 4 ON DECEMBER 1, 2010, AT THE ANNUAL MEETING, CHANGES WERE MADE TO THE BY-LAWS WHICH INCLUDED REVISION OF THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WILL BE REVIEWED BY THE DIRECTOR OF FINANCE AND THE EXECUTIVE DIRECTOR. IT WILL THEN BE DISTRIBUTED TO THE EXECUTIVE COMMITTEE FOR APPROVAL. FINALLY, THE FORM 990 WILL BE PRESENTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE GOVERNANCE AND NOMINATING COMMITTEE ASKS IF THERE ARE ANY CONFLICTS OF INTEREST BEFORE NOMINATING OR RE-NOMINATING SOMEONE TO THE BOARD. IN ADDITION, ALL BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES ARE ASKED TO DISCLOSE IF THERE ARE ANY CONFLICTS AT THE START OF EACH CALENDAR YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR'S AND MEDICAL DIRECTOR'S COMPENSATION ARE REVIEWED AND DETERMINED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE FOUNDATION. THE EXECUTIVE COMMITTEE USES COMPENSATION DATA FROM COMPARABLE ORGANIZATIONS AND/OR OUTSIDE COMPENSATION SURVEY DATA FROM TIME TO TIME AS PART OF ITS REVIEW. THE EXECUTIVE COMMITTEE IS COMPRISED OF BETWEEN 10 AND 12 BOARD MEMBERS ELECTED BY THE BOARD OF DIRECTORS EACH YEAR AND IS CHAIRED BY THE BOARD CHAIR. FURTHER, AS A MATTER OF PRACTICE, THE EXECUTIVE DIRECTOR PRESENTS, TO THE EXECUTIVE COMMITTEE, HIS/HER ANNUAL COMPENSATION RECOMMENDATIONS FOR ALL SENIOR LEVEL STAFF AND ASKS THE EXECUTIVE COMMITTEE TO APPROVE SUCH RECOMMENDATIONS. THE FOLLOWING IS THE BOARD POLICY ON EXECUTIVE COMPENSATION THAT WAS RECOMMENDED BY AFSP'S GOVERNANCE COMMITTEE OF THE BOARD AND WAS ADOPTED BY THE BOARD OF DIRECTORS. "THE EXECUTIVE COMMITTEE SHOULD SERVE AS THE COMPENSATION COMMITTEE FOR THE REVIEW AND DETERMINATION OF EXECUTIVE STAFF COMPENSATION (EXECUTIVE DIRECTOR AND MEDICAL DIRECTOR). THE COMMITTEE SHOULD PERIODICALLY REVIEW COMPARATIVE MARKET DATA ON NONPROFIT EXECUTIVE COMPENSATION, AS WELL AS TRENDS IN THE NONPROFIT FIELD HAVING TO DO WITH EXECUTIVE COMPENSATION. THIS ANALYSIS SHOULD TAKE PLACE WHEN THERE IS A NEW HIRE AND WHEN DECISIONS ON EXECUTIVE STAFF COMPENSATION ARE TO TAKE PLACE. THE EXECUTIVE COMMITTEE SHOULD CONTINUE TO BE RESPONSIBLE FOR THE EXECUTIVE DIRECTOR'S PERFORMANCE. ALL STAFF PERFORMANCE APPRAISALS SHOULD CONTINUE TO BE THE RESPONSIBILITY OF THE IMMEDIATE SUPERVISOR. THE PERFORMANCE APPRAISALS OF THE TOP MANAGEMENT POSITIONS REPORTING TO THE EXECUTIVE DIRECTOR, INCLUDING THE MEDICAL DIRECTOR POSITION, SHOULD CONTINUE TO BE THE RESPONDSIBILITY OF THE EXECUTIVE DIRECTOR, WITH INPUT PROVIDED BY THE VOLUNTEER OFFICERS AND/OR COMMITTEE CHAIRS THAT WORK CLOSELY WITH THESE TOP MANAGEMENT POSITIONS." FORM 990, PART VI, SECTION C, LINE 19 AFSP'S FINANCIAL REPORTS ARE PUBLISHED IN THE ANNUAL REPORT, WHICH IS POSTED EACH YEAR ON THE AFSP WEBSITE, SENT TO THE BOARD OF DIRECTORS, OTHER AFSP NATIONAL AND CHAPTER VOLUNTEER LEADERS, AND THE MAJOR DONORS TO THE ORGANIZATION. THE INFORMATION IS ALSO SENT TO ANYONE FROM THE PUBLIC REQUESTING A COPY. THE FINANCIAL REPORTS ARE ALSO PROVIDED AS PART OF FILINGS SUBMITTED TO STATES AS PART OF AFSP'S CHARITABLE SOLICITATION FILINGS AND TO CORPORATIONS, FOUNDATIONS AND OTHER GRANT MAKING INSTITUTIONS AS PART OF REQUESTS FOR FUNDING. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AS WELL AS UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 309,385.