2012-11-15T12:19:00-06:00 2011-12-31 990 2011-01-01 431747502 SAINT LUKES HEALTH SYSTEM INC SAIN 8169323377 10920 ELM AVENUE KANSAS CITY MO 64134 CHARLES V ROBB 8169323729 2012-11-15 2011 2016-02-24 21:20:13Z CHARLES V ROBB 10920 ELM AVENUE KANSAS CITY MO 64134 74344569 0 X WWW.SAINTLUKESHEALTHSYSTEM.ORG X 1996 KS OPERATE INTEGRATED HEALTH CARE DELIVERY SYSTEM 14 9 365 14 -70543 -72370 273392 341995 69822896 73972139 99281 30435 0 0 70195569 74344569 433190 292323 0 0 30647893 34242073 0 0 0 39032380 39805068 70113463 74339464 82106 5105 98767555 96421576 80861271 119106188 17906284 -22684612 X SAINT LUKE'S HEALTH SYSTEM IS A FAITH-BASED, NOT-FOR-PROFIT ALIGNED HEALTH SYSTEM COMMITTED TO THE HIGHEST LEVELS OF EXCELLENCE IN PROVIDING HEALTH CARE AND HEALTH RELATED SERVICES IN A CARING ENVIRONMENT. WE ARE DEDICATED TO ENHANCING THE PHYSICAL, MENTAL AND SPIRITUAL HEALTH OF THE COMMUNITIES WE SERVE. 0 0 73568010 292323 73970312 SAINT LUKES HEALTH SYSTEM (SLHS) MANAGES AN INTEGRATED HEALTHCARE DELIVERY SYSTEM AND PROVIDES COMMON MANAGEMENT AND VARIOUS CENTRALIZED SERVICES TO AFFILIATED ENTITIES. SLHS MANAGES AND OPERATES 11 HOSPITALS AND THEIR AFFILIATES AS A COMMON MISSION-ORIENTED HEALTH CARE DELIVERY SYSTEM TO SERVE THE HEALTH-RELATED NEEDS OF GREATER KANSAS CITY AND SURROUNDING AREAS. PRIMARY BUSINESS OPERATIONS OF THE SYSTEM INCLUDE ACUTE AND BEHAVIORAL HEALTH-RELATED SERVICES IN BOTH HOSPITAL AND CLINIC SETTINGS, HOME CARE, AND CARE TO THE TERMINALLY ILL.IN 2011, SLHS INCURRED APPROXIMATELY $290,000 IN COSTS RELATED TO SPONSORSHIPS OF CHARITABLE EVENTS IN THE COMMUNITY. SLHS OFFERS WEB-BASED HEALTH INFORMATION TO THE COMMUNITY THROUGH ITS WEBSITE. 73568010 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 575 0 1 365 1 1 1 0 0 0 0 0 0 0 0 0 X 14 9 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 1 0 X THE ORGANIZATION 8169323377 10920 ELM AVENUE KANSAS CITY MO 64134 X HD CLEBERG 2.00 X 0 0 0 MARSHALL DEAN 2.00 X X 0 0 0 DAVID GIBSON 2.00 X X 0 0 0 MELINDA ESTES MD 50.00 X X 651968 0 4551 ELLEN HOCKADAY 2.00 X 0 0 0 PETER HOLT MD 2.00 X 17235 172520 0 CHARLES HORNER 2.00 X 0 0 0 RET REV MARTIN FIELD 2.00 X 0 0 0 J CHRIS PERRYMAN MD 2.00 X 0 225268 21256 THOMAS W WAGSTAFF 2.00 X X 0 0 0 ROBERT WEST 2.00 X 0 0 0 JOHN CULVER 2.00 X 0 0 0 JOHN PHILLIPS 2.00 X X 0 0 0 JOHN MCDONALD 2.00 X 0 0 0 RICHARD HASTINGS RET 72011 50.00 X X 8075555 0 176042 RET REV BARRY HOWE RET 22011 40.00 X 0 0 0 CHERYL BEVEL 40.00 X 105171 0 20334 ROBERT BONNEY 40.00 X 484852 0 250734 JOHN LIEFER 40.00 X 297496 0 30477 DEBE GASH 40.00 X 348435 0 62492 RANDALL HOUSE 40.00 X 214219 0 48568 RENEE JACOBS 40.00 X 214067 0 38932 JANI JOHNSON 40.00 X 0 295547 60937 ELIZABETH CESSOR 40.00 X 201496 0 29858 SHERRY MARSHALL 40.00 X 245880 0 51885 CAROL MEYER 40.00 X 265163 0 36684 DAWN MURPHY 40.00 X 328016 0 244738 GEORGE PAGELS MD 30.00 X 602969 0 213173 SCOTT PESTER 40.00 X 199341 0 52926 CHARLES V ROBB 50.00 X 729234 0 228781 NANCY SEELEN 40.00 X 278780 0 44066 DON SIPES 40.00 X 307191 0 53601 SALLY THIEMAN 40.00 X 209989 0 53758 DIANE WATKINS 40.00 X 228734 0 48301 MICHAEL WEAVER 40.00 X 85929 0 9077 RENE GILLESPIE 40.00 X 219507 0 38195 CYNTHIA CHRISTENSEN 40.00 X 245241 0 44637 HOWARD MANN 40.00 X 185778 0 25480 TODD HATTON 40.00 X 185544 0 29781 ROGER ZAREMBA 40.00 X 175993 0 8387 DARRELL BIEBERLY 40.00 X 202239 0 21767 15306022 693335 1949418 52 0 1 0 HUSCH BLACKWELL SANDERS 4801 MAIN STREET KANSAS CITY MO 64112 LEGAL 1806532 RUTH BURKE & ASSOCIATES 4050 PENNSLYVANIA KANSAS CITY MO 64111 ADVERTISING-MARKETING 1619182 BVK 250 W COVENTRY COURT MILWAUKEE WI 53217 ADVERTISING-MARKETING 1275874 KRONOS INC PO BOX 845748 BOSTON MA 02284 SOFTWARE SUPPORT 928433 ERNST & YOUNG 3712 SOLUTION CENTER CHICAGO IL 60677 AUDIT/CONSULTING 803635 45 19477 322518 341995 HEALTH SYSTEM SERVICES 561000 71523474 71521647 1827 EQUITY IN RISK RET GRP 541900 1760258 1760258 OTHER PROGRAM REVENUE 561000 524407 524407 EICU PROGRAM 621110 164000 164000 73972139 30435 -72370 102805 74344569 73970312 -70543 102805 292323 292323 16031161 16031161 11368628 11368628 1574829 1574829 3417021 3417021 1850434 1850434 542767 542767 228687 228687 87456 87456 5257 5257 4033868 4033868 4578017 4578017 1898888 1898888 14717874 14717874 1681351 1681351 535716 535716 610751 610751 9957790 9957790 116056 116056 DUES/MEMBERSHIPS 379129 379129 431461 431461 74339464 73568010 771454 0 11512881 5676661 10025582 8047591 134884 105355 8743765 9610792 81002557 52965321 28095589 28037236 5343835 34911019 44943941 98767555 96421576 13426512 11015152 67434759 108091036 80861271 119106188 X 17906284 -22684612 17906284 -22684612 98767555 96421576 X 5105 -40596001 X 0 1 1 X 0 X X X 0 0 0 ST LUKES HOSPITAL OF KC & AFFILIATES 440545297 3 1 1 1 73568010 1 73568010 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 1 35539 1 308920 0 0 344459 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: LINE F - PORTION OF DUES PAID TO ASSOCIATIONS AND CHAMBERS USED TOWARD LOBBYING ACTIVITIES. LINE G - DIRECT CONTACT WITH GOVERNMENT REPRESENTATIVES TO COMMUNICATE HEALTH SYSTEM'S POSITION ON MAJOR HEALTHCARE ISSUES AND TO COMMUNICATE COMPLEXITIES OF HEALTHCARE POLICIES. 6683199 5058878 1624321 39930022 28244396 11685626 34389336 19662047 14727289 28037236 DEFERRED COMP PLAN ASSETS 11558454 LAND HELD FOR DEVELOPMENT 7506640 RECEIVABLES FROM AFFILIATES 10890077 OTHER ASSETS 1029115 INVESTMENT IN RISK RETENTION GROUP 13959655 44943941 PAYABLE TO AFFILIATES 226583 DEFERRED COMPENSATION 13387340 OTHER CURRENT LIABILITES 16488541 FAIR MARKET VALUE OF BOND SWAP 35814070 ACCRUED PENSION LIABILITY 42174502 108091036 PART XI, XII AND XIII - THE ORGANIZATION'S FINANCIAL STATEMENTS ARE INCLUDED IN THE CONSOLIDATED AUDIT OF SAINT LUKE'S HEALTH SYSTEM. 1 SUSAN G KOMEN BREAST CANCER FOUNDATION INC 1111 MAIN STREET KANSAS CITY MO 64105 751835298 501(C)(3) 15000 RACE FOR THE CURE SPONSORSHIP GREATER KC CHAMBER OF COMMERCE 911 MAIN STREET KANSAS CITY MO 64105 440196840 501(C)(3) 9516 SPONSORSHIP KANSAS CITY AREA LIFE SCIENCES INSTITUTE INC 1055 BROADWAY SUITE 130 KANSAS CITY MO 64105 431889037 501(C)(3) 50000 SPONSORSHIP INSTITUTE FOR INTERNATIONAL MEDICINE 6700 TROOST AVE SUITE 224 KANSAS CITY MO 64131 753158625 501(C)(3) 10000 SPONSORSHIP AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY PO BOX 32192 KANSAS CITY MO 64171 431613911 501(C)(3) 15000 SPONSORSHIP MISSOURI HOSPITAL ASSOCIATION-HERO FUND PO BOX 60 JEFFERSON CITY MO 65102 440610607 501(C)(3) 10000 SPONSORSHIP JEWISH FAMILY SERVICES 5801 W 115TH STREET KANSAS CITY MO 66211 440545829 501(C)(3) 25000 SPONSORSHIP MIDWEST CENTER FOR HOLOCAUST EDUCATION 5801 W 115TH STREET SUITE 106 KANSAS CITY MO 66211 481127376 501(C)(3) 25000 SPONSORSHIP CENTER FOR PRACTICAL BIOETHICS 1111 MAIN STREET KANSAS CITY MO 64105 480985815 501(C)(3) 33215 SPONSORSHIP 9 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS ARE PROVIDED TO QUALIFIED 501(C)(3) CHARITIES. ALL DONEE INFORMATION IS KEPT AS PART OF THE ORGANIZATION'S BOOKS AND RECORDS. X X X X X 1 1 0 0 0 0 0 1 0 MELINDA ESTES MD 344358 0 300050 0 7560 0 1266 0 3285 0 656519 0 0 0 PETER HOLT MD 17235 172520 0 0 0 0 0 0 0 0 17235 172520 0 0 J CHRIS PERRYMAN MD 0 206989 0 13610 0 4669 0 13500 0 7756 0 246524 0 0 RICHARD HASTINGS RET 72011 405119 0 303338 0 7367098 0 158003 0 18039 0 8251597 0 5431819 0 ROBERT BONNEY 335777 0 120669 0 28406 0 230843 0 19891 0 735586 0 11899 0 JOHN LIEFER 296352 0 50 0 1094 0 15872 0 14605 0 327973 0 0 0 DEBE GASH 247169 0 72750 0 28516 0 39600 0 22892 0 410927 0 18313 0 RANDALL HOUSE 172116 0 37999 0 4104 0 31088 0 17480 0 262787 0 0 0 RENEE JACOBS 164725 0 48614 0 728 0 22085 0 16847 0 252999 0 0 0 JANI JOHNSON 0 225369 0 66934 0 3244 0 36775 0 24162 0 356484 0 0 ELIZABETH CESSOR 146888 0 42507 0 12101 0 22168 0 7690 0 231354 0 0 0 SHERRY MARSHALL 192346 0 49777 0 3757 0 35280 0 16605 0 297765 0 0 0 CAROL MEYER 188730 0 54139 0 22294 0 34479 0 2205 0 301847 0 8199 0 DAWN MURPHY 228519 0 72770 0 26727 0 225183 0 19555 0 572754 0 17929 0 GEORGE PAGELS MD 402477 0 145690 0 54802 0 193709 0 19464 0 816142 0 41280 0 SCOTT PESTER 186519 0 50 0 12772 0 29917 0 23009 0 252267 0 10710 0 CHARLES V ROBB 459163 0 167081 0 102990 0 204213 0 24568 0 958015 0 90023 0 NANCY SEELEN 193501 0 55884 0 29395 0 35654 0 8412 0 322846 0 7480 0 DON SIPES 224721 0 65480 0 16990 0 36374 0 17227 0 360792 0 0 0 SALLY THIEMAN 191019 0 50 0 18920 0 31134 0 22624 0 263747 0 5870 0 DIANE WATKINS 175088 0 37672 0 15974 0 31904 0 16397 0 277035 0 13545 0 RENE GILLESPIE 168670 0 49486 0 1351 0 23592 0 14603 0 257702 0 0 0 CYNTHIA CHRISTENSEN 178333 0 45124 0 21784 0 37849 0 6788 0 289878 0 13407 0 HOWARD MANN 147873 0 32610 0 5295 0 10336 0 15144 0 211258 0 3785 0 TODD HATTON 160423 0 23673 0 1448 0 11315 0 18466 0 215325 0 0 0 ROGER ZAREMBA 152949 0 21960 0 1084 0 7871 0 516 0 184380 0 0 0 DARRELL BIEBERLY 168265 0 20697 0 13277 0 14082 0 7685 0 224006 0 0 0 PART I, LINES 4A-B 457(F) PLAN PARTICIPANTS AND AMOUNT INCLUDED IN COLUMN C FOR THE PLAN: GEORGE PAGELS - $124,805 ROBERT BONNEY - $172,873 DAWN MURPHY - $139,325 CHARLES ROBB - $81,951 JOHN LEIFER - $10,972 PART I, LINE 7 THE ORGANIZATION HAS ADOPTED A MANAGEMENT INCENTIVE COMPENSATION PLAN FOR CERTAIN MEMBERS OF SENIOR AND MIDDLE MANAGEMENT TO PROMOTE EFFECTIVE MANAGEMENT OF OPERATIONS, QUALITY OF CARE AND SERVICE, AND OPTIMAL USE OF RESOURCES. THE INCENTIVES ARE CALCULATED AS A PERCENTAGE OF BASE SALARY CONTINGENT ON ACHIEVING QUALITY, PATIENT SATISFACTION, EMPLOYEE RETENTION, FINANCIAL AND OTHER OPERATIONAL PERFORMANCE TARGETS ESTABLISHED BY THE BOARD'S COMPENSATION COMMITTEE ON AN ANNUAL BASIS. INCENTIVE AWARDS ARE PAID AT THE DISCRETION OF THE BOARD OF DIRECTORS. THIS INCENTIVE COMPENSATION IS EVALUATED AS PART OF THE REVIEW OF MARKET COMPETITIVE DATA AND REASONABLENESS OF OVERALL COMPENSATION AND BENEFITS. SUPPLEMENTAL INFORMATION PART III PART II: JANI JOHNSON RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR DUTIES AS AN OFFICER OF THE FILING ORGANIZATION AND FOR SERVICES RENDERED TO THE RELATED ORGANIZATION. J CHRIS PERRYMAN, MD, AND PETER HOLT, MD, DID NOT RECEIVE COMPENSATION FOR DUTIES AS DIRECTORS OF THE FILING ORGANIZATION BUT RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR SERVICES RENDERED TO THE RELATED ORGANIZATIONS. GEORGE PAGELS AND DON SIPES RECEIVED COMPENSATION FROM THE FILING ORGANIZATION FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND TO RELATED ORGANIZATIONS. COMPENSATION FOR G. RICHARD HASTINGS, FORMER CEO AND PRESIDENT OF SAINT LUKES HEALTH SYSTEM, INCLUDES PAYMENT OF $5,299,963 OF DEFERRED COMPENSATION THAT WAS EARNED DURING MR. HASTINGS MORE THAN 35-YEAR TENURE WITH THE ORGANIZATION. ALTHOUGH, THE COMPENSATION WAS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION ON PRIOR FORM 990S FILED BY THE ORGANIZATION, IRS REQUIREMENTS MANDATE THAT THE COMPENSATION BE REPORTED AGAIN IN THIS FORM 990 AS OTHER COMPENSATION SINCE THE FUNDS WERE PAID TO MR. HASTINGS IN 2011. IN CONNECTION WITH HIS RETIREMENT, MR. HASTINGS ALSO RECEIVED $1,432,215 AS SEVERANCE. HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2003A&2003B 431178966 60635RF85 2003-09-17 125000000 NEW 52-BED HOSPITAL. EXPANSION AND CAPITAL PROJECTS AT SLHS HOSPITALS 0 0 0 HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2004A 431178966 60635RH75 2004-04-28 105136306 REFUND SERIES 1993 BONDS 0 0 0 HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2005A&2005B 431178966 60635RW45 2005-12-07 100000000 CAPITAL PROJECTS AT ST LUKES HOSPITAL OF KANSAS CITY 0 0 0 HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2008AB&C 431178966 60635R3H8 2008-07-08 140000000 PARTLY REFUND 1997 BONDS. CAPITAL PROJECTS AT SLHS HOSPITALS. 0 0 0 127221569 771250 2951566 123498752 2006 0 0 1 1 39550000 105136306 880192 1615716 2004 1 0 1 1 112609434 2283226 106938102 2011 0 0 0 1 141734604 109186192 2011 1 0 0 1 0 0 1 1 0 0.00090 0.00000 0.00090 1 0 0 0 0 0.00540 0.00000 0.00540 1 0 0 1 1 0 0.00080 0.00000 0.00080 1 0 0 1 1 0 0.00240 0.00000 0.00240 1 0 0 1 UBS 29.600000000000 0 1 1 MBIA INC 1.900000000000 1 1 0 0 0 0 0 0 1 0 0 1 UBS 30.100000000000 0 1 1 PALLAS CAPITAL CORP 1.800000000000 1 1 0 0 1 1 UBS 24.400000000000 0 0 1 MONUMENTAL LIFE INSURANCE INC 0.500000000000 1 0 0 FORM 990, SCHEDULE K, PART IV, LINE 3C: THREE HEDGE INSTRUMENTS ARE RELATED TO THE 2008 BONDS. THE TERMS OF THESE INSTRUMENTS ARE 24.4 YEARS, 24.4 YEARS, AND 27.4 YEARS. FORM 990, SCHEDULE K, PART III, LINE 3: SERIES 2003A&B BOND ISSUE TOTAL PROCEEDS INCLUDE INVESTMENT EARNINGS OF $2,221,569. SERIES 2005A&B BOND ISSUE TOTAL PROCEEDS INCLUDE INVESTMENT EARNINGS OF $12,609,434. SERIES 2008A,B&C BOND ISSUE TOTAL PROCEEDS INCLUDE INVESTMENT EARNINGS OF $1,734,604. SERIES 2010A BOND ISSUE TOTAL PROCEEDS INCLUDE INVESTMENT EARNINGS OF $15,960. SCHEDULE K THE MASTER TRUST INDENTURE PROVIDES THAT THE TAX-EXEMPT REVENUE BONDS ARE THE JOINT AND SEVERAL OBLIGATIONS OF EACH OF THE MEMBERS OF THE OBLIGATED GROUP. IN 2011, THE OBLIGATED GROUP INCLUDES SAINT LUKE'S HEALTH SYSTEM, SAINT LUKE'S HOSPITAL OF KANSAS CITY, SAINT LUKE'S NORTHLAND HOSPITAL, SAINT LUKE'S SOUTH HOSPITAL AND SAINT LUKE'S EAST HOSPITAL. ONLY A PORTION OF THE BONDS WAS USED FOR THE FILING ORGANIZATION'S PROJECTS. HEALTH&EDUC FACILITIES AUTHORITY OF THE STATE OF MO SERIES 2010A 431178966 60635R7U5 2010-06-03 101289824 REFUND SERIES 1996A B&P; FACILITIES EXPANSIONS & EQUIPMENT AT SLEH & SLHKC 0 0 0 4280000 101305784 43055401 58252438 2011 1 0 1 1 0 0 1 1 0 0.00030 0.00000 0.00030 1 0 0 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE CORPORATION ARE SAINT LUKE'S HOSPITAL OF KANSAS CITY, SAINT LUKE'S NORTHLAND HOSPITAL, SAINT LUKE'S EAST HOSPITAL, AND SAINT LUKE'S SOUTH HOSPITAL, INC., EACH A 501(C)(3) ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY IS ELECTED BY THE CORPORATE MEMBERS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED JOINTLY BY ACCOUNTING STAFF OF THE ENTITY AND SAINT LUKE'S HEALTH SYSTEM (SYSTEM) TAX STAFF. THE RETURN IS REVIEWED BY THE ENTITY'S CFO BEFORE FILING. THE 990 DRAFT WAS ALSO PRESENTED TO THE AUDIT COMMITTEE OF THE SYSTEM BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING. THE 990 WAS PROVIDED TO THE ORGANIZATION'S BOARD MEMBERS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C SAINT LUKE'S HEALTH SYSTEM AND ITS AFFILIATES HAVE COMPREHENSIVE WRITTEN CONFLICT OF INTEREST POLICIES APPLICABLE TO ALL DIRECTORS, OFFICERS, AND EMPLOYEES. ANY ACTUAL, POSSIBLE OR PERCEIVED CONFLICT OF INTEREST IS EXPECTED TO BE HANDLED THROUGH FULL AND TIMELY DISCLOSURE OF ANY SUCH INTEREST, TOGETHER WITH ABSENCE OF PERSUASION IN ANY DISCUSSION AND IN ANY VOTE WHEREIN THE INTEREST IS INVOLVED. DISCLOSURE IS TO BE MADE WHEN THE INTEREST ARISES, AT ANY TIME THE INTEREST BECOMES A MATTER OF GOVERNING BOARD ACTION, AND THEN ANNUALLY THROUGH COMPLETION OF A CONFLICT OF INTEREST QUESTIONNAIRE. THE SYSTEM COMPLIANCE OFFICER OR THE SYSTEM VICE PRESIDENT OF HUMAN RESOURCES REVIEWS COMPLETED QUESTIONNAIRES AND FURTHER INVESTIGATES POSSIBLE CONFLICTS OF INTEREST. A REPORT IS PROVIDED TO THE AUDIT COMMITTEE OF THE SYSTEM BOARD OF DIRECTORS AND ANY IDENTIFIED CONFLICT OF INTEREST IS REPORTED TO THE APPLICABLE ENTITY. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, THE SAINT LUKE'S HEALTH SYSTEM BOARD OF DIRECTORS' COMPENSATION COMMITTEE REVIEWS, DISCUSSES, SETS AND APPROVES COMPENSATION FOR THE ORGANIZATION'S TOP MANAGEMENT EXECUTIVE AND OTHER HIGHLY COMPENSATED OFFICERS. INDEPENDENT, EXTERNAL DIRECTORS SERVE ON THE COMPENSATION COMMITTEE. AN INDEPENDENT COMPENSATION CONSULTING FIRM ANNUALLY PROVIDES A WRITTEN REPORT AND REASONABLENESS OPINION. THE CONSULTANT REVIEWS THE SYSTEM'S EXECUTIVE TOTAL COMPENSATION PHILOSOPHY AND ANALYZES MARKET COMPETITIVENESS (IN TOTAL AND BY EACH COMPENSATION ELEMENT) FOR THE EXECUTIVES USING APPROPRIATE COMPARABILITY DATA. COMPENSATION COMMITTEE ACTIONS ARE CONTEMPORANEOUSLY DOCUMENTED. THE PROCESS SATISFIES THE REBUTTABLE PRESUMPTION PROCEDURE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT PUBLICLY AVAILABLE. FORM 990, PART VII, SECTION A, COLUMN (B): JANI JOHNSON RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR DUTIES AS AN OFFICER OF THE FILING ORGANIZATION AND FOR SERVICES RENDERED TO THE RELATED ORGANIZATION. JANI JOHNSON WORKED 40 HOURS OR MORE PER WEEK FOR ALL RELATED ORGANIZATIONS. J CHRIS PERRYMAN, MD, AND PETER HOLT, MD, DID NOT RECEIVE COMPENSATION FOR DUTIES AS DIRECTORS OF THE FILING ORGANIZATION BUT RECEIVED COMPENSATION FROM RELATED ORGANIZATIONS FOR SERVICES RENDERED TO THE RELATED ORGANIZATIONS. THESE INDIVIDUALS WORKED 40 HOURS OR MORE PER WEEK FOR ALL RELATED ORGANIZATIONS. GEORGE PAGELS AND DON SIPES RECEIVED COMPENSATION FROM THE FILING ORGANIZATION FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND RELATED ORGANIZATIONS. GEORGE PAGELS DEVOTED AT LEAST 20 HOURS PER WEEK TO RELATED ORGANIZATIONS. DON SIPES DEVOTED AT LEAST 5 HOURS PER WEEK TO RELATED ORGANIZATIONS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: ADDITIONAL PENSION OBLIGATION -22,799,913. UNREALIZED SWAP GAIN (LOSS) -17,460,648. EQUITY TRANSFER TO SLNC, INC -335,440. TOTAL TO FORM 990, PART XI, LINE 5: -40,596,001. ST LUKES HOSPITAL OF KANSAS CITY 4401 WORNALL ROAD KANSAS CITY MO 64111 440545297 HEALTH CARE MO 501(C)(3) 170B1AIII 0 SAINT LUKES NORTHLAND HOSPITAL CORPORATION 601 SOUTH 169 HWY SMITHVILLE MO 64089 440565393 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES SOUTH HOSPITAL INC 12300 METCALF AVE OVERLAND PARK KS 66213 481203262 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES EAST HOSPITAL 100 NE SAINT LUKES BLVD LEES SUMMIT MO 64086 562488077 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES MEDICAL GROUP 6750 ANTIOCH STE 210 SHAWNEE MISSION KS 66204 451598353 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CRITTENTON 10918 ELM AVENUE KANSAS CITY MO 64134 440545808 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SAINT LUKES HEALTH SYSTEM HOME CARE AND HOSPICE 3100 BROADWAY SUITE 1000 KANSAS CITY MO 64111 431127200 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 ST LUKES OF TRENTON 701 EAST FIRST TRENTON MO 64683 431707306 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES HOSPITAL OF GARNETT 421 SOUTH MAPLE GARNETT KS 66032 742849611 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CABOT WESTSIDE HEALTH CENTER 2121 SUMMIT KANSAS CITY MO 64108 440546280 HEALTH CARE MO 501(C)(3) 170B1AVI SAINT LUKE'S HEALTH SYSTEM 0 MIDWEST EAR INSTITUTE INC 4200 PENNSYLVANIA STE 100 KANSAS CITY MO 64111 480905027 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HOSPITAL OF KANSAS CITY 0 SAINT LUKES HOSPITAL OF CHILLICOTHE 100 CENTRAL STREET CHILLICOTHE MO 64601 431735565 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 CUSHING MEMORIAL HOSPITAL CORPORATION 711 MARSHALL LEAVENWORTH KS 66048 480543792 HEALTH CARE KS 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES CANCER INSTITUTE LLC 4323 WORNALL ROAD PEET 1 KANSAS CITY MO 64111 431933950 HEALTH CARE MO 501(C)(3) 170B1AIII SAINT LUKE'S HEALTH SYSTEM 0 SAINT LUKES CARE 10920 ELM AVENUE KANSAS CITY MO 64134 260185090 HEALTH CARE MO 501(C)(3) 509(A)(3) - 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