2012-06-19T12:45:27-05:00 2011-05-31 WILLIAMS-KEEPERS LLC 2005 WEST BROADWAY SUITE 100 COLUMBIA MO 65203 990 2010-06-01 430670936 STEPHENS COLLEGE STEP 5738767105 1200 E BROADWAY CAMPUS BOX 2006 COLUMBIA MO 65215 DIANNE LYNCH 5738767105 2012-06-14 1 STEPHEN C SMITH 5734426171 2010 2016-02-24 21:20:13Z DIANNE LYNCH 1200 E BROADWAY CAMPUS BOX 2006 COLUMBIA MO 65215 30339962 0 X WWW.STEPHENS.EDU X 1833 MO PROVIDE TRADITIONAL AND NONTRADITIONAL STUDENTS OPPORTUNITIES TO EARN UNDERGRADUATE AND GRADUATE DEGREES. 22 22 766 22 519700 -40675 3239681 4634363 27065715 25322123 1450 31113 100659 14535 30407505 30002134 10481139 9423319 0 0 9405803 9177215 45865 19928 737025 10223309 11034861 30156116 29655323 251389 346811 33745939 34056961 14685144 14315049 19060795 19741912 X HISTORICALLY COMMITTED TO MEETING THE CHANGING NEEDS OF WOMEN, STEPHENS COLLEGE ENGAGES STUDENTS IN AN INNOVATIVE EDUCATIONAL EXPERIENCE FOCUSED ON PRE-PROFESSIONAL FIELDS AND THE PERFORMING ARTS AND GROUNDED IN THE LIBERAL ARTS. GRADUATES OF STEPHENS ARE CAREER-READY WOMEN OF DISTINCTION, CONNECTED THROUGH A SUPPORTIVE NETWORK OF ALUMNAE ACROSS THE WORLD, CONFIDENT IN THEMSELVES, AND INSPIRED BY OUR TRADITION OF THE TEN IDEALS AS CORE VALUES THAT ENRICH WOMENS LIVES. 0 0 26382655 9423319 24802423 INSTRUCTION & RELATED EDUCATIONAL AND GENERAL EXPENSES OF MORE THAN 1,000 FULL-TIME & PART-TIME STUDENTS. 26382655 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 1 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 1 118 0 1 766 1 1 1 0 0 0 0 0 0 0 0 0 X 22 22 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X JOSH HENGGELER DIRECTOR OF ACCOUNTING 5738762338 1200 EAST BROADWAY BOX 2006 COLUMBIA MO 65215 PRIYA AVULA-BATCHU 1.00 X 0 0 0 JANE BENSUSSEN 1.00 X X 0 0 0 GAYLE BENTSEN 1.00 X 0 0 0 JANICE DURRETT 1.00 X 0 0 0 BEVERLY FOGLE 1.00 X 0 0 0 RAYMOND SCOTT HEMBREE 1.00 X 0 0 0 SARA JANE JOHNSON 1.00 X 0 0 0 NIKKI KRAWITZ 1.00 X X 0 0 0 TERESA MALEDY 1.00 X X 0 0 0 JANE MARCUS 1.00 X 0 0 0 DONNA MARSHALL 1.00 X 0 0 0 JULIA MULLER 1.00 X X 0 0 0 DON MUNCE 1.00 X 0 0 0 ELIZABETH LIBBY REID 1.00 X 0 0 0 VICKI RUSSELL 1.00 X 0 0 0 RON SHERGA 1.00 X 0 0 0 HENRY HANK WATERS III 1.00 X 0 0 0 LYNDA WEBSTER 1.00 X 0 0 0 ANITA PARRAN 1.00 X 0 0 0 SARA CROSBY 1.00 X 0 0 0 BRITTANY MORGAN 1.00 X 0 0 0 CHRISTY POWELL 1.00 X 0 0 0 MARK TAYLOR 1.00 X 0 0 0 CAROL JULIAN 40.00 X 56095 0 2544 DOUGLAS LANGE 40.00 X 127353 0 5960 DAVID ADAMS 40.00 X 27070 0 385 DEBORAH DUREN 40.00 X 85240 0 5479 AMY GIPSON 40.00 X 67879 0 2397 MARY HASSINGER 40.00 X 135355 0 6107 DIANNE LYNCH 40.00 X 271600 0 7268 CHRIS COLLIER 40.00 X 27070 0 6999 SHANNON WALLS 40.00 X 76322 0 5324 SUZANNE SHARP 40.00 X 79385 0 5030 LINDI OVERTON 40.00 X 0 0 0 953369 0 47493 3 0 1 0 0 1498427 211870 2924066 1386487 4634363 TUITION & FEES 900099 20069943 20069943 RESIDENCE HALL FEES 721000 2355691 2355691 FOOD SERVICE INCOME 722320 1808124 1808124 OTHER PROGRAM RELATED 611710 562130 562130 CONFERENCE AND VISITOR 721000 526235 6535 519700 25322123 10061 10061 8735 8735 5800 5800 5800 5800 358880 326353 11475 32527 -11475 21052 21052 30002134 24802423 519700 45648 9423319 9423319 937271 173973 670187 93111 7106021 6242832 589161 274028 43075 34377 5643 3055 531327 466898 28708 35721 559521 434058 99864 25599 18512 18512 69621 69621 19928 19928 2564482 2504419 60063 145473 141974 3499 1245754 871572 242463 131719 128246 128246 3850598 3734140 102018 14440 214730 140194 29698 44838 42365 28525 13113 727 490168 234167 241702 14299 1581894 1523206 51412 7276 4722 4722 NON-CAPITAL EQUIPMENT 108305 86364 21941 EQUIPMENT LEASE 90998 9681 81317 BAD DEBT/COLLECTION EXP 31089 31089 MUSIC PROGRAMMING 19236 19236 UNRELATED BUSINESS INCO 3963 3963 424705 308998 43423 72284 29655323 26382655 2535643 737025 22828 252730 1180994 1936133 2068961 1588440 313396 117949 1954680 2194559 197189 179006 48779707 28440118 21520171 20339589 4979723 6097311 118111 55521 1285422 1196757 104464 98966 33745939 34056961 1159897 1004731 975737 997556 316742 309115 9832335 9487939 2400433 2515708 14685144 14315049 X 10939589 11775167 2674010 2437415 5447196 5529330 19060795 19741912 33745939 34056961 X 346811 334306 X X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5296672 346599 326353 845 5316073 5219478 394798 317604 5296672 5600471 255529 5856000 0.00000 1.00000 0.00000 0 0 348258 348258 38357867 22345564 16012303 2191111 1140238 1050873 7882471 4954316 2928155 20339589 ANNUITY AND LIFE INCOME OBLIGATIONS 24112 CONDITIONAL ASSET RETIREMENT OBLIGATION 2491596 2515708 30002134 29655323 346811 335999 -1693 334306 681117 20913121 335999 -1693 334306 20578815 9423319 9423319 30002134 20232004 0 20232004 9423319 9423319 29655323 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE COLLEGE HAS ADOPTED AN INVESTMENT AND SPENDING POLICY FOR ENDOWMENT FUNDS THAT ATTEMPTS TO PROVIDE A REASONABLE AND PREDICTABLE STREAM OF FUNDING TO SUPPORT CURRENT OPERATIONS, FOR PURPOSES SUCH AS SCHOLARSHIPS AND EXPENDITURES FOR PROGRAMS, WHILE MAINTAINING THE PURCHASING POWER OF THE ENDOWMENT ASSETS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FINANCIAL STATEMENTS, WHICH WERE AUDITED FOR THE PERIOD ENDING MAY 31, 2011, ON A CONSOLIDATED BASIS WITH THE STEPHEN'S COLLEGE ENDOWMENT FOUNDATION, INCLUDED THE FOLLOWING DISCLOSURE - "THE COLLEGE'S FORM 990 AND TAXABLE STATUS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR OPEN TAX YEARS, WHICH AS OF THE DATE OF THIS REPORT ARE THE YEARS ENDED MAY 31, 2008 THROUGH 2011. INTEREST AND PENALTIES INCURRED, IF ANY, RELATED TO ANNUAL FORM 990 OR UNRELATED BUSINESS INCOME TAX FILINGS ARE REPORTED WITHIN MANAGEMENT AND GENERAL EXPENSES IN THE CONSOLIDATED STATEMENT OF ACTIVITIES." PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN SPLIT INTEREST -1,693. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN SPLIT INTEREST -1,693. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL-FUNDED FINANCIAL AID 8,528,123. DONOR-FUNDED FINANCIAL AID 895,196. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL-FUNDED FINANCIAL AID 8,528,123. DONOR-FUNDED FINANCIAL AID 895,196. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE POLICY STATES IN PART THAT STEPHENS COLLEGE DOES NOT DIS- CRIMINATE ON THE BASIS OF RACE, RELIGION, GEOGRAPHIC ORIGIN OR HANDICAP IN THE ADMINISTRATION OF ITS EDUCATIONAL & ADMISSION POLICIES, SCHOLARSHIPS & LOANS, & OTHER COLLEGE PROGRAMS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE INSTITUTION RECEIVES FEDERAL ASSISTANCE FROM THE U.S. DEPARTMENT OF EDUCATION FOR STUDENT FINANCIAL AID UNDER THE PELL GRANT AND SUPPLEMENTARY EDUCATIONAL OPPORTUNITY GRANT. X X 1 RUFFALO CODY & ASSOCIATES PO BOX 3018 CEDAR RAPIDS IA 524063018 PHONE SOLICITATION 0 0 19928 -19928 PURSUANT 5151 BELTLINE RD SUITE 900 DALLAS TX 75254 EMAIL SOLICITATION 0 0 28185 -28185 48113 -48113 AK AZ CO CT ID IN IA KS KY LA MA MI MS MO NE NC SC TX UT VT VA WV 1 INSTITUTIONAL FUNDED FINANCIAL AID FOR STUDENTS ATTENDING STEPHENS COLLEGE 895 8528123 DONOR FUNDED FINANCIAL AID FOR STUDENTS ATTENDING STEPHENS COLLEGE 246 895196 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE COLLEGE BASES AWARDS ON FINANCIAL AID BY SEVERAL CRITERIA; MERIT, NEED, PERFORMANCE, EMPLOYEE DISCOUNT, ATHLETIC, FEDERAL FUNDED AND OTHER AID. ONLY STUDENTS CURRENTLY ENROLLED IN CLASSSES ARE AWARDED AID. X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 DIANNE LYNCH 271600 0 0 0 0 0 0 0 7268 0 278868 0 0 0 PART I, LINE 1A TAX INDEMNIFICATION AND GROSS-UP PAYMENTS,FOR THE HOUSING ALLOWANCE: DIANNE LYNCH, PRESIDENT HOUSING ALLOWANCE: DIANNE LYNCH, PRESIDENT, REPORTED ON W-2 DISCRETIONARY SPENDING ACCOUNT: THE DISCRETIONARY SPENDING ACCOUNT IS FOR COLLEGE EXPENSES AND ONLY FOR DONATIONS RECEIVED THAT ARE RESTRICTED TO THE PRESIDENTIAL DISCRETIONARY ACCOUNT. KATELYN HEMBREE CHILD OF BOARD MEMBER 6250 SCHOLARSHIP BRITTANY MORGAN BOARD MEMBER 913 TRAVEL ASSISTANCE X 22 1379987 AVERAGE OF HIGH AND LOW X HORSES 13 6500 NORMALLY $500 PER HORSE 1 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS FOR ALL CATEGORIES. FORM 990, PART VI, SECTION A, LINE 2 VICKI RUSSELL AND HENRY WATERS III - FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS MADE AVAILABLE TO ALL TRUSTEES. THE FORM 990 IS FORMALLY REVIEWED BY THE FINANCE COMMITTEE BEFORE SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C WHEN MANAGEMENT KNOWS OF A CONFLICT OF INTEREST, MANAGEMENT AGGRESSIVELY MONITORS PAYMENTS MADE TO AND TRANSACTIONS WITH THE ENTITIES IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15A PRESIDENT DIANNE LYNCH'S SALARY WAS MOST RECENTLY DETERMINED AND APPROVED IN MAY 2009. NO CHANGES HAVE TAKEN PLACE SINCE THAT TIME. QUESTION 15A: DIANNE LYNCH'S SALARY WAS MOST RECENTLY DETERMINED AND APPROVED IN MAY, 2009. QUESTION 15B: DOUGLAS LANGE'S SALARY WAS MOST RECENTLY DETERMINED AND APPROVED IN APRIL, 2009. MARY HASSINGER'S SALARY WAS MOST RECENTLY DETERMINED AND APPROVED IN JUNE, 2008. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE STEPHENS COLLEGE WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS ARE AVAILABLE BY REQUEST FROM THE PRESIDENT'S OFFICE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 335,999. CHANGE IN SPLIT INTEREST -1,693. TOTAL TO FORM 990, PART XI, LINE 5: 334,306. THE PROCESS FOR OVERSIGHT OF THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. STEPHENS COLLEGE ENDOWMENT FOUNDATION 1200 EAST BROADWAY COLUMBIA MO 65215 201117521 TO RECEIVE, INVEST, AND MANAGE ENDOWMENT FUNDS FOR STEPHENS COLLEGE. MO 501(C)(3) 509(A)(3) STEPHENS COLLEGE 0 0 0 1 0 1 0 0 0 0 1 1 0 1 0 0 0 1 0 STEPHENS COLLEGE ENDOWMENT FOUNDATION C 1498427 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION J 532950 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION Q 188041 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION K 0 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION M 0 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION E 6033000 ACTUAL