2012-11-15T12:55:53-06:00 2011-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2011-01-01 205404423 OCCUPATIONS FOUNDATION INC OCCU 8456920022 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 AMY ANDERSON-WINCHELL 8456920022 2012-11-14 1 FREDERICK H ROTHMAN P01275277 2128674000 2011 2016-02-24 21:20:13Z AMY ANDERSON-WINCHELL L 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 372513 0 X N/A X 2006 NY TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 14 14 5 14 0 0 166101 304987 0 0 11006 8844 26664 -121284 203771 192547 0 8004 0 0 32594 35205 0 0 29532 79384 19392 111978 62601 91793 129946 930842 1034956 22760 7706 908082 1027250 TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 0 0 8004 8004 THE FOUNDATION PROVIDES OPERATING GRANTS TO BENEFIT OCCUPATIONS, INC. 8004 1 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 17 5 5 1 0 0 0 0 0 1 1 0 0 0 0 X 14 14 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 0 0 0 NY X MAUDE A ROSADO 8456920022 15 FINI DRIVE SUITE 5 MIDDLETOWN NY 10941 X LINDA HICKS 1.50 X X 0 0 0 JOSEPH FERRI 1.00 X X 0 0 0 JAMES MONROE 1.50 X X 0 0 0 DEAN OUDERKIRK 0.50 X X 0 0 0 GEORGE HANDLER 1.50 X X 0 0 0 JIM LOUGHRAN 1.00 X 0 0 0 MELISSA MASSIMI 1.00 X 0 0 0 NICK PREDDICE 1.00 X 0 0 0 HAROLD BERLIN 1.00 X 0 0 0 KATIE BONELLI 1.00 X 0 0 0 JOHN GUATTERY 1.00 X 0 0 0 DANIEL B HULSE 1.00 X 0 0 0 EDWARD F LEKIS 1.00 X 0 0 0 FRED S LEVINSON 1.00 X 0 0 0 JAMES B DESTEFANO-SEE SCHEDULE O 0.50 X 3159 1088123 163584 AMY ANDERSON-WINCHELL 0.50 X 3029 239299 70035 MAUDE A ROSADO 0.50 X 1881 148598 26094 LORI LENTINI 0.50 X 1705 134634 26160 RONALD COLAVITO 0.50 X 1260 99577 14342 11034 1710231 300215 0 0 1 0 0 272647 32340 57071 304987 8844 8844 58682 272647 179966 -121284 -121284 192547 0 0 -112440 8004 8004 11315 11315 15149 15149 581 581 2282 2282 5878 866 5012 8034 8034 4850 4850 2324 2324 1472 1472 81 81 BANK PROCESSING FEES 1253 1253 BAD DEBT 805 805 573 573 62601 8004 25065 29532 208416 311213 210998 211410 11024 14275 500404 498058 930842 1034956 6595 4850 16165 2856 22760 7706 X 468834 477409 232815 343408 206433 206433 908082 1027250 930842 1034956 X 129946 -10778 X X 0 1 1 X 0 X 414088 139160 87302 108233 304987 1053770 414088 139160 87302 108233 304987 1053770 339245 714525 20716 14762 11785 11006 8844 67113 26664 26664 1147547 218244 0.62270 0.40830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 206433 206433 206433 206433 201433 5000 206433 196324 5109 201433 1.00000 0 0 0 DUE TO OCCUPATIONS, INC. 2856 2856 192547 62601 129946 -10778 -10778 119168 181769 -10778 -10778 192547 0 192547 62601 0 62601 0 62601 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INCOME FROM THE ENDOWMENT IS TO BE USED FOR GENERAL OPERATIONS OF THE ORGANIZATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2008 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. ANNUAL GALA 182239 154939 27300 24500 4000 49501 GOLF 116953 87504 29449 17216 7500 46047 2 32137 30204 1933 1850 29352 331329 272647 58682 41716 9350 4000 124900 179966 -121284 1 FOSTER CARE ASSISTANCE 2 8004 COST PURCHASE OF A VEHICLE AND TV PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZATION MONITORS THE USE OF THE ASSISTANCE FOR ITS CLIENTS IN THE FOSTER CARE PROGRAM BY DIRECT SUPERVISION AND OBSERVATION BY COUNSELORS. 0 1 0 0 0 0 0 1 0 JAMES B DESTEFANO-SEE SCHEDULE O 3084 243615 75 5925 0 838583 1865 147334 180 14205 5204 1249662 0 838583 AMY ANDERSON-WINCHELL 2758 217882 75 5925 196 15492 780 61643 95 7517 3904 308459 0 0 MAUDE A ROSADO 1727 136401 25 1975 129 10222 160 12624 166 13144 2207 174366 0 0 LORI LENTINI 1557 122977 25 1975 123 9682 150 11880 177 13953 2032 160467 0 0 PART I, LINE 4B 457(F) PLAN THAT WAS IMPLEMENTED TO RETAIN LONG TERM EXECUTIVES AND CATCH-UP FOR YEARS OF SERVICE THAT WERE (PROVIDED) WITHOUT A DEFERRED COMPENSATION PLAN: JAMES B. DESTEFANO - $140,262 AMY ANDERSON-WINCHELL - $54,402 MAUDE A. ROSADO - $7,063 LORI LENTINI - $6,672 PART I, LINE 7 THE AMOUNT OF THE BONUSES ARE REVIEWED AND APPROVED BY THE BOARD. X 28368 COST X 3 1280 COST X EVENT TICKETS 37 11431 COST X GIFT CARDS & BASKETS 33 15992 COST 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): NUMBER OF CONTRIBUTORS FORM 990, PART VI, SECTION A, LINE 3 OCCUPATIONS, INC. PROVIDES ADMINISTRATIVE AND MANAGEMENT SERVICES TO OCCUPATIONS FOUNDATION, INC. AND CHARGES A MANAGEMENT FEE FOR THE SERVICES PROVIDED FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS REVIEWED BY EXECUTIVE MANAGEMENT PRIOR TO SUBMISSION. A COPY OF THE FULL 990 WAS SENT TO EACH BOARD MEMBER FOR QUESTIONS AND INPUT AND DISCUSSED AT A BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CONFLICT OF INTEREST POLICIES ARE GIVEN OUT TO ALL BOARD MEMBERS AND OFFICERS. THEY ARE REQUESTED TO RETURN IT ONLY IF THEY HAVE A CONFLICT TO NOTE OR IF ANYTHING HAS CHANGED SINCE THE PRIOR YEAR. THE ORGANIZATION WILL FOLLOW UP WITH SOMEONE WHO HAS HAD A PRIOR CONFLICT AND DOES NOT RETURN THE FORM AS TO WHETHER THE CONFLICT STILL EXISTS OR NOT. ANY CONFLICTS MUST BE REPORTED TO THE BOARD AND THE INDIVIDUAL IS RECUSED FROM THE VOTING PROCESS RELATING TO THE CONFLICT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. HOURS WORKED FOR RELATED ORGANIZATIONS FORM 990, PART VII FRED S. LEVINSON - 5 EDWARD F. LEKIS - 5 DANIEL B. HULSE - 4.5 JIM LOUGHRAN - 3 MELISSA MASSIMI - 3 DEAN OUDERKIRK - 2 JOHN GUATTERY - 3 LINDA HICKS - 4.5 GEORGE HANDLER - 3 JAMES DESTEFANO - 39.5 AMY ANDERSON-WINCHELL - 39.5 MAUDE ROSADO - 39.5 LORI A. LENTINI - 39.5 RONALD COLAVITO - 39.5 CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -10,778. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART VII JAMES DESTEFANO RECEIVED FINAL PAYOUT OF NON-QUALIFIED CATCH UP PLAN THAT WAS EXPENSED AND EARNED IN YEARS 2007 THROUGH 2012. OCCUPATIONS INC 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 141471097 REHABILITATION NY 501(C)(3) LINE 9 N/A 0 NEW DYNAMICS CORPORATION 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 061497119 EMPLOYMENT SERVICES NY 501(C)(3) LINE 9 N/A 0 FAMILY EMPOWERMENT COUNCIL INC 225 DOLSON AVENUE MIDDLETOWN NY 10940 133751820 SERVICES FOR DISABLED INDIVIDUALS NY 501(C)(3) LINE 9 N/A 0 21-23 GRAND STREET PROPERTIES INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 263891615 ACQUIRING PROPERTY NY 501(C)(2) N/A N/A 0 SUNRISE GARDENS HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 454078613 TITLE-HOLDING COMPANY NY N/A C 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0