2012-09-17T18:17:41-05:00 2012-03-31 263839190 BURR PILGER MAYER INC 600 CALIFORNIA STREET SUITE 1300 SAN FRANCISCO CA 94108 990 2011-04-01 411336784 AMERICAN ACADEMY OF OPHTHALMOLOGY AMER 4155618500 655 BEACH STREET SAN FRANCISCO CA 941091336 JILL BOYETT 4155618500 2012-09-12 1 MAGA KISRIEV P01008919 4154215757 2011 2016-02-24 21:20:13Z DAVID W PARKE II MD 655 BEACH STREET SAN FRANCISCO CA 941091336 52803787 0 X WWW.AAO.ORG X 1979 CA AAO IS THE LARGEST NATIONAL MEMBERSHIP ORGANIZATION FOR OPTHALMOLOGISTS. 21 14 195 825 1566956 41325 4522765 4207073 32644585 35795880 347061 356940 11277773 11203215 48792184 51563108 3167884 123568 0 0 20889188 20490017 0 0 0 21860901 22715259 45917973 43328844 2874211 8234264 40382764 49551425 22461490 23145630 17921274 26405795 X THE AMERICAN ACADEMY OF OPHTHALMOLOGY IS A MEMBERSHIP ORGANIZATION THAT IS THE LARGEST NATIONAL TRADE ORGANIZATION FOR OPTHALMOLOGISTS. 0 0 THE AMERICAN ACADEMY OF OPHTHALMOLOGY IS A MEMBERSHIP ORGANIZATION THAT IS THE LARGEST NATIONAL TRADE ORGANIZATION FOR OPHTHALMOLOGISTS. THE ACADEMY DEVELOPS, PRODUCES, PUBLISHES AND DISTRIBUTES A WIDE RANGE OF PRINT AND ELECTRONIC EDUCATIONAL AND SCIENTIFIC MATERIALS IN THE AREAS OF CLINICAL EDUCATION, PRACTICE MANAGEMENT AND PUBLIC INFORMATION. ALTHOUGH MEMBERSHIP IS COMPOSED PRIMARILY OF OPHTHALMOLOGISTS, OTHER PHYSICIANS AND SCIENTISTS CONCERNED WITH CLINICAL AND BASIC SCIENTIFIC DISCIPLINES OF THE EYE AND RELATED STRUCTURES MAY APPLY TO OTHER MEMBERSHIP CATEGORIES.THE EDUCATION MISSION IS ALSO SERVED BY THE ACADEMY'S ANNUAL SCIENTIFIC CONVENTION WHICH IS ATTENDED BY APPROXIMATELY 25,000 MEMBERS AND OTHER PROFESSIONALS INTERESTED IN THE DELIVERY OF HIGH QUALITY PATIENT EYE CARE. IN ADDITION, THE ACADEMY WORKS TO EDUCATE OTHER HEALTH CARE PROVIDERS AND THE PUBLIC ABOUT EYE CARE AND REPRESENTS OPHTHALMOLOGISTS AND THEIR PATIENTS BEFORE THE GOVERNMENT AND OTHER ORGANIZATIONS THAT INFLUENCE THE PROVISION OF EYE CARE. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 1 0 0 0 0 0 1 1 0 0 1 135 0 195 1 1 1 0 0 0 1 1 0 X 21 14 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA MN X AMERICAN ACADEMY OF OPHTHALMOLOGY 4155618500 655 BEACH STREET SAN FRANCISCO CA 94109 DAVID W PARKE II MD 40.00 X X 760013 0 33596 RANDOLPH J JOHNSTON MD 1.00 X 0 0 0 JONATHAN B RUBENSTEIN MD 5.00 X X 20000 0 0 DAVID A DURFEE MD 5.00 X X 25000 0 0 RICHARD L ABBOTT MD 20.00 X X 166000 0 0 GREGORY L SKUTA MD 5.00 X X 25000 0 0 CHRISTIE L MORSE MD 1.00 X 0 0 0 B THOMAS HUTCHINSON MD 1.00 X 0 0 0 HUMPHREY JF TAYLOR 1.00 X 15000 0 0 PAUL B GINSBERG PHD 1.00 X 12000 0 0 JEAN E RAMSEY MD MPH 5.00 X 15000 0 0 ANDREW P SCHACHAT MD 20.00 X X 74431 0 0 PAUL STERNBERG JR MD 5.00 X 0 0 0 RUTH D WILLIAMS MD 10.00 X X 37000 0 0 PETER J WHITTED MD JD 1.00 X 0 0 0 CYNTHIA A BRADFORD MD 5.00 X X 20000 0 0 LAURIE GRAY BARBER MD 1.00 X 0 0 0 GEORGE A WILLIAMS MD 1.00 X 0 0 0 ALAA EL DANASOURY MD 1.00 X 0 0 0 RUSSELL N VAN GELDER MD 5.00 X 10000 0 0 GEORGE B BARTLEY MD 1.00 X 0 0 0 ANN A WARN MD MBA 5.00 X 0 0 0 JOHN R STECHSCHULTE 1.00 X 0 0 0 LINDA M TSAI MD 1.00 X 0 0 0 CHARLES M ZACKS MD 1.00 X 0 0 0 JILL A BOYETT 40.00 X 338603 0 26728 RICHARD A ZORAB 40.00 X 272772 0 29204 CATHERINE G COHEN 40.00 X 259022 0 37676 DEBRA L ROSENCRANCE 40.00 X 241144 0 28765 JANE A AGUIRRE 40.00 X 255516 0 34856 JOSEPH CARR 40.00 X 233615 0 37750 DALE E FAJARDO 40.00 X 170175 0 17084 ROBERT C PALMER 40.00 X 177253 0 29311 FLORA C LUM 40.00 X 166752 0 23302 3294296 0 298272 35 0 1 0 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 AUDIT/ACCOUNTING 236800 DORSEY & WHITNEY LLP PO BOX 1680 MINNEAPOLIS MN 554801680 LEGAL COUNSEL 210167 WILLIAM L RICH III MD 1915 CALVERT ST NW WASHINGTON DC 20009 PROFESSIONAL CONSULTING 133250 MJ MRVICA ASSOCIATES 2 WEST TAUNTON AVENUE BERLIN NJ 08009 MAGAZINE ADVERTISING SOLICITING 116360 H DUNBAR HOSKINS JR MD 7 PENINSULA ROAD BELVEDERE CA 94920 PROFESSIONAL CONSULTING 110000 5 2855235 1351838 4207073 MEMBERSHIP DUES 900099 18040647 18040647 ANNUAL MEETING 900099 15383454 15383454 COURSES, SEMINARS 900099 2371779 2371779 35795880 302629 302629 3538974 3538974 1200 0 1200 1200 1200 54311 0 54311 54311 54311 5521568 1240679 4280889 3868357 412532 ADVERTISING 541800 2068702 914278 1154424 SUBCRIPTION REVENUE 900099 652656 652656 OTHER 900099 377692 377692 283102 283102 3382152 51563108 41891965 1566956 3897114 123568 3758504 13593770 1396408 633490 1107845 238273 200000 494647 77283 3731477 1920049 526978 175473 1529251 2833887 8253251 24367 1036012 331867 UBI TAX 62423 SUB/JOURNAL/PRINTING 2243164 MISCELLANEOUS 333895 DUES & SUBSCRIPTIONS 318600 -1615638 43328844 3823729 4799059 1672731 1678282 15940234 20285888 1800000 1700000 1146594 1037397 1618930 1504820 8086100 4784492 3696152 3301608 10684394 15244371 40382764 49551425 4225808 5315650 16707299 17177944 1528383 652036 22461490 23145630 X 16919124 25085564 1002150 1320231 17921274 26405795 40382764 49551425 X 8234264 250257 X X 0 1 1 X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 14834064 2830931 2830931 3374172 -543241 PART IV, SUPPLEMENTAL INFORMATION: THE ACADEMY WORKS TO EDUCATE OTHER HEALTH CARE PROVIDERS AND THE PUBLIC ABOUT EYE CARE AND REPRESENTS OPHTHALMOLOGISTS AND THEIR PATIENTS BEFORE THE GOVERNMENT AND OTHER ORGANIZATIONS THAT INFLUENCE THE PROVISION OF EYE CARE. 433323 200268 233055 4401756 2673360 1728396 3251021 1910864 1340157 3301608 RETIREES HEALTH INSURANCE BENEFITS 418702 CAPITAL LEASE OBLIGATIONS 233334 652036 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: AAO FOLLOWS FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ASC TOPIC 740, INCOME TAXES, TO ACCOUNT FOR UNCERTAIN TAX POSITIONS. MANAGEMENT HAS CONCLUDED THAT AAO HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE ADJUSTMENT TO THE STATEMENT OF POSITION TO COMPLY WITH PROVISIONS OF THIS GUIDANCE. AAO RECOGNIZES INTEREST AND PENALTIES ACCRUED RELATED TO UNRECOGNIZED TAX BENEFITS IN MANAGEMENT AND GENERAL EXPENSES ON THE STATEMENT OF ACTIVITIES AND CHANGES IN NET ASSETS. THE YEARS STILL OPEN TO AUDIT FOR THE U.S. FEDERAL JURISDICTION ARE 2007 THROUGH 2010 AND FOR THE CALIFORNIA STATE JURISDICTION 2005 THROUGH 2010. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE EDUCATION - TRADESHOWS 15000 EUROPE 0 0 PROGRAM SERVICE EDUCATION - TRADESHOWS 35000 EAST ASIA AND THE PACIFIC 0 0 APPLICATION FEES, DUES, PRODUCT SALES 15000 EUROPE 0 0 APPLICATION FEES, DUES, PRODUCT SALES 62500 MIDDLE EAST AND NORTH AFRICA 0 0 APPLICATION FEES, DUES, PRODUCT SALES 20000 SOUTH AMERICA 0 0 APPLICATION FEES, DUES, PRODUCT SALES 12000 0 0 0 0 0 0 159500 0 159500 0 0 0 0 0 0 1 NATIONAL ALLIANCE FOR EYE AND VISION RESEARCH (NAEVR) 1801 ROCKVILLE PIKE SUITE 400 ROCKVILLE MD 20852 522030304 501(C)(4) 17000 GENERAL SUPPORT 0 1 SCHEDULE I, PART I, LINE 2: GRANT RECIPIENTS ARE REQUIRED TO SUBMIT RESULT REPORTS, WHICH INCLUDE THE USE OF FUNDS. X X X 1 1 X X X X X 0 0 0 DAVID W PARKE II MD 655684 0 99500 0 4829 0 24500 0 9096 0 793609 0 0 0 RICHARD L ABBOTT MD 0 0 0 0 166000 0 0 0 0 0 166000 0 0 0 JILL A BOYETT 296912 0 41159 0 532 0 24500 0 2228 0 365331 0 0 0 RICHARD A ZORAB 238623 0 33750 0 399 0 24500 0 4704 0 301976 0 0 0 CATHERINE G COHEN 230444 0 28000 0 578 0 24500 0 13176 0 296698 0 0 0 DEBRA L ROSENCRANCE 200889 0 38148 0 2107 0 24437 0 4328 0 269909 0 0 0 JANE A AGUIRRE 213401 0 39109 0 3006 0 24500 0 10356 0 290372 0 0 0 JOSEPH CARR 205200 0 28000 0 415 0 24500 0 13250 0 271365 0 0 0 DALE E FAJARDO 162092 0 7500 0 583 0 17084 0 0 0 187259 0 0 0 ROBERT C PALMER 169279 0 7500 0 474 0 18715 0 10596 0 206564 0 0 0 FLORA C LUM 158758 0 7500 0 494 0 17311 0 5991 0 190054 0 0 0 SUPPLEMENTAL INFORMATION PART III PART I, LINE 1A: THESE BENEFITS ARE PROVIDED TO THE CEO UNDER TERMS OF HIS CONTRACT AND ARE INCLUDED IN FORM W-2 AS TAXABLE COMPENSATION. DAVID W PARKEMD X 1800000 1700000 0 1 1 1700000 OMIC LESS THAN MAJORITY OF OVERLAPPING CURRENT DIRECTORS 777788 ROYALTIES 0 FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN ACADEMY OF OPHTHALMOLOGY IS A MEMBERSHIP ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE ACADEMY HAS THE FOLLOWING TYPES OF MEMBERS: ACTIVE FELLOWS, LIFE FELLOWS, HONORARY FELLOWS, INACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, LIFE OSTEOPATHIC FELLOWS, INACTIVE OSTEOPATHIC FELLOWS, ACTIVE MEMBERS, INTERNATIONAL MEMBERS, ASSOCIATE MEMBERS, LIFE MEMBERS, LIFE INTERNATIONAL MEMBERS, LIFE ASSOCIATE MEMBERS, MEMBERS IN TRAINING, INTERNATIONAL MEMBERS IN TRAINING, AND INACTIVE MEMBERS. THE ONLY CLASSES OF MEMBERSHIP ENTITLED TO VOTE ON ANY MATTER, OR TO ATTEND ANY ANNUAL OR SPECIAL BUSINESS MEETING OF THE ACADEMY, ARE ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, LIFE FELLOWS, LIFE OSTEOPATHIC FELLOWS, ACTIVE MEMBERS AND LIFE MEMBERS. ONLY ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS AND LIFE FELLOWS ARE ELIGIBLE FOR NOMINATION, ELECTION, OR APPOINTMENT AS AN ELECTED OR APPOINTED OFFICER OR AS A TRUSTEE-AT-LARGE OF THE ACADEMY OR AS THE CHAIR OR VICE CHAIR OF THE COUNCIL. FORM 990, PART VI, SECTION A, LINE 7B THE ACADEMY PROVIDES NOTICE OF PROPOSED WORDING OF AMENDMENTS TO THE ARTICLES OF INCORPORATION, BYLAWS, CODE OF ETHICS AND PROCEDURAL RULES, WHICH ARE ENDORSED BY THE BOARD OF TRUSTEES, TO ALL VOTING FELLOWS AND MEMBERS, WHICH ARE REQUIRED TO BE VOTED UPON ACCORDING TO THE BYLAWS. THE RESULTS OF VOTING ARE ANNOUNCED TO THE MEMBERS ON THE ACADEMY'S WEBSITE, IN THE ACADEMY'S JOURNAL AND "EYENET." FORM 990, PART VI, SECTION B, LINE 11 THE CHIEF FINANCIAL OFFICER, THE DIRECTOR OF FINANCE AND THE ACCOUNTING MANAGER COMPLETELY REVIEWED THE FORM 990 WITH THE RETURN PREPARERS. THE FORM 990 WAS THEN REVIEWED BY EXTERNAL LEGAL COUNSEL. THE FORM 990 WAS THEN REVIEWED BY THE EXECUTIVE VICE PRESIDENT. THE FORM 990 WAS MAILED AT LEAST ONE WEEK PRIOR TO FILING TO EACH MEMBER OF THE BOARD OF DIRECTORS, WHO WERE INVITED TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C AAO REQUIRES ALL BOARD MEMBERS TO SUBMIT AN ANNUAL CONFLICT OF INTEREST DISCLOSURE DETAILING POTENTIAL CONFLICTS. UPON IDENTIFICATION OF A POTENTIAL CONFLICT OF INTEREST, AAO SEEKS RESOLUTION OF THE CONFLICT THROUGH A VARIETY OF METHODS INCLUDING RECUSAL FROM SPECIFIC DISCUSSIONS, ACTIVITIES OR VOTES, RESIGNATIONS OR BY OTHER MEANS. FORM 990, PART VI, SECTION B, LINE 15 THE AAO COMPENSATION COMMITTEE IS MADE UP OF THE PRESIDENT, PRESIDENT ELECT AND PAST PRESIDENT. THE COMMITTEE ANNUALLY REVIEWS THE STIPEND AND CONTRACT PAYMENTS FOR ALL PHYSICIAN POSITIONS AND USES COMPARATIVE DATA FROM OTHER MEDICAL SPECIALTY SOCIETIES IN THEIR ANALYSIS. THE COMMITTEE IS RESPONSIBLE FOR THE INITIAL CONTRACT NEGOTIATION WITH A NEW CEO/EVP WITH THE ADVICE AND ASSISTANCE OF A PROFESSIONAL COMPENSATION ANALYST WHO PROVIDES COMPARATIVE DATA AND CONSULTATION. FINALLY, THE COMPENSATION COMMITTEE ANNUALLY REVIEWS THE PERFORMANCE OF THE EXECUTIVE VICE PRESIDENT TO DETERMINE THE ANNUAL PERFORMANCE BONUS-WHICH IS LIMITED TO A MAXIMUM OF 15% OF HIS SALARY PER CONTRACT. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, AS WELL AS OTHER POLICY STATEMENTS FOR ACADEMY LEADERS ARE AVAILABLE ON OUR WEBSITE. CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE PUBLISHED EVERY FALL IN THE JOURNAL OF OPHTHALMOLOGY AND ARE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. THE BYLAWS ARE GIVEN TO ALL 23,000 MEMBERS WHEN THEY JOIN THE ACADEMY BUT ARE NOT MADE AVAILABLE TO THE GENERAL PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 250,257. FORM 990, PART XII, LINE 2C: THE ROLE AND OPERATION OF THE AUDIT COMMITTEE HAS NOT CHANGED FROM PRIOR YEARS. FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY 655 BEACH STREET SAN FRANCISCO CA 94109 942682387 SUPPORT CHARITABLE MISSION OF AMERICAN ACADEMY OF OPHTHALMOLOGY CA 501(C)(3) 11, TYPE II N/A 1 AMERICAN ACADEMY OF OPHTHALMOLOGY CHARITABLE EDUCATIONAL & SCIENTIFIC FUND 655 BEACH STREET SAN FRANCISCO CA 94109 SUPPORT CHARITABLE MISSION OF AMERICAN ACADEMY OF OPHTHALMOLOGY CA 501(C)(3) 11, TYPE II N/A 1 ACADEMY SERVICES INC AND SUBSIDIARY 655 BEACH STREET SAN FRANCISCO CA 94109 942960420 MANAGEMENT CA AMERICAN ACADEMY OF OPHTHALMOLOGY C 1838044 1466252 1.00000 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 FOUNDATION OF THE AMERICAN ACADEMY OF OPHTALMOLOGY C 2855235 ACTUAL FOUNDATION OF THE AMERICAN ACADEMY OF OPHTALMOLOGY J 1175107 ACTUAL FOUNDATION OF THE AMERICAN ACADEMY OF OPHTALMOLOGY N 554362 ACTUAL