2012-11-15T14:44:01-06:00 2011-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2011-01-01 130659550 EDISON ELECTRIC INSTITUTE INC EDIS 2025085000 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 JOHN S SCHLENKER 2025085000 2012-11-15 1 KAREN GRIES P00078514 5712279500 2011 2016-02-24 21:20:13Z THOMAS R KUHN 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 159984010 0 X WWW.EEI.ORG X 1933 VA TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY. 71 71 214 100 731498 -215388 0 0 78194885 80031179 3703213 3971588 0 0 81898098 84002767 1039336 1307394 0 0 34240004 35742587 0 0 0 41121105 40404152 76400445 77454133 5497653 6548634 99239677 101575280 79339274 85621820 19900403 15953460 X EDISON ELECTRIC INSTITUTE INC. IS THE ASSOCIATION OF AMERICA'S SHAREHOLDER-OWNED ELECTRIC UTILITIES. THE INSTITUTE PROVIDES AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS, CONGRESS, GOVERNMENT AGENCIES, THE FINANCIAL COMMUNITY, AND OTHER INFLUENTIAL AUDIENCES. 0 0 EDISON ELECTRIC INSTITUTE'S (EEI) ENVIRONMENT/ENERGY RESOURCES PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING CLEAN AIR, GLOBAL CLIMATE, CLEAN WATER,CLEAN COAL TECHNOLOGIES, NATURAL GAS, HYDROPOWER, OTHER RENEWABLE FUELS, RAIL TRANSPORTATION, RISK ASSESSMENT, RISK MANAGEMENT, AND WASTE ACTIVITIES. AS THE ASSOCIATION FOR SHAREHOLDER-OWNED ELECTRIC UTILTIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE, INC. EEI'S INDUSTRY STRUCTURE PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING THE FEDERAL ENERGY REGULATORY COMMISSION (FERC), THE NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION (NERC), AND THE NATIONAL ASSOCIATION OF REGULATORY COMMISSIONERS (NARUC). IT ALSO INCLUDES ACTIVITIES ASSOCIATED WITH THE IMPLEMENTATION OF THE ENERGY POLICY ACT OF 2005 AND RELATED LITIGATION, SUBSIDY ISSUES, MODELING, ECONOMIC RESEARCH, AND GENERAL ENERGY POLICY ADVOCACY. AS THE ASSOCIATION FOR SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE INC. EEI'S FINANCE AND TAX PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING WALL STREET OUTREACH, TAX ISSUES, FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUES, FINANCIAL ACTIVITIES, AND STUDIES. AS THE ASSOCIATION FOR SHAREHOLDER-OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE INC. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 232 0 1 214 1 1 1 0 0 0 0 0 X 71 71 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOHN S SCHLENKER 2025085540 701 PENNSYLVANIA AVE NW WASHINGTON DC 200042696 RICHARD C KELLY 3.00 X 0 0 0 THOMAS F FARRELL II 3.00 X 0 0 0 LEWIS HAY III 3.00 X 0 0 0 MICHAEL W YACKIRA 3.00 X 0 0 0 WILIAM D JOHNSON 3.00 X 0 0 0 ANDRES GLUSKI 1.00 X 0 0 0 TIM MCLEOD 1.00 X 0 0 0 ALAN R HODNIK 1.00 X 0 0 0 PAUL J EVANSON 1.00 X 0 0 0 WILLIAM D HARVEY 1.00 X 0 0 0 THOMAS R VOSS 1.00 X 0 0 0 MICHAEL G MORRIS 1.00 X 0 0 0 NICHOLAS K AKINS 1.00 X 0 0 0 JOHN C PROCARIO 1.00 X 0 0 0 SCOTT L MORRIS 1.00 X 0 0 0 DAVID R EMERY 1.00 X 0 0 0 DAVID M MCCLANAHAN 1.00 X 0 0 0 LAWRENCE J REILLY 1.00 X 0 0 0 ROBERT H YOUNG 1.00 X 0 0 0 STEVEN V LANT 1.00 X 0 0 0 MICHAEL H MADISON 1.00 X 0 0 0 BRUCE A WILLIAMSON 1.00 X 0 0 0 JOHN G RUSSELL 1.00 X 0 0 0 KEVIN BURKE 1.00 X 0 0 0 MAYO A SHATTUCK III 1.00 X 0 0 0 PAUL M BARBAS 1.00 X 0 0 0 GERARD M ANDERSON 1.00 X 0 0 0 JAMES E ROGERS 1.00 X 0 0 0 RICHARD RIAZZI 1.00 X 0 0 0 THEODORE F CRAVER JR 1.00 X 0 0 0 DAVID W STEVENS 1.00 X 0 0 0 WILLIAM H SHEPPARD 1.00 X 0 0 0 ROBERT JS HANF 1.00 X 0 0 0 GERRY CHASSE 1.00 X 0 0 0 BRADLEY P BEECHER 1.00 X 0 0 0 WILLIAM L GIPSON 1.00 X 0 0 0 JOHN F YOUNG 1.00 X 0 0 0 ROD WEST 1.00 X 0 0 0 CHRISTOPHER CRANE 1.00 X 0 0 0 JOHN W ROWE 1.00 X 0 0 0 ANTHONY J ALEXANDER 1.00 X 0 0 0 EDWARD R MULLER 1.00 X 0 0 0 MICHAEL J CHESSER 1.00 X 0 0 0 MARY G POWELL 1.00 X 0 0 0 CONSTANCE LAU 1.00 X 0 0 0 ROBERT D KUMP 1.00 X 0 0 0 J LAMONT KEEN 1.00 X 0 0 0 CHARLES A SCHROCK 1.00 X 0 0 0 JOSEPH L WELCH 1.00 X 0 0 0 GARY J WOLTER 1.00 X 0 0 0 GREGORY E ABEL 1.00 X 0 0 0 DAVID L GOODIN 1.00 X 0 0 0 PHILIP BARNHARD IV 1.00 X 0 0 0 THOMAS B KING 1.00 X 0 0 0 JIMMY STATON 1.00 X 0 0 0 CHARLES W SHIVERY 1.00 X 0 0 0 ROBERT C ROWE 1.00 X 0 0 0 THOMAS J MAY 1.00 X 0 0 0 PETER B DELANEY 1.00 X 0 0 0 JOHN D ERICKSON 1.00 X 0 0 0 EDWARD J MCINTYRE 1.00 X 0 0 0 JOSEPH M RIGBY 1.00 X 0 0 0 PETER A DARBEE 1.00 X 0 0 0 CHRISTOPHER P JOHNS 1.00 X 0 0 0 DONALD E BRANDT 1.00 X 0 0 0 PATRICIA K VINCENT-COLLAWN 1.00 X 0 0 0 JAMES J PIRO 1.00 X 0 0 0 JAMES H MILLER 1.00 X 0 0 0 RALPH IZZO 1.00 X 0 0 0 KIMBERLY J HARRIS 1.00 X 0 0 0 STEPHEN P REYNOLDS 1.00 X 0 0 0 THOMAS A FANNING 1.00 X 0 0 0 MAURICE T KLEFEKER 1.00 X 0 0 0 JOHN B RAMIL 1.00 X 0 0 0 LON R GREENBERG 1.00 X 0 0 0 JAMES P TORGERSON 1.00 X 0 0 0 PAUL J BONAVIA 1.00 X 0 0 0 ROBERT G SCHOENBERGER 1.00 X 0 0 0 CARL L CHAPMAN 1.00 X 0 0 0 CHRISTOPHER L DUTTON 1.00 X 0 0 0 WILLIAM B MOORE 1.00 X 0 0 0 MARK A RUELLE 1.00 X 0 0 0 GALE E KLAPPA 1.00 X 0 0 0 MATTHEW W SUNSERI 1.00 X 0 0 0 BENJAMIN GS FOWKE III 1.00 X 0 0 0 THOMAS KUHN 45.00 X 6736627 0 73548 DAVID OWENS 45.00 X 801012 0 654057 LYNN LEMASTER 45.00 X 417597 0 185089 BRIAN WOLFF 45.00 X 731297 0 131966 EDWIN ANTHONY 45.00 X 625651 0 206894 EDWARD COMER 45.00 X 389373 0 145408 MARY MILLER 45.00 X 381324 0 116324 PATRIC O'KELLEY 45.00 X 153994 0 47551 JOHN SCHLENKER 45.00 X 242034 0 77080 QUINLAN SHEA 45.00 X 342640 0 104495 RICHARD MCMAHON 45.00 X 337777 0 129611 JAMES FAMA 45.00 X 330446 0 111142 KATHRYN STECKELBERG 45.00 X 322388 0 108966 JOHN EASTON 45.00 X 317703 0 90318 BRIAN MCCORMACK 45.00 X 305725 0 30490 RICHARD TEMPCHIN 45.00 X 264506 0 99219 SADEGH RAZEGHI 45.00 X 225442 0 52850 JAMES ROEWER 45.00 X 205803 0 69017 J BRUCE BROWN 45.00 X 195437 0 47026 JAMES OWEN 45.00 X 192761 0 63407 13519537 0 2544458 20 1 1 0 HUNTON & WILLIAMS 1900 K STREET WASHINGTON DC 20006 CONSULTING 8780353 VENABLE LLP 575 SEVENTH STREET WASHINGTON DC 20004 CONSULTING 2543419 OCE BUSINESS SERVICES 855 AVENUE OF THE AMERICAS NEW YORK NY 10001 BUSINESS SERVICE CENTER 589460 WINSTON & STRAWN LLP 1700 K ST WASHINGTON DC 20006 CONSULTING 516310 ICF RESOURCES INC 9300 LEE HIGHWAY FAIRFAX VA 22031 CONSULTING 465056 5 MEMBERSHIP DUES 900099 68642616 68642616 MEETINGS 900099 7741389 7741389 PROGRAMS 900099 2716633 2716633 ADVERTISING 541800 731498 731498 PUBLICATIONS 511190 199043 199043 80031179 4051732 4051732 75901099 75981243 -80144 -80144 -80144 84002767 79299681 731498 3971588 1307394 14610504 13723356 3605014 2358023 1445690 12729818 92968 2511536 358520 4541060 1092830 3168272 1463387 1969 4680715 1944184 10330 6086728 472268 MISCELLANEOUS 771988 SUBSCRIPTIONS 445746 PERSONAL PROPERTY TAX 31833 77454133 2600 2600 9099767 4928791 1402958 1832899 439144 485851 1007425 915684 3680484 1951220 1547479 1729264 85740304 91164473 0 515718 99239677 101575280 7463447 6611543 27194773 26824282 44681054 52185995 79339274 85621820 X 19900403 15953460 19900403 15953460 99239677 101575280 X 6548634 -10495577 X 0 1 1 X 0 623145 548145 75000 623145 0 DEMOCRATIC ATTORNEYS GENERAL ASSOCIATION 1580 LINCOLN ST SUITE 1125 WASHINGTON DC 20002 134220019 25000 REPUBLICAN STATE LEADERSHIP COMMITTEE 1800 DIAGNONAL ROAD ALEXANDRIA VA 22314 050553252 50000 0 0 1 66037569 12326086 277003 12603089 11780458 822631 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: THE ORGANIZATION SUPPORTED POLITICAL ORGANIZATIONS AND CANDIDATES FOR STATE AND LOCAL OFFICE WHERE LEGALLY PERMISSIBLE. 39798 3899 35899 2111988 1675476 436512 1528698 271845 1256853 1729264 POSTRETIREMENT BENEFIT OBLIGATION 13624322 DEFERRED COMPENSATION 34112182 DEFERRED RENT 2301549 BENEFITS LIABILITIES 1524141 OTHER CURRENT LIABILITIES 338385 LONG TERM LEASE OBLIGATION 185416 LIFE INSURANCE LIABILITY 100000 52185995 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: EDISON ELECTRIC INSTITUTE INC. AND THE FOUNDATION HAVE EVALUATED THEIR TAX POSITIONS AND DETERMINED THAT THEIR POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. EDISON ELECTRIC INSTITUTE INC. AND THE FOUNDATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2008 THROUGH 2010 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. EUROPE 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 327473 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 3509 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 8017 NORTH AMERICA 0 0 PROGRAM SERVICES MEETINGS WITHIN THE REGION 3749 0 0 0 0 0 0 342748 0 342748 0 0 0 0 0 0 1 AABE PO BOX 92346 WASHINGTON DC 20090 840782569 501C3 25000 EVENT SPONSORSHIP ACCF-CTR FOR POLICY RESEARCH 1750 K STREET 400 WASHINGTON DC 20006 521091172 501C3 15000 CONTRIBUTIONS / MEMBERSHIPS ALLIANCE TO SAVE ENERGY 1850 M STREET NW WASHINGTON DC 20006 521082991 501C3 5000 EVENT SPONSORSHIP ASAECENTER FOR ASSOCIATION LEADERSHIP 1575 I STREET NW WASHINGTON DC 20005 530026940 501C6 10500 EVENT SPONSORSHIP ASPEN INSTITUTE PO BOX 222 QUEENSTOWN MD 21658 840399006 501C3 7400 CONTRIBUTIONS / MEMBERSHIPS BUILDING AND CONSTRUCTION TRADES DEPARTE 815 16TH STREET NW SUITE 600 WASHINGTON DC 20006 530025755 501C5 15000 EVENT SPONSORSHIP CAMPAIGN FOR HOME ENERGY ASSISTANCE 1615 L STREET NW WASHINGTON DC 20036 521243510 501C3 15000 CORPORATE RESPONSIBILITY CAPITAL AREA REACH PROGRAM PO BOX 77213 WASHINGTON DC 20013 264088542 501C3 5000 CORPORATE RESPONSIBILITY CENTER FOR AUTOMOTIVE RESEARCH 1000 VICTORS WAY SUITE 200 ANN ARBOR MI 48108 010779978 501C3 5000 EVENT SPONSORSHIP CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 204504014 501C3 105000 PROGRAM SUPPORT COALITION FOR A FISCALLY SOUND AMERICA 888 SIXTEENTH STREET NW WASHINGTON DC 20006 453770954 501C4 25000 CONTRIBUTIONS / MEMBERSHIPS CONGRESSIONAL BLACK CAUCUS FOUNDATION 1720 MASSACHUSETTS AVE NW WASHINGTON DC 20036 521160561 501C4 10000 EVENT SPONSORSHIP CONGRESSIONAL BLACK CAUCUS INSTITUTE 455 MASSACHUSETTS AVE NW SUITE 150-355 WASHINGTON DC 20001 522270607 501C4 10000 EVENT SPONSORSHIP CONSORTIUM OF CATHOLIC ACAD 5001 EASTERN AVENUE SUITE 207 HYATTSVILLE MD 20782 522050972 501C3 5000 CORPORATE RESPONSIBILITY EDISON INNOVATION FOUNDATION 1 RIVERFRONT PLAZA 3RD FLOOR NEWARK NJ 07102 223442892 501C3 5000 CONTRIBUTIONS / MEMBERSHIPS ELECTRIC DRIVE TRANSPORTATION ASSOCIATIO 1101 VERMONT AVENUE NW WASHINGTON DC 20005 521665058 501C6 12500 PROGRAM SUPPORT ELECTRICAL SAFETY FOUNDATION INT'L 1300 NORTH 17TH STREET SUITE 1752 ROSSLYN VA 22209 521892239 501C3 5000 PROGRAM SUPPORT FAITH AND POLITICS INSTITUTE 110 MARYLAND AVENUE NE SUITE 504 WASHINGTON DC 20002 521759052 501C3 5000 EVENT SPONSORSHIP GEORGE W BUSH PRESIDENTIAL CENTER PO BOX 600610 DALLAS TX 75206 204119317 501C3 15000 CORPORATE RESPONSIBILITY HAWKS ALOFT INC PO BOX 10028 ALBUQUERQUE NM 87184 850418661 501C3 5000 PROGRAM SUPPORT JOINT CENTER FOR POLITICAL AND ECONOMIC STUDIES 1090 VERMONT AVENUE NW SUITE 1100 WASHINGTON DC 20005 521069070 501C3 15000 EVENT SPONSORSHIP KEYSTONE CENTER 1628 SAINTS JOHN RD KEYSTONE CO 80435 840688506 501C3 10500 EVENT SPONSORSHIP LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS 1629 K STREET NW 10TH FLOOR WASHINGTON DC 20006 529789800 501C4 10000 PROGRAM SUPPORT LEADERSHIP GREATER WASHINGTON INC 2101 L STREET NW WASHINGTON DC 20037 521552960 501C3 5000 EVENT SPONSORSHIP NATIONAL BLACK CHAMBER OF COMMERCE 1350 CONNECTICUT AVENUE NW SUITE 405 WASHINGTON DC 20036 351889294 501C3 15000 EVENT SPONSORSHIP NATIONAL CONFERENCE OF STATE LEGISLATURE 7700 EAST FIRST PLACE DENVER CO 80230 840772595 501C3 12473 EVENT SPONSORSHIP NATIONAL FUEL FUNDS NETWORK 1010 VERMONT AVENUE NW SUITE 718 WASHINGTON DC 20005 521559709 501C3 5000 PROGRAM SUPPORT NATIONAL LABOR COLLEGE 10000 NEW HAMPSHIRE AVENUE SILVER SPRING MD 20903 520895834 501C3 5000 EVENT SPONSORSHIP NATIONAL LAMPAC 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 262620296 501C3 49500 PROGRAM SUPPORT NATIONAL MULTIPLE SCLEROSIS SOCIETY 1800 M STREET WASHINGTON DC 22036 530237585 501C3 26000 EVENT SPONSORSHIP NATIONAL ORGANIZATION OF BLACK ELECTED LEGISLATIVE WOMEN PO BOX 7217 DENVER CO 80207 954546966 501C3 15000 PROGRAM SUPPORT NATIONAL POLICY ALLIANCE 805 15TH STREET NW 2 FLR WASHINGTON DC 20005 453204563 7500 EVENT SPONSORSHIP PHI COMMUNITY FOUNDATION 701 NINTH STREET NW EP9420 WASHINGTON DC 20068 510367729 501C3 5000 EVENT SPONSORSHIP POINTS OF LIGHT INSTITUTE 600 MEANS STREET SUITE 210 ATLANTA GA 30318 650206641 501C3 5000 EVENT SPONSORSHIP PREVENT CANCER FOUNDATION 1600 DUKE STREET 500 ALEXANDRIA VA 22314 521429544 501C3 10000 EVENT SPONSORSHIP RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 530220900 501C3 10000 PROGRAM SUPPORT ROOSEVELT INSTITUTE 520 LEXINGTON AVE 18TH FLOOR NEW YORK NY 10022 237213592 501C3 10000 PROGRAM SUPPORT SCE'S RIVERGRADE VICTIMS FUND 1803 WALNUT GROVE AVENUE ROSEMEAD CA 91770 951240335 5000 CORPORATE RESPONSIBILITY SO OTHERS MIGHT EAT 71 O STREET NW WASHINGTON DC 20001 237098123 501C3 5000 EVENT SPONSORSHIP SOUTHERN STATES ENERGY BOARD 6325 AMHERST COURT NORCROSS GA 30092 580864888 501C1 7500 EVENT SPONSORSHIP TASTE OF THE SOUTH PO BOX 2826 WASHINGTON DC 20013 531343458 501C3 10000 EVENT SPONSORSHIP THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 522106274 501C3 65604 PROGRAM SUPPORT UNITED STATES ENERGY ASSOCIATION 1300 PENNSYLVANIA AVE NW WASHINGTON DC 20004 136219869 501C3 5000 EVENT SPONSORSHIP UNITED WAY NATIONAL CAPITAL 95 M STREET SW WASHINGTON DC 20024 530234290 501C3 5000 CORPORATE RESPONSIBILITY US NAVY MEMORIAL FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 521104476 501C3 5500 EVENT SPONSORSHIP USHCC 1424 K STREET NW SUITE 401 WASHINGTON DC 20005 521754621 501C6 10000 EVENT SPONSORSHIP UTILITIES TELECOM COUNCIL 1901 PENNSYLVANIA AVE NW WASHINGTON DC 20006 526042453 501C6 5000 EVENT SPONSORSHIP CONGRESSIONAL BASEBALL GAME 1918 18TH STREET WASHINGTON DC 20009 CHEVY CHASE MD 20815 526063003 501C3 10000 EVENT SPONSORSHIP WESTERN GOVERNORS' ASSOCIATION 1600 BROADWAY SUITE 1700 DENVER CO 80202 840747227 SECTION 170 10000 PROGRAM SUPPORT WESTERN LAMPAC 321 16TH AVENUE SOUTH SEATTLE WA 98144 202432543 501C6 12000 EVENT SPONSORSHIP WOMEN'S COUNCIL ON ENERGY AND PO BOX 33211 WASHINGTON DC 20033 521258690 501C3 5000 EVENT SPONSORSHIP 38 11 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WHEN GRANT FUNDS ARE AWARDED, EEI MAY REQUEST THE AMOUNTS BE RESTRICTED FOR A SPECIFIC PURPOSE. GRANTEES MANY TIMES WILL REPORT BACK TO EEI THE SPECIFIC USE OF THE FUNDS AND VARIOUS OUTCOMES. HOWEVER, THIS IS NOT A REQUIREMENT FOR EACH GRANT AWARDED. X X 1 1 X X X X X X 0 1 0 THOMAS KUHN 821583 0 644853 0 5270191 0 48902 0 24646 0 6810175 0 2544000 0 DAVID OWENS 504473 0 268000 0 28539 0 642822 0 11235 0 1455069 0 0 0 LYNN LEMASTER 13773 0 184000 0 219824 0 183670 0 1419 0 602686 0 0 0 BRIAN WOLFF 503473 0 225000 0 2824 0 119978 0 11988 0 863263 0 0 0 EDWIN ANTHONY 40249 0 148000 0 437402 0 203689 0 3205 0 832545 0 118435 0 EDWARD COMER 281864 0 99000 0 8509 0 123730 0 21678 0 534781 0 0 0 MARY MILLER 265759 0 100000 0 15565 0 110932 0 5392 0 497648 0 0 0 PATRIC O'KELLEY 13473 0 69000 0 71521 0 47343 0 208 0 201545 0 0 0 JOHN SCHLENKER 191345 0 35000 0 15689 0 58266 0 18814 0 319114 0 0 0 QUINLAN SHEA 232191 0 90000 0 20449 0 88926 0 15569 0 447135 0 0 0 RICHARD MCMAHON 230172 0 90000 0 17605 0 108427 0 21184 0 467388 0 0 0 JAMES FAMA 227442 0 85000 0 18004 0 89984 0 21158 0 441588 0 0 0 KATHRYN STECKELBERG 238393 0 82000 0 1995 0 99635 0 9331 0 431354 0 0 0 JOHN EASTON 206201 0 76000 0 35502 0 76701 0 13617 0 408021 0 0 0 BRIAN MCCORMACK 229296 0 75000 0 1429 0 21800 0 8690 0 336215 0 0 0 RICHARD TEMPCHIN 178402 0 66000 0 20104 0 78224 0 20995 0 363725 0 0 0 SADEGH RAZEGHI 169977 0 32900 0 22565 0 50319 0 2531 0 278292 0 0 0 JAMES ROEWER 144925 0 43400 0 17478 0 48143 0 20874 0 274820 0 0 0 J BRUCE BROWN 143968 0 28000 0 23469 0 43661 0 3365 0 242463 0 0 0 JAMES OWEN 164650 0 15000 0 13111 0 44993 0 18414 0 256168 0 0 0 PART I, LINE 1A PART 1, QUESTION 1A - TRAVEL FOR COMPANIONS: THOMAS KUHN $492 INCLUDED IN INCOME JOHN EASTON $1,178 INCLUDED IN INCOME PART I, QUESTION 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THOMAS KUHN $1,380 INCLUDED IN INCOME RICHARD MCMAHON $860 INCLUDED IN INCOME PART I, LINE 4B THE EDISON ELECTRIC INSTITUTE PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE MANAGEMENT EMPLOYEES WHOSE BENEFITS ARE REDUCED BY IRS REGULATIONS. THOMAS R. KUHN $2,448,566 DAVID K. OWENS $593,920 BRIAN WOLF $69,076 LYNN H. LEMASTER $141,290 EDWIN R. ANTHONY $165,427 EDWARD H. COMER $74,828 JOHN J. EASTON $27,799 PATRIC D. O'KELLEY $24,650 QUINLAN SHEA $34,657 KATHRYN STECKELBERG $45,498 JAMES FAMA $37,625 RICHARD MCMAHON $53,358 MARY MILLER $62,030 JOHN SCHLENKER $3,370 RICHARD TEMPCHIN $22,790 THOMAS KUHN SPLIT DOLLAR LIFE INSURANCE POLICY WITH CEO X 0 485851 0 1 1 485851 FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF DIRECTORS, AFTER EACH ANNUAL ELECTION OF DIRECTORS AND BY THE RESOLUTION ADOPTED BY A MAJORITY OF THE ENTIRE BOARD, MAY DESIGNATE FROM ITS OWN MEMBERSHIP AN EXECUTIVE COMMITTEE OF EIGHTEEN INCLUDING THE CHAIRMAN AND VICE CHAIRMEN. IN ADDITION TO THOSE DESIGNATED TO SERVE ON THE EXECUTIVE COMMITTEE, FORMER CHAIRMEN OF THE INSTITUTE WHO CONTINUE AS CHAIRMAN OR CHIEF EXECUTIVE OFFICER OF A CLASS A INSTITUTE MEMBER SHALL SERVE AS EX OFFICIO, NON-VOTING MEMBERS OF THE COMMITTEE. THE EXECUTIVE COMMITTEE MAY EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD EXCEPT: 1. APPROVAL OR RECOMMENDATION TO MEMBERS OF ACTION THAT IS REQUIRED TO BE APPROVED BY MEMBERS UNDER STATUTE; 2. THE FILLING OF VACANCIES IN THE BOARD OF DIRECTORS OR IN ANY COMMITTEE THEREOF; 3. THE FIXING OF COMPENSATION OF THE DIRECTORS FOR SERVING ON THE BOARD OR ON ANY COMMITTEE THEREOF; 4. THE AMENDMENT OR REPEAL OF THE BYLAWS OR THE ADOPTION OF NEW BYLAWS; 5. THE AMENDMENT OR REPEAL OF ANY RESOLUTION OF THE BOARD WHICH BY ITS TERMS SHALL NOT BE SO AMENDABLE OR REPEALABLE AND AS OTHERWISE REQUIRED BY RESOLUTION OF THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE EXECUTIVE COMMITTEE. VACANCIES IN THE MEMBERSHIP OF THE COMMITTEE SHALL BE FILLED BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL KEEP REGULAR MINUTES OF THE PROCEEDINGS AND REPORT THE SAME TO THE BOARD WHEN REQUIRED. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS THREE VOTING CLASSES OF MEMBERSHIP: OPERATING COMPANY MEMBERS - INVESTOR-OWNED OPERATING ELECTRIC CORPORATIONS ENGAGED IN THE GENERATION, TRANSMISSION, OR DISTRIBUTION OF ELECTRICTY TO THE PUBLIC IN THE US OR ITS POSSESSIONS. EEI'S US SHAREHOLDER-OWNED ELECTRIC COMPANY MEMBERS SERVE 95% OF THE ULTIMATE CUSTOMERS IN THIS SEGMENT OF THE INDUSTRY AND REPRESENT APPROXIMATELY 70% OF THE US ELECTRIC POWER INDUSTRY. HOLDING COMPANY MEMBERS - BEING CORPORATIONS IN THE US OR ITS POSSESSIONS WHICH BY VIRTUE OF OWNERSHIP OF SECURITIES IN INVESTOR-OWNED CORPORATIONS ARE INTERESTED IN ADVANCING THE BUSINESS OF OPERATING ELECTRICAL COMPANIES IN RELATION TO THE SALE OF ELECTRICITY TO THE ULTIMATE CONSUMER. SUBSIDIARY COMPANY MEMBERS - BEING SUBSIDIARY COMPANIES OF OPERATING COMPANY OR HOLDING COMPANY MEMBERS, SHALL BE ELIGIBLE FOR SEPARATE MEMBERSHIP. PARTICIPATION ON STANDING COMMITTEES AND IN OTHER ACTIVITIES OF THE ORGANIZATION SHALL BE DEFINED BY AND DETERMINED FROM TIME TO TIME BY THE BOARD. THE ORGANIZATION HAS THREE NON-VOTING CLASSES OF MEMBERSHIP: INTERNATIONAL AFFILIATES - EDISON ELECTRIC INSTITUTE'S INTERNATIONAL AFFILIATES PROGRAM PROVIDES THE CRITICAL LINK THAT BRINGS TOGETHER ELECTRIC COMPANIES AROUND THE WORLD WITH THE US ELECTRIC POWER INDUSTRY. THIS SPECIAL PROGRAM OFFERS ELECTRIC COMPANIES OUTSIDE THE US THE OPPORTUNITY TO BECOME EEI MEMBERS REGARDLESS OF THEIR OWNERSHIP FORM. THROUGH ITS EXPANDED INTERNATIONAL INVOLVEMENT, EEI BROADENS THE VALUE OF SHARED EXPERTISE AND EXPERIENCE ON ISSUES OF CONCERN AND INTEREST TO ELECTRIC COMPANIES AROUND THE WORLD. ASSOCIATES - EDISON ELECTRIC INSTITUTE INC. ASSOCIATE MEMBERSHIP IS DESIGNED FOR FIRMS THAT HAVE AN INTEREST IN ADVANCING THE DEVELOPMENT OF THE ELECTRIC POWER INDUSTRY. THESE FIRMS MAY PROVIDE GOODS AND SERVICES TO THE INDUSTRY, BUT MAY NOT BE ENGAGED IN THE GENERATION, TRANSMISSION, DISTRIBUTION, BROKERAGE, OR SALE OF ELECTRICITY. ASSOCIATE MEMBERSHIP HELPS FIRMS TO BETTER KNOW AND UNDERSTAND THE INDUSTRY, THE PEOPLE, AND THE ISSUES. HONORARY MEMBERS - MEMBERS WHO, ON ACCOUNT OF THEIR STANDING OR QUALIFICATIONS, IN THE OPINION OF THE BOARD AND BY ITS ELECTION, ARE ENTITLED TO SUCH HONOR. FORM 990, PART VI, SECTION A, LINE 7A THE DIRECTORS ARE ELECTED AT THE ANNUAL MEETING BY VOTING CLASS MEMBERS OF THE ORGANIZATION EITHER IN-PERSON OR BY PROXY. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP OF THE ORGANIZATION DOES APPROVE BYLAW AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 DUE TO THE SIZE OF THE GOVERNING BODY AND MAGNITUDE AND COMPLEXITY OF THE FORM 990, THE RETURN FOR EDISON ELECTRIC INSTITUTE INC. IS REVIEWED BY THE ORGANIZATION'S OUTSIDE CPA FIRM AND REPORTED BY THE ENGAGEMENT PARTNER TO THE INSTITUTE'S EXECUTIVE COMMITTEE IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES. EDISON ELECTRIC INSTITUTE INC.'S CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND IS ON THE ORGANIZATION'S INTRANET SITE. THIS DOCUMENT INCLUDES, IN PART, EEI'S CORE VALUES, OPERATING PRINCIPLES, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY, WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER. PERIODIC REMINDERS ARE GIVEN. EDISON ELECTRIC INSTITUTE, INC. HAS A WRITTEN DIRECTOR'S CONFLICT OF INTEREST POLICY, APPLICABLE TO ALL MEMBERS OF ITS BOARD OF DIRECTORS, WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S BOARD. PERIODIC REMINDERS ARE GIVEN. THE ORGANIZATION ALSO HAS A CORPORATE COMPLIANCE OFFICER, A POLICY AND PROCEDURE FOR REPORTING VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE USE OF EDISON ELECTRIC INSTITUTE INC.'S CORPORATE RESOURCES AND FINANCIAL REPORTING AND A VENDOR CODE OF CONDUCT POLICY. THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES; ALTHOUGH WE STAND READY TO ENFORCE THE POLICIES IN APPROPRIATE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE ORGANIZATION'S CEO IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT CONSULTANT ON AN ANNUAL BASIS. THE CEO'S COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE BOARD. THE CEO HAS A WRITTEN EMPLOYMENT CONTRACT. THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS. OFFICER COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE A PUBLIC DOCUMENT AND ARE AVAILABLE ON THE VIRGINIA SECRETARY OF STATE WEB SITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC, HOWEVER THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -294,497. OTHER COMPREHENSIVE LOSS -10,201,080. TOTAL TO FORM 990, PART XI, LINE 5: -10,495,577. EXPLANATION FOR HOURS WORKED FORM 990, PART VII THOMAS R. KUHN DEVOTES APPROXIMATELY 48 HOURS PER WEEK AS FOLLOWS: EDISON ELECTRIC INSTITUTE, INC. 45 HOURS CENTER FOR WORKFORCE DEVELOPMENT 1 HOUR NATIONAL LAMPAC 0.5 HOUR THOMAS ALVA EDISON FOUNDATION 1 HOUR JOHN S. SCHLENKER DEVOTES APPROXIMATELY 48 HOURS PER WEEK AS FOLLOWS: EDISON ELECTRIC INSTITUTE, INC. 45 HOURS CENTER FOR WORKFORCE DEVELOPMENT 1 HOUR NATIONAL LAMPAC 0.5 HOUR THOMAS ALVA EDISON FOUNDATION 1 HOUR MARY D. MILLER DEVOTES APPROXIMATELY 48 HOURS PER WEEK AS FOLLOWS: EDISON ELECTRIC INSTITUTE, INC. 45 HOURS CENTER FOR WORKFORCE DEVELOPMENT 1 HOURS EDISON ELECTRIC INSTITUTE, INC. VEBA 1 HOUR NATIONAL LAMPAC 1 HOUR THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 522106274 SCIENTIFIC/EDUCATION DC 501(C)(3) N/A N/A 0 CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 204504014 EDUCATION DE 501(C)(3) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 THOMAS ALVA EDISON FOUNDATION Q 997187 THOMAS ALVA EDISON FOUNDATION P 503742 CENTER FOR ENERGY WORKFORCE DEVELOPMENT P 115044 CENTER FOR ENERGY WORKFORCE DEVELOPMENT Q 84833