2012-03-15T08:17:43-05:00 2011-06-30 CLIFTONLARSONALLEN LLP 2900 SOUTH QUINCY ST SUITE 150 ARLINGTON VA 22206 990 2010-07-01 300088843 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL MISSION FOUNDATION INC NATI 2023266029 2030 M STREET NW EIGHTH FLOOR WASHINGTON DC 20036 THERESIA HELLER 2023266029 2012-03-19 1 7039985100 2010 2016-02-24 21:20:13Z JAMES MCPHERSON 2030 M STREET NW EIGHTH FLOOR WASHINGTON DC 20036 12390478 0 X WWW.NAAG.ORG X 2002 DC THE FOUNDATION'S PURPOSE IS TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS DESIGNED TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, WHO SERVE 50 STATES AND 6 TERRITORIES IN THEIR CAPACITIES AS GOVERNMENT OFFICIALS. 7 7 0 7 0 0 0 65000 330246 546970 -369662 1834274 1018129 354677 978713 2800921 0 25000 0 0 0 0 0 0 0 2450370 2780359 2450370 2805359 -1471657 -4438 61497280 69815054 355639 400200 61141641 69414854 X THE FOUNDATION'S PURPOSE IS TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS DESIGNED TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, WHO SERVE 50 STATES AND 6 TERRITORIES IN THEIR CAPACITIES AS GOVERNMENT OFFICIALS. 0 0 1311336 25000 NAAG TRAINING AND RESEARCHTHE NATIONAL ATTORNEYS GENERAL TRAINING AND RESEARCH INSTITITUTE PROVIDES A VARIETY OF RESEARCH AND TRAINING PROGRAMS FOR ATTORNEYS GENERAL STAFF. COURSES ARE TAUGHT BY DIVERSE NATIONAL FACULTY AND COVER A BROAD ARRAY OF TOPICS. 560545 400800 NAAG ANNUAL MEETINGSANNUAL MEETINGS PROVIDE AN OPPURTUNITY FOR ATTORNEYS GENERAL TO INTERACT WITH EACH OTHER AND WORK TOGETHER ON ISSUES AFFECTING THE STATES. 184691 146170 PRESIDENTAL INITIATIVETHE MISSION FOUNDATION SPONSORS ONE EVENT PER YEAR FOR THE NAAG PRESIDENT TO PROMOTE A TOPIC OF PUBLIC INTEREST OF HIS OR HER CHOICE. 199713 7990 OTHER PROGRAMS - THE MISSION FOUNDATION PROVIDES IT SUPPORT, SUCH AS WEB DESIGN AND SYSTEM MAINTENANCE MAINTANCE IN ORDER FOR NAAG TO CARRY OUT ITS MISSION OF FACILITATING INTERACTION BETWEEN THE ATTORNEYS GENERAL. IT ALSO PROVIDES TRAVEL SUPPORT FOR ATTORNEYS GENERAL FOR THEIR WORK ON BEHALF OF NAAG. 5150 SPEAKERS FUND - THE SPEAKER FUND SPONSORS A LECTURE ON TOBACCO POLICY AND ENFORCEMENT AT NAAG'S ANNUAL MEETINGS. 204863 7990 2261435 1 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 5 0 1 0 0 1 NT 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X DIRECTOR OF FINANCE 2023266029 2030 M STRRET NW - 8TH FLOOR WASHINGTON DC 20036 WILLIAM SORRELL 2.00 X X 0 0 0 ROBERT COOPER 1.00 X X 0 0 0 JON BRUNING 1.00 X X 0 0 0 ROY COOPER 1.00 X 0 0 0 ROB MCKENNA 1.00 X 0 0 0 DOUG GANSLER 1.00 X 0 0 0 WILLIAM SCHUETTE 1.00 X 0 0 0 JAMES MCPHERSON 37.50 X 0 178886 20208 THERESIA HELLER 37.50 X 0 111523 22684 CHRISTOPHER TOTH 37.50 X 0 82078 8563 SCOTT MESSING 37.50 X 0 129068 20542 DAN SCHWEITZER 37.50 X 0 118997 25163 KAREN CORDRY 37.50 X 0 120673 19761 0 741225 116921 0 0 1 0 CWPS INC 14120 A SULLYFIELD CIRCLE CHANTILLY VA 20151 IT SUPPORT 100500 1 65000 65000 REGISTRATION INCOME 900099 546970 546970 546970 1189479 1189479 1040423 693736 346687 346687 346687 9540616 8895821 644795 644795 644795 MISCELLANEOUS 900099 7990 7990 7990 2800921 554960 0 2180961 25000 25000 12000 12000 278127 278127 10475 7500 2975 105540 93061 12479 126861 108957 17904 661029 661029 1317955 1317955 118815 118815 101624 101624 2700 2700 CLE 16063 16063 BOOKS AND PUBLICATIONS 15740 15740 OTHER 13430 13430 2805359 2261435 543924 0 1420082 43451 497 4472 47085 34625 9044768 1413575 7915477 7631193 52114139 62101313 61497280 69815054 314592 324975 41047 75225 355639 400200 X 60932355 69207462 209286 207392 61141641 69414854 61497280 69815054 X -4438 8277651 X X 0 1 1 X 0 X X X X 0 0 0 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 521322260 6 1 2261435 1 2261435 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1736405 1736405 6633799 1069714 5564085 674564 343861 330703 7631193 DUE TO NAAG 75225 75225 2800921 2805359 -4438 8277651 8277651 8273213 11375366 8277651 -118815 8158836 3216530 278127 -693736 -415609 2800921 3102153 693736 693736 2408417 278127 118815 396942 2805359 PART XII, LINE 2D - OTHER ADJUSTMENTS: INTERFUND CONTRIBUTION -118,815. PART XII, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -693,736. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 693,736. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INTERFUND CONTRIBUTION 118,815. PART X, LINE 2 - THE FOUNDATION IS EXEMPT FROM THE PAYMENT OF FEDERAL INCOME TAXES ON ITS EXEMPT ACTIVITY UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE FOUNDATION ADOPTED THE INCOME TAX STANDARD FOR UNCERTAIN INCOME TAX POSITIONS ON JULY 1, 2009. THE FOUNDATION EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. THE FOUNDATIONS TAX RETURNS FOR FISCAL YEARS ENDED JUNE 30, 2008 THROUGH 2010 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 1 UNITED STATES RED CROSS 431 18TH ST NW WASHINGTON DC 20006 530196605 501(C)(3) 25000 EARTHQUAKE RELIEF HELP 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE GRANT WAS A ONE-TIME DONATION TO THE AMERICAN RED CROSS TO SUPPORT THE RECOVERY EFFORTS AFTER THE JAPAN EARTHQUAKE. X X X 0 0 0 0 0 0 0 0 0 JAMES MCPHERSON 0 178886 0 0 0 0 0 0 0 20208 0 199094 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THREE (3) OR MORE DIRECTORS APPOINTED TO THE EXECUTIVE COMMITTEE BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL, EXCEPT AS OTHERWISE PROVIDED BY LAW OR BY SECTION 5.1 OF THESE BYLAWS, HAVE AND EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS DURING THE INTERVALS BETWEEN THE MEETINGS OF THE BOARD, AND SHALL FIX ITS OWN RULES OF PROCEDURE. THE EXECUTIVE COMMITTEE SHALL KEEP A RECORD OF ITS PROCEEDINGS, AND WILL REPORT TO THE FULL BOARD IN A TIMELY MANNER. FORM 990, PART VI, SECTION A, LINE 6 THE FOUNDATION SHALL HAVE A SINGLE MEMBER, THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL (THE "ASSOCIATION"). THE RIGHTS AND DUTIES OF THE ASSOCIATION AS THE SOLE MEMBER SHALL BE EXERCISED BY THE EXECUTIVE COMMITTEE OF THE ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A THE ASSOCIATION SHALL ANNUALLY ELECT DIRECTORS AND TRANSACT OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE ASSOCIATION WILL ALSO FROM TIME TO TIME CONSIDER BUSINESS OF THE FOUNDATION WHEN SUCH BUSINESS IS RAISED BY THE PRESIDENT, OR ANY MEMBER OF THE EXECUTIVE COMMITTEE. THE ASSOCIATION MAY ALSO CONSIDER BUSINESS OF THE FOUNDATION WHEN IT HAS BEEN NOTIFIED BY THE FOUNDATION OF ITEMS NECESSARY FOR CONSIDERATION. WHEN THE BUSINESS OF THE FOUNDATION IS SCHEDULED FOR CONSIDERATION THE ASSOCIATION SHOULD NOTIFY THE VICE CHAIR/SECRETARY OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 THE DIRECTOR OF FINANCE WILL CONDUCT A THOROUGH REVIEW OF THE FORM 990 AFTER PREPARATION BY THE OUTSOURCED ACCOUNTANT. THE FORM 990 WILL THEN BE MADE AVAILABLE TO THE FINANCE COMMITTEE AND DISCUSSED AT THE REGULAR MEETING BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR SHALL: INFORM THE BOARD CHAIR AND THE EXECUTIVE DIRECTOR IMMEDIATELY UPON LEARNING THAT AN ENTITY IN WHICH THE DIRECTOR OR A RELATIVE HAS A FINANCIAL INTEREST IS APPLYING FOR FUNDS OR MAY RECEIVE FUNDS OR SOME OTHER BENEFIT FROM THE MISSION FOUNDATION; DISCLOSE CONFLICT SITUATIONS AT OR BEFORE THE TIME WHEN THE BOARD, BOARD COMMITTEE, OR STAFF IS DISCUSSING SUCH SITUATIONS, DELIBERATING THEIR MERITS, OR VOTING ON THEIR DISPOSITION; AND RECUSE HIMSELF OR HERSELF FROM THE PORTION OF ANY BOARD, BOARD COMMITTEE, OR OTHER FOUNDATION MEETING INVOLVING SUCH DISCUSSION, DELIBERATION, OR VOTING, MAKING HIMSELF OR HERSELF AVAILABLE TO THE BOARD, BOARD COMMITTEE, OR STAFF TO RESPOND TO QUESTIONS. FORM 990, PART VI, SECTION B, LINE 15 MARKET STATISTICS AND PUBLICATIONS ARE USED TO COMPARE SALARY LEVELS WHEN HIRING NEW EMPLOYEES. REGULAR REVIEW OF MARKET DATA ON AN ONGOING BASIS HELPS DETERMINE SALARY ADJUSTMENTS. THE BOARD OF DIRECTORS HIRES THE EXECUTIVE DIRECTOR. THE BOARD'S RECOMMENDATION FOR THE EXECUTIVE DIRECTOR'S SALARY IS BASED ON MARKET STATISTICS. THIS PROCESS WAS LAST COMPLETED IN 2010. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 8,277,651. FORM 990, PART XII - LINE 2C NO CHANGES WERE MADE TO THIS PROCESS IN FISCAL YEAR 2011. NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 2030 M ST NW 8TH FLOOR WASHINGTON DC 20036 521322260 EDUCATION AND TRAINING DC 170(B)(1)(A)(V) 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1 0 0 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL I 595247 FAIR VALUE