2012-03-08T16:06:47-06:00 2011-06-30 EIDE BAILLY LLP 3999 PENNSYLVANIA AVE SUITE 100 DUBUQUE IA 52002 990 2010-07-01 421526614 COMMUNITY FOUNDATION OF GREATER DUBUQUE COMM 5635882700 700 LOCUST STREET NO 195 DUBUQUE IA 52001 NANCY VAN MILLIGEN 5635882700 2012-03-07 1 CARMEN KRANTZ 5635561790 2012-03-05 2010 2016-02-24 21:20:13Z NANCY VAN MILLIGEN 700 LOCUST STREET NO 195 DUBUQUE IA 52001 21496881 0 X WWW.DBQFOUNDATION.ORG X 2001 IA TO SUPPORT SCIENTIFIC, EDUCATIONAL, AND CHARITABLE ACTIVITIES IN THE GREATER DUBUQUE AREA 14 14 17 30 0 0 4478214 7596371 22969 24140 621878 1046445 0 0 5123061 8666956 1464663 2047351 0 0 372172 420913 0 0 33268 513092 972467 2349927 3440731 2773134 5226225 21254207 29182009 3007818 3489329 18246389 25692680 X WE ARE COMMITTED TO IMPROVING THE QUALITY OF LIFE IN OUR REGION BY SERVING DONORS, MAKING GRANTS TO LOCAL NONPROFIT ORGANIZATIONS, AND PROVIDING COMMUNITY LEADERSHIP THROUGH CONVENING AND COLLABORATION. 0 0 3092623 2047351 24140 THE COMMUNITY FOUNDATION OF GREATER DUBUQUE WORKS TO IMPROVE THE QUALITY OF LIFE IN THE REGION BY SERVING DONORS, MAKING GRANTS AND PROVIDING COMMUNITY LEADERSHIP THROUGH COLLABORATION AND CONVENING. THE REGION INCLUDES METRO DUBUQUE AND DUBUQUE COUNTY AS WELL AS ALLAMAKEE, CLAYTON AND DELAWARE COUNTIES.IN SERVING DONORS, THE COMMUNITY FOUNDATION PERSONALLY ADVISES INDIVIDUALS, FAMILIES, CORPORATIONS, AND NON-PROFIT GROUPS ABOUT HOW TO BUILD BOTH ENDOWMENTS AND NON-ENDOWED OR PROJECT FUNDS TO SERVE THE CHARITABLE NEEDS OF THE COMMUNITY EFFECTIVELY AND EFFICIENTLY.IN MAKING GRANTS, THE COMMUNITY FOUNDATION SEEKS TO BE A HUB FOR COMMUNITY KNOWLEDGE AND THEN ADVISES INDIVIDUALS, FAMILIES, AND CORPORATIONS AS THEY MAKE GRANTS IN THE COMMUNITY. IN ADDITION, THE COMMUNITY FOUNDATION HOSTS AND ADMINISTERS THE FOLLOWING ANNUAL GRANTMAKING PROGRAMS: COMMUNITY IMPACT, THEISENS MORE FOR YOUR COMMUNITY GRANTS, YAPPERS GRANTS, WOMEN'S GIVING CIRCLE GRANTS AND MEDIACOM GRANTS.IN PROVIDING COMMUNITY LEADERSHIP THROUGH COLLABORATION AND CONVENING, THE COMMUNITY FOUNDATION GATHERS DATA ABOUT URGENT AND EMERGING NEEDS IN THE COMMUNITY. THE COMMUNITY FOUNDATION THEN CONVENES STAKEHOLDERS BY FACILITATING MEETINGS, EDUCATIONAL OPPORTUNITIES AND PROGRAMS WHICH ENCOURAGE CONVENING AND COLLABORATION INCLUDING EVERY CHILD EVERY PROMISE, DUBUQUE 2.0, GREEN AND HEALTHY HOME INITIATIVE AND PROJECT HOPE. 3092623 1 1 0 0 1 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 5 0 1 17 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X X KRISTIN KLUESNER 5635882700 700 LOCUST STREET STE 195 DUBUQUE IA 52001 X PHIL RUPPEL 1.00 X X 0 0 0 JOHN O'CONNOR 1.00 X X 0 0 0 KEN TOWNSEND 1.00 X X 0 0 0 DONNELLE FUERSTE 1.00 X X 0 0 0 TIM CONLON 1.00 X 0 0 0 DICK FRIEDMAN 1.00 X 0 0 0 KEN FURST 1.00 X 0 0 0 JIM THEISEN 1.00 X 0 0 0 CHARLIE GLAB 1.00 X 0 0 0 STEVE JUERGENS 1.00 X 0 0 0 WR KLAUER JR 1.00 X 0 0 0 JEANNE LAURITSEN 1.00 X 0 0 0 WALTER PREGLER 1.00 X 0 0 0 DAVID WM RUSK 1.00 X 0 0 0 ELDON HERRIG 1.00 X 0 0 0 JANE HASEK 1.00 X 0 0 0 NANCY VAN MILLIGEN 40.00 X 108281 0 5678 KRISTIN KLUESNER 30.00 X 47268 0 0 155549 0 5678 1 0 0 0 0 206894 7389477 1652348 7596371 SERVICE FEE INCOME 900099 21904 21904 SUPPORTING REVENUE 900099 2236 2236 24140 472651 472651 13403719 12829925 573794 573794 573794 8666956 24140 0 1046445 2047351 2047351 167910 56781 84437 26692 219781 147394 72387 4792 4792 28430 15198 11247 1985 1978 1978 12087 12087 491862 487798 4064 215321 181637 33684 129975 80991 47288 1696 3374 3374 66751 63348 508 2895 10943 5602 5341 18571 18571 15082 15082 6523 6523 3440731 3092623 314840 33268 185504 251066 1609668 2262615 10800 224721 117751 147491 106970 19300744 26561358 21254207 29182009 36698 44770 80019 56545 2891101 3388014 3007818 3489329 X 17344102 23887535 667535 1508917 234752 296228 18246389 25692680 21254207 29182009 X 5226225 2220066 X 0 1 1 X 0 X 4721900 3808003 4533610 4478214 7596371 25138098 4721900 3808003 4533610 4478214 7596371 25138098 5516895 19621203 229522 481551 408699 463741 472651 2056164 27194262 81111 0.72150 0.70780 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 101 251 3792093 3139787 1181536 885937 8772563 20184827 1 1 14068360 2544038 2654661 981903 18285156 11046379 2547475 1310903 836397 14068360 11119783 1758760 -1272785 559379 11046379 0.00000 0.01600 0.98400 0 0 224721 117751 106970 106970 DEFERRED COMPENSATION PAYABLE 44396 FUNDS HELD FOR OTHERS 3262952 AMOUNTS DUE UNDER ANNUITY AGREEMENT 80666 3388014 8666956 3440731 5226225 2243952 -35049 11163 2220066 7446291 10957592 2243952 70570 11163 2325685 8631907 35049 35049 8666956 3511301 70570 70570 3440731 0 3440731 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: EARNINGS ON ENDOWMENTS ARE USED FOR CHARITABLE PURPOSES PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 11,163. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHG IN VALUE OF SPLIT-INTEREST AGREEMENTS INCL IN REVENUE PER FINANCIAL STMT 11,163. 1 ALLAMAKEE COMMUNITY SCHOOL DISTRICT 1061 3RD AVE NW WAUKON IA 52172 426036591 501(C)(3) 13668 SPORTS AND LEISURE AMERICAN CANCER SOCIETY 4080 FIRST AVE NE STE 101 CEDAR RAPIDS IA 52402 131788491 501(C)(3) 9915 HEALTH AND GENERAL BOYS AND GIRLS CLUB 1299 LOCUST ST DUBUQUE IA 52001 427210263 501(C)(3) 13720 EDUCATIONAL CATHEDRAL OF ST RAPHAEL 231 BLUFF STREET DUBUQUE IA 52001 420703275 501(C)(3) 5000 RELIGION CITY OF LANSING PO BOX 470 LANSING IA 52151 426004861 501(C)(1) 14000 MAIN STREET PROGRAM INITIATION AND CLEAN UP TO EAST ENTRANCE OF ALLAMAKEE COUNTY CITY OF NEW ALBIN PO BOX 14 NEW ALBIN IA 52160 030575089 501(C)(1) 6970 ICE WATER RESCUE EQUIPMENT AND MUNICIPAL BUILDING REVAMP CLARKE COLLEGE 1550 CLARKE DR DUBUQUE IA 520013198 420680408 501(C)(3) 22530 EDUCATIONAL CRESCENT COMMUNITY HEALTH CENTER 1789 ELM STREET DUBUQUE IA 52001 481302204 501(C)(3) 241261 OFFSET COSTS OF H1N1 AND PNEUMONIA VACCINES AND HEALTH AND GENERAL DELAWARE COUNTY DISASTER RECOVERY COMMITTEE FOR VICTIM RELIEF 101 EAST MAIN STREET MANCHESTER IA 52057 421045184 501(C)(3) 62200 AG MITIGATION DUBUQUE ART CENTER 137 MAIN STREET DUBUQUE IA 52001 263523626 501(C)(3) 11025 YOUTH MENTORING, ARTS ENRICHMENT PROGRAM AND STUDY, VIDEO PRODUCTION CLASSES FOR TEENS DUBUQUE COMMUNITY ICE AND RECREATION CENTER PO BOX 1816 DUBUQUE IA 52004 432077297 501(C)(3) 61860 SPORTS AND LEISURE DUBUQUE HUMANE SOCIETY 175 N CRESCENT RDG DUBUQUE IA 52003 426039535 501(C)(3) 9650 BUILDING FUND, LAND ACQUISITION, AND EXPANSION PROJECT DUBUQUE MERCY HEALTH FOUNDATION 250 MERCY DRIVE DUBUQUE IA 52001 262227941 501(C)(3) 31350 CRITICAL CARE CAMPAIGN AND CAMPAIGN ICU DUBUQUE MUSEUM OF ART 701 LOCUST STREET DUBUQUE IA 52001 421071185 501(C)(3) 17055 LECTURE SERIES, ARTS AND CULTURE DUBUQUE RESCUE MISSION 398 MAIN STREET DUBUQUE IA 52001 420844836 501(C)(3) 8262 HUMAN SERVICE DUBUQUE SYMPHONY ORCHESTRA 2728 ASBURY RD DUBUQUE IA 520012970 237429727 501(C)(3) 63790 DUBUQUE YOUTH SYMPHONY, ARTS AND CULTURE FINLEY HEALTH FOUNDATION 350 NORTH GRANDVIEW AVENUE DUBUQUE IA 52001 421386963 501(C)(3) 13365 WENDT REGIONAL CANCER CENTER AND MAKING A DIFFERENCE CAMPAIGN FLAMES OF LOVE INTERNATIONAL MINISTRIES 405 DEVARGAS EL PASO TX 79905 742374868 501(C)(3) 21000 RELIGION FOUR MOUNDS FOUNDATION 4900 PERU ROAD DUBUQUE IA 52001 421265303 501(C)(3) 9640 PRESENTATIONS, GRAPHIC DESIGN, AND COMMUNITY DEVELOPMENT FULTON ELEMENTARY SCHOOL 2540 CENTRAL AVE DUBUQUE IA 52001 426001531 501(C)(3) 5000 BULLYING PRESENTATIONS AND EDUCATIONAL GIRL SCOUTS OF EASTERN IOWA AND WESTERN ILLINOIS 2644 PENNSYLVANIA AVE DUBUQUE IA 52001 421008848 501(C)(3) 8600 LEADERSHIP DEVELOPMENT AND WOMEN IN THE ARTS GUTTENBERG MUNICIPAL HOSPITAL 200 MAIN STREET GUTTENBERG IA 520520550 426038728 501(C)(3) 25000 BUILDING CAMPAIGN FUND HILLCREST FAMILY SERVICES 2005 ASBURY RD DUBUQUE IA 52001 420680411 501(C)(3) 70314 TRANSITIONAL HOUSING SUPPORT HILLS AND DALES CHILD DEVELOPMENT CENTER 1011 DAVIS ST DUBUQUE IA 52001 421388270 501(C)(3) 13100 MUSIC THERAPY PROGRAM, DREAM TRIPS, AND THEATRE PROGRAM HOLY FAMILY CATHOLIC SCHOOLS 2005 KANE ST DUBUQUE IA 520010538 420792429 501(C)(3) 47375 ANTI-BULLYING/LEADERSHIP PRESENTATION AND HOLY FAMILY BUILDING IN FAITH HOSPICE OF DUBUQUE 2255 JFK RD DUBUQUE IA 52002 421205973 501(C)(3) 22905 BUILDING FOR COMPASSION CAPITAL CAMPAIGN LINCOLN ELEMENTARY SCHOOL 555 NEVADA STREET DUBUQUE IA 52001 426001531 501(C)(3) 5000 EDUCATIONAL LORAS COLLEGE PO BOX 178 DUBUQUE IA 520040178 420680412 501(C)(3) 134875 EDUCATIONAL MARYKNOLL FATHERS PO BOX 302 MARYKNOLL NY 10545 131740144 501(C)(3) 15000 RELIGION INTERNATIONAL MERCY MEDICAL CENTER 250 MERCY DRIVE DUBUQUE IA 52001 311373080 501(C)(3) 12500 CATH LAB AND MERCY FESTIVAL OF TREES MULTI-CULTURAL FAMILY CENTER 1340 WHITE STREET DUBUQUE IA 52001 270751743 501(C)(3) 6900 ANTI-BULLYING PRESENTATIONS AND PROGRAMS AND OUTREACH FOR NEW CENTER OPENING DOORS (MARIA HOUSE & TERESA SHELTER) 1561 JACKSON ST DUBUQUE IA 520014904 421490364 501(C)(3) 42445 EMPOWER LIVES/INDIVIDUALIZED PROGRAMMING, WOMEN'S GIVING CIRCLE GRANT PROJECT CONCERN 1789 ELM ST B DUBUQUE IA 52001 421298833 501(C)(3) 39687 HELP AND HOPE FUNDRAISER AND PAYOUT FOR CHRISTMAS IN JULY RIVERVIEW CENTER INC 2600 DODGE ST DUBUQUE IA 52003 363920008 501(C)(3) 12535 VIOLENCE PREVENTION EDUCATION; WOMEN'S GIVING CIRCLE GRANT RURAL HERITAGE MUSEUM 11816 CHRISTENSEN LANE DUBUQUE IA 52001 205343825 501(C)(3) 5000 DONOR ADVISED PAYOUT FOR 22 ACRES LAND SHALOM RETREAT CENTER 1001 DAVIS ST DUBUQUE IA 52001 420757421 501(C)(3) 8000 BOILER REPLACEMENT PROJECT SOLIDARITY BRIDGE 1577 FLORENCE AVE EVANSTON IL 60201 364481213 501(C)(3) 11000 HEALTH AND GENERAL ST JOSEPH THE WORKER CATHOLIC CHURCH 60 SOUTH ALGONA STREET DUBUQUE IA 52001 420698063 501(C)(3) 22310 RELIGION ST JOHN'S LUTHERAN CHURCH 203 PEARL ST GUTTENBERG IA 52052 421522040 501(C)(3) 18680 BUILDING FUND, REPAIR FUND, AND HAITI DISASTER FUND ST MARK'S COMMUNITY CENTER 1201 LOCUST STREET DUBUQUE IA 52001 421338364 501(C)(3) 10270 ICE FEST AND ENDOWMENT DISTRIBUTION FOR YOUTH DEVELOPMENT ST PATRICK SCHOOL 200 2ND ST SW WAUKON IA 52172 420698115 501(C)(3) 7034 LIBRARY COMPUTER DATABASE/CIRCULATION SYSTEM TWO BY TWO CAMPUS INC 620 S GRANDVIEW AVENUE DUBUQUE IA 52003 203437767 501(C)(3) 9032 SUPERINTENDENT PARTNER AND CED TEAM PROJECT UNIVERSITY OF NEBRASKA FOUNDATION PO BOX 2678 KEARNEY NE 68848 470379839 501(C)(3) 5000 5 - $1,000 SCHOLARSHIPS TO STUDENT IN THE INDUSTRIAL DISTRIBUTION PROGRAM WAUKON WELLNESS CENTER 1220 3RD AVENUE NW STE 101 WAUKON IA 52172 426005340 501(C)(3) 7185 OPERATION SECURE ABUNDANT LIVING FAITH CENTER 2140 N ZARAGOSA 140 EL PASO TX 79938 237454799 501(C)(3) 20000 RELIGION ALBRECHT ACRES 14837 SHERRILL ROAD SHERRILL IA 52073 421125110 501(C)(3) 6975 HUMAN SERVICES ALLAMAKEE COUNTY CONSERVATION BOARD PO BOX 278 HARPERS FERRY IA 52146 426005341 501(C)(3) 6000 SPORTS EDUCATIONSPORTS EDUCATION ARCHDIOCESE OF DUBUQUE 1229 MT LORETTA AVENUE DUBUQUE IA 52002 420680409 501(C)(3) 37000 RELIGION BECKMAN HIGH SCHOOL 1325 9TH ST SE DYERSVILLE IA 52040 420923753 501(C)(3) 6400 EDUCATIONAL BELL TOWER THEATER AND EVENT CENTER 2728 ASBURY RD DUBUQUE IA 52001 870690005 501(C)(3) 22000 ARTS AND CULTURE BETHANY HOME 1005 LINCOLN AVENUE DUBUQUE IA 52001 420698260 501(C)(3) 35615 HUMAN SERVICES CAMP COURAGEOUS OF IOWA 12007 190TH STREET MONTICELLO IA 523100418 237210932 501(C)(3) 8415 HUMAN SERVICES CARNEGIE-STOUT PUBLIC LIBRARY FOUNDATION 360 W 11TH STREET DUBUQUE IA 520014625 421452704 501(C)(3) 9255 EDUCATIONAL CATALDO CATHOLIC SCHOOL 455 WEST 18TH AVENUE SPOKANE WA 99203 530196617 501(C)(3) 16000 EDUCATIONAL COMMUNITY FOUNDATION OF JOHNSON COUNTY 325 E WASHINGTON STREET IOWA CITY IA 52240 421508117 501(C)(3) 5000 PUBLIC SERVICES CITY OF DUBUQUE 50 WEST 13TH STREET DUBUQUE IA 52001 426004596 501(C)(1) 38990 PUBLIC SERVICE CITY OF MANCHESTER 208 EAST MAIN MANCHESTER IA 52057 426004909 501(C)(1) 10000 COMMUNITY DEVELOPMENT CITY OF NEVADA 1209 6TH STREET NEVADA IA 50201 426005023 501(C)(1) 5000 SENIOR COMMUNITY CENTER CITY OF POSTVILLE 147 N LAWLER STREET POSTVILLE IA 52162 426005131 501(C)(1) 5000 SWIMMING POOL RENOVATION COMMUNITY HEALTH FREE CLINIC 947 14TH AVENUE SE CEDAR RAPIDS IA 52401 481302204 501(C)(3) 5000 EMERGENCY DENTAL CARE DELAWARE COUNTY EXTENSION OFFICE 1417 N FRANKLIN STREET MANCHESTER IA 52057 426021418 501(C)(3) 5000 4-H MEMORABILIA - PRESERVATION AT MUSEUM DUBUQUE COMMUNITY Y 35 N BOOTH STREET DUBUQUE IA 52001 420933471 501(C)(3) 7460 HUMAN SERVICES DUBUQUE COUNTY HISTORICAL SOCIETY 350 E THIRD STREET DUBUQUE IA 52001 426072050 501(C)(3) 7790 EDUCATIONAL EXCEL INC 230 W MAIN STREET OKOLONA MS 38860 640801905 501(C)(3) 10000 PUBLIC SERVICE FOUR OAKS OF DUBUQUECORNERSTONE 180 W 15TH STREET DUBUQUE IA 520014809 420998726 501(C)(3) 5000 YOUTH DEVELOPMENT GRAND OPERA HOUSE 135 WEST 8TH STREET DUBUQUE IA 52001 421133812 501(C)(3) 10755 ARTS AND CULTURE HEARTS WITH HAITI 27 HORNE STREET RALEIGH NC 27607 562267791 501(C)(3) 20020 HUMAN SERVICES HOPE HOUSE OF DUBUQUE 398 MAIN STREET DUBUQUE IA 52001 421453549 501(C)(3) 9000 ROOF PROJECT IOWA JAG INC 400 E 14TH STREET DES MOINES IA 50319 421492988 501(C)(3) 17000 EDUCATIONAL IOWA STATE UNIVERSITY EXTENSION 605 E MAIN STREET ANAMOSA IA 52205 426021438 501(C)(3) 6000 EDUCATIONAL JACKSON COUNTY DISASTER RELIEF COMMITTEE 18720 250TH AVENUE BELLEVUE IA 52031 426004923 501(C)(3) 6800 FLOOD RELIEF LANSING FIRE DEPARTMENT 560 CENTER STREET LANSING IA 52151 391872357 501(C)(3) 5000 AIR PACK REPLACEMENT LUTHERAN WORLD FEDERATION 8765 W HIGGINS ROAD CHICAGO IL 60631 411568278 501(C)(3) 17000 HUMAN SERVICES NATIONAL MISSISSIPPI RIVER MUSEUM & AQUARIUM 350 E 3RD STREET DUBUQUE IA 52001 426072050 501(C)(3) 22675 EDUCATIONAL NATIVITY CHURCH 1225 ALTA VISTA STREET DUBUQUE IA 52001 530196617 501(C)(3) 6000 RELIGION NORTHEAST IOWA COUNCIL BOY SCOUTS OF AMERICA 10601 MILITARY ROAD DUBUQUE IA 52004 420680414 501(C)(3) 6360 YOUTH DEVELOPMENT NORTHEAST IOWA SCHOOL OF MUSIC 2728 ASBURY ROAD STE 200 DUBUQUE IA 52001 421510485 501(C)(3) 6222 ARTS AND CULTURE POSTVILLE CHILD CARE CENTER 210 SOUTH OGDEN STREET POSTVILLE IA 52162 421371068 501(C)(3) 5200 EDUCATIONAL PRESENTATION LANTERN 1584 WHITE STREET DUBUQUE IA 52001 134224124 501(C)(3) 5700 HEALTH SISTERS OF ST FRANCIS 3390 WINDSOR AVENUE DUBUQUE IA 52001 420754210 501(C)(3) 20740 RELIGION ST CLEMENTS CATHOLIC CHURCH 537 FAIRFIELD STAMFORD CT 06902 060653079 501(C)(3) 5000 RELIGION STEP BY STEP PO BOX 1177 DUBUQUE IA 52001 061761971 501(C)(3) 5440 HUMAN SERVICES STONEHILL FRANCISCAN SERVICES 3485 WINDSOR AVENUE DUBUQUE IA 52001 510141775 501(C)(3) 6225 HUMAN SERVICES SUN COUNTRY AIRLINES 1300 MENDOTA HEIGHTS ROAD MENDOTA HEIGHTS MN 55120 352159124 10350 HONOR FLIGHT THE PRESBYTERIAN VILLAGE 502 BUTLER ACKLEY IA 50601 420698841 501(C)(3) 5000 DELIVERED HOME MEALS UERPC HOUSING INC 134 WEST GREENE STREET POSTVILLE IA 52162 421453295 501(C)(3) 5000 HOUSING UNIVERSITY OF DUBUQUE 2000 UNIVERSITY AVENUE DUBUQUE IA 52001 420680323 501(C)(3) 6280 EDUCATIONAL WARTBURG THEOLOGICAL SEMINARY 333 WARTBURG PLACE DUBUQUE IA 52004 420681105 501(C)(3) 5000 RELIGIOUS EDUCATION WATERVILLE ELEMENTARY 115 MAIN STREET WATERVILLE IA 52170 426036591 501(C)(3) 5000 EDUCATIONAL 88 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: APPLICATIONS FOR GRANTS MUST BE SUBMITTED BY ORGANIZATIONS. FROM THE APPLICATIONS SUBMITTED, A COMMITTEE OF THE BOARD WILL DECIDE TO WHICH ORGANIZATIONS GRANTS WILL BE AWARDED. THE UNRESTRICTED FUND IS A FUND FROM WHICH INCOME AND/OR PRINCIPAL MAY BE DISTRIBUTED TO CHARITIES DESIGNATED AS 501(C)(3) ORGANIZATIONS. PRINCIPAL MAY BE DISTRIBUTED TO CHARITIES DESIGNATED AS 501(C)(3) ORGANIZATIONS AND TO QUALIFIED CHARITABLE CAUSES AND CONCERNS. THE BOARD OF DIRECTORS RETAINS COMPLETE DISCRETION AS TO THE SELECTION OF GRANTEES AND PROGRAMS TO RECEIVE HELP FROM SUCH A FUND, AND IN MEETING EMERGING AND PRIORITY COMMUNITY NEEDS AND OPPORTUNITIES. THE FIELD OF INTEREST FUND IS A FUND FROM WHICH INCOME AND/OR PRINCIPAL MAY BE DISTRIBUTED TO CHARITIES DESIGNATED AS 501(C)(3) ORGANIZATIONS OR TO GROUPS WITH POTENTIAL FOR ACHIEVING 501(C)(3) STATUS WHICH PROVIDE SERVICES IN A SPECIFIED FIELD OR FIELDS OF CHARITABLE ACTIVITY, SUCH AS ARTS AND CULTURE, COMMUNITY AFFAIRS AND DEVELOPMENT, EDUCATION, ENVIRONMENT, HEALTH, HISTORIC PRESERVATION, AND HUMAN SERVICES. THE BOARD OF DIRECTORS OF THE FOUNDATION SHALL EXERCISE COMPLETE DISCRETION IN IDENTIFYING FUNDING OPPORTUNITIES AND SELECTING GRANTEES WITHIN THE SPECIFIED FIELDS OF INTEREST. DESIGNATED FUNDS ARE FUNDS FROM WHICH INCOME AND/OR PRINCIPAL IS DISTRIBUTED BY THE BOARD OF DIRECTORS OF THE FOUNDATION TO 501(C)(3) CHARITIES NAMED OR SPECIFIED BY THE DONOR(S) AT THE TIME THE FUND IS ESTABLISHED. AGENCY ENDOWMENT FUNDS ARE FUNDS THAT MAY BE ESTABLISHED BY IRS 501(C)(3) ORGANIZATIONS FROM WHICH INCOME AND/OR PRINCIPAL MAY BE DISTRIBUTED BY THE BOARD OF DIRECTORS OF THE FOUNDATION FOR THE PARTICULAR ORGANIZATION'S OWN BENEFIT. DONOR ADVISED FUNDS ARE FUNDS FROM WHICH INCOME AND/OR PRINCIPAL IS DISTRIBUTED BY THE BOARD OF DIRECTORS TO 501(C)(3) CHARITIES IN RESPONSE TO RECOMMENDATIONS MADE BY THE DONOR, THE DONOR'S FAMILY, OR AN ADVISOR. IN ACCORDANCE WITH INTERNAL REVENUE CODE REQUIREMENTS, HOWEVER, SUCH RECOMMENDATIONS ARE ADVISORY ONLY AND NOT BINDING ON THE BOARD OF DIRECTORS OF THE FOUNDATION. X 28 1652348 QUOTED MARKET PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE CONSISTS OF NOT LESS THAN FIVE (5) NOR MORE THAN SEVEN (7) DIRECTORS, INCLUDING THE CHAIR, VICE CHAIR, SECRETARY, TREASURER, AND OTHER DIRECTORS SELECTED AT-LARGE. ONLY MEMBERS OF THE BOARD OF DIRECTORS MAY SERVE ON THIS COMMITTEE. EXCEPT FOR THE POWER TO FILL VACANCIES ON THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE, DURING THE INTERVALS BETWEEN THE MEETINGS OF THE BOARD, EXERCISE ALL OF THE POWERS OF THE BOARD IN THE MANAGEMENT OF THE AFFAIRS OF COMMUNITY FOUNDATION OF GREATER DUBUQUE, INCLUDING THE RESPONSIBILITY AND POWER TO APPOINT COMMITTEES, DETERMINE THE DISTRIBUTION OF PROPERTY OF THE FOUNDATION AS PROVIDED IN THESE BY-LAWS (SUBJECT TO THE PROVISIONS OF THE ARTICLES OF INCORPORATION), AUTHORITY OVER THE INVESTMENT POLICIES WITH RESPECT TO THE PROPERTY OF THE FOUNDATION, WHETHER HELD DIRECTLY OR THROUGH CUSTODIANS OR AGENTS, AND SUCH OTHER DUTIES AND AUTHORITY AS MAY BE DELEGATED TO IT BY THE BOARD. A MAJORITY OF THE MEMBERS OF THE EXECUTIVE COMMITTEE PRESENT AT ANY MEETING CONSTITUTE A QUORUM. THE EXECUTIVE COMMITTEE KEEPS FULL RECORDS AND ACCOUNTS OF ITS PROCEEDINGS AND TRANSACTIONS. ALL ACTIONS TAKEN BY THE EXECUTIVE COMMITTEE ARE REPORTED TO THE BOARD AT ITS NEXT MEETING. FORM 990, PART VI, SECTION A, LINE 2 JOHN O'CONNOR AND WILLIAM KLAUER HAVE A BUSINESS RELATIONSHIP. JOHN O'CONNOR AND DONNELLE FUERSTE HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS MADE AVAILABLE TO THE GOVERNING BODY BEFORE IT IS FILED. THE PRESIDENT/CEO AND FINANCE DIRECTOR REVIEW THE 990. FORM 990, PART VI, SECTION B, LINE 12C ANY MEMBER OF THE FOUNDATION'S STAFF, BOARD OF DIRECTORS, AND OFFICERS MUST COMPLETE A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIR OF THE FOUNDATION AND THE EXECUTIVE DIRECTOR REVIEW THE SIGNED STATEMENTS. ANY POSSIBLE CONFLICTS ARE BROUGHT TO THE BOARD'S ATTENTION. ANY MEMBER OF THE BOARD OF DIRECTORS WHO IS CONNECTED WITH A PROSPECTIVE GRANT RECIPIENT IN ANY OFFICIAL CAPACITY SHALL ABSTAIN FROM VOTING ON THE PROPOSED GRANT. THIS ABSTENTION SHALL BE RECORDED IN THE MINUTES OF THE MEETING AT WHICH SUCH VOTE OCCURS. IF, BECAUSE OF SUCH ABSTENTIONS AT ANY SUCH MEETING OF THE BOARD OF DIRECTORS, A PARTICULAR GRANT WOULD FAIL FOR LACK OF A MAJORITY VOTE, SUCH A GRANT COULD BE MADE IF APPROVED IN WRITING BY AN ABSENT BUT DISINTERESTED MEMBER OR MEMBERS WITHIN A REASONABLE TIME AFTER THE DIRECTORS' MEETING AT WHICH THE GRANT PROPOSAL WAS FIRST CONSIDERED. IF A SITUATION SHOULD ARISE IN WHICH A MAJORITY OF DIRECTORS WOULD BE DISQUALIFIED FROM VOTING ON A GRANT PROPOSAL BECAUSE OF THE FOUNDATION'S CONFLICT OF INTEREST POLICY, THE BOARD MAY, AFTER FULL DISCLOSURE OF THE POTENTIAL CONFLICT AND BY MAJORITY AFFIRMATIVE VOTE, SUSPEND THE CONFLICT OF INTEREST POLICY AND PROCEED TO MAKE THE GRANT. ALL DISCUSSION AND ACTION WITH RESPECT TO ACTUAL OR POTENTIAL CONFLICTS OF INTEREST SHALL BE ENTERED INTO THE MINUTES OF THE MEETINGS WHERE SUCH ACTION TAKES PLACE. IT IS THE PRACTICE OF THE COMMUNITY FOUNDATION TO BUILD A WRITTEN RECORD OF ANY SPECIAL RELATIONSHIPS BETWEEN PROSPECTIVE GRANTEES AND DIRECTORS, STAFF, OR THE FAMILY MEMBERS OF EITHER DIRECTORS OR STAFF FOR THE PURPOSE OF DOCUMENTING THE FACTUAL RECORD AND ENABLING FULL DISCLOSURE TO ALL DIRECTORS. SUCH RECORD SHALL BE KEPT WITH THE PERMANENT MINUTES OF THE BOARD PROCEEDINGS. ANY PERSON HAVING KNOWLEDGE OF ANY ACTION OR CONDUCT IN VIOLATION OF THE POLICIES SHOULD REPORT THE INFORMATION TO THE CHAIR OF THE FOUNDATION BOARD. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE DETERMINES THE COMPENSATION FOR THE PRESIDENT/CEO. SALARY ADJUSTMENTS ARE BASED ON AN ANNUAL EVALUATION AND COMPARABILITY DATA. THE ORGANIZATION DOCUMENTS AND PROVIDES SUBSTANTIATION FOR THE COMPENSATION PROCESS. THE COMPENSATION PROCESS WAS LAST COMPLETED IN FY2011. THE PRESIDENT/CEO DETERMINES THE COMPENSATION FOR THE DIRECTOR OF FINANCE. SALARY ADJUSTMENTS ARE BASED ON AN ANNUAL EVALUATION AND COMPARABILITY DATA. THE ORGANIZATION DOCUMENTS AND PROVIDES SUBSTANTIATION FOR THE COMPENSATION PROCESS. THERE ARE NO OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST. FORM 990, PART VII, SECTION A: THE FOLLOWING INDIVIDUAL DEVOTED TIME PROVIDING SERVICES TO THE FOLLOWING RELATED ORGANIZATIONS. CFGD REAL ESTATE, LLC NANCY VAN MILLIGEN 1 HOUR PER WEEK CFGD CHARITABLE TRUST NANCY VAN MILLIGEN .2 HOURS PER WEEK CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 2,243,952. INVESTMENT EXPENSES: -35,049. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 11,163. TOTAL TO FORM 990, PART XI, LINE 5: 2,220,066. CFGD REAL ESTATE LLC 700 LOCUST STREET SUITE 195 DUBUQUE IA 52001 421526614 ASSIST COMMUNITY FOUNDATION OF GREATER DUBUQUE WITH CHARITABLE GIVING NEEDS IA 0 N/A CFGD CHARITABLE TRUST 700 LOCUST STREET STE 195 DUBUQUE IA 52001 356840681 SUPPPORT THE COMMUNITY FOUNDATION OF GREATER DUBUQUE IA 501(C)(3) LINE 11A, I COMMUNITY FOUNDATION OF GREATER DUBUQUE 1 LEO A AND JOY K MCCARTHY CHARITABLE LEAD ANNUITY TRUST 700 LOCUST STREET STE 195 DUBUQUE IA 52001 206408300 SUPPORT COMMUNITY FOUNDATION OF GREATER DUBUQUE IA N/A T 60000 287124 1.00000 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 CFGD CHARITABLE TRUST LEO A AND JOY K MCCARTHY CHARITABLE LEAD ANNUITY TRUST C 60000 ACTUAL AMOUNT RECEIVED