2012-05-29T18:54:24-05:00 2011-10-31 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2010-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 GUY COLLISON 6029977586 2012-05-07 1 JEFFREY A BITHER 4808346030 2010 2016-02-24 21:20:13Z GUY COLLISON 1521 W DOBBINS RD PHOENIX AZ 85041 13183855 0 X WWW.AZHUMANE.ORG X 1957 AZ THE SOCIETY PROVIDES SHELTER FOR INJURED, ILL, LOST, STRAY AND UNWANTED ANIMALS OF ALL KINDS, EDUCATES THE PUBLIC AND CONDUCTS PROGRAMS TO FURTHER THE PREVENTION OF CRUELTY TO ANIMALS, ALLEVIATES THE SUFFERING OF ANIMALS, PROMOTES KINDNESS TOWARD TREATMENT OF ANIMALS, AND SECURES HOMES FOR ANIMALS. 23 23 247 1840 4954 3954 9109346 9533268 3168256 2852019 296479 285263 45815 47442 12619896 12717992 0 0 0 0 6835755 7279205 0 0 1447507 3818467 4369732 10654222 11648937 1965674 1069055 32645209 33419422 1323672 1268694 31321537 32150728 X MISSION - OUR MISSION IS TO IMPROVE THE LIVES OF ANIMALS, ALLEVIATE THEIR SUFFERING AND ELEVATE THEIR STATUS IN SOCIETY. WE SAFEGUARD, RESCUE, SHELTER, HEAL, ADOPT AND ADVOCATE FOR ANIMALS IN NEED, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF.VISION - WE ENVISION A WORLD IN WHICH ALL PEOPLE REGARD COMPANION ANIMALS AS LIFELONG, VALUED FAMILY MEMBERS; EMBRACE THEIR RESPONSIBILITY FOR THE WELFARE OF ANIMALS; AND RESPECT, VALUE AND PROTECT THE ANIMALS WITH WHOM WE SHARE THIS EARTH. 0 0 9737016 2881667 THE ARIZONA HUMANE SOCIETY (AHS) WAS FOUNDED IN 1957 BY A COMPASSIONATE GROUP OF VOLUNTEERS WHO RECOGNIZED THE NEED TO END ANIMAL SUFFERING IN THE COMMUNITY. OUR MISSION IS TO IMPROVE THE LIVES OF ANIMALS, ALLEVIATE THEIR SUFFERING, AND ELEVATE THEIR STATUS IN SOCIETY. WE SAFEGUARD, RESCUE, SHELTER, HEAL, ADOPT AND ADVOCATE FOR ANIMALS IN NEED, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF. SINCE OUR ESTABLISHMENT, WE HAVE GROWN REMARKABLY TO BECOME ARIZONA'S LARGEST, NONPROFIT ANIMAL-WELFARE AND PROTECTION AGENCY. WE PROVIDE AN ARRAY OF PROGRAMS AND SERVICES, INCLUDING ANIMAL SHELTERING AND PET ADOPTIONS, THE EMERGENCY ANIMAL MEDICAL TECHNICIAN (EAMT) ANIMAL-RESCUE AND CRUELTY INVESTIGATION PROGRAM, LOW-COST SPAY/NEUTER AND WELLNESS SERVICES FOR OWNED ANIMALS, MOBILE SPAY/NEUTER AND ANIMAL WELLNESS SERVICES, THE SECOND CHANCE ANIMAL HOSPITAL FOR SICK, ABUSED AND INJURED ANIMALS, AND PROJECT SAFEHOUSE AND PROJECT ACTIVE DUTY TO AID THE PETS OF DOMESTIC VIOLENCE VICTIMS AND ACTIVATED MEMBERS OF THE U.S. MILITARY. ANNUALLY, WE TAKE IN AND SHELTER NEARLY 46,000 COMPANION ANIMALS AND WORK TO FIND FOREVER HOMES FOR THE DOGS AND CATS IN OUR CARE, AS WELL AS THOUSANDS OF REHABILITATED PETS, RESPOND TO MORE THAN 23,059 CALLS ABOUT ANIMALS IN DISTRESS, SPAY OR NEUTER MORE THAN 21,000 DOGS, CATS AND RABBITS, SHARE THE HUMANE MESSAGE WITH THOUSANDS OF SCHOOL CHILDREN, AND PROVIDE VETERINARY CARE TO 11,675 SICK, INJURED AND ABUSED ANIMALS IN OUR SECOND CHANCE ANIMAL HOSPITAL, WHICH IS THE LARGEST, SHELTER-BASED TRAUMA CENTER IN THE SOUTHWESTERN UNITED STATES. 9737016 1 1 0 0 0 0 0 0 0 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 X 75 0 1 247 1 1 1 0 0 0 1 0 1 0 0 0 0 1 0 0 0 X 23 23 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 BRYANT COLMAN 2.00 X 0 0 0 ANN DAMIANO 5.00 X 0 0 0 CRAIG DOYLE 2.00 X 0 0 0 MELINDA MORRISON GULICK 5.00 X X 0 0 0 MIKE LENDERINK 2.00 X 0 0 0 CINDY MARTIN 2.00 X 0 0 0 MICHAEL NAPIER 5.00 X 0 0 0 KIMBERLEE REIMANN PADILLA 5.00 X 0 0 0 MARY FRANCES RAY 3.00 X 0 0 0 ANTHONY SALCITO 1.00 X 0 0 0 ANN SINER 2.00 X 0 0 0 CINDY WATTS 4.00 X 0 0 0 DARYL WEIL 6.00 X X 0 0 0 SUSAN WISSINK 6.00 X X 0 0 0 PATTY WITHYCOMBE 5.00 X 0 0 0 ANDREW SUSSMAN 2.00 X 0 0 0 MEREDITH SAVAGE 2.00 X 0 0 0 MICHELLE HALLIER 2.00 X 0 0 0 ED TROELL 4.00 X X 0 0 0 ROB KORT 10.00 X X 0 0 0 MAUREEN BEYERS 4.00 X X 0 0 0 LINDA PARKIS 5.00 X X 0 0 0 PATRICK LOFTUS 6.00 X X 0 0 0 JANET CUSSLER 2.00 X 0 0 0 MITCHELL PORTNOY 2.00 X 0 0 0 BOB KOONS 2.00 X 0 0 0 GUY COLLISON 40.00 X 161642 0 4361 NANCY BRADLEY 40.00 X 107465 0 2779 269107 0 7140 2 0 1 0 0 714288 8818980 1148991 9533268 CLINIC OPERATIONS 541900 1215835 1215835 ADOPTION FEES 541900 911191 911191 ANIMALS RETURNED 541900 706294 706294 EDUCATION 611600 18400 18400 THRIFT STORE 453000 299 299 2852019 280463 280463 10930 10930 10930 10930 4800 4800 4800 4800 182647 714288 182647 0 12960 6250 6710 6710 241035 276966 -35931 -38676 2745 OTHER INCOME 541900 65733 63524 2209 65733 12717992 2881667 4954 298103 163061 65225 48918 48918 5941540 5446825 82559 412156 729047 665064 16994 46989 445557 399495 16739 29323 61442 19442 42000 34502 34502 300 300 72892 18904 53988 233551 232506 1045 1928671 1353463 136398 438810 66310 41766 3144 21400 436761 339800 7591 89370 184579 174589 3138 6852 16843 11724 156 4963 723955 682990 30406 10559 114130 92094 16714 5322 REPAIRS & MAINTENANCE 150688 120134 13347 17207 OUTSIDE ANIMAL SERVICES 55408 55408 HIRING, TRAINING & DEV 29277 9587 19499 191 RECOGNITION & AWARDS 11747 1275 10472 TAXES, LICENSES & FEES 11300 6275 719 4306 237376 19892 13848 203636 11648937 9737016 464414 1447507 5414203 7938722 59002 3057541 1457431 2061115 83115 39140 46544 72943 153232 91921 18111361 6955799 11702897 11155562 7375785 2884120 6353000 6118358 32645209 33419422 968899 934092 245 13685 354528 320917 1323672 1268694 X 23083559 23701048 3977978 4200680 4260000 4249000 31321537 32150728 32645209 33419422 X 1069055 -239864 X X 0 1 1 X 0 X 9067971 10813221 13810368 9109346 9533268 52334174 9067971 10813221 13810368 9109346 9533268 52334174 3511656 48822518 214634 163744 257743 299183 291393 1226697 4583 4087 3708 1619 4954 18951 93451 71783 57116 32828 60779 315957 53895779 17159802 0.90590 0.89640 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1985522 1985522 11579326 3478324 8101002 1792802 1402931 389871 1264190 899901 364289 1489521 1174643 314878 11155562 2884120 C 2884120 DEPOSITS 15358 BENEFICIARY INTEREST IN REMAINDER TRUSTS 1854000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 4249000 6118358 GIFT ANNUITY PAYABLE 320917 320917 12717992 11648937 1069055 -6451 -233413 -239864 829191 14546192 -6451 2007094 -172443 1828200 12717992 0 12717992 13656031 2007094 2007094 11648937 0 11648937 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2011, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2008 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2007 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -208,413. LOSS ON UNCOLLECTIBLE CONTRIBUTION RECEIVABLE -25,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -208,413. NONCASH REAL PROPERTY CONTRIBUTIONS 35,970. COMPASSION WITH FASHION 421104 302315 118789 118789 PET TELETHON 452812 388954 63858 63858 1 23019 23019 0 896935 714288 182647 182647 182647 0 X X X X 0 0 0 0 0 0 0 0 0 GUY COLLISON 157142 0 4500 0 0 0 0 0 4361 0 166003 0 0 0 X 2150 FAIR MARKET VALUE X 279326 FAIR MARKET VALUE X 30 25775 SALE AT AUCTION HOUSE X 3 596905 MEDIAN VALUE X 16 11402 FAIR MARKET VALUE X GIFT CARDS 15 1330 STATED VALUE X FOOD/CARE SUPPLIES 465 232103 FAIR MARKET VALUE 0 0 1 1 THIRD PARTY USE: PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART V, LINE 6B: THE ORGANIZATION'S POLICY IS TO PROVIDE THE DONOR THE AMOUNT THAT IS NOT TAX DEDUCTIBLE. HOWEVER, A THIRD PARTY THAT WAS ADMINISTERING ONE EVENT FOR THE ORGANIZATION INADVERTENTLY DID NOT INCLUDE AN EXPRESS STATEMENT. THE ORGANIZATION WILL CORRECT THIS IN THE FUTURE. FORM 990, PART V, LINE 7B: THE ORGANIZATION'S POLICY IS TO PROVIDE THE DONOR THE VALUE OF GOODS AND SERVICES. HOWEVER, A THIRD PARTY THAT WAS ADMINISTERING ONE EVENT FOR THE ORGANIZATION INADVERTENTLY DID NOT INCLUDE AN EXPRESS STATEMENT. THE ORGANIZATION WILL CORRECT THIS IN THE FUTURE. FORM 990, PART VI, SECTION A, LINE 4 THE MISSION STATEMENT REPORTED ON THE RETURN WAS REVISED TO REFLECT THE MISSION STATEMENT ON THE GOVERNING DOCUMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE PREPARED 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE EXECUTIVE DIRECTOR AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES ARE UTILIZED TO DETERMINE THE COMPENSATION RATES FOR THE MARKET. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART VIII, LINE 2E: THE ORGANIZATION RECEIVES DONATIONS OF SUPPLIES AND FOOD AND SELLS THESE ITEMS TO THE GENERAL PUBLIC THROUGH TWO THRIFT STORES. ALTHOUGH THE REVENUES ARE APPROXIMATELY $280,000, THE COST OF THE DONATED ITEMS CONTRIBUTED ARE RECORDED IN THE STATEMENT OF ACTIVITIES AT THEIR FAIR VALUE WHICH IS BASED ON THE ESTIMATED SELLING PRICE OF THE SPECIFIC ITEMS. NET THRIFT STORE REVENUES ARE MINIMAL DUE TO COST OF THE ITEMS BEING RECORDED AS A CONTRIBUTION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -6,451. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -208,413. LOSS ON UNCOLLECTIBLE CONTRIBUTION RECEIVABLE -25,000. TOTAL TO FORM 990, PART XI, LINE 5: -239,864. EXPLANATION TO DESCRIBE ANY CHANGES TO PROCESS OF OVERSIGHT OF THE AUDIT: FORM 990, PART XI, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.