2012-11-15T12:28:24-06:00 2011-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 INDIANAPOLIS IN 46204 990 2011-01-01 370673465 The Carle Foundation % DENNIS HESCH CFO/EXEC VP CARL 2173833311 611 W PARK URBANA IL 61801 DENNIS P HESCH 2012-11-14 3176817000 2011 2016-02-24 21:20:13Z DENNIS HESCH EXEC VP CFO 611 W PARK ST URBANA IL 61801 444327617 false X WWW.CARLE.ORG X 1946 IL THE CARLE FOUNDATION IS ORGANIZED AND EXCLUSIVELY OPERATES AS A NOT-FOR-PROFIT CORPORATION FOR CHARITABLE, SCIENTIFIC AND EDUCATIONAL PURPOSES. 14 5 1461 0 3031205 56847 173024 92143 93077152 174010705 20129228 78112796 1055323 1921867 114434727 254137511 139170 278340 0 0 44622749 83395513 0 0 0 59189824 138916040 103951743 222589893 10482984 31547618 867370381 1136001019 432826935 670584805 434543446 465416214 The Carle Foundation is organized and exclusively operates as a NOT-FOR-PROFIT CORPORATION FOR CHARITABLE, SCIENTIFIC AND EDUCATIONAL PURPOSES. false false 123555639 278340 173554697 The Corporation engages in activities to develop and support the provision of health care services, including charity care, by the affiliates related to the corporation including The Carle Foundation Hospital and Care Health Care Incorporated. The Foundation's purpose includes services as the parent corporation for related affiliates that together function as an integrated health care delivery network in furtherance and support of charitable, health care education and research activities. 123555639 true true false true false false false false false false true false false false true true false true false false true false false false false false false true false true true false false false false false false false false false true false false false false false true true true false false true 147 0 true 1461 true true true true CJ false false false false false false false false false X 14 5 true false true false false false false true true false false true true true true true true true true true false IL X X DENNIS HESCH CFOEXEC VP 2173833311 611 W PARK ST URBANA IL 61801 X Phillip Blankenburg 3.0 X X 0 0 0 Donna Greene 1.0 X X 0 0 0 Cora E Musial Phd MD 2.0 X X 0 204938 35754 Kenneth Aronson MD 1.0 X 0 283666 48238 Gary Edmiston 1.0 X 0 0 0 Matthew Gibb MD 5.0 X 0 888290 32727 Jane Hays 1.0 X 0 0 0 E Phillips Knox 0.6 X 0 0 0 J Michael Martin 5.0 X 0 0 0 Marty Smith 4.0 X X 0 0 0 Rick Stephens 2.0 X 0 0 0 Paul Tender MD 10.0 X 0 493822 29294 George Timmons 1.0 X 0 0 0 Tom Harrington Jr 0.1 X 0 0 0 David Ikenberry Phd term 91511 3.0 X 0 0 0 James C Leonard MD 15.0 X 1040335 0 246421 R Bruce Wellman MD 1.0 X 805580 0 226995 John Snyder 8.0 X 640038 0 160811 Dennis Hesch 10.0 X 510086 0 139104 William Schuh MD 24.0 X 340156 0 97314 Kirk Moberg 1.0 X 578601 0 1208268 Napoleon Knight 0.2 X 455498 0 126810 John Stoll MD 2.0 X 341891 0 107905 LAURENCE FALLON 8.5 X 396410 0 97102 Philip Kubow 9.1 X 408185 0 95490 Richard Rinehart 40.0 X 260028 0 117898 SCOTT HARDING 17.0 X 224069 0 51111 Robert Tonkinson 0.34 X 309933 0 0 6310810 1870716 2821242 63 true true false NUANCE COMMUNICATIONS INC PO BOX 2561 CAROL STREAM IL 60132 HEALTH REC SOLUTIONS 1347133 PHILIPS MEDICAL CAPITAL LLC PO BOX 92449 CLEVELAND OH 44193 EQUIPMENT LEASING 942669 HALL RENDER KILLIAN HEATH LYMAN P 39778 TREASURY CENTER CHICAGO IL 60694 LEGAL SERVICES 915937 SUPERIOR HEALTH LINENS LLC PO BOX 3 BARRINGTON IL 60011 LINEN SERVICES 890303 DELOITTE CONSULTING LLP PO BOX 7247-6447 PHILADELPHIA PA 19170 CONSULTING 769733 32 92143 92143 RENT FROM RELATED ENTITIES 531120 38295636 38120760 174876 MANAGEMENT FEES 541610 117678387 116980101 698286 INTERNAL SUPPORT SERVICES REVENUE 900099 18023916 16010720 2013196 OTHER PATIENT REVENUE 900099 11303 11303 PARTNERSHIP INC RELATED TO PROGRAM SVCS 541900 1463 1463 174010705 62648929 56384 62592545 0 0 271172 1154162 -882990 -882990 -882990 203924873 574938 187801904 1234040 16122969 -659102 15463867 15463867 0 0 0 VINEYARD CHURCH REIMBURSEMENT 900099 33158 33158 DINING SERVICES REVENUE 722100 1557908 1557908 PARKING RAMP REVENUE 812930 699809 699809 513982 426982 87000 2804857 254137511 170666876 3031205 80347287 278340 278340 0 0 0 4628562 2314281 2314281 0 55877401 26612978 29264423 1797371 817545 979826 16893587 6877818 10015769 4198592 1768932 2429660 0 2440871 2440871 319149 319149 9011 9011 0 1519365 1519365 10567230 5308955 5258275 1963458 18066 1945392 11997087 5109071 6888016 8067713 3331307 4736406 0 8463043 1473072 6989971 370667 60349 310318 0 372736 172676 200060 36739433 36372426 367007 0 28607077 26088320 2518757 1451026 1451026 INTERNAL SUPPORT SVCS FEES 13532758 4358402 9174356 REAL ESTATE TAXES 6753966 6753966 PATIENT CARE SUPPLIES 2609189 2588640 20549 FEDERAL & STATE TAXES 564736 564736 2567525 4461 2563064 222589893 123555639 99034254 0 0 70 28025113 16052772 0 0 0 0 0 0 0 0 0 0 0 0 2564627 3181700 635447216 299351070 308849263 336096146 478126818 735687796 19088240 24746996 6754214 5640300 0 0 23962106 14595239 867370381 1136001019 23053049 31902330 0 0 0 0 363820938 574623086 0 0 0 0 0 0 0 0 45952948 64059389 432826935 670584805 X 434543446 465416214 0 0 0 0 434543446 465416214 867370381 1136001019 X 31547618 -674850 X false true true X false X X X false false false CARLE FOUNDATION HOSPITAL 371119538 03 true true true 278340 CARLE HEALTH CARE INCORPORATED 371140016 09 true true true 0 CARLE DEVELOPMENT FOUNDATION 371159978 07 true true true 0 CARLE RETIREMENT CENTERS INC 371160033 09 true true true 0 4 278340 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 50 false false true 29590 false false 29640 false Schedule C Supplemental Information In November 2010, The Carle Foundation hired on staff a person whose primary duties include Government Relations. Approximately 20% of this person's time is estimated to be spent on direct lobbying activities. Direct lobbying efforts include discussions with members of the Illinois General Assembly, Congress, and their respective staffs. In-person and telephonic conversations primarily revolve around health care policy making, the appropriations process, and the impact of proposed legislation on the operations of The Carle Foundation and it's related organizations. Occasional correspondance with the elected officials and their staff members occurs via standard mail and e-mail. In addition, The Foundation has a contract professional to provide consulting services for the Foundation. As a portion of the contractor's duties, the contractor interacts with governmental officals on behalf of the Foundation. 23743934 23743934 373785713 159461068 214324645 7156994 5159632 1997362 170004526 125632020 44372506 60756049 9098350 51657699 336096146 0 CURRENT PORTION OF LT DEBT 302682 INTEREST PAYABLE 2009 1579009 INTEREST PAYABLE 2011A 5234984 ACCRUED HEALTH INSURANCE 8683273 INTEREST RATE SWAP 23546862 ASSET RETIREMENT OBLIGATION 6566444 LIABILITY FOR UNASSERTED CLAIM 11760938 457(F) PLAN PAYABLE 6385197 64059389 SCHEDULE D, SUPPLEMENTAL INFORMATION The Foundation adopted the guidance for accounting for uncertainty in income taxes on July 1, 2007. This guidance clarifies the accounting for uncertainty in income taxes recognized in an organization's financial statement. The guidance prescribes a more-likely-than-not recognition threshold and measurement attribute for financial statement recognition of a tax position taken or expected to be taken. Amounts requiring recognition under tax accounting guidance is reflected as a liability for uncertain tax benefits along with any associated interest and penalties that would be payable to the taxing authorities upon examination. There are no uncertain tax benefits identified or recorded as a liability as of December 31, 2011 and December 31, 2010. Central America and the Caribbean 0 0 Program Services SELF INSURANCE 131952663 North America Investments 404333 0 0 0 0 132356996 132356996 true false true false true false SCHEDULE F, SUPPLEMENTAL INFORMATION PART I, LINE 3 CENTRAL AMERICA / CARRIBEAN HEALTH SYSTEMS INSURANCE, LIMITED INVESTMENT: 131,952,663 false CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 61801 371119538 501(C)(3) 278340 INTERNAL FUNDING 1 Form 990, Schedule I Description of Organization's Procedures for Monitoring the Use of Grants The grants were made to a related affiliate, the Carle Foundation Hospital. The grants were made to support the organization's mission for meeting the needs of the community we serve. X X X X X true false false false false false false false false Cora E Musial Phd MD 0 185965 0 0 0 18973 0 31336 0 4418 0 240692 0 0 Kenneth Aronson MD 0 260790 0 0 0 22876 0 34607 0 13631 0 331904 0 0 Matthew Gibb MD 0 785511 0 0 0 102779 0 28756 0 3971 0 921017 0 0 Paul Tender MD 0 436180 0 0 0 57642 0 19051 0 10243 0 523116 0 0 James C Leonard MD 811190 0 165375 0 63770 0 229762 0 16659 0 1286756 0 0 0 R Bruce Wellman MD 664501 0 116375 0 24704 0 216931 0 10064 0 1032575 0 0 0 John Snyder 517644 0 76197 0 46197 0 142807 0 18004 0 800849 0 0 0 Dennis Hesch 420264 0 62125 0 27697 0 120254 0 18850 0 649190 0 0 0 Philip Kubow 319403 0 37333 0 51449 0 79214 0 16276 0 503675 0 17401 0 Richard Rinehart 236686 0 20562 0 2780 0 98672 0 19226 0 377926 0 0 0 William Schuh MD 305452 0 25987 0 8717 0 80048 0 17266 0 437470 0 0 0 Kirk Moberg 428595 0 70175 0 79831 0 1191304 0 16964 0 1786869 0 0 0 Napoleon Knight 318162 0 29948 0 107388 0 101306 0 25504 0 582308 0 18810 0 SCOTT HARDING 199939 0 17368 0 6762 0 30463 0 20648 0 275180 0 0 0 John Stoll MD 308452 0 27212 0 6227 0 96565 0 11340 0 449796 0 0 0 LAURENCE FALLON 312525 0 36516 0 47369 0 78131 0 18971 0 493512 0 37662 0 Robert Tonkinson 6220 0 0 0 303713 0 0 0 0 0 309933 0 122321 0 Supplemental Compensation Information FORM 990, SCHEDULE J, PART 1, QUESTION 3 THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: -THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. -THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. -THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. -THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, SCHEDULE J, PART 1, QUESTION 4A THE FOLLOWING TWO EMPLOYEES RECEIVED THE NOTED AMOUNT OF SEVERANCE PAY DURING CALENDAR YEAR 2011; ROBERT TONKINSON-$209,809 AND KIRK MOBERG-$37,754. ILLINOIS FINANCE AUTHORITY 861091967 45200FVH9 2009-03-18 240717712 Constr of Facility & ref prior iss false false false Illinois Finance Authority 861091967 45203HBT8 2011-05-19 233719141 Constr of Facility & ref prior iss false false false Illinois Finance Authority 861091967 2011-06-16 100000000 Constr of Facility & ref prior iss false false false 11300000 0 240723013 0 0 0 2482257 543040 0 19958620 217739096 0 2010 true false true true 0 0 233696778 0 2837997 0 0 860364 0 64309746 24612281 141076391 true false false true 0 0 99992743 0 417339 0 0 0 0 27459708 10484515 61631181 true false false true false false false true true 0.01000 0.00000 0.01000 true false false false true true 0.00000 0.00000 0.00000 true false false false true true 0.00000 0.00000 0.00000 true false true false 0 false 0 false true false false false 0 false 0 false true false true false 0 false 0 false true X TILE SPECIALISTS INC SEE PART V 181985 SEE PART V false FIRST BUSEY CORP SEE PART V 258210 SEE PART V false BEAR PROPERTIES LLC SEE PART V 166845 SEE PART V false RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION FORM 990, SCHEDULE L, PART IV, COLUMN B -IMMEDIATE PAST CHAIR, MARTY SMITH, HAD MORE THAN A 5% OWNERSHIP IN TILE SPECIALISTS, INC. -VICE CHAIRMAN OF BOARD, DONNA GREENE, WAS AN OFFICER OF FIRST BUSEY CORP. -TRUSTEES, E PHILLIPS KNOX AND DAVID IKENBERRY PHD, WERE DIRECTORS OF FIRST BUSEY CORP. -TRUSTEE, JANE HAYS, HAS A FAMILY MEMBER WHO IS A DIRECTOR OF FIRST BUSEY CORP. -TRUSTEE, TOM HARRINGTON, JR. HAD MORE THAN A 5% OWNERSHIP IN BEAR PROPERTIES LLC. FORM 990, SCHEDULE L, PART IV, COLUMN D -TILE SPECIALISTS INC VARIOUS COMMERCIAL FLOORING INSTALLATION AND REPAIRS -FIRST BUSEY CORP CAPITAL MANAGEMENT SERVICES, EMPLOYEE RETIREMENT PLAN SERVICES, AND OTHER VARIOUS FINANCIAL SERVICES -BEAR PROPERTIES LLC RENTAL PROPERTY MANAGEMENT SERVICES FORM 990, SUPPLEMENTAL INFORMATION FORM 990, PART VI, QUESTION 2 VICE CHAIRMAN OF BOARD, DONNA GREENE, AND TRUSTEES E. PHILLIPS KNOX AND DAVID IKENBERRY HAD A BUSINESS RELATIONSHIP. OFFICER R. BRUCE WELLMAN AND TRUSTEE TOM HARRINGTON, JR. HAD A PERSONAL RELATIONSHIP FORM 990, PART VI, QUESTION 4 ARTICLE IV, SECTION 3: RATHER THAN IMMEDIATELY AFTER AND AT THE SAME PLACE AS THE ANNUAL MEETING OF THE VOTING MEMBERS, THE ANNUAL MEETING OF THE BOARD OF TRUSTEES WILL BE HELD IN SEPTEMBER OF EACH YEAR, OR AT A TIME, DATE, AND PLACE DETERMINED BY THE BOARD OF TRUSTEES. ARTICLE IV, SECTION 6: THE ADDITION OF A PARAGRAPH STATING MEMBERS OF THE BOARD OF TRUSTEES OR ANY COMMITTEE OF THE BOARD OF TRUSTEES MAY PARTICIPATE IN AND ACT AT ANY MEETING OF SUCH BOARD OF TRUSTEES OR COMMITTEE THROUGH THE USE OF A CONFERENCE TELEPHONE OR OTHER COMMUNICATIONS EQUIPMENT. PARTICIPATION IN THIS MANNER WILL CONSTITUTE ATTENDANCE AT THE MEETING. ARTICLE IV, SECTION 10: THE ADDITION OF SECTION 10 DESCRIBING THE PROCESS OF INFORMAL ACTION BY TRUSTEES. THIS PROCESS, WHICH CAN BE MADE BY THE BOARD OF TRUSTEES OR A COMMITTEE OF THE BOARD OF TRUSTEES, ALLOWS FOR ACTION THAT WOULD NORMALLY BE REQUIRED TO BE TAKEN AT A MEETING, TO BE INITIATED VIA A WRITTEN CONSENT WITH THE SIGNATURES OF ALL TRUSTEES ENTITLED TO VOTE OR BY ALL MEMBERS OF SUCH COMMITTEE, AS THE CASE MAY BE. ARTICLE V, SECTION 3 (B): UNLESS OTHERWISE DETERMINED BY THE BOARD OF TRUSTEES, EACH MEMBER OF THE EXECUTIVE COMMITTEE SHALL SERVE AS A MEMBER OF THE BOARD OF DIRECTORS OR BOARD OF TRUSTEES, AS APPLICABLE, OF CARLE FOUNDATION HOSPITAL, CARLE HEALTH CARE INCORPORATED, AND CARLE HOLDING COMPANY, INC. ARTICLE V, SECTION 5: THE ADDITION OF SECTION 5 STATES THE CORPORATION WILL HAVE AN AUDIT COMMITTEE WHICH WILL CONSIST OF MEMBERS (WHICH THE MAJORITY AND AT LEAST TWO (2) OF THE MEMBERS ARE VOTING MEMBERS OF THE BOARD OF TRUSTEES) AND WILL HAVE THE DUTIES AS SPECIFIED IN SUCH COMMITTEE'S CHARTER. ARTICLE V, SECTION 11: ADDS THE EXCEPTION OF THE AUDIT COMMITTEE IN THAT ALL ACTIONS TAKEN AND RECOMMENDATIONS MADE BY A COMMITTEE OTHER THAN THE EXECUTIVE COMMITTEE (AND NOW AUDIT COMMITTEE) WILL NOT HAVE AN EFFECT UNLESS THEY ARE FORMALLY APPROVED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, QUESTION 11 THE FORM 990 WAS PREPARED BY STAFF AND AN EXTERNAL TAX ADVISOR AND REVIEWED BY MANAGEMENT. PRIOR TO FILING THIS FORM 990, A FULL AND COMPLETE COPY WAS PROVIDED TO THE GOVERNING BODY BY POSTING TO THE ORGANIZATION'S DIRECTOR COMMUNICATION PORTAL. ALSO BEFORE FILING, THE GOVERNING MEMBERS RECEIVED NOTIFICATION THAT THE FORM 990 WAS POSTED AND AVAILABLE FOR THEIR REVIEW. AS NECESSARY, THE GOVERNING MEMBERS HAVE THE OPPORTUNITY TO DISCUSS AND ADDRESS CONCERNS AT SUBSEQUENT BOARD MEETINGS. FORM 990, PART VI, QUESTION 12C THE ORGANIZATION'S ESTABLISHED CONFLICT OF INTEREST POLICIES REQUIRE ANNUAL DISCLOSURE OF ACTUAL AND POTENTIAL CONFLICTS OF INTEREST FOR OFFICERS, DIRECTORS, TRUSTEES, MEMBERS OF BOARD COMMITTEES, ADMINISTRATIVE AND MANAGERIAL EMPLOYEES AS WELL AS ALL EMPLOYEES OF THE PURCHASING DEPARTMENT. IF CIRCUMSTANCES CHANGE DURING THE COURSE OF A YEAR, INTERIM DISCLOSURE IS ALSO REQUIRED OF THE SAME INDIVIDUALS. THE DISCLOSURES OF EMPLOYEES ARE REVIEWED INITIALLY BY THE HUMAN RESOURCES DEPARTMENT AND ANY IDENTIFIED CONFLICTS ARE REFERRED TO, AND ADDRESSED BY, THE ORGANIZATION'S INTERNAL LEGAL COUNSEL AND/OR CORPORATE INTEGRITY OFFICER. THE DISCLOSURES OF TRUSTEES AND MEMBERS OF BOARD COMMITTEES ARE REVIEWED BY THE CHAIR OF THE BOARD. THE ENTIRE BOARD ABSENT THE SUBJECT TRUSTEE OR COMMITTEE MEMBER DETERMINES WHETHER A CONFLICT EXISTS. TRUSTEES AND/OR BOARD COMMITTEE MEMBERS WITH IDENTIFIED CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM VOTING ON MATTERS RELATED TO THEIR CONFLICTS. THE ORGANIZATION ALSO MAINTAINS PURCHASING POLICIES REQUIRING COUNTER SIGNATURES TO FURTHER MINIMIZE THE RISK ASSOCIATED WITH CONFLICTS OF INTEREST. FORM 990, PART VI, QUESTION 15A & B THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: -THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT, HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS, ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED, AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. -THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. -THE COMMITTEE APPROVES ALL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. -THE COMPENSATION COMMITTEE USES A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND REPORTS DIRECTLY TO THE COMPENSATION COMMITTEE. FORM 990, PART VI, QUESTION 16B IT IS THE CARLE FOUNDATION'S LONG STANDING PRACTICE, PRIOR TO PARTICIPATING IN ANY JOINT VENTURE ARRANGEMENT, TO HAVE A PROFESSIONAL REVIEW OF FEDERAL TAX IMPLICATIONS AND RELATED RISK OF JOINT VENTURE ARRANGEMENTS TO ENSURE REGULATORY COMPLIANCE. WHILE HISTORICALLY THIS ESTABLISHED PRACTICE HAS NOT BEEN IN THE FORM OF A WRITTEN POLICY, THE CARLE FOUNDATION ADOPTED SUCH A POLICY IN MAY 2012. FORM 990, PART VI, QUESTION 19 THE CARLE FOUNDATION PUBLISHES THROUGH WWW.DACBOND.COM ITS QUARTERLY UNAUDITED FINANCIAL STATEMENTS, ANNUAL AUDITED FINANCIAL STATEMENTS, A MANAGEMENT'S DISCUSSION & ANALYSIS TO ACCOMPANY THE FINANCIAL STATEMENTS, AND AN ANNUAL REPORT OF CERTAIN OPERATING AND FINANCIAL INFORMATION. ADDITIONALLY, OFFICIAL STATEMENTS FOR OUTSTANDING MUNICIPAL BOND ISSUES FOR WHICH THE CARLE FOUNDATION IS OBLIGATED ARE AVAILABLE AT THIS WEBSITE. THESE DOCUMENTS INCLUDE EXTENSIVE INFORMATION ABOUT THE ORGANIZATION'S HEALTH CARE DELIVERY SYSTEM MODEL, RECENT HIGHLIGHTS/ACCOMPLISHMENTS, GOVERNANCE AND ADMINISTRATION, STRATEGIC PLAN, FACILITIES, CLINICAL PROGRAMS, MEDICAL STAFF, SERVICE AREA, COMPETITIVE ENVIRONMENT, DEMOGRAPHIC DATA, UTILIZATION STATISTICS, SUMMARY FINANCIAL INFORMATION, ACADEMIC AFFILIATIONS AND EDUCATIONAL PROGRAMS, MEDICAL RESEARCH, ACCREDITATIONS, AND ITS EMPLOYEES. THIS INFORMATION IS AVAILABLE AT NO CHARGE TO THOSE WHO REGISTER AT THE WWW.DACBOND.COM WEBSITE. IN ADDITION, THE FORM 990S OF THE ORGANIZATION'S FILING ENTITIES ARE AVAILABLE THROUGH DACBOND. A COMMUNITY BENEFIT REPORT IS ALSO PUBLISHED AND DISTRIBUTED ANNUALLY TO THE COMMUNITY. QUARTERLY FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST DELIVERED TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE ALSO AVAILABLE UPON REQUEST TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. FORM 990, PART VII, SECTION A, COLUMN B THE AVERAGE ESTIMATED HOURS PER WEEK LISTED FOR THE REPORTING ORGANIZATION AND RELATED ORGANIZATIONS ARE BASED ON A STANDARD 40 HOUR WEEK. MEMBERS MAY FREQUENTLY DEVOTE MORE THAN 40 HOURS OF SERVICE TO THE ENTIRE ORGANIZATION DURING AN AVERAGE WEEK FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS INCLUDE: $27,812,948 UNREALIZED GAIN ON INVESTMENT; $27,195,949 THE CARLE FOUNDATION SETTLED VARIOUS INTERCOMPANY RECEIVABLE/PAYABLE BALANCES THROUGH EQUAL OFFSETTING EQUITY TRANSFERS. THE INTERCOMPANY RECEIVABLE/PAYABLE BALANCE RESULTED FROM THE NORMAL COURSE OF OPERATIONS AND WERE PRIMARILY ATTRIBUTABLE TO CENTRALIZED CASH MANAGEMENT AND DISBURSEMENT ACTIVITIES. THESE INTERCOMPANY RECEIVABLE/PAYABLE SETTLEMENTS HELPED PROVIDE SUPPLEMENTAL FUNDING FOR CERTAIN RELATED ORGANIZATIONS TO FURTHER THEIR EXEMPT PURPOSES. FORM 990, PART XII, #2A,B,C AND PART IV, #12 THE FINANCIAL STATEMENTS FOR THE CARLE FOUNDATION WERE AUDITED ON A CONSOLIDATED BASIS. THE CARLE FOUNDATION DOES HAVE AN AUDIT COMMITTEE CONSISTING OF MEMBERS OF THE GOVERNING BOARD AND THE CHIEF FINANCIAL OFFICER WHO TOGETHER ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE REVIEW AND AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Phillip Blankenburg TITLE:Chairman of Board HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Donna Greene TITLE:Vice Chairman of Board HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Cora E. Musial, Phd MD TITLE:Secretary/Treasurer of Board HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Kenneth Aronson, MD TITLE:Trustee HOURS:39 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Matthew Gibb, MD TITLE:Trustee HOURS:35 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Jane Hays TITLE:Trustee HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:E. Phillips Knox TITLE:Trustee HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:J. Michael Martin TITLE:Trustee HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Marty Smith TITLE:Trustee & Immediate Past Chair HOURS:3 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Paul Tender, MD TITLE:Trustee HOURS:30 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:George Timmons TITLE:Trustee HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Tom Harrington, Jr. TITLE:Trustee HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:James C. Leonard, MD TITLE:President & CEO HOURS:25 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:R. Bruce Wellman, MD TITLE:CEO of CPG HOURS:39 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:John Snyder TITLE:Exec VP & COO HOURS:32 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Dennis Hesch TITLE:Exec VP & CFO HOURS:30 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:William Schuh, MD TITLE:Chief Medical Info Officer HOURS:16 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Kirk Moberg TITLE:Exec VP & CMO HOURS:39 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Napoleon Knight TITLE:VP/Assoc Med Dir Quality HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:John Stoll, MD TITLE:VP/Sr Medical Director HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LAURENCE FALLON TITLE:SVP LEGAL AFFAIRS HOURS:32 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Philip Kubow TITLE:SVP Human Resources HOURS:27 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:SCOTT HARDING TITLE:VP-FACILITIES AND SUPPORT SVC HOURS:23 CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 61801 371119538 HOSPITAL SERV IL 501(C)(3) 3 TCF true CARLE DEVELOPMENT FOUNDATION 611 W PARK ST URBANA IL 61801 371159978 FUNDRAISING IL 501(C)(3) 7 TCF true CARLE HEALTH CARE INCORPORATED 611 W PARK ST URBANA IL 61801 371140016 VAR MED SVCS IL 501(C)(3) 9 TCF true CARLE RETIREMENT CENTERS INC 611 W PARK ST URBANA IL 61801 371160033 RTRMT LIVING IL 501(C)(3) 9 TCF true CARLE COMMUNITY HEALTH CORPORATION 611 W PARK ST URBANA IL 61801 364458371 FDN MISSION IL 501(C)(3) 11A, TYPE 1 TCDF true HEALTH SYSTEMS INSURANCE LIMITED GOVERNORS SQ 2ND FL BLDG 3 GRAND CAYMAN CJ KY1-1102 INSURANCE CJ TCF C-CORP 14218266 131952663 1.00000 CARLE HOLDING COMPANY INC 611 W PARK ST URBANA IL 61801 371188284 HOLDING COMPANY IL TCF C-CORP 350687803 1.00000 HEALTH ALLIANCE MEDICAL PLANS INC 301 S VINE ST URBANA IL 61801 371260731 HEALTH COVERAGE IL CHCI C-CORP 1078709498 583436199 1.00000 HEALTH ALLIANCE-MIDWEST INC 301 S VINE ST URBANA IL 61801 371354502 HEALTH COVERAGE IL HAMPI C-CORP 1.00000 HEALTH CARE HORIZONS OF ILLINOIS INC 209 W RB GARRETT DR PEORIA IL 61605 371394924 INSURANCE TPA IL HAMPI C-CORP 1.00000 HCH ADMINISTRATION INC 209 W RB GARRETT DR PEORIA IL 61605 371119685 INSURANCE ADMIN. IL HCHII C-CORP 1.00000 HCH ADMINISTRATION INC 111 LOMAS BLVD SUITE 122 ALBUQUERQUE NM 87102 850391732 INSURANCE ADMIN. NM HCHAI C-CORP 1.00000 CARLE RISK MANAGEMENT CO 611 W PARK ST URBANA IL 61801 371217973 RISK MANAGEMENT IL TCF C-CORP 1168756 54571 1.00000 true true true false false false false false false false true true false false true true false false CARLE FOUNDATION HOSPITAL A 18373850 COST CARLE HEALTH CARE INCORPORATED A 14389210 COST CARLE RISK MANAGEMENT CO A 46488 COST CARLE FOUNDATION HOSPITAL B 278340 FMV CARLE DEVELOPMENT FOUNDATION C 92143 ACCRUAL HEALTH ALLIANCE MEDICAL PLANS INC K 751613 COST CARLE HEALTH CARE INCORPORATED L 88089 FMV CARLE RISK MANAGEMENT CO O 1168145 COST CARLE FOUNDATION HOSPITAL P 69663577 COST CARLE HEALTH CARE INCORPORATED P 57012820 COST CARLE RETIREMENT CENTERS INC P 561536 COST HEALTH ALLIANCE MEDICAL PLANS INC P 376498 COST CARLE RISK MANAGEMENT CO P 96806 COST HEALTH SYSTEMS INSURANCE LIMITED P 86146 COST SCHEDULE R, SUPPLEMENTAL INFORMATION Part II, Line 3 Carle Health Care Incorporated Carle Health Care Incorporated primary activities include Emergency Transport, Day Care, Physician Services.