2012-08-15T09:21:13-05:00 2011-12-31 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2011-01-01 050264797 AMERICAN MATHEMATICAL SOCIETY AMER 4014554000 201 CHARLES STREET PROVIDENCE RI 029042294 EMILY D RILEY 4014554000 2012-08-14 1 CRAIG KLEIN P00734640 6177610600 2011 2016-02-24 21:20:13Z DONALD E MCCLURE 201 CHARLES STREET PROVIDENCE RI 029042294 65017414 0 X WWW.AMS.ORG X 1888 DC THE SOCIETY'S BROAD MISSION IS TO FURTHER THE INTEREST OF MATHEMATICAL SCHOLARSHIP AND RESEARCH, WHICH IS ACCOMPLISHED THROUGH PUBLICATIONS, MEETINGS, SERVICES, ADVOCACY IN EDUCATION, RESEARCH AND OTHER AREAS. 8 6 223 622 23781 20502 3691400 3593131 21642656 21934367 3136910 1184028 0 0 28470966 26711526 404715 487214 0 0 16759836 17004467 0 0 81296 8835195 7595397 25999746 25087078 2471220 1624448 105490523 105874713 21383469 22379732 84107054 83494981 X PLEASE SEE SCHEDULE O.THE AMERICAN MATHEMATICAL SOCIETY, FOUNDED IN 1888 TO FURTHER THE INTERESTS OF MATHEMATICAL SCHOLARSHIP AND RESEARCH, SERVES THE INTERNATIONAL MATHEMATICAL COMMUNITY THROUGH ITS PUBLICATIONS, MEETINGS, ADVOCACY AND OTHER PROGRAMS, WHICH: (A) PROMOTE MATHEMATICAL RESEARCH AND ITS USES; (B) ENCOURAGE AND PROMOTE THE TRANSMISSION OF MATHEMATICAL UNDERSTANDINGS AND SKILLS TO ENSURE THE CONTINUED VITALITY OF THE PROFESSION; (C) SUPPORT MATHEMATICAL EDUCATION AT ALL LEVELS; (D) ADVANCE THE STATUS OF THE PROFESSION OF MATHEMATICS, ENCOURAGING AND FACILITATING FULL PARTICIPATION OF ALL INDIVIDUALS, AND, (E) FOSTER AN AWARENESS AND APPRECIATION OF MATHEMATICS AND ITS CONNECTIONS TO OTHER DISCIPLINES AND EVERYDAY LIFE. 0 0 15339584 19924371 PUBLICATION AND DISSEMINATION OF MATHEMATICAL LITERATURE, INCLUDING RESEARCH JOURNALS, BOOKS OF GENERAL MATHEMATICAL INTEREST, GRADUATE AND UPPER LEVEL UNDERGRADUATE COURSE MATERIAL, PROCEEDINGS OF MEETINGS IN CURRENT TOPICAL AREAS AND HIGH LEVEL RESEARCH MONOGRAPHS. AMS PUBLICATIONS ALSO INCLUDE THE MATHEMATICAL REVIEWS DATABASE, MATHSCINET, THE PREMIER MATHEMATICAL RESEARCH TOOL, CONTAINING CITATIONS AND REVIEWS OF MATHEMATICAL LITERATURE DATING BACK TO 1940, AND BIBLIOGRAPHIC ITEMS DATING BACK TO 1880. IN 2011, THE AMS PUBLISHED 27,953 PAGES OF NEW MATERIAL IN JOURNALS AND ADMINISTRATIVE PUBLICATIONS, AND 95 NEW BOOKS. 4927607 487214 928034 MEMBERSHIP AND OUTREACH ACTIVITIES, AS WELL AS PROFESSIONAL SERVICES AND PROGRAMS FOR THE MATHEMATICAL COMMUNITY, SUCH AS EMPLOYMENT SERVICES, GRANT OR ENDOWMENT SUPPORTED CONFERENCES, SURVEYS OF THE PROFESSION, ENDOWMENT SUPPORTED PRIZES, AWARDS SCHOLARSHIPS AND FELLOWSHIPS FOR ACHIEVEMENTS IN MATHEMATICS, HIGH SCHOOL OUTREACH, PUBLIC AWARENESS, AND OTHER PROGRAMS. THE SOCIETY HAS MORE THAN 30,000 INDIVIDUAL AND INSTITUTIONAL MEMBERS, WITH NO CRITERIA FOR MEMBERSHIP, WHO ARE SERVED THROUGH THE MEMBERSHIP PROGRAM. TO SUPPORT ITS MISSION, THE SOCIETY AWARDED FELLOWSHIPS, TRAVEL GRANTS, AND OTHER AWARDS TO APPROXIMATELY 111 INDIVIDUALS AND ORGANIZATIONS, TOTALING MORE THAN $450,000. 941468 1010328 MEETINGS OF THE SOCIETY INCLUDE THE ANNUAL JOINT MATHEMATICAL MEETING HELD IN JANUARY EACH YEAR AND CO-SPONSORED WITH THE MATHEMATICAL ASSOCIATION OF AMERICA. IN ADDITION, EIGHT TO NINE SECTIONAL MEETINGS ARE HELD IN FOUR REGIONS OF THE U.S. EACH YEAR. THE JOINT MATHEMATICS MEETING, HELD IN NEW ORLEANS, LA, IN 2011 WAS VERY SUCCESSFUL WITH ATTENDANCE OF 5,583. 682671 47853 GOVERNMENT RELATIONS IS A DIVISION OF THE SOCIETY WHICH MAINTAINS CONTACT WITH OTHER PROFESSIONAL SCIENTIFIC ORGANIZATIONS AS WELL AS AGENCIES AND INDIVIDUALS IN THE GOVERNMENT WHOSE PURPOSE IS TO SUPPORT SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATION. THE OFFICE PROVIDES INFORMATION BOTH TO THE GOVERNMENT ABOUT ISSUES RELATED TO SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATIONS, AS WELL AS TO THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT'S EFFORTS AND INITIATIVES IN THESE AREAS. 682671 47853 21891330 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 522 0 1 223 1 1 1 0 0 0 0 0 0 0 0 0 X 8 6 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC X EMILY D RILEY 4014554000 201 CHARLES ST PROVIDENCE RI 029042294 ERIC M FRIEDLANDER 20.00 X X 12000 0 0 ROBERT J DAVERMAN 25.00 X X 105884 0 0 JOHN M FRANKS 3.00 X X 0 0 0 JANE M HAWKINS 3.00 X X 0 0 0 LINDA KEEN 3.00 X X 0 0 0 JOHN B CONWAY 2.00 X 0 0 0 MARK L GREEN 2.00 X 0 0 0 WILLIAM H JACO 2.00 X 0 0 0 RONALD J STERN 2.00 X 0 0 0 KAREN VOGTMANN 2.00 X 0 0 0 CAROL S WOOD 2.00 X 0 0 0 DONALD MCCLURE 40.00 X 255041 0 45864 EMILY RILEY 40.00 X 131063 0 11521 GEORGIA BENKART 3.00 X 0 0 0 GRAEME FAIRWEATHER 40.00 X 217027 0 44215 SAMUEL RANKIN 40.00 X 209840 0 40765 ELIZABETH HUBER 40.00 X 162682 0 28663 ELLEN MAYCOCK 40.00 X 146348 0 26157 THOMAS BLYTHE 40.00 X 139719 0 32720 SERGEI GELFAND 40.00 X 127716 0 32244 PATRICK ION 40.00 X 127716 0 14637 ASSEN DONTCHEV 40.00 X 125856 0 15883 1760892 0 292669 30 0 1 1 0 2357608 802508 433015 3593131 PUBLICATIONS 541900 19924371 19924371 MEETINGS 541900 1034109 1010328 23781 SERVICES AND OUTREACH 541900 928034 928034 OTHER 900099 47853 47853 21934367 2279581 2279581 37210335 38305888 -1095553 -1095553 -1095553 26711526 21910586 23781 1184028 151183 151183 319581 319581 16450 16450 1597030 953323 643707 11282446 10570903 652096 59447 1244818 1123823 120148 847 1970277 1559090 409993 1194 909896 815664 90183 4049 37218 33077 4141 122691 122691 1041495 805625 235870 44425 42026 54 2345 818907 800964 11646 6297 507273 507273 525448 445443 80005 629368 398285 231083 636991 636991 2089 2089 633395 434648 198747 148496 122555 25941 PRINTING/PUBLICATIONS 1039735 1032630 2367 4738 EQUIPMENT PURCHASES 328403 276023 52380 EQUIPMENT RENTAL AND MA 269033 163667 105366 SUPPLIES 207939 195201 12448 290 602491 486905 115586 25087078 21891330 3114452 81296 1084237 1753474 15897241 13739319 348841 108422 504413 362458 1328076 1453931 1889482 2442326 13832687 9003976 5031887 4828711 79406346 81186072 105490523 105874713 3790117 3869641 12822888 12515534 4770464 5994557 21383469 22379732 X 73032010 72757182 6207920 5753285 4867124 4984514 84107054 83494981 105490523 105874713 X 1624448 -2236521 X 0 1 1 X 1 1 X 2926548 3785549 3428086 3691400 3593131 17424714 20587566 21218466 21417800 21642658 21910586 106777076 23514114 25004015 24845886 25334058 25503717 124201790 5536 3622 5224 4835 3980 23197 0 5536 3622 5224 4835 3980 23197 124178593 3283489 2436644 2953013 2926928 2279581 13879655 21451 21451 3283489 2436644 2953013 2926928 2301032 13901106 26797603 27440659 27798899 28260986 27804749 138102896 0.89920 0.89590 0.10070 0.10360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 183368 0 0 183368 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: THE AMERICAN MATHEMATICAL SOCIETY MAINTAINS AN OFFICE OF GOVERNMENTAL AFFAIRS IN WASHINGTON, DC WITH TWO STAFF MEMBERS. THE PRINCIPAL MISSION OF THE OFFICE IS TO (1) STAY ABREAST OF EVENTS, LEGISLATION, AND POLICY INITIATIVES THAT IMPACT THE SCIENCES IN GENERAL, IN AREAS OF EDUCATION, FUNDING RESEARCH, AND OTHER; (2) TO ACT AS A RESOURCE TO THE GOVERNMENT IN AREAS SUCH AS FUNDING OF SCIENTIFIC EDUCATION OR RESEARCH OR THE IMPORTANCE OF MATHEMATICS; AND, (3) TO PROVIDE INFORMATION TO THE MEMBERSHIP AND THE WIDER MATHEMATICAL COMMUNITY ABOUT GOVERNMENT INITIATIVES AND POLICIES. THE AMS EDUCATES THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT AND THE VARIOUS GROUPS WITHIN THE GOVERNMENT. THE AMS LOBBIES REGARDING THE FUNDING LEVELS OF THE VARIOUS GOVERNMENTAL AGENCIES THAT SUPPORT THE MATHEMATICAL COMMUNITY, SUCH AS THE NATIONAL SCIENCE FOUNDATION. THE AMS HAS ALSO ENGAGED IN DIRECT LOBBYING REGARDING LEGISLATION AFFECTING MATHEMATICAL PUBLISHING. 79253085 4125193 -222060 2138200 81018018 68873306 2032681 10293960 1946862 79253085 51419062 4504052 14879288 1929096 68873306 73821684 920880 -21821839 1501663 51419062 0.87640 0.06150 0.06210 0 0 219637 219637 7422023 4604088 2817935 5202581 4159462 1043119 988446 240426 748020 4828711 POSTRETIREMENT BENEFIT OBLIGATION 5994557 5994557 26711526 25087078 1624448 -1134171 -1102350 -2236521 -612073 24475006 -1134171 -1102349 -2236520 26711526 0 26711526 25087078 0 25087078 0 25087078 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INCOME FROM ENDOWMENT FUNDS FROM DONORS IS USED FOR SPECIFIC PURPOSES, SUCH AS PRIZES, LECTURES, SCHOLARSHIPS, GRANTS AND OUTREACH PROJECTS. THE MAJORITY OF THE ENDOWMENT FUNDS ARE BOARD-DESIGNATED FUNDS. THESE FUNDS INCLUDE: (1) THE JOURNAL ARCHIVE FUND, WHICH PROVIDES FUNDING FOR THE SOCIETY TO CHANGE ITS ARCHIVAL FORMATTING OF ITS PUBLICATION WHEN REQUIRED IN THE FUTURE; (2) THE YOUNG SCHOLARS FUND, WHICH PROVIDES SUPPORT TO SUMMER MATH CAMPS FOR TALENTED YOUNG STUDENTS; (3) THE OPERATING SUPPORT FUND, WHICH SUPPORTS THE OPERATING ACTIVITIES OF THE SOCIETY; (4) THE ECONOMIC STABILIZATION FUND, WHICH IS A TRUE RESERVE FUND FOR THE SOCIETY TO USE SHOULD ECONOMIC EMERGENCIES ARISE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SOCIETY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE SOCIETY HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AS ITS ONLY SIGNIFICANT TAX POSITION; HOWEVER, THE SOCIETY HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE SOCIETY IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. THE SOCIETY'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XI, LINE 8 - OTHER ADJUSTMENTS: POSTRETIREMENT BENEFIT - RELATED CHANGES -1,102,350. PART XII, LINE 2D - OTHER ADJUSTMENTS: POSTRETIREMENT BENEFIT - RELATED CHANGES -1,102,350. ROUNDING 1. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 2 PROGRAM SERVICES SALES - MATH PUBLICATIONS 84784 NORTH AMERICA 0 0 GRANTMAKING 2000 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 7800 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 GRANTMAKING 11450 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 3900 SOUTH ASIA 0 0 GRANTMAKING 1000 SOUTH AMERICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 16200 NORTH AMERICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS SOUTH ASIA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS 0 2 0 0 0 2 110934 16200 127134 RUSSIA & THE NEWLY INDEPENDENT STATES EDUCATIONAL SUPPORT 7200 CHECK 0 1 RESEARCH PRIZE SOUTH ASIA 1 1000 CHECK RESEARCH PRIZE EAST ASIA AND THE PACIFIC 1 500 CHECK RESEARCH PRIZE RUSSIA & THE NEWLY INDEPENDENT STATES 1 250 CHECK RESEARCH PRIZE EUROPE (INCLUDING ICELAND & GREENLAND) 1 7500 CHECK 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONITORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. 1 LAMAR UNIVERSITY PO BOX 10119 BEAUMONT TX 77710 746000298 115 7500 EPSILON AWARD MATHPATH 4052 94TH AVENUE SE MERCER ISLAND WA 980404222 201290489 501(C)(3) 10000 EPSILON AWARD TEXAS STATE UNIVERSITY-SAN MARCOS MATHWORKS ASBS 110 601 UNIVERSITY DRIVE SAN MARCOS TX 78666 746002248 115 12500 EPSILON AWARD CENTER FOR EXCELLENCE IN EDUCATION 8201 GREENSBORO DRIVE SUTIE 215 MCLEAN VA 22102 521256563 501(C)(3) 7500 EPSILON AWARD ROSS MATHEMATICS PROGRAM DEPARTMENT OF MATHEMATICS 231 W 18TH AVENUE COLUMBUS OH 43210 316025986 115 12500 EPSILON AWARD UNIVERSITY OF NEBRASKA- LINCOLN CENTER FOR SCIENCE MATH & COMPUTERS 251 AVERY HALL LINCOLN NE 685880131 470491233 115 7500 EPSILON AWARD MATHEMATICS FOUNDATION OF AMERICA CANADAUSA MATHCAMP 129 HANCOCK STREET CAMBRDIGE MA 02139 571035414 501(C)(3) 12500 EPSILON AWARD UNIVERSITY OF CHICAGO YOUNG SCHOLARS PROGRAM DEPARTMENT OF MATHEMATICS 5734 SOUTH UNIVERSITY AVENUE CHICAGO IL 60637 362177139 115 12500 EPSILON AWARD PROMYS DEPARTMENT OF MATHEMATICS 111 CUMMINGTON STREET BOSTON MA 02215 042103547 115 10000 EPSILON AWARD UNIVERSITY OF PUERTO RICO MATHEMATICAL SCIENCES DEPARTMENT PO BOX 9000 MAYAGUEZ PR 00681 660433761 115 7500 EPSILON AWARD NATIONAL ACADEMY OF SCIENCES THE NATIONAL ACADEMIES PGABISO 500 FIFTH NW WASHINGTON DC 20001 526976965 501(C)(3) 5000 ANNUAL SUPPORT SACNAS PO BOX 8526 SANTA CRUZ CA 950618526 521443811 501(C)(3) 5000 ANNUAL SUPPORT THE MATH CENTER DEPT OF MATHEMATICS UNIVERSITY OF ARIZONA 617 N SANTA RITA AVENUE TUCSON AZ 857210089 742652689 115 5000 EXEMPLARY PROGRAM AWARD AAAS PO BOX 96178 WASHINGTON DC 200906178 530196568 501(C)(3) 8500 AAAS MASS MEDIA FELLOWSHIP CLEMSON UNVIERSITY HR-ASB 108 PEARMAN BLVD CLEMSON SC 296345337 576000254 501(C)(3) 5683 ANNUAL SUPPORT MAA 1529 EIGHTEENTH STREET NW WASHINGTON DC 20036 160743079 501(C)(3) 22000 PROJECT NEXT & AMERICAN MATH COMPETITION 16 0 TRJITZINSKI SCHOLARSHIPS - 2011 7 21000 CONANT PRIZE 1 1000 STEELE PRIZE - LIFETIME ACHIEVEMENT 1 5000 STEELE PRIZE - SEMINAL CONTRIBUTION 1 5000 STEELE PRIZE - MATH EXPO 1 5000 BOCHNER PRIZE 2 5000 MATH IN MOSCOW 5 37800 COLE PRIZE 1 2500 SATTER PRIZE 1 5000 DOOB PRIZE 2 5000 MORGAN PRIZE 1 1200 INTERNATIONAL SCIENCE AND ENGINEERING FAIR - MATHEMATICS COMPETITION PRIZES 4 1250 MATH ART EXHIBIT PRIZES 3 1000 2010-2011 CONGRESSIONAL FELLOWSHIP 1 48733 2011-2012 CONGRESSIONAL FELLOWSHIP 1 26707 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONTIORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. SCHEDULE I, PART I, LINE 2: GRANTS AND AWARDS TO ORGANIZATIONS AND INDIVIDUALS OCCUR UNDER THE VARIOUS OUTREACH ACTIVITIES OF THE SOCIETY, EACH WITH ITS OWN SET OF CRITERIA FOR THE AWARDEE AND HOW THAT AWARDEE IS EXPECTED TO USE THE FUNDS. MANY GRANTS/AWARDS HAVE NO CRITERIA AS TO USE, SUCH AS THE MANY PRIZES SUPPORTED BY TRUE ENDOWMENT FUNDS. FOR THOSE THAT DO HAVE CRITERIA AS TO USE, SUCH AS THE EPSILON AWARDS TO ORGANIZATIONS AND THE MATH IN MOSCOW GRANTS TO INDIVIDUAL STUDENTS, ADHERENCE TO THE TERMS OF THE GRANT/AWARD IS MONITORED BY STAFF IN THE MEMBERSHIP AND PROFESSIONAL PROGRAMS DEPARTMENT. APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. ADDITIONALLY, ONCE THE PURPOSE FOR WHICH THE AWARD OR GRANT WAS MADE IS COMPLETE, THE AWARDEE IS REQUIRED TO FILE A REPORT WITH THE SOCIETY. X X 0 0 0 0 0 0 0 0 0 DONALD MCCLURE 242953 0 0 0 12088 0 31671 0 14193 0 300905 0 0 0 GRAEME FAIRWEATHER 212302 0 0 0 4725 0 27459 0 16756 0 261242 0 0 0 SAMUEL RANKIN 205115 0 0 0 4725 0 26676 0 14089 0 250605 0 0 0 ELIZABETH HUBER 161898 0 0 0 784 0 20122 0 8541 0 191345 0 0 0 ELLEN MAYCOCK 144420 0 0 0 1928 0 17339 0 8818 0 172505 0 0 0 THOMAS BLYTHE 139057 0 0 0 662 0 16947 0 15773 0 172439 0 0 0 SERGEI GELFAND 124425 0 0 0 3291 0 15227 0 17017 0 159960 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS MORE THAN 30,000 MEMBERS, INDIVIDUAL AND INSTITUTIONAL, WITH NO CRITERIA FOR MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED BY THE FISCAL DEPARTMENT AND THE SOCIETY'S TAX ADVISORS, CBIZ TOFIAS. WHEN THE FINAL DRAFT IS PREPARED, IT IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE EXECUTIVE DIRECTOR. AFTER THIS REVIEW, THE BOARD OF TRUSTEES IS ASKED TO REVIEW THE 990 ELECTRONICALLY BY ACCESSING A SECURE INTERNET SITE. THEY ARE GIVEN APPROXIMATELY THREE TO FIVE BUSINESS DAYS TO REVIEW THE DRAFT. AFTER RESPONDING TO ANY FEEDBACK FROM THE TRUSTEES, THE FILING IS MADE. FORM 990, PART VI, SECTION B, LINE 12C AMS OFFICERS, TRUSTEES, AND KEY EMPLOYEES, WHO ARE DEFINED AS INTERESTED PERSONS, ARE REQUIRED TO DISCLOSE ANNUALLY FINANCIAL INTERESTS THAT COULD GIVE RISE TO CONFLICTS BY SIGNING OFF ON THE CONFLICT OF INTEREST POLICY. THE AMS ADOPTED THIS POLICY IN NOVEMBER 2011 AND TRUSTEES SIGNED OFF ON THIS POLICY IN NOVEMBER. EACH NOVEMBER TRUSTEES AND KEY EMPLOYEES WILL BE ASKED TO AGAIN SIGN OFF ON THE POLICY AND DISCLOSE ANY POSSIBLE OR ACTUAL CONFLICTS. AN INTERESTED PERSON MUST DISCLOSE A FINANCIAL INTEREST, AS DEFINED BY THE IRS, THAT IS A POTENTIAL CONFLICT TO THE BOARD OF TRUSTEES OR COMMITTEE WHO WILL DECIDE IF A CONFLICT EXISTS. IF THE BOARD OF TRUSTEES OR COMMITTEE WITH BOARD-DELEGATED POWERS, EXCLUDING THE INTERESTED PERSON, DECIDES THAT A CONFLICT EXISTS, ALTERNATIVE TRANSACTIONS OR ARRANGEMENTS MIGHT BE MADE AFTER INVESTIGATING IN ORDER TO AVOID THE CONFLICT. ALTERNATIVELY, DISINTERESTED PERSONS ON THE BOARD OF TRUSTEES OR COMMITTEE MAY DETERMINE THAT A TRANSACTION IS FAIR OR REASONABLE AND IN THE BEST INTERESTS OF THE ORGANIZATION. THE INTERESTED PERSON WHO HAS A CONFLICT MAY NOT VOTE ON MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST AND THEY MUST BE EXCLUDED FROM DISCUSSIONS OF MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES REVIEWS AND APPROVES WITH THE EXECUTIVE DIRECTOR THE PROCESS BY WHICH THE EXECUTIVE DIRECTOR ESTABLISHES THE SALARY AND BENEFITS OF THE CHIEF FINANCIAL OFFICER AND KEY EMPLOYEES FOR THE UPCOMING YEAR. INCLUDED IN THIS REVIEW IS COMPARISON DATA FROM COMPENSATION SURVEYS. WITH RESPECT TO THE EXECUTIVE DIRECTOR, THE BOARD IS PROVIDED COMPARISON DATA FROM COMPENSATION SURVEYS. THE BOARD TAKES INTO CONSIDERATION THE COMPENSATION SURVEYS AND JOB PERFORMANCE IN SETTING THE EXECUTVIE DIRECTOR'S COMPENSATION FOR THE FOLLOWING YEAR. ALL COMPENSATION SURVEYS USED FOR SETTING THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES SALARIES ARE FROM INDEPENDENT SOURCES, AND THEY ARE GATHERED BY A HUMAN RESOURCES PROFESSIONAL. THE BOARD DOCUMENTS THEIR PROCESS FOR SETTING THE SALARIES EACH YEAR. FORM 990, PART VI, SECTION C, LINE 19 SHORTLY AFTER FILING, THE SOCIETY'S FORM 990 AND ALL SCHEDULES (EXCLUDING SCHEDULE B) IS COPIED AND MADE AVAILABLE TO THE SOCIETY'S THREE LOCATIONS. IF ANYONE REQUESTS TO SEE THE FORM 990 AND SCHEDULES, COPIES ARE PROVIDED BY STAFF MAIL OR EMAIL. THE SOCIETY'S GOVERNING DOCUMENTS ARE ON THE SOCIETY'S WEBSITE. THE ANNUAL REPORT OF THE TREASURER, INCLUDING THE FINANCIAL STATEMENT, IS PUBLISHED EACH YEAR IN THE SOCIETY'S PUBLICATION, NOTICES OF THE AMERICAN MATHEMATICAL SOCIETY, AS WELL AS THE ANNUAL REPORT. THESE PUBLICATIONS ARE AVAILABLE ON THE WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,134,171. POSTRETIREMENT BENEFIT - RELATED CHANGES -1,102,350. TOTAL TO FORM 990, PART XI, LINE 5: -2,236,521. MATHEMATICAL REVIEWS INC 416 FOURTH STREET ANN ARBOR MI 48103 382489014 INACTIVE MI 501(C)(3) N/A 1 INTERNATIONAL CONGRESS OF MATHEMATICIANS CO AMS 201 CHARLES STREET PROVIDENCE RI 02094 050405879 INACTIVE RI 501(C)(3) N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0