2012-03-06T09:01:36-06:00 2011-06-30 GRANT THORNTON LLP 666 THIRD AVENUE NEW YORK NY 100174011 990 2010-07-01 131632524 American Lung Association AMER 2123158700 14 Wall Street New York NY 10005 ADRIENNE GlASGOW 2012-03-05 Scott Thompsett 2125990100 2010 2016-02-24 21:20:13Z Adrienne Glasgow 14 Wall Street No 8C New York NY 10005 59628492 false X www.lungusa.org X 1918 ME The mission of the American Lung Association is to save lives by improving lung health and preventing lung disease. 26 26 130 101658 0 0 18197281 11915758 27977401 33841279 851200 1057248 747614 1750772 47773496 48565057 5848208 6101403 0 0 8388484 9706509 0 0 2073989 33314059 32755570 47550751 48563482 222745 1575 28345476 29342436 20687576 19026863 7657900 10315573 X The American Lung Association's mission is to save lives by improving lung health and preventing lung disease, with the ultimate vision of a world free of lung disease. The National Headquarters of the American Lung Association fights lung disease through its own activities and by servicing, supporting, and leading its local Lung Associations. Among its varied responsibilities, the National Headquarters: - Funds research into the causes, prevention, and cures of lung disease. - Advocates at the national level for policies that protect lung health, including fighting for healthy air. - Provides a broad array of health educational programs and services to support smoking cessation, help prevent lung disease and to assist people with lung disease in better managing their condition. - Supports local Lung Associations' implementation of health educational programs and dissemination of educational material. - Provides an array of learning opportunities and tools to develop nationwide volunte false false 15463373 327681 20335292 Health Education Every year, the American Lung Association helps people manage their lung disease, overcome their nicotine addiction, and live healthier lives. The two key components of the National Headquarters' work are supporting our network of local Lung Associations and developing lung health education materials for the public. Local Lung Associations rely on us to develop health programs and provide expert training, guidance and materials to support their mission outreach. We are also a trusted resource where the public can find information on myriad lung diseases, make treatment decisions, and get support and tools to manage their conditions or care for a loved one. This past year we provided a wide array of services to help prevent and treat lung disease. In 2010-11 we substantially advanced this mission, touching lives from coast to coast. Lung Disease: For Over 40 Years, the Choice of People with Chronic Lung Disease - In the U.S. alone, over 37 million adults have a chronic lung disease, such as COPD, asthma, pulmonary fibrosis, sarcoidosis or lung cancer. Because these chronic conditions do not have a cure, people need to learn how to manage living with their lung disease. American Lung Association Better Breathers Clubs help by providing patient-focused, community-based educational opportunities and support. These support groups offer a welcoming venue for people with chronic lung disease and their loved ones, who often feel alone and isolated. Together, members learn the skills that help them manage their condition and improve their quality of life. Hundreds of clubs are serving many thousands of people across the U.S. living with chronic lung disease. Connecting Patient and Families with Expert Advice - In all of our programs and health education materials, people with questions about lung health are referred to the American Lung Association's Lung HelpLine at 1-800-LUNG-USA. In fiscal year 2010-11, the nurses and respiratory therapists who staff the Lung HelpLine answered over 200,000 calls on topics ranging from clean air to helping a family member quit smoking. Matching Lung Cancer Patients with Help - The Lung Cancer Clinical Trials Matching Service is specifically designed for lung cancer patients and their families and is being conducted in collaboration with twelve lung cancer advocacy organizations. This service provides personalized education and helps to identify clinical trial options based on a person's specific diagnosis, stage and treatment history. Each person is also assigned a specially trained Clinic Trials Navigator who serves as a guide though the process. Supporting Asthma-Friendly Learning Environments - Through the American Lung Association's Asthma-Friendly School's Initiative (AFSI), 200 districts nationwide worked toward creating safer school environments for students, faculty, and staff. Technical assistance and one-on-one support was provided to ten new AFSI coalitions that established long-term asthma management plans for their schools. AFSI focuses on four strategies to implement a comprehensive approach to asthma management in school; maximizing health services, providing asthma education, creating a healthy school environment, and ensuring full participation in physical activity for all students. In the 2010-11 school year, 13,000 students were reached through the Open Airways For Schools program, a recommended component of AFSI that builds self-management skills for students with asthma. Highlighting Disparities in Lung Health - This year, we continued to spotlight the ways in which some groups are disproportionately affected by lung disease in our society in the ongoing Disparities in Lung Health Series. The report Missed Opportunities: Influenza and Pneumonia vaccination in Older Adults investigated the possible causes of and solutions to the low rates of life-saving vaccinations being given among African American and Latino seniors. Tobacco Helping Thousands of Smokers to Quit - The American Lung Association's Freedom From Smoking and Not-On-Tobacco (N-O-T) have helped hundreds of thousands of teen and adult smokers quit. These community-based programs guide the smokers through the quitting process, helping them to determine their smoking pattern, create an individualized quit plan and navigate the first few weeks as a nonsmoker. Because not everyone quits smoking the same way, the Lung Association also offers Freedom From Smoking Online and one-on-one cessation counseling through the Lung HelpLine. In fiscal year 2010-11, these programs helped over 48,000 smokers end their addiction to nicotine and transition to a new, smokefree lifestyle. Supporting Smokefree Communities - In fiscal year 2010-11, the American Lung Association was awarded ARRA funds through the Communities Putting Prevention to Work program. This funding enabled us to provide technical assistance and training to communities nationwide in support of their efforts to improve community health by decreasing smoking rates and reducing exposure to harmful secondhand smoke. 10911612 0 10539814 FIELD FUNDRAISING The American Lung Association's Planned Giving team focuses its work on assisting with field development by providing support to the ALA chartered regional associations. This support includes training local staff to be effective planned giving fundraisers; helping develop annual regional work plans; being informed on local follow up activities pertaining to requests from donors for planned giving information; reviewing quarterly reports on planned giving income and bequest notifications; sending reports to regional CEOs on the planned giving work in their geographic areas. A variety of National staff provide Special Events support to the ALA chartered regional associations. This support is designed to assist in the development, marketing and implementation of events and promotions strategies. Among the assistance provided are planning (goal setting, strategic review, development of template material, feasibility studies); training (monthly conference calls, best practice staff training, listserv based materials, staff training webinars, etc.); implementation (sponsorship calls, recruitment, event attendance/participation); coaching (staff, leadership, volunteers); coordination of collateral; solicit national sponsors/teams; build, facilitate and integrate e-commerce platforms; and evaluation of new events. The primary focus is to increase the Chartered Associations net revenue and fully integrate best practice strategies into the overall work plan. The Major Gifts team works with the ALA chartered regional associations on joint funding prospects and provides one-on-one assistance when requested. Among the support activities are compilation of research lists and development of research profiles; evaluation of funding proposals; strategic advice regarding funding initiatives and prospects; providing training at staff meetings and conference calls. This year we provided a wealth screening overlay and a follow-on research tool; a donor centric assessment; and predictive donor modeling for the chartered association staff. The Direct Response team develops and implements campaign plans for all direct mail appeals, telemarketing campaigns and the residential program in conjunction with our direct response consulting agency. All funds generated are deposited directly into local association accounts on a regular (weekly or bi-weekly) basis with detailed reports by campaign for the current period and YTD. Local associations are billed monthly for direct response expenses and quarterly for a 30% share of the net income generated by the programs. Associations are provided with a budget for each program along with cash flow and billing schedules, as well as quarterly updates on actual performance. Billed expenses are reconciled to actual costs at the end of the fiscal year. Images of all rollout mailing packages are posted on LungNet for reference by local associations. Monthly direct response calls or meetings are conducted to which all local CEOs are invited to participate for updates on the program and any issues or questions that arise. 6498708 5397304 2966173 Research Funding research has been a cornerstone of the Lung Association's fight against lung disease for more than a century. In 2010-11, our donors again made it possible to fund high quality researchers seeking treatments and cures for an array of lung diseases from asthma to lung cancer. Our Nationwide Research Awards and Grants Program fosters laboratory and patient-centered and social behavior research to prevent, treat and hopefully find a cure for all lung diseases. In 2010-11, our program funded 55 grants to further promising, cutting-edge research. Additional support in funding this year's research program came from partnerships with AAAAI, the CHEST Foundation and NTM Info. The Lung Association's Asthma Clinical Research Centers Network (ACRC) continues to contribute major improvements to asthma treatments through a network of 18 clinical centers throughout the country. In 2010-11, ongoing ACRC research centered on two major questions: is a dietary supplement of soy isoflavones is an effective treatment in patients with poorly controlled asthma and will the treatment of sinusitis (chronic disease of the nose and sinuses) with nasal steroids improve asthma control. 8861868 376418 0 41735561 true true false true false false false true true true false false true true true true false false false false false false false false false false true false true false false false false false false false false false false false false false false false false false false true 54 0 true 130 true false false false false false true true false false false false X 26 26 false false false false false false false true true false true true true true true true true true true true false AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN VA WA WV WI X X ADRIENNE GLASGOW 2123158762 14 WALL STREET NO 8C New York NY 10005 DON AWERKAMP PHD JD 2.0 X 0 0 0 LEE A BAGGOTT MD FCCP 2.0 X 0 0 0 CHRISTINE BRYANT 8.0 X X 0 0 0 TIMOTHY D BYRUM MSN CRNP 2.0 X 0 0 0 ARTHUR CERULLO JD 2.0 X 0 0 0 CAROLYN H CLIFT LLM 2.0 X 0 0 0 JOHN F EMANUEL JD 2.0 X 0 0 0 KATHRYN A FORBES CPA 2.0 X 0 0 0 ERNEST V FREEMAN 2.0 X 0 0 0 MICHAEL A GARDNER 2.0 X 0 0 0 ADAM S GOLDBERG ESQ 2.0 X 0 0 0 OSCAR GONZALES MBA PHD 2.0 X 0 0 0 H JAMES GOODEN 6.0 X X 0 0 0 PAULINE GRANT MS MBA FACHE 2.0 X 0 0 0 VIRGINIA L HALL 2.0 X 0 0 0 ELIZABETH BAKER KEFFER 2.0 X 0 0 0 ROSS P LANZAFAME 2.0 X 0 0 0 JAMES L MCDANIEL MD FACP 2.0 X 0 0 0 LESLIE M NEWMAN JD 2.0 X 0 0 0 MARY H PARTRIDGE 4.0 X 0 0 0 GERI REINARDY MPA 2.0 X 0 0 0 ALBERT A RIZZO MD 4.0 X 0 0 0 FRANK SCOTT ROTRUCK 2.0 X 0 0 0 E NEIL SCHACHTER MD 2.0 X 0 0 0 ROBERT G TWEEL JD 2.0 X 0 0 0 DEAN A ZERBE JD LLM 2.0 X 0 0 0 CHARLES D CONNOR 40.0 X 364142 0 44998 ADRIENNE GlASGOW 40.0 X 199186 0 9159 B SUSAN DAVIS 40.0 X 205941 0 36591 JAMES THIE 40.0 X 18524 0 1125 SUSAN J RAPPAPORT 40.0 X 162647 0 39414 JANET WIDMER 40.0 X 153120 0 38253 PAUL BILLINGS 40.0 X 154111 0 21524 DELIA NAUGHTON 40.0 X 133168 0 26688 RUSSELL BURWELL 40.0 X 138755 0 27446 CARRIE MARTIN 40.0 X 145073 0 28308 1674667 0 273506 15 false true false RR DONNELLY CORP 111 SOUTH WACKER DRIVE CHICAGO IL 60606 MARKETING 6046247 INFOCISION MANAGEMENT CORP 325 SPRINGSIDE DRIVE AKRON OH 44333 TELEMARKETING 2757872 LABEL TECH 16 INTERSTATE DRIVE SOMERSWORTH NH 03878 PRINTING 2390041 ALANIZ PO BOX 799 425 N IRIS STREET MT PLEASANT IA 52641 PRINTING 2350712 BRICKMILL MARKETING SERVICES 24 MILL BROOK ROAD WILTON NJ 03086 MARKETING 2128642 37 24997 1042436 10848325 11915758 PROGRAM SERVICE CONTRACTS 900099 2817030 2817030 CHARTERED ASSOCIATION ASSESSMENTS 900099 4623154 4623154 MARKETING RESPONSE DATA CENTER FEES 900099 26401095 26401095 33841279 674325 674325 0 745093 745093 11427380 11044457 382923 382923 382923 0 0 49056 18978 30078 30078 LEGAL SETTLEMENT RECOVERY 900099 507435 507435 OTHER 900099 468166 468166 975601 48565057 33871357 2777942 6101403 6101403 0 0 0 1837994 720824 972902 144268 0 5305248 4242360 437694 625194 1493189 1026867 291470 174852 528473 363431 103158 61884 541605 372462 105721 63422 0 1247228 1247228 95004 95004 669116 669116 0 53359 53359 2611684 2383696 227988 718820 718820 632538 409655 187126 35757 27145 15542 9728 1875 0 1015469 511106 425777 78586 611636 415257 147784 48595 0 356937 244556 90311 22070 0 0 186445 70670 97068 18707 101009 42344 49193 9472 PUBLIC AWARENESS CAMPAIGN 23954184 23140493 24903 788788 BAD DEBT EXPENSES 184824 184824 SERVICE CHARGES 6822 3609 2694 519 MISCELLANEOUS 283350 283350 48563482 41735561 4753932 2073989 X 1599177 834248 0 764929 162222 499 9283322 7378085 721983 2084891 142564 0 21380 746881 623785 2853674 2465510 448967 388164 12014575 14054898 4824962 4790734 28345476 29342436 2199083 2280726 2530340 3160233 1618561 2889026 2191646 2050636 2579183 2229182 9568763 6417060 20687576 19026863 X 5068395 7394100 791862 1123830 1797643 1797643 7657900 10315573 28345476 29342436 X 1575 2656098 X X false true true X true true X 24681358 13991885 14100696 18165400 11915758 82855097 24681358 13991885 14100696 18165400 11915758 82855097 2537467 80317630 2435520 1454604 584295 985737 1419418 6879574 52144 121136 101141 165047 975601 1415069 91149740 156559557 0.88116 0.90500 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true true 359419 true 18263 true 36000 true 2500 true 233743 true 3540 true 15654 669119 false Schedule C, Part II-B, Line 1(i) THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ENGAGE IN A WIDE RANGE OF ADVOCACY ACTIVITIES TO FURTHER OUR MISSION TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE. OUR WORK INCLUDES EFFORTS TO EDUCATE MEMBERS OF CONGRESS, THEIR STAFF AND THE PUBLIC ON LUNG HEALTH ISSUES. WE ADVOCATE FOR CLEAN, HEALTHY AIR TO REDUCE THE HEALTH IMPACTS OF AIR POLLUTION. WE FOCUS ON SUPPORTING THE IMPLEMENTATION AND STRENGTHENING OF THE NATION'S CLEAN AIR LAWS. WE STRONGLY SUPPORT LUNG HEALTH RESEARCH FUNDING INCLUDING FUNDING FOR LUNG CANCER, CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD), ASTHMA, TUBERCULOSIS AND OTHER LUNG DISEASES. FURTHERMORE, THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ACTIVELY ADVOCATE IN WASHINGTON, D.C. AND IN THE STATES FOR TOBACCO CONTROL LAWS, INCLUDING EFFORTS TO REGULATE TOBACCO PRODUCTS, PROMOTE TOBACCO CESSATION AND ELIMINATE EXPOSURE TO SECONDHAND SMOKE. Specifically, the $15,654 in lobbying expenditures reported on Line 1(i) represents 50% of the costs of holding Advocacy Day (inclusive of the time of the VP and the Director of Advocacy spent planning and implementing the event). false true 980525 201713 72000 10554 1099684 950135 97595 56728 10477 980525 1.00000 false false 205553 113217 92336 1707228 1661932 45296 940893 690361 250532 388164 DUE FROM CHARTERED ASSOC. 3326055 OTHER ASSETS 1464679 4790734 0 OTHER LIABILITIES 394837 PENSION AND LIFE INSURANCE BENEFIT 3533831 ACCRUED VACATION EXPENSES 647750 ACCRUED ANNUITIES 444471 DEFERRED RENT 424278 DUE FROM CHARTERED ASSOC. 971893 6417060 48565057 48563482 1575 124418 2531680 2656098 2657673 78829384 124418 27608229 2531680 30264327 48565057 48565057 76171711 27608229 27608229 48563482 48563482 Schedule D Part IV, Line 2b: Escrow and Custodial Arrangements The American Lung Association holds certain annuity funds on behalf of its Chartered Associations. The asset and related liability are reported on the organization's balance sheet and effectively net out. Part V, Line 4: DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS American Lung Association maintains various donor restricted funds whose purpose is to provide long-term support for its programs. In classifying such funds for financial statement purposes as either permanently restricted, temporarily restricted or unrestricted net assets, the Board of Directors looks to explicit directions of the donor where applicable and the provisions of the laws of the State of New York. National Headquarters has adopted investment policies for endowment assets that attempt to provide a predictable stream of funding to programs supported by its endowment while seeking to maintain the purchasing power of the endowment assets. Schedule D Part X: Description of Uncertain Tax Positions Under FIN48 In July 2006, the FASB issued guidance in the area of "Accounting for Uncertainty in Income Taxes." The standard clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This standard provides that the tax effects from an uncertain tax position can be recognized in the financial statements only if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The standard also provides guidance on measurement, classification, interest and penalties, and disclosure. It was effective for National Headquarters on July 1, 2009, and had no impact on the accompanying financial statements. The tax years ended 2007, 2008, 2009 and 2010 are still open to audit for both federal and state purposes. National Headquarters has processes presently in place to ensure the maintenance of its tax-exempt status, to identify and report unrelated income, to determine its filing and tax obligations in jurisdictions for which it has nexus, and to identify and evaluate other matters that may be considered tax positions. Schedule D, Part XI, Line 9 Change in fair value of beneficial interest in trust - $247,590 Change in value of Split Interest Agreements - ($6,558) Pension and life insurance benefit plan activities - $2,290,648 Total - $2,531,680 Schedule D, Part XII, Line 2d- Change in fair value of beneficial interest in trust - $247,590 Change in value of Split Interest Agreements - ($6,558) Pension and life insurance benefit plan activities - $2,290,648 Total Change Reportable on Line 2(d) - $2,531,680 true Baylor College of Medicine One Baylor Plaza Houston TX 770303411 741613878 501(c)(3) 107500 FMV Research Brigham & Women's Hospital 75 Francis Street Boston MA 02115 042312909 501(c)(3) 40000 FMV Research Case Western Reserve University 10900 Euclid Ave Cleveland OH 441064960 341018992 501(c)(3) 120000 FMV Research Children's Hospital Medical Center-Cincinnati Childrens Hospital Medical Center Cincinnati OH 452293026 310833936 501(c)(3) 140000 FMV Research Colorado State University 200 West Lake Street Fort Collins CO 80523 846000545 government 60000 FMV Research Cornell University Veterinary Medical Center Upper To Ithaca NY 14853 150532082 501(c)(3) 40000 FMV Research Dana-Farber Cancer Institute 4 4 Binney Street Boston MA 02115 042263040 501(c)(3) 100000 FMV Research Drexel University 2900 Queen Lane Philadelphia PA 19129 231352630 501(c)(3) 40000 FMV Research Georgetown University 3800 Reservoir Rd NW Washington DC 200571465 530196603 501(c)(3) 21000 FMV Research Georgia State University Research Foundation Inc 140 Decatur St Urban Life Building Atlanta GA 30303 581845423 501(c)(3) 38761 FMV Research Harvard School of Public Health HSPH I Room 305 665 Huntington Ave Boston MA 02115 042103580 501(c)(3) 40000 FMV Research Indiana University PO Box 66057 Indianapolis IN 46266 356001673 501(c)(3) 155000 FMV Research Lovelace Respiratory Research Inst 2425 Ridgecrest Drive SE Albuquerque NM 87108 850110669 501(c)(3) 40000 FMV Research Massachusetts General Hospital 55 Fruit Street Boston MA 02114 041564655 501(c)(3) 140000 FMV Research National Jewish Medical and Research Center 1400 Jackson Street Denver CO 80206 742044647 501(c)(3) 115000 FMV Research NYU School of Medicine 545 First Avenue New York NY 10016 135562308 501(c)(3) 77500 FMV Research Oregon Health & Science University 3181 SW Sam Jackson Park Road Portland OR 97239 931176109 government 40000 FMV Research Regents of the University of California SF 3333 California St Suite 315 Box San Francisco CA 94118 946036493 501(c)(3) 137500 FMV Research Regents of Univ of Michigan 3003 S State Street Ann Arbor MI 48109 386006309 501(c)(3) 65000 FMV Research Rochester General Hospital 1425 Portland Ave Rochester NY 14621 160743134 501(c)(3) 40000 FMV Research Seattle Biomedical Research Institute 307 Westlake Ave N Suite 500 Seattle WA 98109 910961784 501(c)(3) 40000 FMV Research Stanford University Corte Madera Creek Bldg Ste 142 3 Palo Alto CA 94304 941156365 501(c)(3) 115000 FMV Research Texas Tech University Health Sciences Center 3601 4th St Lubbock TX 79430 756043842 501(c)(3) 40000 FMV Research The Children's Hospital of Philadelphia 3615 Civic Center Blvd Philadelphia PA 19104 231352166 501(c)(3) 32500 FMV Research The Ohio State University Research Foundation 1960 Kenny Road Columbus OH 43210 316401599 501(c)(3) 247500 FMV Research The Rockefeller University 1230 York Ave New York NY 10065 131624158 501(c)(3) 32500 FMV Research The Trustees of the University of Pennsylvania BRBII/III 438 421 Curie Blvd Philadelphia PA 19104 231352685 501(c)(3) 112500 FMV Research The University of North Carolina at Chapel Hill 104 Airport Drive Suite 2200 Camp Chapel Hill NC 27599 591711424 501(c)(3) 61000 FMV Research The University of Texas MD Anderson Cancer Cente 1515 Holcombe Blvd Houston TX 77030 746001118 government 139860 FMV Research The University of Wisconsin 600 Highland Ave Madison WI 53792 390743975 501(c)(3) 40000 FMV Research Trustees of Boston University B U Medical Campus 72 East Concord St R304 Boston MA 02118 042103547 501(c)(3) 32500 FMV Research University of Massachusetts 333 South Street Suite 450 Shrewsbury MA 015454176 043167352 government 32500 FMV Research University of Alabama at Birmingham University Station Birmingham AL 35294 636005396 501(c)(3) 32500 FMV Research University of Chicago 5801 South Ellis Avenue Chicago IL 60637 362177139 501(c)(3) 40000 FMV Research University of Cincinnati 51 Goodman Drive PO Box 210222 Cincinnati OH 452210222 310896555 501(c)(3) 39844 FMV Research University of Florida 2055 Mowry Rd Suite 250 PO Box 1 Gainesville FL 32611 590974739 501(c)(3) 39738 FMV Research University of Georgia Research Foundation 617 Boyd GSRC Athens GA 306027411 581353149 501(c)(3) 39197 FMV Research University of Illinois at Urbana-Champaign 601 S Mathews Avenue Urbana IL 61801 376000511 government 100000 FMV Research University of Miami Miller School of Medicine PO Box 025405 Miami FL 33102 590624458 501(c)(3) 77500 FMV Research University of Pennsylvania Medical Center Suite 1016A Abramson Research Bui Philadelphia PA 19104 232810852 501(c)(3) 40000 FMV Research University of Pittsburgh Office of Financial Information Pittsburgh PA 15260 250965591 501(c)(3) 105000 FMV Research University of Washington 3917 University Way NE Seattle WA 98105 916001537 government 263000 FMV Research USCUniversity of Southern California Biggy St NRT5509 Los Angeles CA 90033 951642394 501(c)(3) 32500 FMV Research UT Southwestern Medical Center 5323 Harry Hines Blvd Dallas TX 753909034 752556007 501(c)(3) 40000 FMV Research Virginia Commonwealth University Room 356E Smith Bldg 410 North 12 Richmond VA 23298 540757884 501(c)(3) 40000 FMV Research Washington University School of Medicine 902 Yalem Box 8052 660 S Euclid A St Louis MO 63110 430653611 501(c)(3) 80000 FMV Research West Virginia University Research Corporation 1 Medical Rd 4052 HSN PO Box 9128 Morgantown WV 26506 550665758 501(c)(3) 40000 FMV Research Yale University 2 Whitney Avenue 6th Fl New Haven CT 06510 060646973 501(c)(3) 32500 FMV Research University of Vermont 85 South Prospect Street Burlington VT 05405 030179440 501(c)(3) 179000 FMV Research University of Virginia PO Box 400202 Charlottesville VA 22904 546001796 501(c)(3) 75000 FMV Research Duke University Box 104132 Durham NC 27708 560532129 501(c)(3) 75000 FMV Research University of Missouri - Kansas City 5100 Rockhill Road AC202 Kansas City MO 641102499 436003859 government 75000 FMV Research University of Arizona PO Box 3308 Tucson AZ 85722 742652689 501(c)(3) 75000 FMV Research Univ of South Florida 3802 Spectrum Blvd Suite 100 Tampa FL 33612 592959590 501(c)(3) 37500 FMV Research Trustees of Columbia University 722 W168th Street 4th Fl New York NY 10032 155598093 501(c)(3) 141500 FMV Research Regents of the Univ of CA San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501(c)(3) 183000 FMV Research Nemours Children's Clinic - Jacksonville c/o Finance Dept 10140 Centurion Pa Jacksonville FL 32256 590634433 501(c)(3) 243000 FMV Research North Shore Long Island Jewish 300 Community Drive Manhasset NY 11030 111562701 501(c)(3) 75000 FMV Research Northwestern University 619 Clark Street Evanston IL 60208 362167817 501(c)(3) 100000 FMV Research NYU Medical CollegeChildren's & Women's Physician 40 Sunshine Cottage Road Admim Bld Valhalla NY 10595 131099420 501(c)(3) 163000 FMV Research Johns Hopkins University 1101 E33rd Street Suite D200 Baltimore MD 21218 520595110 501(c)(3) 498500 FMV Research Louisiana State University Health Sciences Center 433 Bolivar Street New Orleans LA 70112 726087770 government 75000 FMV Research American Asthma Foundation 4 Embarcadero Center San Francisco CA 94111 208452401 501(c)(3) 83333 FMV Research Eastern Virginia Medical School 358 Mowbray Arch Ste 307 Norfolk VA 23507 546055378 government 15000 FMV Federal Grants & Program Site Grants ALA of California 424 Pendleton Way Oakland CA 94621 940362650 501(c)(3) 48250 FMV Federal Grants & Program Site Grants ALA of Mid-Atlantic 3001 Old Gettyburg Road Camp Hill PA 17011 251825116 501(c)(3) 100235 FMV Federal Grants & Program Site Grants ALA of Mountain Pacific 7420 SW Bridgeport Road Suite 200 Tigard OR 97224 930386887 501(c)(3) 14609 FMV Federal Grants & Program Site Grants ALA of New York 116 John Street New York NY 10038 262818624 501(c)(3) 51192 FMV Federal Grants & Program Site Grants ALA of the Plains Gulf Region 2325 Severn Avenue Suite 8 Metairie LA 70001 630320189 501(c)(3) 45239 FMV Federal Grants & Program Site Grants ALA of Midland States 1950 Arlingate Lane Columbus OH 43228 314379531 501(c)(3) 150000 FMV Federal Grants & Program Site Grants ALA of New England 45 Ash Street East Hartford CT 06108 060646594 501(c)(3) 164966 FMV Federal Grants & Program Site Grants ALA of the Southeast 6852 Belfort Oaks Place Jacksonville FL 32216 590662271 501(c)(3) 41000 FMV Federal Grants & Program Site Grants ALA of the Southwest 5600 Greenwood Plaza Blvd Suite 10 Greenwood Village CO 80111 860111676 501(c)(3) 35977 FMV Federal Grants & Program Site Grants ALA of the Upper Midwest 3000 Kelly Lane Springfield IL 62707 204392201 501(c)(3) 22610 FMV Federal Grants & Program Site Grants 75 0 Schedule I, Part I, Line 2 Procedure for Monitoring Grants in the US Award recipients are required to submit a renewal application after their first year of funding. Renewal applications are then reviewed by our Research Committee Chairs for approval of second year funding. At the time of termination (after the second year of funding), award recipients are required to submit a summary of their activities, copies of presentations and/or publications, and a cash disbursement report for the entire grant time. X X X X X X false false false false false false false true false CHARLES D CONNOR 319142 0 45000 0 0 0 32610 0 12388 0 409140 0 0 0 ADRIENNE GlASGOW 199186 0 0 0 0 0 0 0 9159 0 208345 0 0 0 B SUSAN DAVIS 205941 0 0 0 0 0 27411 0 9180 0 242532 0 0 0 SUSAN J RAPPAPORT 162647 0 0 0 0 0 21648 0 17766 0 202061 0 0 0 JANET WIDMER 153120 0 0 0 0 0 20380 0 17873 0 191373 0 0 0 PAUL BILLINGS 154111 0 0 0 0 0 20512 0 1012 0 175635 0 0 0 DELIA NAUGHTON 133168 0 0 0 0 0 17725 0 8963 0 159856 0 0 0 RUSSELL BURWELL 138755 0 0 0 0 0 18468 0 8978 0 166201 0 0 0 CARRIE MARTIN 145073 0 0 0 0 0 19309 0 8999 0 173381 0 0 0 Schedule J, Part I, Line 7 The American Lung Association provided one discretionary bonus in the year ending June 30, 2011. This bonus was provided to the President & Ceo, Charles Connor. The bonus was awarded based on merit and was determined by the Leadership Committee. The Leadership Committee then passes its recommendation to the Executive Committee where the Chairman of the Board ultimately approves the bonus. Form 990, Part VI, Section B Line 11: Review process of Form 990 The American Lung Association prepares its Form 990 and then submits it to an outside accounting firm for review. The Association has established the following review process to ensure that the information reported is complete and accurate. Once the Form 990 has been prepared, reviewed by management and its external accounting firm, and is ready to be filed with the Internal Revenue Service, it is submitted electronically to members of the organization's governing body, the Audit Committee, for any comments prior to its submission. The members of the governing body have 10 days to review the form; they subsquently meet by conference call to review any comments by the group and agree to any changes that may need to be made to the form prior to its submission to the Internal Revenue Service. Each of these comments are documented, addressed and finalized in board minutes before the submission. Line 12: Conflict of Interest Policy ALA currently has in place a conflict of interest policy which it annually monitors and enforces. The board currently mandates that all members of management, the governing body, and staff annually sign a conflict of interest policy and disclose any potential or actual conflicts that may exist. The signed conflict of interest policy is submitted to the governance committee. These statements are reviewed for potential or actual conflicts. If a potential or actual conflict of interest exists, the committee will notify members of management about such conflict and investigate the conflict. If management establishes that an actual conflict exists, the member of management will be notified immediately and will not be allowed to vote or be a part of any decisions about any such transactions that have to do with the conflict until such time there is no longer a conflict. Line 15: Compensation Review The American Lung Association has established a compensation policy for their leadership committee to follow in establishing the compensation for their CEO, top management official, other officers or key employees. The policy mandates that executive compensation be periodically reviewed by the committee and that the committee should be free of conflicts of interest. In addition, the approving committee needs to review appropriate and adequate data to determine the reasonableness of the compensation being considered. The committee may use a variety of information and studies that are available to determine that the appropriate level of compensation is being paid to its executives. The committee's decision on the amount of compensation paid is documented in a contemporaneously written format and should document the date of the decision, the members present during the meeting and those who voted on it, the details of the transaction that was approved and the comparable date used and relied upon to make the decision. The compensation review process for the CEO and other officer or key employees was last undertaken in December 2010. Form 990, Part VI, Section C Line 19: Disclosure The three most recent Form 990's and Annual Reports are available on the American Lung Association's website, www.lungusa.org. Governing documents and the conflict of interest policy are available to the public per request. The website also provides the names of Board Directors and a copy of the Ethics Policy. Form 990 Part XI, Line 5: Other Changes in net assets or fund balances Consists of unrealized gains on investments of $124,418, change in fair value of beneficial interest in trust of $247,590, change in value of split-interest agreements of ($6,558) and pension and life insurance benefit plan activities of $2,290,648. Part XII,Line 2c: Financial Statements and Reporting The joint Finance/Audit Committee of the Board has the fiduciary responsibility for hiring of the audit firm, the review of the risk issues for the association and the final audit review and package that is accepted by the Board. The Committee meets with the Audit firm independently from staff during the audit review process and recommends to the Board the acceptance of the Audit and its findings. Other Program Service Accomplishments Part III, Line 4d Advocacy Every year, the American Lung Association fights for public policies that support our mission to save lives by improving lung health and preventing lung disease. In 2010-11, our advocacy efforts again yielded important results. Healthy Air In early 2011, we launched our new Healthy Air Campaign to protect the Clean Air Act from attempts in Congress to weaken the law and to push the Environmental Protection Agency to implement its lifesaving protections. We successfully stopped a federal appropriations bill we called "toxic for public health" that was loaded up with policy changes that would weaken and delay clean air protections. Later, the U.S. Senate held firm to protect and maintain the Clean Air Act, rejecting several attempts to block the law. Our volunteers testified in Houston, Sacramento and Arlington, VA in support of tighter ozone standards. President and CEO Charles Connor appeared with EPA Administrator Lisa Jackson to announce a proposal to cleanup mercury and air toxics from coal-fired power plants. Our volunteers turned out in large numbers at hearings in Chicago, Philadelphia and Atlanta to support power plant cleanup. We submitted extensive comments with our partners on the need to clean up these power plants. We issued Toxic Air: The Case for Cleaning Up Coal-fired Power Plants to call attention to the 84 hazardous air pollutants that come from coal- and oil- fired power plants. That report urged EPA to finally adopt measures that clean up those emissions that had been required in the Clean Air Act Amendments of 1990, but not yet put in place 21 years later. Working with a diverse coalition of supporters on a long campaign, we celebrated in December, 2010 when President Obama signed the reauthorization of the bi-partisan Diesel Emissions Reduction Act. This is legislation that authorizes the cleanup of older, dirty diesel engines with state of the art pollution controls. Our State of the Air 2011 report acknowledged progress against air pollution in many areas, but found that roughly half of all Americans live in areas where air pollution levels endanger lives. This twelfth annual report also found that nearly every major city was still burdened by air pollution, although most of the cities with the highest ozone and particle levels had reduced their pollution levels. The State of the Air report (www.stateoftheair.org) included a national air quality "report card" that assigned A-F grades to communities across the country. It also ranked cities and counties most affected by the most widespread types of pollution, ozone and particle pollution, and graphed trends for each city and county with monitored data since 1996. Health Care The American Lung Association worked to implement the landmark Patient Protection and Affordable Care Act and expand insurance coverage of quit-smoking treatments. The law extends health insurance coverage to millions of Americans who are currently uninsured -- including those with lung disease. The law puts a major emphasis on prevention and management of chronic diseases, including COPD and asthma. Lung Disease In April, our volunteers raised the profile and the need for increased funding for lung cancer research with the first Lung Cancer Research Call-in Day. Volunteers from across the country contacted their members of Congress to urge more funding for lifesaving lung cancer research at the National Institutes of Health. We continued to advocate for lung cancer and research and programs to support all lung diseases, including asthma, COPD and tuberculosis throughout the year. Tobacco Control The American Lung helped ensure that the U.S. Food and Drug Administration (FDA) is moving forward with the new law that gives FDA effective authority to regulate tobacco products' manufacture, distribution and sale to protect the public health. The FDA finalized important new graphic warning labels for cigarette packages. The Lung Association led an aggressive effort to support these tough new labels. In November 2010, we issued our 3rd annual comprehensive look at state coverage of tobacco cessation treatment, Helping Smokers Quit: State Cessation Coverage. The report showed states are missing a big opportunity to help smokers quit and to save taxpayer money by covering comprehensive tobacco treatments. Earlier in September in collaboration with researchers at Penn State University we released Smoking Cessation: the Economic Benefits, a report that showed for each dollar invested in smoking cessation, states see an average potential return on investment of $1.26. State of Tobacco Control 2010 graded the strength of state and federal laws to protect citizens from tobacco-caused illnesses at the heart of America's chronic disease crisis. The report found that the federal government had taken some important steps forward over the past few years, while most states failed to enact critical policy measures to protect people from deadly tobacco products. No state received all A's and eight states received all F's. Our 2010 State Legislated Actions on Tobacco Issues report and online database provided most of the data that underpins the State of Tobacco Control report. Additional American Lung Association program Service Accomplishments: Field Program Development SUPPORT OF AMERICAN LUNG ASSOCIATION CHARTERED ASSOCIATIONS The American Lung Association national headquarters supports its 10 chartered associations through coaching, training, consultation and technical assistance. American Lung Association staff and volunteers throughout the country are provided skill-building and other learning opportunities to help them successfully deliver the American Lung Association's mission. Through implementation of these staff learning and volunteer development offerings, chartered associations are kept current on best practices in lung health programs and delivery, advocacy, financial management, fundraising, leadership development and volunteer management. One-on-one coaching and consultation by national headquarters staff is offered as needed or requested. Individual discipline groups (e.g. chief executive officers, chief financial officers, chief development officers, program managers, etc.) meet regularly with national headquarters peers to share ideas, problem-solve, and network. The American Lung Association conducts a nationwide volunteer and staff recognition program. Volunteers and staff are recognized on an ongoing basis for outstanding performance. An annual recognition ceremony is held at a meeting of the American Lung Association Board of Directors and Nationwide Assembly where awards for highest achievement are given in specific categories. The American Lung Association Board of Directors provides strategic direction for the national headquarters and its chartered associations. Coordination and monitoring of national and chartered association strategic alignment is provided through a Board-approved metric-based performance management system. The American Lung Association Board of Directors is responsible for oversight of chartered association compliance to policies and performance standards. Assistance is provided by the national headquarters to those chartered associations that do not meet requirements and/or standards.