2012-06-28T21:19:23-05:00 2011-08-31 BLACKMAN KALLICK LLP 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2010-09-01 510149370 STEPPENWOLF THEATRE COMPANY STEP 3126545654 758 W NORTH AVENUE CHICAGO IL 60610 PAUL GOODRICH 3126545654 2012-06-27 1 LU ANN TRAPP 3122071040 2012-06-27 2010 2016-02-24 21:20:13Z NORA DALEY 758 W NORTH AVENUE CHICAGO IL 60610 15186613 0 X WWW.STEPPENWOLF.ORG X 1975 IL PROVIDE THEATRICAL LEARNING OPPORTUNITIES FOR AUDIENCES THAT SPUR CIVIC CONVERSATION. 54 51 384 1231 772073 0 6948499 5615293 7149092 7758116 2766283 451628 25753 -25082 16889627 13799955 0 0 0 0 6920097 7555710 0 0 1354574 5742646 6426635 12662743 13982345 4226884 -182390 33576264 35676871 12202771 13241132 21373493 22435739 X STEPPENWOLF THEATRE COMPANY IS WHERE GREAT ACTING MEETS BIG IDEAS. OUR PASSION IS TO TELL STORIES ABOUT HOW WE LIVE NOW. OUR MISSION IS TO ENGAGE AND EDUCATE AUDIENCES USING AN EXCHANGE OF IDEAS THAT MAKES US THINK HARDER, LAUGH LONGER, FEEL MORE.THE COMPANY WAS FORMED IN 1976 BY A COLLECTIVE OF ACTORS AND IS DEDICATED TO AN ETHIC OF MUTUAL RESPECT AND THE DEVELOPMENT OF ARTISTS THROUGH ONGOING GROUP WORK. STEPPENWOLF HAS GROWN INTO AN INTERNATIONALLY RENOWNED ENSEMBLE OF 43 ARTISTS WHO REPRESENT A REMARKABLE GENERATION OF ACTORS, DIRECTORS, AND PLAYWRIGHTS. 0 0 10281509 6766153 THEATRE PROGRAMS: PRODUCING PROGRAMMING TO EDUCATE THE PUBLIC BY ENGAGING THEM IN THE THEATRICAL PERFORMANCES, DISCUSSIONS, EVENTS, AND WORKSHOPS. PROGRAMMING INCLUDED 17 PRODUCTIONS, 653 PERFORMANCES, AND NUMEROUS EVENTS AND WORKSHOPS. 10281509 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 151 0 384 1 1 1 0 0 0 0 1 1 0 0 0 0 X 54 51 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X RACHEL DOMARACKI 3126545654 758 W NORTH AVENUE 4TH FLOOR CHICAGO IL 60610 NORA DALEY 5.00 X X 0 0 0 ERIC P LEFKOFSKY 5.00 X X 0 0 0 PAUL W GOODRICH 5.00 X X 0 0 0 MARTHA LAVEY 40.00 X X 226715 0 47608 J ROBERT BARR 5.00 X 0 0 0 SARAH BEARDSLEY 5.00 X 0 0 0 MICHAEL W BENDER 5.00 X 0 0 0 HENRY S BIENEN 5.00 X 0 0 0 DAVID H BLAKE 5.00 X 0 0 0 LAWRENCE BLOCK 5.00 X 0 0 0 DOUGLAS RBROWN 5.00 X 0 0 0 CAROLE LBROWN 5.00 X 0 0 0 MICHAEL A CAHAN 5.00 X 0 0 0 KEITH M CARDOZA 5.00 X 0 0 0 DENNIS M CARY 5.00 X 0 0 0 MICHAEL CAVANAGH 5.00 X 0 0 0 ELIZABETH H CONNELLY 5.00 X 0 0 0 BETH BOOSALIS DAVIS 5.00 X 0 0 0 J SCOTT ETZLER 5.00 X 0 0 0 SHARON FAIRLEY 5.00 X 0 0 0 RICH FEITLER 5.00 X 0 0 0 JOHN N FOX 5.00 X 0 0 0 SCOTT P GEORGE 5.00 X 0 0 0 LAWRENCE M GILL 5.00 X 0 0 0 ROBERT J GREENEBAUM 5.00 X 0 0 0 JOHN H HART 5.00 X 0 0 0 JOHN HASS 5.00 X 0 0 0 CHARLES H JAMES 5.00 X 0 0 0 GEORGE A JOSEPH 5.00 X 0 0 0 DAVID S KALT 5.00 X 0 0 0 DONNA LA PIETRA 5.00 X 0 0 0 LYNN LOCKWOOD MURPHY 5.00 X 0 0 0 RONALD J MALLICOAT 5.00 X 0 0 0 JANET MELK 5.00 X 0 0 0 CHARLES G MUELLER 5.00 X 0 0 0 GEOFF NYHEIM 5.00 X 0 0 0 SUSAN A PAYNE 5.00 X 0 0 0 DAVID C PISOR 5.00 X 0 0 0 KENNETH J PORRELLO 5.00 X 0 0 0 GRACE M PUMA 5.00 X 0 0 0 DEBORAH H QUAZZO 5.00 X 0 0 0 MERLE RESKIN 5.00 X 0 0 0 RANDALL K ROWE 5.00 X 0 0 0 FRANCIS C SADAC 5.00 X 0 0 0 BRUCE SAGAN 5.00 X 0 0 0 MICHAEL R SALEM 5.00 X 0 0 0 JOHN R SAMOLIS 5.00 X 0 0 0 MANUEL SANCHEZ 5.00 X 0 0 0 MATTHEW J SCHECKNER 5.00 X 0 0 0 GLORIA SCOBY 5.00 X 0 0 0 HARRY J SEIGLE 5.00 X 0 0 0 ANNA D SHAPIRO 5.00 X 0 0 0 STEPHANIE B SMITH 5.00 X 0 0 0 AVY H STEIN 5.00 X 0 0 0 JOHN R WALTER 5.00 X 0 0 0 WILLARD L WOODS 5.00 X 0 0 0 HELEN ZELL 5.00 X 0 0 0 DAVID HAWKANSON 40.00 X 226274 0 47740 SANDRA KARUSCHAK 40.00 X 123912 0 12854 576901 0 108202 3 0 1 0 HAYES MECHANICAL 5959 HARLEM AVENUE CHICAGO IL 60638 HVAC SERVICES 219826 CHICAGO TRIBUNE 435 N MICHIGAN AVE CHICAGO IL 60611 ADVERTISEMENTS 199312 HUB INTERNATIONAL LIMITED 55 E JACKSON BLVD 14TH FLOOR CHICAGO IL 60604 INSURANCE 141191 SAMUEL FRENCH INC 45 WEST 25TH STREET NEW YORK NY 10010 REPRESENTATION 138246 FROST LIGHTING CO 1381 N NORTH BRANCH ST CHICAGO IL 60642 EVENT LIGHTING 129467 6 1041215 112000 4462078 176737 5615293 SUBSCRIPTION REVENUE 711110 5838100 5838100 COSTUME SALES/RENTALS 711110 697669 697669 TICKET REVENUE 711110 354842 354842 TOUR INCOME 711110 314367 314367 PARKING INCOME 711110 216910 216910 336228 269118 67110 7758116 634938 634938 7255 7255 75530 75530 75530 75530 483000 666310 -183310 -183310 -183310 324104 1041215 428991 -104887 -104887 283707 291357 -7650 -14944 7294 MISCELLANEOUS INCOME 900099 4670 4670 4670 13799955 6766153 772073 646436 698333 265454 239742 193137 5552960 4217230 852097 483633 217197 191117 9180 16900 556117 507217 -7764 56664 531103 372200 111937 46966 11221 11221 44200 44200 149594 149594 44432 25283 19149 1000790 924758 25191 50841 436767 294793 98965 43009 127036 54019 19591 53426 437747 437747 678533 539142 116384 23007 369410 275936 22740 70734 19311 9074 9706 531 398496 383871 14625 847894 635921 84789 127184 121206 90904 12121 18181 PRODUCTION MATERIALS 551476 551476 PRODUCTION FEES 502034 502034 BANK FEES 221365 177836 23302 20227 EQUIPMENT - MAINTENANCE 194947 124631 62167 8149 CATERING/FOOD AND BEVER 156562 80786 7704 68072 113614 29234 44241 40139 13982345 10281509 2346262 1354574 3868882 3721291 230894 115430 1976400 2006558 81714 60369 1220051 1609687 17322002 9264381 7839049 8057621 18267691 20008319 91583 97596 33576264 35676871 1377897 1236769 3444223 4145566 6100000 6100000 1280651 1758797 12202771 13241132 X 9910009 11173057 3303188 3125308 8160296 8137374 21373493 22435739 33576264 35676871 X -182390 1244637 X 0 1 1 X 0 X 5747175 5176690 6144396 6948499 5615293 29632053 7433605 7732669 8492191 7138542 7591854 38388861 13180780 12909359 14636587 14087041 13207147 68020914 262274 223069 205577 224951 351694 1267565 0 262274 223069 205577 224951 351694 1267565 66753349 868875 407199 421240 756576 1482541 3936431 868875 407199 421240 756576 1482541 3936431 99114 123413 24154 68495 4670 319846 14148769 13439971 15081981 14912112 14694358 72277191 0.92360 0.91590 0.05450 0.04030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9470983 84718 890971 10446672 8563040 460000 447943 9470983 9731985 508366 -1605397 71914 8563040 0.22000 0.78000 0.00000 1 0 451340 451340 12760148 6846966 5913182 4110514 2417415 1693099 8057621 ANNUITIES PAYABLE CURRENT 45282 ANNUITIES PAYABLE LONG-TERM 193080 DUE TO AFFILIATE 760435 LOAN PAYABLE CURRENT 160000 LOAN PAYABLE LONG TERM 600000 1758797 13799955 13982345 -182390 1244637 1244637 1062247 16218567 1244637 212794 1100686 2558117 13660450 139504 139504 13799954 14866730 212794 834017 1046811 13819919 139504 22922 162426 13982345 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE THEATRE USES ENDOWMENT FUNDS ON AN ANNUAL BASIS AS PERMITTED BY LAW AND POLICY FOR PROGRAMMING AND ARTISTIC INITIATIVES THAT FULFILL THE MISSION OF THE ORGANIZATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE THEATRE'S APPLICATION OF ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA (GAAPUSA) REGARDING UNCERTAIN TAX POSITIONS HAD NO EFFECT ON ITS FINANCIAL POSITION AS MANAGEMENT BELIEVES THE THEATRE HAS NO MATERIAL UNRECOGNIZED INCOME TAX BENEFITS, INCLUDING ANY POTENTIAL RISK OF LOSS OF ITS NOT-FOR-PROFIT TAX STATUS. THE THEATRE WOULD RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX POSITIONS IN INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. HOWEVER, THE THEATRE HAS NO AMOUNTS ACCRUED FOR INTEREST OR PENALTIES AS OF AUGUST 31, 2011 AND 2010. THE THEATRE IS NO LONGER SUBJECT TO EXAMINATION BY FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR PERIODS BEFORE 2008. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 428,991. COST OF GOODS SOLD 291,357. CONSOLIDATED STATEMENTS - REVENUE OF AFFILIATED ORGANIZATION 380,338. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 428,991. COST OF GOODS SOLD 291,357. CONSOLIDATED STATEMENTS - EXPENSES OF AFFILIATED ORGANIZATION 113,669. PART XIII, LINE 4B - OTHER ADJUSTMENTS: ENDOWMENT WRITE OFF 22,922. EAST ASIA AND THE PACIFIC 0 12 PROGRAM SERVICES PLAY ON TOUR 98073 0 12 0 0 0 12 98073 0 98073 0 0 0 0 0 0 GALA 995833 841854 153979 4135 220651 101085 WOMEN IN THE ARTS LUNCH 128350 117925 10425 6061 22797 2 241136 81436 159700 10818 19145 44299 1365319 1041215 324104 14953 245857 168181 428991 -104887 X X 0 1 0 0 0 0 0 0 0 MARTHA LAVEY 226715 0 0 0 0 0 35500 0 12108 0 274323 0 0 0 DAVID HAWKANSON 226274 0 0 0 0 0 35500 0 12240 0 274014 0 0 0 PART I, LINE 4B DAVID HAWKANSON (EXECUTIVE DIRECTOR), AND MARTHA LAVEY (ARTISTIC DIRECTOR) EACH ACCRUED 20,000 IN SECTION 457(F) RETIREMENT PLAN BENEFITS. X 2 20696 FAIR MARKET VALUE X AIRFARE 1 140000 FAIR MARKET VALUE X ADVERTISING 1 16042 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. THE AUDIT COMMITTEE IS THE COMMITTEE OF THE GOVERNING BODY WHICH IS DESIGNATED TO REVIEW THE FORM 990. THE REVIEW BY THE COMMITTEE TAKES PLACE PRIOR TO THE DISTRIBUTION TO THE GOVERNING BODY. THE RETURN IS DISTRIBUTED VIA E-MAIL TO THE ENTIRE GOVERNING BODY PRIOR TO FILING THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF TRUSTEES ARE ASKED TO SIGN A CONFLICT OF INTEREST POLICY EITHER INDICATING THAT THEY HAVE NO CONFLICTS OF INTEREST AS DEFINED IN THE POLICY OR TO LIST EXCEPTIONS WHEN THEY DO HAVE CONFLICTS OF INTEREST. WE DISTRIBUTE THE POLICY AT MEETINGS OF THE BOARD OF TRUSTEES. THE SIGNED POLICIES ARE COLLECTED AT THE MEETINGS AND KEPT ON FILE. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF TOP MANAGEMENT IS MANAGED BY THE BOARD CHAIR THROUGH THE EXECUTIVE COMMITTEE. THEY REVIEW PUBLISHED COMPENSATION OF COMPARABLE POSITIONS WITHIN THE CITY AND INDUSTRY. COMPENSATION IS ALSO BASED ON THE ORGANIZATIONAL BUDGET, INDIVIDUAL QUALIFICATIONS, AND INDUSTRY STANDARDS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,244,637. STEPPENWOLF FOUNDATION I 758 W NORTH AVENUE 4TH FLOOR CHICAGO IL 60610 364041811 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) LINE 11A, I 1 STEPPENWOLF FOUNDATION II 758 W NORTH AVENUE 4TH FLOOR CHICAGO IL 60610 364041812 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) LINE 11A, I 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 STEPPENWOLF FOUNDATION I P 200000 FAIR MARKET VALUE