2012-11-12T10:49:26-06:00 2011-12-31 270120069 COOPERSMITH SIMON & VOGEL PC 50 CHARLES LINDBERGH BLVD STE 605 UNIONDALE NY 11553 990PF 2011-01-01 133838457 THE PIERRE & TANA MATISSE FOUNDATION INC PIER 2123556269 1 EAST 53RD STREET NEW YORK NY 100224200 ROBERT H HOROWITZ 2123556269 2012-11-07 1 WILLIAM A VOGEL P00209076 5164835800 2011 2016-02-24 21:20:13Z X 200165611 X X 271 271 1212742 1212742 8437843 24952110 8437843 9650856 9650856 369063 17250 327750 249167 0 249167 107065 0 107065 7048 0 7048 29762 23810 5952 366178 246299 119879 304984 34039 42945 11465 0 76721 767 75954 15551 0 15551 287611 83961 202619 1824615 406126 1153930 1287977 1287977 3112592 406126 2441907 6538264 9244730 121038 90336 90336 1678119 4328961 4328961 15529190 19617085 20042664 5663828 6368729 5919827 29852002 29813735 32656407 202182 39636 174011 162546 162546 111645796 110820856 136964870 164663984 171202248 200165611 0 0 0 0 X 164663984 171202248 164663984 171202248 164663984 171202248 164663984 6538264 0 171202248 0 171202248 PASS-THROUGH NWQ TRADEWINDS P 127514 127514 32894.737 HARBOR BOND INSTL FUND P 2007-03-07 2011-03-03 400000 386472 13528 13528 SNOW CAPITAL AT SCHWAB SHORT TERM P 621135 695021 -73886 -73886 SNOW CAPITAL AT SCHWAB LONG TERM P 1655704 1641246 14458 14458 WESTFIELD CAPITAL AT SCHWAB SHORT TERM P 7911168 8227712 -316544 -316544 WESTFIELD CAPITAL AT SCHWAB LONG TERM P 2955342 2009864 945478 945478 ADVISORY RESEARCH AT SCHWAB SHORT TERM P 99419 83764 15655 15655 ADVISORY RESEARCH AT SCHWAB LONG TERM P 750109 627093 123016 123016 SMH CAPITAL AT SCHWAB SHORT TERM P 947993 857314 90679 90679 SMH CAPITAL AT SCHWAB LONG TERM P 1371543 1204250 167293 167293 PASS-THROUGH NWQ TRADEWINDS P 166502 166502 1473.5527 ASHMORE EMERGING MARKET DEBT P 300000 250607 49393 49393 PRE-COLUMBIAN ART-SOTHEBYS D 2011-05-17 72480 21700 50780 50780 HENRI MATISSE 1915 D 2011-06-01 6500000 400000 6100000 6100000 PRE-COLUMBIAN-ART PRIMITIVO D 2011-06-02 5710 8050 -2340 -2340 AFRICAN/PRE-COLUMBIAN ART-SOTHEBYS D 2011-06-17 1128451 267200 861251 861251 PACIFIC ART-SOUTHEBYS D 2011-06-27 38400 5000 33400 33400 AFRICAN ART-SOTHEBYS D 2011-07-11 124800 75000 49800 49800 PRE-COLUMBIAN ART-SOTHEBYS D 2011-07-27 3840 2500 1340 1340 AFRICAN ART-ART PRIMITIVO D 2011-08-16 80 1000 -920 -920 PRE-COLUMBIAN-ART PRIMITIVO D 2011-10-03 340 1500 -1160 -1160 PRE-COLUMBIAN-ART PRIMITIVO D 2011-10-06 19059 22590 -3531 -3531 PRE-COLUMBIAN-ART PRIMITIVO D 2011-11-10 2700 400 2300 2300 BOOKS D 2011-01-24 23545 20000 3545 3545 ART PRIMITIVO D 6610 6610 6610 CLASS ACTION SETTLEMENT P 414 414 414 CAPITAL GAINS DIVIDENDS P 13268 13268 13268 8437843 0 2507944 59617745 0.042067 2360410 49221027 0.047955 6666980 47908069 0.139162 1516533 45649085 0.033222 1234208 43261821 0.028529 0.290935 0.058187 60269031 3506874 92447 3599321 2441907 184895 0 184895 0 184895 175646 57000 232646 X 171 47580 47580 0 0 0 0 0 0 0 0 0 0 0 1 1 NY DE 1 0 0 0 0 1 N/A SANDRA CARNIELLI 2123556269 1 EAST 53RD 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3782381 2441907 0 0 0 2441907 0 386650 386650 3395731 0 0 0 0 0 0 0 3395731 3395731 SANDRA CARNIELLI 1 EAST 53RD STREET NEW YORK NY 10022 2123556269 LETTER NONE NONE 3RD STREET MUSIC SCHOOL 235 EAST 11TH STREET NEW YORK NY 10003 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 20000 BAVARIAN PEOPLES TRUST- MUNICH FDN RESODEMZESTRASSE 27/VII MUNICH GM 80333 NONE FOREIGN IRC SEC 501( FUNDING OF EDUCATIONAL AND RESEARCH PROGRAMS-SEE FOOTNOTE 150000 BRONX MUSEUM FOR THE ARTS 1040 GRAND CONCOURSE BRONX NY 10456 NONE 501(C)(3) PARTNERSHIPS AT 2 BRONX PUBLIC SCHOOLS & SUPPORT OF TEEN COUNCIL PROGRAM 25000 BROOKLYN ACADEMY OF MUSIC 30 LAFAYETTE AVENUE BROOKLYN NY 11217 NONE 501(C)(3) SUPPORT OF SCHOOL EDUCATION PROGRAM 50000 CENTER FOR ARTS EDUCATION 225 W 34TH STREET 1112 NEW YORK NY 10122 NONE 501(C)(3) SUPPORT OF SCHOOL EDUCATION PROGRAM 35000 COOPER-HEWITT NATIONAL DESIGN 2 EAST 91ST STREET NEW YORK NY 10128 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 2500 DRAWING CENTER 12 DESBROSSES STREET NEW YORK NY 10013 NONE 501(C)(3) EXHIBITION PROJECT 11000 DREAMYARD 1085 WASHINGTON AVENUE BRONX NY 10456 NONE 501(C)(3) BRONX ARTS LEARNING COMMUNITY 25000 FRACTURED ATLAS 248 W 35TH STREET NEW YORK NY 10001 NONE 501(C)(3) PROFESSIONAL DEVELOPMENT PROGRAM 40000 FRICK COLLECTION 1 EAST 70TH STREET NEW YORK NY 10021 NONE 501(C)(3) EXHIBITION PROJECT 35000 GUGGENHEIM MUSEUM 1071 FIFTH AVENUE NEW YORK NY 10128 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 INTERNATIONAL FOUNDATION FOR ART RESEARCH 500 FIFTH AVENUE NEW YORK NY 10110 NONE 501(C)(3) IFAR JOURNAL & INSTITUTIONAL CAPACITY BUILDING 75000 IRONDALE ENSEMBLE PROJECT 85 S OXFORD STREET BROOKLYN NY 11217 NONE 501(C)(3) THEATER ARTS EDUCATION PARTNERSHIP PROGRAM 150000 LITTLE ORCHESTRA SOCIETY 330 WEST 42ND STREET 12TH FLOOR NEW YORK NY 10036 NONE 501(C)(3) IN SCHOOL MUSIC EDUCATION 25000 MANHATTAN GRAPHICS CENTER 481 WASHINGTON STREET NEW YORK NY 10013 NONE 501(C)(3) AFTER SCHOOL PROGRAM FOR HS 15000 METROPOLITAN OPERA LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 25000 MORGAN LIBRARY 225 MADISON AVENUE NEW YORK NY 10016 NONE 501(C)(3) MODERN ART CURATORSHIP 30000 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 10019 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 5000 MUSEUM OF THE CITY OF NEW YORK 1220 FIFTH AVENUE NEW YORK NY 10029 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 5000 NATIONAL GALLERY OF ART 6TH STREET CONSTITUTIONAL AVE NW WASHINGTON DC 20004 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 NEW YORK CITY OPERA 75 BROAD STREET NEW YORK NY 10004 NONE 501(C)(3) EDUCATION & OUTREACH PROGRAMS 35000 NEW YORK THEATRE WORKSHOP 79 EAST 4TH STREET NEW YORK NY 10003 NONE 501(C)(3) EDUCATION PROGRAM IN SCHOOLS AND THEATER PERFORMANCES 25000 PHILADELPHIA MUSEUM OF ART PO BOX 7646 PHILADELPHIA PA 19101 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 PROJECT SUNSHINE 108 WEST 39TH STREET STE 725 NEW YORK NY 10018 NONE 501(C)(3) ARTS FOR PEDIATRIC PATIENTS IN HOSPITALS 50000 READING EXCELLENCE AND DISCOVERY FDN READ ALLIANCE 80 MAIDEN LANE NEW YORK NY 10038 NONE 501(C)(3) LITERACY PROGRAM FOR KINDERGARTEN & FIRST GRADERS 10000 SKOWHEGAN SCHOOL OF PAINTING AND SCULPTURE 200 PARK AVENUE SOUTH NEW YORK NY 10003 NONE 501(C)(3) FELLOWSHIP FOR VISUAL ARTISTS 10000 SOK SABAY ASSOCIATION PO BOX 427 PHNOM PENH CB 12000 NONE IRC SEC 509(A)(2) GENERAL PROGRAM SUPPORT 22145 STUDIO MUSEUM IN HARLEM 144 WEST 125TH STREET NEW YORK NY 10027 NONE 501(C)(3) ARTS IN FOCUS PROGRAM 30000 UMMS FOUNDATION 110 SOUTH PACA STREET BALTIMORE MD 21201 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 10000 VISUAL THINKING STRATEGIES 109 S 5TH STREET STE 603 BROOKLYN NY 11211 NONE 501(C)(3) ART EDUCATION PROGRAM AT 4 NYC PS'S 27500 VOLUNTEER LAWYERS FOR THE ARTS 1 EAST 53RD STREET SUITE 1401 NEW YORK NY 10022 NONE 501(C)(3) GENERAL SUPPORT OF LAW SCHOOL FOR VISUAL ARTISTS 30000 YOUNG AUDIENCES NEW YORK 1 EAST 53RD STREET 7TH FL NEW YORK NY 10022 NONE 501(C)(3) VISUAL ART RESIDENCIES IN 4 NYC PUBLIC SCHOOLS 25000 MULTICULTURAL MUSIC 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STREET NEW YORK NY 10001 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 5000 ANGKOR PHOTO ASSOCIATION SIEM REAP SIEM REAP CB 12000 NONE 501(C)(3) EXHIBITION PROJECT 7000 MISSOURI HIGHSTEPPERS C/O ROLANDO BERRY PO BOX 365 COLUMBIA MO 65205 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 2000 NEW YORK NEW MUSIC ENSEMBLE 10834 KELLER ROAD CLARENCE NY 14031 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 10000 BALTIMORE MUSEUM OF ART 10 ART MUSEUM DRIVE BALTIMORE MD 21218 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1200 GRANTMAKERS IN THE ARTS 4055 21ST AVENUE WEST SUITE 100 SEATTLE WA 98119 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1500 WADSWORTH ATHENEUM MUSEUM OF ART 600 MAIN STREET HARTFORD CT 06103 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 1000 WHITNEY MUSEUM OF ART 945 MADISON AVENUE NEW YORK NY 10021 NONE 501(C)(3) CALDER RESTORATION 1000 1287977 LITTLE ORCHESTRA SOCIETY 330 WEST 42ND STREET 12TH FLOOR NEW YORK NY 10036 NONE 501(C)(3) IN SCHOOL MUSIC EDUCATION 25000 MORGAN LIBRARY 225 MADISON AVENUE NEW YORK NY 10016 NONE 501(C)(3) MODERN ART CURATORSHIP 20000 NEW YORK CITY OPERA 75 BROAD STREET NEW YORK NY 10004 NONE 501(C)(3) EDUCATION & OUTREACH PROGRAMS 35000 VISUAL THINKING STRATEGIES 109 S 5TH STREET STE 603 BROOKLYN NY 11211 NONE 501(C)(3) VTS SCHOOL EDUCATION AT NYC PS'S 27500 CREATIVE CLASSROOMS 1011 FIRST AVENUE STE 1313 NEW YORK NY 10022 NONE 501(C)(3) ARTS PROGRAMS AT THE IMMACULATE CONCEPTION AND OUR LADY QUEEN OF ANGELS SCHOOLS 52250 INTERNATIONAL FOUNDATION FOR ART RESEARCH 500 FIFTH AVENUE NEW YORK NY 10110 NONE 501(C)(3) IFAR JOURNAL & INSTITUTIONAL CAPACITY BUILDING 50000 JAMAICA CENTER FOR ARTS AND LEARNING 161-04 JAMAICA AVENUE JAMAICA NY 11432 NONE 501(C)(3) ARTVENTURE ARTS PARTNERSHIP WITH A HS 25000 MS223 LABORATORY SCHOOL OF FINANCE AND TECHNOLOGY 360 EAST 145TH ST BRONX NY 10454 NONE 501(C)(3) GENERAL PROGRAM SUPPORT 104550 SOK SABAY ASSOCIATION PO BOX 427 PHNOM PENH CB 12000 NONE IRC SEC 509(A)(2) GENERAL PROGRAM SUPPORT 22100 361400 14 271 14 1212742 18 8437843 0 9650856 0 9650856 0 0 0 0 0 0 0 0 0 0 COOPERSMITH, SIMON & VOGEL 29762 23810 5952 COMPUTER EQUIPMENT 2003-06-30 8180 8180 SL 5.000000000000 0 0 LEASEHOLD IMPROVEMENTS 2008-06-30 38005 2435 SL 39.000000000000 974 0 LEASEHOLD IMPROVEMENTS 2009-06-30 104678 4026 SL 39.000000000000 2684 0 FURNITURE AND FIXTURES 2009-06-30 40710 8724 SL 7.000000000000 5816 0 TELEPHONE EQUIPMENT 2009-06-30 3871 830 SL 7.000000000000 553 0 WEBSITE 2009-06-30 2500 1250 SL 3.000000000000 833 0 FURNITURE AND FIXTURES 2006-06-30 4238 2726 SL 7.000000000000 605 0 PART XV, ITEM 3A-GRANTS PAID: IN 2011 THE FOUNDATION MADE A GRANT TO THE BAVARIAN PEOPLES TRUST-MUNICH FOUNDATION, A FOREIGN IRC SEC 501(C)(3) ORGANIZATION FOR FUNDING OF EDUCATIONAL AND RESEARCH PROGRAMS. THE TRUST SUBMITS ANNUAL REPORTS TO THE MATISSE FOUNDATION INDICATING THE USE OF FUNDS IN CONNECTION WITH THEIR CHARITABLE ACTIVITIES. SMH CAPITAL 6368729 5919827 ADVISORY RESEARCH 3610368 4234203 SNOW CAPITAL 3634333 3731649 ATALANTA SOSNOFF 0 0 WENTWORTH HAUSER 3712424 3574235 WESTFIELD CAPITAL MANAGEMENT 5347296 5246170 FIDELITY FLOATING RATE HIGH INC FUND 3312664 3256407 TRADEWINDS INTERNATIONAL EQUITY PORTFOLIO AT COST 8862126 9316416 HARBOR BOND-INST AT COST 5916739 6133483 IRONWOOD INTERNATIONAL LTD AB AT COST 5000000 4992589 ASHMORE EMERGING MARKET DEBT FUND AT COST 5034870 6162887 TITAN MASTERS INTERNATIONAL FD LTD AT COST 5000000 6051032 COMPUTER EQUIPMENT 8180 8180 0 LEASEHOLD IMPROVEMENTS 38005 3409 34596 LEASEHOLD IMPROVEMENTS 104678 6710 97968 FURNITURE AND FIXTURES 40710 14540 26170 TELEPHONE EQUIPMENT 3871 1383 2488 WEBSITE 2500 2083 417 FURNITURE AND FIXTURES 4238 3331 907 WITHERS BERGMAN 2703 0 2703 CARTER LEDYARD & MILBURN 1560 0 1560 KIEJMAN MAREMBERT 2785 0 2785 BOOKS,MAQUETTES AND ARTWORK 111645158 110820218 136964870 DUE FROM URSUS 638 638 COMPUTER EXPENSES 5608 561 5047 PAYROLL EXPENSE 1837 0 1837 DUES AND SUBSCRIPTIONS 538 0 538 INSURANCE 13465 0 13465 TELEPHONE AND INTERNET 5479 0 5479 OFFICE 13185 0 13185 POSTAGE & DELIVERY 2256 0 2256 DELAWARE AGENTS FEE 363 0 363 MISCELLANEOUS 6678 0 6678 ARTWORK HANDLING 9405 0 9405 ARTWORK STORAGE 55691 0 55691 ARTWORK INSURANCE 61680 0 61680 CONSERVATION 437 0 437 ARTWORK OTHER 2705 0 2705 FROM PASSTHROUGH-TRADEWINDS INTL EQUITY 82724 82427 0 PENSION SERVICES 2607 0 2607 CATALOGUE RAISONNE 18912 0 18178 EXHIBITION EXPENSE 244 0 244 NEW YORK STATE FILING FEE 1500 0 1500 BANK CHARGES AND TRANSACTION FEES 1113 973 140 BOARD MEETING EXPENSE 1184 0 1184 SMH CAPITAL 49591 49591 0 ADVISORY RESEARCH 44273 44273 0 SNOW CAPITAL 33293 33293 0 ATALANTA SOSNOFF 23888 23888 0 CONSULTING SERVICES GROUP 48841 48841 0 CHARLES STUCKEY 82200 0 82200 WENTWORTH HAUSER 37928 37928 0 WESTFIELD CAPITAL 8485 8485 0 CAROL FEINBERG 17679 0 17679 GEORGE MATISSE 20000 0 20000 FOREIGN TAX WITHELD 33419 33419 0 PAYROLL TAXES 41463 620 40843 EXCISE TAX 228000 0 0 METROPOLITAN COMUTER TAX 2102 0 2102