2012-03-12T13:20:19-05:00 2011-06-30 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990 2010-07-01 956196006 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION CALI 8186774657 18111 NORDHOFF STREET NORTHRIDGE CA 91330 GEETHA M THOMAS 8186773025 2012-03-06 1 PATRIZIA C COPPING 3108731600 2010 2016-02-24 21:20:13Z GEETHA M THOMAS 18111 NORDHOFF ST NORTHRIDGE CA 91330 26987125 0 X WWW.CSUN.EDU/UA/FOUNDATION X 1995 CA SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. 39 31 0 40 0 0 8468010 9340733 195696 320728 2274278 4335129 444144 451020 11382128 14447610 13847756 3192475 0 0 0 0 0 0 18293 3424466 5129306 17272222 8321781 -5890094 6125829 82502079 99262740 604399 422932 81897680 98839808 TO SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BY RAISING, INVESTING AND MANAGING PRIVATE PHILANTHROPIC GIFTS TO BENEFIT THE UNIVERSITY. 0 0 7698235 3192475 320728 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE FOUNDATION (THE FOUNDATION) SERVES AS AN AUXILIARY ORGANIZATION TO CALIFORNIA STATE UNIVERSITY, NORTHRIDGE WITH A GOAL OF FURTHERING THE PURPOSES AND OBJECTIVES OF THE UNIVERSITY. THE FOUNDATION'S MAIN FUNCTION IS TO ADMINISTER THE RECEIVING AND DISBURSING OF GIFTS, GRANTS, CONTRACTS, BEQUESTS, AND TRUSTS FROM VARIOUS DONORS TO DIFFERENT DEPARTMENTS OF THE UNIVERSITY. THE FOUNDATION ALSO ASSISTS THE UNIVERSITY IN VARIOUS ACTIVITIES, INCLUDING ACCUMULATION AND MANAGING OF LIFE INCOME, ANNUITY AND STUDENT SCHOLARSHIP FUNDS AND ADMINISTERING FUNDS FOR VARIOUS EDUCATIONAL RELATED FUNCTIONS, SPECIAL PROGRAMS AND OTHER ACTIVITIES. 7698235 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 147 0 0 0 0 0 0 0 1 1 0 0 0 0 X 39 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X GEETHA M THOMAS 8186774657 18111 NORDHOFF ST NORTHRIDGE CA 913308275 WAYNE R BAILEY 1.00 X 0 0 0 MARLENE R BANE 1.00 X 0 0 0 VINCENT P BARABBA 1.00 X 0 0 0 SARA BAUER 1.00 X 0 0 0 HARVEY A BOOKSTEIN 1.00 X 0 0 0 JOHN W BRADLEY 1.00 X 0 0 0 WAYNE-KENT BRADSHAW 1.00 X 0 0 0 RALPH A COURTNEY III 1.00 X 0 0 0 DAVID W FLEMING HOND 1.00 X 0 0 0 JOHN R GOLISCH 1.00 X 0 0 0 BRYAN A GREEN 1.00 X 0 0 0 WILLIAM C GRIFFETH 1.00 X 0 0 0 DAVID S HONDA 1.00 X 0 0 0 MARK LAINER 1.00 X 0 0 0 ALBERT M LAPIDES 1.00 X 0 0 0 GEORGE S LEIS 1.00 X 0 0 0 BARBARA LEVY 1.00 X 0 0 0 PHILIP J MUNDY JR 1.00 X 0 0 0 SANFORD PARIS 1.00 X 0 0 0 JOY PICUS 1.00 X 0 0 0 JAMES H RING 1.00 X 0 0 0 ROB ROUSSELET 1.00 X 0 0 0 VARAZ SHAHMIRIAN 1.00 X 0 0 0 DALE A SUROWITZ 1.00 X 0 0 0 ROBERT D TAYLOR 1.00 X 0 0 0 TAMMY TOLGO 1.00 X 0 0 0 MILTON G VALERA 1.00 X 0 0 0 MARLA M VASQUEZ 1.00 X 0 0 0 CONOR LANSDALE 1.00 X 0 0 0 HARRY HELLENBRAND 1.00 X 0 211561 52717 THOMAS MCCARRON 1.00 X 0 203277 48270 MELANIE S WILLIAMS 1.00 X 0 137217 50508 ROBERT J RAWITCH 1.00 X 0 10607 154 TODD R REINSTEIN 1.00 X 0 306 4 EARL S ENZER 1.00 X X 0 0 0 PHILIP S MAGARAM 1.00 X X 0 0 0 JOLENE KOESTER 10.00 X X 0 288446 68698 VANCE T PETERSON 10.00 X X 0 218564 61737 GEETHA M THOMAS 10.00 X X 0 97311 36565 0 1167289 318653 0 0 1 0 NORTHERN TRUST 355 S GRAND AVE STE 2600 LOS ANGELES CA 90071 INVESTMENT MGT 452864 1 22750 166190 49322 9102471 362439 9340733 ALUMNI PROGRAM INCOME 900099 320728 320728 320728 2268998 2268998 119998 119998 14480591 12414460 2066131 2066131 2066131 125055 49322 125055 0 OTHER INCOME 900099 331022 331022 331022 14447610 320728 0 4786149 3069041 3069041 123434 123434 1000 1000 22800 22800 452864 452864 1638255 1574540 63636 79 31134 30550 584 129866 112604 15571 1691 41195 41195 168045 162464 1664 3917 12986 11171 1215 600 66637 54587 12050 30252 15570 14682 PROGRAM COSTS 1119318 1119318 HOSPITALITY 728098 706657 11802 9639 BAD DEBT EXPENSE 229008 229008 EQUIPMENT RENTAL 228591 228591 EQUIPMENT REPAIR & MAIN 159650 159650 69607 58855 8969 1783 8321781 7698235 605253 18293 361609 634115 2826822 3030513 7785258 7674737 44745 42329 828979 828979 66637 0 65153259 80322297 3430193 4688784 2833556 2869965 82502079 99262740 200097 112414 323750 187500 80552 123018 604399 422932 X 3964835 9010957 41897191 52098385 36035654 37730466 81897680 98839808 82502079 99262740 X 6125829 10816299 X X 0 1 1 X 0 X 16127461 13738513 8716572 8468010 9340733 56391289 16127461 13738513 8716572 8468010 9340733 56391289 3726473 52664816 2194309 2548977 2181159 2263094 2388996 11576535 263 67005 69999 75186 331022 543475 68511299 2343192 0.76870 0.78850 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 46460131 2357692 9935284 68803 58684304 38031584 4207680 4552254 331387 46460131 41964730 4306786 -8273737 38031584 0.56000 0.44000 0 0 828979 828979 0 0 AMOUNTS PAYABLE TO THE UNIVERSITY 114029 AMOUNTS PAYABLE TO OTHER UNIVERSITY AUXILIARY ORGANIZATION 8989 123018 14447610 8321781 6125829 10757955 58344 10816299 16942128 24936100 10757955 183399 10941354 13994746 452864 452864 14447610 7993972 125055 125055 7868917 452864 452864 8321781 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENTS ARE USED FOR SCHOLARSHIPS, ACADEMIC AND UNIVERSITY SUPPORT AS SPECIFIED BY THE DONORS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE 58,344. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE 58,344. SPECIAL EVENT EXPENSES 125,055. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 125,055. ENGINEERING GOLF OUTING 152542 43342 109200 109200 ATHLETIC GOLF OUTING 21835 5980 15855 15855 0 174377 49322 125055 125055 125055 0 1 CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 501(A) 2824372 244669 BOOK VARIOUS WORKS OF ART, BOOKS, EQUIPMENT TO SUPPORT AND ENHANCE THE VISION, MISSION, AND VALUES OF CAL STATE UNIVERSITY, NORTHRIDGE. 1 AWARDS 188 123434 BOOK N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHOLARSHIPS ARE FUNDS AWARDED ON A COMPETITIVE BASIS AND, IN MOST CASES, DO NOT NEED TO BE REPAID. AWARDS CAN BE BASED UPON ACADEMIC ACHIEVEMENT, TALENT, NEED, OR OTHER DONOR INTERESTS (SUCH AS COMMUNITY OF RESIDENCE, MAJOR GOAL, ETC). THE FINANCIAL AID DEPARTMENT OF THE UNIVERSITY MAINTAINS RECORDS ON ELIGIBILITY OF SCHOLARSHIPS. SCHOLARSHIPS PAID TO STUDENTS DIRECTLY BY FOUNDATION ARE COORDINATED WITH THE UNIVERSITY AND REPORTED TO THE FINACIAL AID DEPARTMENT. 0 0 0 0 0 0 0 0 0 HARRY HELLENBRAND 0 211561 0 0 0 0 0 0 0 52717 0 264278 0 0 THOMAS MCCARRON 0 203277 0 0 0 0 0 0 0 48270 0 251547 0 0 MELANIE S WILLIAMS 0 137217 0 0 0 0 0 0 0 50508 0 187725 0 0 JOLENE KOESTER 0 288446 0 0 0 0 0 0 0 68698 0 357144 0 0 VANCE T PETERSON 0 218564 0 0 0 0 0 0 0 61737 0 280301 0 0 SUPPLEMENTAL INFORMATION PART III COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. X 3 95850 FAIR MARKET VALUE X 73690 FAIR MARKET VALUE X 4 117770 FAIR MARKET VALUE X MISCELLANEOUS 59 41629 FAIR MARKET VALUE X EQUIPMENT 3 33500 FAIR MARKET VALUE 3 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): NON CASH CONTRIBUTIONS ARE LISTED BY TOTAL NUMBER OF CONTRIBUTIONS RECEIVED BY THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF FORM 990 IS PROVIDED TO THE ENTIRE BOARD FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL QUESTIONNAIRE IS GIVEN TO ALL BOARD MEMBERS TO SIGN. THE BOARD SECRETARY REVIEWS THE STATEMENTS FOR ANY POSSIBLE CONFLICT OF INTEREST. THE BOARD AND COMMITTEES ARE ROUTINELY INFORMED OF THE CONFLICT OF INTEREST POLICIES AND ASKED TO RECUSE FROM VOTING IF THERE IS A CONFLICT. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 10,757,955. CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE 58,344. TOTAL TO FORM 990, PART XI, LINE 5: 10,816,299. FINANCIAL STATEMENTS AND REPORTING 2010 FORM 990, PART XI, LINE 2C NO CHANGES WERE MADE TO THE OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR, AS COMPARED TO THE PRIOR TAX YEAR. SECTION B: POLICIES 2010 FORM 990, PART VI, LINE 15A & 15B ALL OF THE OFFICERS ARE COMPENSATED BY THE RELATED ORGANIZATION, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 EDUCATION CA 501(A) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 CALIFORNIA STATE UNIVERSITY NORTHRIDGE B 3069041 FMV CALIFORNIA STATE UNIVERSITY NORTHRIDGE O 924933 FMV