2012-11-14T13:37:52-06:00 2012-06-30 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2011-07-01 610445834 THE HOME OF THE INNOCENTS INC HOME 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 GORDON S BROWN 5025961000 2012-11-12 1 CHRISTINE N KOENIG P01022180 5024269660 2011 2016-02-24 21:20:13Z GORDON S BROWN 1100 EAST MARKET STREET LOUISVILLE KY 402061874 30334684 0 X WWW.HOMEOFTHEINNOCENTS.ORG X 1880 KY TO PROVIDE LOVING CARE TO ABUSED, ABANDONED, NEGLECTED AND MEDICALLY FRAGILE CHILDREN. 28 28 679 250 0 0 4680491 5264258 16868272 21096476 620261 908649 117743 189389 22286767 27458772 0 0 0 0 16442871 18603313 0 0 697597 8921739 10970788 25364610 29574101 -3077843 -2115329 98221791 96494826 34015104 34138305 64206687 62356521 X THE HOME OF THE INNOCENTS HAS BEEN OUR REGION'S OPEN ARMS TO CHILDREN IN CRISIS SINCE 1880. THE HOME PROVIDES LOVING, THERAPEUTIC CARE TO CHILDREN WHO ARE VICTIMS OF ABUSE, ABANDONMENT AND NEGLECT, AS WELL AS SKILLED CARE TO MEDICALLY FRAGILE CHILDREN AND CHILDREN WITH AUTISM. LAST YEAR, OVER 300 CHILDREN A DAY AND 3,874 TOTAL CHILDREN AND AT-RISK FAMILIES WERE SERVED THROUGH THE HOME'S RESIDENTIAL AND COMMUNITY-BASED PROGRAMS AND SERVICES. 0 0 4958161 2657556 CRISIS CARE SERVICES - PROVIDE EMERGENCY AND LONG-TERM SHELTER, RESIDENTIAL TREATMENT, CRISIS INTERVENTION, AND RESPITE SERVICES FOR CHILDREN FROM BIRTH TO AGE 18 WHO ARE VICTIMS OF ABUSE, ABANDONMENT, NEGLECT, OR FAMILY CRISIS. CHILDREN ARE ACCEPTED 24 HOURS A DAY, 365 DAYS A YEAR. IN DECEMBER 2010, RESIDENTIAL CAPACITY INCREASED FROM 45 TO 73 BEDS. THE HOME PROVIDED 368 CHILDREN WITH 20,304 DAYS OF CARE IN THE EMERGENCY SHELTER AND RESIDENTIAL TREATMENT PROGRAM. 3867177 1471330 HOME TO HOME SERVICES - SERVICES INCLUDE: 1)AFTERCARE AND FOLLOW-UP SERVICES TO ASSIST AT-RISK YOUNG ADULTS, AGES 18 - 24, WITH THE TRANSITION TO INDEPENDENT LIVING IN THE COMMUNITY. MANY HAVE BEEN IN FOSTER CARE, ARE HOMELESS, OR ARE VICTIMS OF DOMESTIC VIOLENCE. EMPHASIS IS PLACED ON EMPLOYMENT, EDUCATION, AND LIFE-SKILLS DEVELOPMENT WITH THE GOAL OF SELF-SUFFICIENCY. THE HOME'S AFTERCARE PROGRAM ASSISTED 78 HOMELESS AND AT-RISK YOUNG ADULTS AND THEIR CHILDREN WITH CASE MANAGEMENT, HOUSING, EDUCATION, EMPLOYMENT AND LIFE-SKILLS. THE CORNERSTONE PEER SUPPORT GROUP CONTINUES TO BE THE FOUNDATION OF THE AFTERCARE PROGRAM'S SUCCESS. 2)COMMUNITY BASED SERVICES ARE IN-HOME PROGRAMS OFFERING THERAPEUTIC SUPPORT FOR SEVERELY EMOTIONALLY DISTURBED CHILDREN AND AT-RISK FAMILIES TO DECREASE THE CHILD'S RISK OF HOSPITALIZATION OR OUT-OF-HOME PLACEMENT. 12695705 14111520 KOSAIR CHARITIES PEDIATRIC CONVALESCENT CENTER (KCPCC) - CARES FOR CHILDREN WITH SEVERE DISABILITIES. THESE CHILDREN HAVE MEDICAL NEEDS THAT REQUIRE 24-HOUR SKILLED CARE; SOME ARE DEPENDENT ON VENTILATORS, RESPIRATORS AND FEEDING TUBES, AND ALL ARE IN WHEELCHAIRS AND HAVE LIMITED VERBAL COMMUNICATION ABILITIES. IF IT WERE NOT FOR HOME OF THE INNOCENTS, MANY OF THESE CHILDREN WOULD HAVE TO GROW UP IN A HOSPITAL. THE KCPCC STAFF CARE FOR CHILDREN FROM BIRTH TO AGE 21 AND CAN ACCOMMODATE 76 CHILDREN, THANKS TO A NEW 30-BED UNIT WHICH OPENED IN DECEMBER 2010. THIS YEAR THE HOME SERVED 107 CHILDREN WITH LONG-TERM AND RESPITE CARE. 856788 546805 RESIDENTIAL SERVICES - A 22-BED PROGRAM SPECIALIZING IN SERVING PREGNANT AND PARENTING TEEN GIRLS WHO HAVE BEEN ABUSED, ABANDONED, OR NEGLECTED. 1150516 921189 THERAPEUTIC LOVING FOSTER CARE (TLC) - A FAMILY-BASED ALTERNATIVE TO INSTITUTIONAL TREATMENT FOR CHILDREN WITH SERIOUS EMOTIONAL AND BEHAVIORAL CONDITIONS. TLC FOCUSES ON CREATING "FOREVER FAMILIES" THROUGH ADOPTION. THE HOME'S THERAPEUTIC LOVING FOSTER CARE PROGRAM HELPED 87 CHILDREN AND, AT THE END OF THE FISCAL YEAR, HAD 35 LICENSED FOSTER HOMES. EIGHT CHILDREN FOUND "FOREVER FAMILIES" THROUGH ADOPTION, AND THE HOME'S ADOPTION RATE OVER THE LAST EIGHT YEARS REMAINS VERY HIGH AT MORE THAN 60%. 253634 OTHER PROGRAM SERVICES - SCHOOL LUNCH PROGRAM AND MISCELLANEOUS INCOME TO SUPPORT OTHER PROGRAM ACTIVITIES. 3350814 1388076 OUTPATIENT SERVICES - PROVIDE A FULL RANGE OF ASSESSMENT AND TREATMENT SERVICES INCLUDING MEDICAL, DENTAL, RADIOLOGY, AUDIOLOGY, PSYCHO-SOCIAL, PSYCHIATRIC, PHARMACY, AND BEHAVIORAL HEALTH FOR CHILDREN WITH DISABILITIES; LOW-INCOME CHILDREN; AND CHILDREN WHO ARE VICTIMS OF ABUSE, ABANDONMENT, AND/OR NEGLECT. 5358118 3109704 26879161 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 30 0 1 679 1 0 0 0 0 0 0 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 KY X X X MICHAEL O'BRIEN VP FINANCE & OPERATIONS 5025961000 1100 EAST MARKET STREET LOUISVILLE KY 402061874 BROWN ALLEN 2.00 X 0 0 0 AL CORNISH 2.00 X X 0 0 0 ED WEINBERG 2.00 X 0 0 0 REV JOAN SMITH 2.00 X 0 0 0 MAUREEN BREKKA 2.00 X X 0 0 0 BRAD CASE 2.00 X 0 0 0 GLENN LEVINE 2.00 X 0 0 0 DON NIX 2.00 X 0 0 0 KATHY PELLEGRINO 2.00 X 0 0 0 JOHN DEFAZIO 2.00 X 0 0 0 CHAMBERS MOORE 2.00 X X 0 0 0 BRIAN SPRINGFIELD 2.00 X 0 0 0 JONI WAY 2.00 X X 0 0 0 BRUCE DUDLEY 2.00 X X 0 0 0 YVONNE AUSTINE 2.00 X 0 0 0 RUTH DAVIS 2.00 X 0 0 0 LINDA ENGEL 2.00 X 0 0 0 BRAD ENNIS 2.00 X 0 0 0 HOWARD HOLLOMAN 2.00 X 0 0 0 DENISE VAUGHT 2.00 X 0 0 0 DERRICK LITTLEJOHN 2.00 X 0 0 0 VIRGINIA FRAZIER 2.00 X 0 0 0 RITA GREER 2.00 X 0 0 0 PHIL MCCAULEY 2.00 X 0 0 0 MICHAEL MILLER 2.00 X 0 0 0 LYLE SPALDING 2.00 X 0 0 0 AMY SPEARS 2.00 X 0 0 0 GREG STUMP 2.00 X 0 0 0 GORDON BROWN 45.00 X X 246985 0 28100 MICHAEL O'BRIEN 45.00 X 101650 0 15979 348635 0 44079 2 0 1 0 0 692777 273902 1469782 2827797 141532 5264258 PEDIATRIC CONVALESCENT 900099 14302572 14302572 CRISIS CARE SERVICES 900099 2657556 2657556 HOME TO HOME SERVICES 900099 1454415 1454415 OUTPATIENT SERVICES 900099 1213939 1213939 THERAPEUTIC LOVING FOS 900099 921189 921189 546805 546805 21096476 607799 607799 3078417 2777567 300850 300850 300850 34100 273902 98345 -64245 -64245 SCHOOL LUNCH PROGRAM 900099 165502 165502 MISCELLANEOUS INCOME 900099 88132 88132 253634 27458772 21350110 0 844404 365093 91273 273820 14771393 13561765 824777 384851 295447 236561 48767 10119 2001725 1878896 71578 51251 1169655 1024563 116292 28800 124669 9052 115617 44225 44225 51411 51411 766507 682116 18843 65548 157889 99141 26183 32565 165774 90224 51946 23604 972860 949226 17174 6460 212114 209600 1603 911 694294 681059 9651 3584 3053038 3013302 28902 10834 182698 176966 4141 1591 SUPPLIES 1925115 1899191 18750 7174 FOSTER PARENT EXPENSE 502202 502202 REPAIRS AND MAINTENANCE 470494 360691 104798 5005 MEALS 357405 348319 8093 993 1290093 1065014 160772 64307 29574101 26879161 1997343 697597 417442 782493 603325 560534 3584663 2966082 2102098 2953779 19598500 19549500 123680 106963 275921 301764 67051856 13056474 55933882 53995382 14965862 14748787 150380 150380 466038 379162 98221791 96494826 2288836 2482948 30767950 30371644 895000 1220000 63318 63713 34015104 34138305 X 60588055 58754215 1038947 856483 2579685 2745823 64206687 62356521 98221791 96494826 X -2115329 265163 X 0 1 1 X 1 1 X 10918683 13210513 4697603 4680491 5264258 38771548 10918683 13210513 4697603 4680491 5264258 38771548 2536828 36234720 911003 628351 555442 622526 607799 3325121 169017 206078 206755 204038 253634 1039522 43136191 82886347 0.84000 0.83110 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 2220 0 0 0 2220 0 15357783 633898 888583 1487195 15393069 15344503 892537 2378394 3257651 15357783 19592373 441568 1587903 6277341 15344503 22714222 1222836 -1197112 3147573 19592373 0.82000 0.18000 1 0 6340811 6340811 50089736 8750145 41339591 10621309 4306329 6314980 53995382 PATIENTS' DEPOSITS 26036 CHARITABLE GIFT ANNUITIES 37677 63713 27458772 29574101 -2115329 315358 -50195 265163 -1850166 27822280 315358 48150 363508 27458772 0 27458772 29672446 98345 98345 29574101 0 29574101 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: INVESTMENTS ARE HELD AS BOTH BOARD-DESIGNATED AND DONOR-DESIGNATED FOR ENDOWMENT. INVESTMENTS HELD FOR DONOR-DESIGNATED ENDOWMENT PROVIDE INCOME FOR USE IN THE OPERATIONS OF THE HOME OR FOR FUTURE NEEDS. INVESTMENTS HELD FOR BOARD-DESIGNATED ENDOWMENT ARE SET ASIDE TO PROVIDE INCOME FOR OPERATING SHORTFALLS (IF ANY) AND TO PROVIDE RESERVES FOR FUTURE OPERATING NEEDS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE HOME OF THE INNOCENTS, INC. IS EXEMPT FROM FEDERAL, STATE AND LOCAL INCOME TAXES AS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE DISREGARDED ENTITIES FOR FEDERAL, STATE AND LOCAL INCOME TAX PURPOSES. THE ACTIVITIES OF HOTI REALTY, LLC AND HOTI REALTY II, LLC ARE INCLUDED IN THE HOME OF THE INNOCENTS, INC. TAX FILINGS. THE HOME OF THE INNOCENTS, INC. FILES AN INFORMATION TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND WITH THE KENTUCKY OFFICE OF THE ATTORNEY GENERAL. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE HOME'S TAX EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. AS OF JUNE 30, 2012 AND 2011, THE HOME DID NOT HAVE ANY ACCRUED INTEREST OR PENALTIES RELATED TO INCOME TAX LIABILITIES, AND NO INTEREST OR PENALTIES HAVE BEEN CHARGED TO OPERATIONS FOR THE YEARS THEN ENDED. TAX YEARS STILL OPEN UNDER FEDERAL AND STATE STATUTE OF LIMITATIONS REMAIN SUBJECT TO REVIEW AND CHANGE. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -50,195. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 98,345. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -50,195. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF FUNDRAISERS SHOWN GROSS ON AUDITED FINANCIAL STATEMENTS 98,345. HOME RUN 97397 77897 19500 2600 2000 3338 1150 30160 HEROES OF THE HOME 89367 89367 545 5486 3582 300 13203 3 121238 106638 14600 2730 6517 600 26134 308002 273902 34100 2600 545 10216 13437 2050 69497 98345 -64245 X X X 0 0 0 0 0 0 0 0 0 GORDON BROWN 246985 0 0 0 0 0 0 0 28100 0 275085 0 0 0 X 9 100220 FAIR MARKET VALUE X PRINTING 1 10526 FAIR MARKET VALUE X FOOD ITEMS 3 8827 FAIR MARKET VALUE X ADVERTISING 1 6566 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS CIRCULATED TO THE BOARD OF DIRECTORS PRIOR TO A REGULARLY SCHEDULED MEETING, NOTING THAT THE FORM WOULD BE REVIEWED AND APPROVED AT THE NEXT MEETING AND TO CALL IF THERE ARE ANY QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER OR COMMITTEE MEMBER SHALL SIGN A CONFLICT OF INTEREST STATEMENT UPON INITIAL APPOINTMENT TO THE BOARD AND ANNUALLY THEREAFTER. SIGNED STATEMENTS BY THE BOARD OF DIRECTORS SHALL BE KEPT IN THE OFFICE OF THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15A DEVELOPMENT OF COMPENSATION FOR THE PRESIDENT & CEO SHALL INCLUDE ALL OF THE FOLLOWING ELEMENTS: 1) REVIEW AND APPROVAL OF THE BOARD OF DIRECTORS, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE SHALL NOT BE INVOLVED IN THIS REVIEW AND APPROVAL. 2) USING DATA DEEMED TO RELATE TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATION, AND MAY INCLUDE ADVICE FROM CONSULTANTS OR OTHER ADVISORS BECAUSE OF THIER EXPERIENCE AND EXPERTISE IN HELPING BOARDS OF DIRECTORS SET COMPENSATION. 3)CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DETERMINES WHETHER OR NOT TO MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 315,358. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -50,195. TOTAL TO FORM 990, PART XI, LINE 5: 265,163. HOTI REALTY LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY 1571 1292791 THE HOME OF THE INNOCENTS INC HOTI REALTY II LLC 1100 EAST MARKET STREET LOUISVILLE KY 40206 TO HOLD REAL ESTATE KY 479606 46637552 THE HOME OF THE INNOCENTS INC HOTI REALTY HOLDINGS INC 1100 EAST MARKET STREET LOUISVILLE KY 40206 263064281 INVESTMENT HOLDING COMPANY KY THE HOME OF THE INNOCENTS INC C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0