2012-09-05T07:31:27-05:00 2011-12-31 840869721 EHRHARDT KEEFE STEINER & HOTTMAN PC 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372843 990 2011-01-01 770284767 MIND & LIFE INSTITUTE MIND 3035301940 7007 WINCHESTER CIRCLE SUITE 100 BOULDER CO 80301 BARRY BAER 3035301940 2012-08-17 1 HOWARD Y HARRIS P00174126 3037409400 2011 2016-02-24 21:20:13Z ARTHUR ZAJONC 7007 WINCHESTER CIR SUITE 100 BOULDER CO 80301 3227599 0 X WWW.MINDANDLIFE.ORG X 1979 CA PROMOTE AND SUPPORT INVESTIGATION OF THE MIND LEADING TO DEVELOPMENT. 9 8 8 50 0 0 1466140 1756462 106619 213118 87046 73985 447475 450230 2107280 2493795 387139 111493 0 0 742299 1388186 0 0 174245 735616 939697 1865054 2439376 242226 54419 5708660 6093347 341951 1090067 5366709 5003280 X PROMOTE/SUPPORT RIGOROUS, MULTI-DISCIPLINARY SCIENTIFIC INVESTIGATION OF THE MIND WHICH WILL LEAD TO DEVELOPMENT & DISSEMINATION OF PRACTICES THAT CULTIVATE THE MENTAL QUALITIES OF ATTENTION, EMOTIONAL BALANCE, KINDNESS, COMPASSION, CONFIDENCE & HAPPINESS. 0 0 1016188 CONFERENCES - TO SPONSOR MEETINGS BETWEEN WESTERN SCIENTISTS ANDLEADING CONTEMPLATIVE FIGURES TO STUDY SIMILARITIES ANDDIFFERENCES BETWEEN WESTERN SCIENTIFIC PRACTICES AND CONTEMPLATIVEPRACTICES. 247883 SUMMER RESEARCH INSTITUTE - TO ADVANCE COLLABORATIVE RESEARCHAMONG BEHAVIORAL SCIENTISTS, NEUROSCIENTISTS, AND BIOMEDICALRESEARCHERS BASED ON A PROCESS OF INQUIRY, DIALOGUE, AND IN SOMECASES, COLLABORATION, WITH BUDDHIST CONTEMPLATIVE PRACTITIONERSAND SCHOLARS AND THOSE IN OTHER CONTEMPLATIVE TRADITIONS. 157110 111493 VARELA AWARDS - TO STIMULATE BASIC AND TRANSLATIONAL RESEARCH THATEVALUATE BOTH STATE AND TRAIT EFFECTS OF CONTEMPLATIVE PRACTICEAND INCORPORATE FIRST-PERSON CONTEMPLATIVE METHODS INTOCOGNITIVE/AFFECTIVE NEUROSCIENCE RESEARCH. 33294 MIND AND LIFE CONTEMPLATIVE STUDIES FELLOWSHIP - ONE YEAR GRANTS TO SCHOLARS IN THE HUMANITITES TO INVERSTIGATE CONTEMPLATIVE PRACTICES FROM THE FIRST AND SECOND-PERSON PERSPECTIVE. FINDINGS FROM THESE STUDIES WILL CONTRIBUTE TO A COMPREHENSIVE UNDERSTANDING OF CONTEMPLATIVE PRACTICES, CURRENTLY PRIMARILY RESEARCHED FROM THE THIRD-PERSON PERSPECTIVE BY SCIENTISTS. 33294 1454475 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 19 0 1 8 1 0 0 0 0 0 0 0 0 0 0 X 9 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X ANGIE ANDERSON 3035301940 7007 WINCHESTER CIR SUITE 100 BOULDER CO 80301 HH THE XIV DALAI LAMA 1.00 X 0 0 0 R ADAM ENGLE 40.00 X X 184982 0 104387 RICHARD J DAVIDSON PHD 5.00 X 0 0 0 RAYMOND GELLEIN 10.00 X 0 0 0 DANIEL GOLEMAN PHD 5.00 X X 0 0 0 JOAN HALIFAX ROSHI 5.00 X 0 0 0 ANNE HARRINGTON PHD 5.00 X 0 0 0 JON KABAT-ZINN PHD 5.00 X X 0 0 0 THUPTEN JINPA LANGRI 10.00 X 0 0 0 BENNETT M SHAPIRO MD 5.00 X X 0 0 0 DIEGO HANGARTNER 40.00 X 122094 0 11752 BARRY BAER 3.00 X 14131 0 0 ALFRED W KASZNIAK 40.00 X 20000 0 0 341207 0 116139 2 0 1 0 UNIVERSITY OF ARIZONA 1401 E UNIVERSITY BLVD TUCSON AZ 85721 ACADEMIC OFFICER 180755 1 1756462 98804 1756462 FEES FOR SERVICE 541900 203640 203640 PUBLICATION REVENUE 451211 9478 9478 213118 73985 73985 45004 45004 733804 733804 0 0 0 481(A) ADJUSTMENT 900099 405226 405226 405226 2493795 618344 0 118989 111493 111493 1067022 457934 499609 109479 227202 91837 114833 20532 14313 10094 3164 1055 39195 11766 25231 2198 40454 27272 6750 6432 31534 4056 27054 424 44532 31407 9844 3281 332936 241618 86691 4627 49599 41691 5023 2885 33727 28105 3826 1796 162281 133360 20968 7953 229118 215645 4894 8579 33643 33643 124 124 6711 6711 3439 1555 1722 162 UNCOLLECTIBLE PLEDGE RE 4214 4214 CONTINUING EDUCATION 3250 3250 PRODUCTION 1945 1945 DUES AND SUBSCRIPTIONS 1154 45 750 359 1490 924 297 269 2439376 1454475 810656 174245 30181 20988 3905318 3595338 1259666 1521056 0 11479 16139 16320 80570 80058 7223 512 463906 719392 26227 208262 5708660 6093347 19686 25902 225000 215000 97265 849165 341951 1090067 X 4218890 3033593 1147819 1969687 5366709 5003280 5708660 6093347 X 54419 -417848 X 0 1 1 X 0 X 1559515 2988187 1307514 1466140 1756462 9077818 191443 116396 912538 106619 213118 1540114 1750958 3104583 2220052 1572759 1969580 10617932 0 0 0 10617932 157502 116183 132640 127137 118989 652451 157502 116183 132640 127137 118989 652451 9914 12641 3682 26237 1918374 3233407 2356374 1699896 2088569 11296620 0.93990 0.94530 0.05780 0.05240 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 80570 80058 512 512 PAYROLL LIABILITIES 312409 ACCRUED COMPENSATION TO R ADAM ENGLE 536756 849165 2493795 2439376 54419 -15772 -332748 -348520 -294101 2236854 -15772 164057 148285 2088569 405226 405226 2493795 2530955 91579 91579 2439376 0 2439376 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION ADOPTED GUIDANCE RELATED TO UNCERTAINTY IN INCOME TAXES ON JANUARY 1, 2009. AFTER EVALUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN, INCLUDING ITS QUALIFICATION AS A NOT-FOR-PROFIT UNDER 501(C)(3); THEREFORE, NO INCOME TAX LIABILITIES HAVE BEEN RECOGNIZED AS OF DECEMBER 31, 2011 OR 2010. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSE. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF DECEMBER 31, 2011 OR 2010. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2008 THROUGH 2011. PART XI, LINE 8 - OTHER ADJUSTMENTS: 481(A) ADJUSTMENT -405,226. NET INCOME FROM MIND & LIFE INTERNATIONAL 72,478. TOTAL TO SCHEDULE D, PART XI, LINE 8: -332,748. PART XII, LINE 2D - OTHER ADJUSTMENTS: INCOME FROM MIND & LIFE INTERNATIONAL 164,057. PART XII, LINE 4B - OTHER ADJUSTMENTS: 481(A) ADJUSTMENT 405,226. PART XIII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM MIND & LIFE INTERNATIONAL 91,579. 1 RESEARCH GRANTS 8 111493 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANT FUNDS ARE ADMINISTERED IN ACCORDANCE WITH THE RESTRICTIONS OUTLINED BY THE DONOR. ALL FUNDS ARE DISBURSED WITHIN THE REQUIRED TIME PERIOD AND TRACKED THROUGH OUR ACCOUNTING OFFICE. GRANT RECIPIENTS ARE REQUIRED TO ACCOUNT FOR HOW THE FUNDS WERE USED. X X X X 0 0 0 0 0 0 0 0 0 R ADAM ENGLE 184982 0 0 0 0 0 94500 0 9887 0 289369 0 0 0 X 1 98804 AVG. HIGH/LOW PRICE 0 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THIRD PARTY INVESTMENT BROKERS DISPOSE OF MARKETABLE SECURITIES IN THE ORDINARY COURSE OF BUSINESS. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE AND BOARD REVIEWS AND APPROVES AN ELECTRONIC VERSION OF THE FORM 990 AND AN OFFICER OF THE ORGANIZATION SIGNS THE RETURN AFTER REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL CONFLICTS OF INTEREST ARE REQUIRED TO BE DISCLOSED TO THE BOARD OF DIRECTORS BY COMPLETING THE CONFLICT OF INTEREST STATEMENT FORM. NEW MEMBERS ELECTED TO THE BOARD OR CURRENT MEMBERS WHO IDENTIFY A CONFLICT OF INTEREST FILL OUT A FORM. THE ORGANIZATION ALSO REQUIRES AN ANNUAL AFFIRMATION FOR THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS DEVELOPS THE COMPENSATION PACKAGE FOR THE CEO. THE COMMITTEE REVIEWS SEVERAL SOURCES OF DATA TO DETERMINE THE COMPENSATION WHICH INCLUDES GUIDESTAR AND SURVEYS. THIS REVIEW IS IN WRITING AND IT GOES TO THE BOARD FOR APPROVAL. THE ORGANIZATION HIRED A COMPENSATION SPECIALIST TO DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -15,772. 481(A) ADJUSTMENT -405,226. PRIOR PERIOD ADJUSTMENT 3,150. TOTAL TO FORM 990, PART XI, LINE 5: -417,848. FORM 990, PART VI, SECTION A, LINE 1A, DELEGATION OF AUTHORITY: THE BOARD OF DIRECTORS MAY DESIGNATE COMMITTEES, EACH CONSISTING OF TWO OR MORE DIRECTORS, TO SERVE ON BEHALF OF THE BOARD. ANY SUCH COMMITTEE SHALL HAVE ALL THE AUTHORITY OF THE BOARD, EXCEPT THAT NO COMMITTEE MAY FILL VACANCIES ON THE BOARD OR COMMITTEES, AMEND OR REPEAL GOVERNING DOCUMENTS, APPOINT NEW COMMITTEES OR APPROVE ANY TRANSACTION THAT WILL PROVIDE PERSONAL BENEFIT TO A DIRECTOR. THE ORGANIZATION DOES NOT CURRENTLY HAVE A COMMITTEE ACTING IN THIS CAPACITY. MIND AND LIFE INTERNATIONAL SEEFELDSTRASSE 50 2008 ZURICH SZ ART SZ 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 MIND & LIFE INTERNATIONAL O 63727 FMV