2012-05-15T09:42:58-05:00 2011-06-30 SCHNEIDER DOWNS & CO INC 1133 PENN AVENUE PITTSBURGH PA 15222 990 2010-07-01 251035663 DUQUESNE UNIVERSITY OF THE HOLY SPIRIT DUQU 4123966592 600 FORBES AVENUE PITTSBURGH PA 152820226 STEPHEN A SCHILLO 4123966592 2012-05-15 1 SUSAN M KIRSCH 4122613644 2010 2016-02-24 21:20:13Z CHARLES J DOUGHERTYPHD 600 FORBES AVENUE PITTSBURGH PA 152820226 387314020 0 X WWW.DUQ.EDU X 1878 PA CATHOLIC UNIVERSITY SUSTAINED PARTNERSHIP OF LAITY AND RELIGIOUS. 26 23 5137 38 438060 -498519 22708067 27063187 288325139 296527486 4775199 8813566 536310 767163 316344715 333171402 65652261 71646116 0 0 155045124 159011169 0 0 3358044 83259211 80608056 303956596 311265341 12388119 21906061 465541410 568260129 180495480 231291891 285045930 336968238 X DUQUESNE SERVES GOD BY SERVING STUDENTS-THROUGH COMMITMENT TO EXCELLENCE IN LIBERAL AND PROFESSIONAL EDUCATION, THROUGH PROFOUND CONCERN FOR MORAL AND SPIRITUAL VALUES, THROUGH THE MAINTENANCE OF AN ECUMENICAL ATMOSPHERE OPEN TO DIVERSITY, AND THROUGH SERVICE TO THE CHURCH, COMMUNITY, NATION AND THE WORLD. 0 0 176182343 71646116 257425127 EDUCATIONAL PROGRAMS, GENERAL/OTHER: INSTRUCTION - SCHOOL OF LIBERAL ARTS, BUSINESS ADMINISTRATION, EDUCATION, MUSIC, HEALTH SCIENCES, PHARMACY, LAW, NATURAL AND ENVIRONMENTAL SCIENCES, NURSING (10,230 STUDENTS) 44457445 37835821 AUXILIARY/STUDENT SERVICES:STUDENT SERVICES PROGRAMS, GENERAL/OTHER: STUDENT SERVICES, INSTITUTIONAL SUPPORT, AND AUXILIARY ENTERPRISES (13,493 UNIVERSITY COMMUNITY)AUXILIARY SERVICES/GENERAL- ROOM & BOARD, FOOD SERVICE, INTERCOLLEGIATE ATHLETICS, TAMBURITZANS, PARKING EVENTS, CONFERENCES, RED RING RESTAURANT. 35498204 459423 EDUCATIONAL DELIVERY, GENERAL/OTHER: ACADEMIC SUPPORT - LIBRARY, DEANS OFFICE, PROVOST OFFICES, CATALOGS, COMMENCEMENT, CLERGY RESIDENCE (11,403 STUDENTS AND FACULTY) 6637458 481776 MEDIA AND COMMUNICATION PROGRAMS, GENERAL/OTHER: PUBLIC SERVICE - RADIO STATION - NATIONAL PUBLIC BROADCASTING RADIO/TELEVISION/ENGINEERING SERVICE, PUBLIC RESEARCH PROGRAMS, LAW LIBRARY PROGRAMS (156,200 LISTENERS AND VIEWERS). 8985197 15146 SCIENCE & TECHNOLOGY RESEARCH, GENERAL/OTHER: RESEARCH -DHEW, NSF AND OTHER RESTRICTED FUNDS FOR RESEARCH (63 FUNDING AGENCIES) 15622655 496922 271760647 1 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 1 0 0 0 0 1 15008 0 1 5137 1 1 1 1 IT CJ 0 0 0 1 1 0 0 0 1 0 X 26 23 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 PA X RUSSELL C GRUNEBACH 4123966592 600 FORBES AVE ROOM 205 PITTSBURGH PA 15282 ARNOLD E BURCHANTI II 2.00 X 0 0 0 ESTHER L BUSH 2.00 X 0 0 0 ANTHONY J CARFANG 2.00 X 0 0 0 SAMUEL A COSTANZO 2.00 X 0 0 0 SISTER MARY DACEY SSJ 2.00 X 0 0 0 VREVLAWRENCE A DINARDO MCHA 2.00 X 0 0 0 VREVJEFFREY T DUAIME CSSP 2.00 X 0 0 0 REVJOHN FOGARTY CSSP 2.00 X 0 0 0 RICHARD J GRATTAN 2.00 X 0 0 0 THOMAS B GREALISH 2.00 X 0 0 0 MARY R GREALY ESQ 2.00 X 0 0 0 ROBERT Z GUSSIN PHD 2.00 X 0 0 0 TERRENCE S JACOBS 2.00 X 0 0 0 SCOTT M LAMMIE 2.00 X 0 0 0 REV JAMES P MCCLOSKEY CSSP 55.00 X 0 0 5201 JOHN W MCGONIGLE 2.00 X 0 0 0 JAMES F MCGUIRK II 2.00 X 0 0 0 IRENE M QUALTERS 2.00 X 0 0 0 REVJOHN A SAWICKI CSSP 12.00 X 0 0 5306 THADDEUS J SENKO 2.00 X 0 0 0 REV DANIEL WALSH CSSP 2.00 X 0 0 0 REV FREDDY WASHINGTON CSSP 2.00 X 0 0 0 PATRICIA D YODER 2.00 X 0 0 0 MARIE MILIE JONES 2.00 X X 0 0 0 WILLIAM J LYONS 12.00 X X 3500 0 0 CHARLES J DOUGHERTY 55.00 X X 592745 0 82726 LINDA S DRAGO ESQ 55.00 X 153356 0 20500 REVSEAN HOGAN CSSP 55.00 X 0 0 5201 RALPH L PEARSON 55.00 X 250557 0 40390 JOHN P PLANTE 55.00 X 207023 0 40811 STEPHEN A SCHILLO 55.00 X 296116 0 41012 JDOUGLAS BRICKER 55.00 X 213708 0 29349 CHRISTOPHER M DUNCAN 55.00 X 158693 0 34099 GREGORY H FRAZER 55.00 X 163784 0 39269 ALAN R MICIAK 55.00 X 217958 0 40396 RONALD C EVERHART II 55.00 X 420704 0 40587 ALEEM GANGJEE 55.00 X 342993 0 30709 KENNETH G GORMLEY 55.00 X 213948 0 68195 JOHN E MURRAY 35.00 X 388573 0 30440 ALICE L STEWART 35.00 X 327016 0 13545 DAVID W SEYBERT-FORMER KEY EMPLOYEE 55.00 X 155430 0 85942 4106104 0 653678 175 1 1 0 ARAMARK CORPORATION 600 FORBES AVENUE PITTSBURGH PA 15282 FOOD SERVICE 9558300 PJ DICK CORPORATION 225 N SHORE DRIVE PITTSBURGH PA 15212 CONSTRUCTION 4879170 RYCON CONSTRUCTION INC 2525 LIBERTY AVENUE PITTSBURGH PA 15222 CONSTRUCTION 3387453 TURNER CONSTRUCTION COMPANY 620 LIBERTY AVENUE 27TH FL PITTSBURGH PA 15222 CONSTRUCTION 2656637 DIRECT ENERGY MARKETING CORP PO BOX 643249 PITTSBURGH PA 15264 ENERGY SUPPLIER 2048558 58 142625 11839445 15081117 768362 27063187 EDUCATIONAL PROGRAMS 900099 257425127 257425127 AUXILIARY SERVICES 722100 38146014 37835821 310193 MEDIA & COMMUNICATION 532000 481776 481776 ACADEMIC SUPPORT 722100 459423 459423 SCIENCE&TECHN.RESEARCH 812930 15146 15146 296527486 4883235 -21570 4904805 507834 507834 221214 221214 221214 100293 120921 57007711 52974979 102401 4032732 -102401 3930331 3930331 238351 142625 249380 -11029 -11029 865002 815858 49144 49144 333171402 296217293 438060 9452862 71054073 71054073 592043 592043 2756328 1411238 882544 462546 119503873 104083670 13923109 1497094 7186230 5675390 1420015 90825 21412505 16839695 4265121 307689 8152233 6419621 1617100 115512 1429734 1429734 256684 256684 54370 54370 134972 134972 12658752 10786693 1808803 63256 3105064 2229485 830369 45210 11961177 9834410 1995849 130918 2857325 2425220 432105 9927547 8287635 1571451 68461 5285030 4827334 293800 163896 385353 347231 32957 5165 5955153 4971433 980880 2840 13023060 10871806 2123972 27282 1161548 364958 796590 OTHER/GENERAL 11679146 10184835 1121706 372605 MEMBERSHIPS 733141 553877 174519 4745 311265341 271760647 36146650 3358044 24686299 30988174 5407070 8075090 20209662 18815196 1062782 988354 3650643 3714845 415276186 162865832 229772198 252410354 150836785 183625082 20334512 23235012 9581459 46408022 465541410 568260129 31383284 35934644 8678057 8323226 119520826 167549670 20913313 19484351 180495480 231291891 X 185823537 217731174 29202556 43722187 70019837 75514877 285045930 336968238 465541410 568260129 X 21906061 30016247 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 54370 54370 311210971 311265341 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 49182 62415 54370 165967 250000 250000 250000 750000 1125000 0 142397816 5411994 32729426 2848519 2015266 175675451 122584269 7144039 17182748 2615954 1897286 142397816 162745593 3286262 -37991041 1981494 3475051 122584269 0.39290 0.41870 0.18840 0 0 18988498 18988498 305540053 117132445 188407608 54870251 39092092 15778159 35877384 6641295 29236089 252410354 ASSETS IN ESCROW FOR DEBT SERVICE AND PROJECT FUNDS 46408022 46408022 EQUIPMENT LEASE - MISCELLANEOUS 473840 CONDITIONAL ASSET RETIREMENT OBLIGATION 5883362 FEDERAL LOAN FUNDS 11003943 URA GEYER GARAGE - PURCHASE FEE 92300 AGENCY FUNDS 1151187 ANNUITIES PAYABLE 879719 19484351 333171402 311265341 21906061 30089584 -73337 30016247 51922308 292644941 30089584 185149 30274733 262370208 70801194 70801194 333171402 240722633 185149 918259 1103408 239619225 71646116 71646116 311265341 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USES OF DUQUESNE UNIVERSITY OF THE HOLY SPIRIT ENDOWMENT FUNDS ARE TO PRIMARILY PROVIDE FUNDS FOR STUDENT SCHOLARSHIPS, FELLOWSHIPS, LECTURESHIPS, FACULTY CHAIRS, AND RESOURCE FUNDS. ENDOWMENT FUNDS ALSO SUPPORT LIBRARY, ACADEMIC SUPPORT, REPAIR AND REPLACEMENT FACILITIES, AND GENERAL OPERATIONS. ALL USES ARE IN ACCORDANCE WITH APPLICABLE DONOR RESTRICTIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY ADOPTED GUIDANCE FOR UNCERTAINTY IN INCOME TAXES, WHICH PROVIDES CRITERIA FOR THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. THIS GUIDANCE REQUIRES THAT AN UNCERTAIN TAX POSITION SHOULD BE RECOGNIZED ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE POSITION IS SUSTAINABLE BASED ON ITS TECHNICAL MERITS. RECOGNIZABLE TAX POSITIONS SHOULD THEN BE MEASURED TO DETERMINE THE AMOUNT OF BENEFIT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE UNIVERSITY FILES U.S. FEDERAL, STATE, AND LOCAL INFORMATION RETURNS, AND NO RETURNS ARE CURRENTLY UNDER EXAMINATION. THE STATUTE OF LIMITATIONS ON THE UNIVERSITY'S U.S. FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED JUNE 30, 2008, THROUGH THE PRESENT. THE UNIVERSITY CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF SUCH GUIDANCE AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS. PART XI, LINE 8 - OTHER ADJUSTMENTS: NET FUNDRAISING ACTIVITIES BY AGENCY FUNDS 11,029. CONTRIBUTIONS NOT ON THE FINANCIAL STATEMENTS -15,644. FEES (CARS) -68,722. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID/SCHOLARSHIPS 71,646,116. NET FUNDRAISING ACTIVITIES BY AGENCY FUNDS -11,029. COST OF GOODS SOLD -815,858. LOSS ON SALES OF ASSETS -102,401. CONTRIBUTIONS NOT ON THE FINANCIAL STATEMENTS 15,644. FEES (CARS) 68,722. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 815,858. LOSS ON SALES OF ASSETS 102,401. PART XIII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID/SCHOLARSHIPS 71,646,116. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 DUQUESNE UNIVERSITY'S NONDISCRIMINATORY POLICY IS PUBLISHED IN CATALOGS, REGISTRATION PUBLICATIONS, APPLICATIONS FOR ADMISSION AND FINANCIAL AID. THE POLICY IS ALSO AVAILABLE ON MULTIPLE AREAS OF THE UNIVERSITY'S WEB SITE AS WELL AS PUBLISHED IN THE PITTSBURGH POST GAZETTE ANNUALLY. THE POLICY IS ALSO PUBLISHED IN HUMAN RESOURCE / EMPLOYMENT PUBLICATIONS AND DOCUMENTS, THE PREAMBLE OF THE EXECUTIVE RESOLUTIONS OF THE BOARD AND IN ADMINISTRATIVE POLICIES. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 IN THE COURSE OF OUR BUSINESS AS A UNIVERSITY, THE INSTITUTION RECEIVES FEDERAL GRANT FUNDS FOR ADMINISTRATIVE ALLOWANCES FOR SEOG, PELL, CWS AND STATE INSTITIONAL ASSISTANCE GRANTS. 0 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 13228 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 41541 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES RECRUITMENT 651 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 290440 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SCHOLARSHIPS/FINANCIAL AID 20150 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 44746 EUROPE 1 15 PROGRAM SERVICES STUDY ABROAD PROGRAM 1624369 EUROPE 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 537266 EUROPE 0 0 PROGRAM SERVICES SCHOLARSHIPS/FINANCIAL AID 554843 EUROPE 0 0 PROGRAM SERVICES RECRUITMENT 1580 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 852 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 6688 NORTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 166483 NORTH AMERICA 0 0 PROGRAM SERVICES RECRUITMENT 3296 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 5763 SOUTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 6377 SOUTH AMERICA 0 0 PROGRAM SERVICES SCHOLARSHIPS/FINANCIAL AID 17050 SOUTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 869 SOUTH ASIA 0 0 PROGRAM SERVICES RECRUITMENT 5148 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 38351 SOUTH ASIA 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 13974 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM 57362 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 36074 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES MISSIONARY 9100 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES INSTRUCTIONAL CONFERENCE 1336 CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 17223548 1 15 0 0 1 15 2572391 18148694 20721085 STUDENT SCHOLARSHIP EUROPE 112 554843 FINANCIAL AID AWARD ON STUDENT'S ACCOUNT STUDENT SCHOLARSHIP EAST ASIA AND THE PACIFIC 4 20150 FINANCIAL AID AWARD ON STUDENT'S ACCOUNT STUDENT SCHOLARSHIP SOUTH AMERICA 1 17050 FINANCIAL AID AWARD ON STUDENT'S ACCOUNT 1 0 1 1 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: A SCHOLARSHIP IS AN ACHIEVEMENT AWARD. AWARDS CAN BE BASED ON THE STUDENT'S AFFILIATION WITH A PARTICULAR MAJOR, BEING APART OF A CLUB/GROUP, OR BASED ON THE STUDENT'S ACADEMIC RECORD. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM THE UNIVERSITY ARE MONITORED TO ENSURE THAT THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE AWARD. FINANCIAL ASSISTANCE BASED ON FINANCIAL NEED IS ALSO PROVIDED TO STUDENTS. STUDENTS RECEIVING FINANCIAL ASSISTANCE BASED ON NEEDS ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE FINANCIAL ASSISTANCE. DAF GOLF OUTING #1 117550 117550 11180 29025 19350 56745 DAF GOLF OUTING #2 78145 47724 30421 800 15580 11319 2821 5 185281 94901 90380 3029 41248 22880 550 34853 380976 142625 238351 800 14209 85853 53549 550 94419 249380 -11029 1 ACADEMIC SCHOLARSHIPS 7367 52291741 ATHLETIC SCHOLARSHIPS 336 5463035 ENDOWED /NON-ENDOWED SCHOLARSHIPS 1391 2925119 RELIGIOUS / H.S., TEACHER, DISCOUNTS 523 1814133 TAMBURITIZAN / ROTC 31 403892 NEED BASED 3540 8156153 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: A SCHOLARSHIP IS AN ACHIEVEMENT AWARD. AWARDS CAN BE BASED ON THE STUDENT'S AFFILIATION WITH A PARTICULAR MAJOR, BEING A PART OF A CLUB/GROUP, OR BASED ON THE STUDENT'S ACADEMIC RECORD. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM THE UNIVERSITY ARE MONITORED TO ENSURE THAT THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE AWARD. FINANCIAL ASSISTANCE BASED ON FINANCIAL NEED IS ALSO PROVIDED TO STUDENTS. STUDENTS RECEIVING FINANCIAL ASSISTANCE BASED ON NEEDS ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE FINANCIAL ASSISTANCE. X 1 1 X X X 0 1 0 0 0 0 0 0 0 CHARLES J DOUGHERTY 583662 0 0 0 9083 0 69600 0 13126 0 675471 0 0 0 LINDA S DRAGO ESQ 151972 0 0 0 1384 0 12458 0 8042 0 173856 0 0 0 RALPH L PEARSON 240622 0 0 0 9935 0 19600 0 20790 0 290947 0 0 0 JOHN P PLANTE 200361 0 0 0 6662 0 16688 0 24123 0 247834 0 0 0 STEPHEN A SCHILLO 286783 0 0 0 9333 0 19600 0 21412 0 337128 0 0 0 JDOUGLAS BRICKER 213708 0 0 0 0 0 17431 0 11918 0 243057 0 0 0 CHRISTOPHER M DUNCAN 158243 0 0 0 450 0 13007 0 21092 0 192792 0 0 0 GREGORY H FRAZER 160812 0 0 0 2972 0 13638 0 25631 0 203053 0 0 0 ALAN R MICIAK 217379 0 0 0 579 0 17927 0 22469 0 258354 0 0 0 RONALD C EVERHART II 417357 0 0 0 3347 0 19600 0 20987 0 461291 0 0 0 ALEEM GANGJEE 338205 0 0 0 4788 0 19512 0 11197 0 373702 0 0 0 KENNETH G GORMLEY 212903 0 0 0 1045 0 17820 0 50375 0 282143 0 0 0 JOHN E MURRAY 379323 0 0 0 9250 0 19600 0 10840 0 419013 0 0 0 ALICE L STEWART 86541 0 0 0 240475 0 7076 0 6469 0 340561 0 0 0 DAVID W SEYBERT-FORMER KEY EMPLOYEE 148934 0 0 0 6496 0 15866 0 70076 0 241372 0 0 0 SUPPLEMENTAL INFORMATION PART III ALICE L. STEWART - EMPLOYEE RECEIVED $240,000 IN OTHER COMPENSATION REPRESENTING A BUYOUT OF FUTURE YEARS UNDER AN EMPLOYMENT CONTRACT. (1)ALLEGHENY COUNTY HIGHER EDUCBUILDAUTH 251425398 01728RXXX 2004-03-31 30020970 SEE PART V 0 0 0 (2)ALLEGHENY COUNTY HIGHER EDUCBUILDAUTH 251425398 01728RDC0 2005-12-02 18312888 SEE PART V 0 0 0 (3)ALLEGHENY COUNTY HIGHER EDUCBUILDAUTH 251425398 01728RDC0 2005-12-02 17401828 SEE PART V 0 0 0 (4)ALLEGHENY COUNTY HIGHER EDUCBUILDAUTH 251425398 01728REN8 2007-08-23 15073128 SEE PART V 0 0 0 30075410 1118464 28956946 2004 0 0 1 1 19637033 479580 19157453 2007 0 0 1 1 17060288 16772250 288038 2005 1 0 1 1 15347821 373166 14947693 2008 0 0 1 1 0 1 1 0 1 0.00000 0.00000 0.00000 1 0 1 1 0 1 0.00000 0.00000 0.00000 1 0 1 1 0 1 0.00000 0.00000 0.00000 1 0 1 1 0 1 0.00000 0.00000 0.00000 1 1 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 1 SCHEDULE K SUPPLENTAL INFORMATION BOND (1)-DORMITORY ACQUISITION & CAPITAL PROJECTS BOND (2)-CONSTRUCTION OF ATHLETIC/RECREATION COMPLEX & PEDESTRIAN BRIDGE & MISCELLANEOUS CAPITAL PROJECTS & RENOVATIONS BOND (3)-REFUNDING OF 1996 BOND ESCROW BOND (4)-CAPITAL PROJECTS/RENOVATIONS BOND (5)-ACQUISITION OF BUILDING AND REFUNDING OF 2003 BOND ESCROW, 2005 C BOND ESCROW & 2007 B BOND ESCROW BOND (6)-CAPITAL PROJECTS (5)ALLEGHENY COUNTY HIGHER EDUCBUILDAUTH 251425398 01728RFL8 2008-06-19 30780280 SEE PART V 0 0 0 (6)ALLEGHENY COUNTY HIGHER EDUCBUILDAUTH 251425398 01728RHG7 2011-02-10 53203859 SEE PART V 0 0 0 30780280 26067000 244023 4461383 2008 1 0 1 1 53014166 206872 15225799 37581495 2012 0 0 0 1 0 1 1 0 1 0.00000 0.00000 0.00000 1 0 1 0 0 1 0.00000 0.00000 0.00000 1 1 0 0 0 0 1 1 0 0 0 0 1 FORMER KEY EMPLOYEE FAMILY MEMBER OF SCHOLARSHIP RECIPIENT 4653 UPMC HEALTH PLANINSURANCE BUS RELATIONSHIP - SEE DESCRIPTION OF TRANSACTION 2132671 HEALTH SRVCS - S. LAMMIE, DUQUESNE UNIVERSITY BOARD MEMBER AND CFO, UPMC HEALTH PLAN / V.P., INSURANCE DIVISION TRANSACTIONS WITH UPMC HEALTH PLAN INCLUDED: HEALTH BENEFITS PLAN (DU-SELF INSURED) CLAIM PAYMENTS TO ALL UPMC HEALTH FACILITIES. 0 X 4305 FMV X 207 269822 FMV X 32 483365 FMV X CORP. PARTNERSHIP 9900 FMV X MUSICAL EQUIPMENT 970 FMV 245 0 1 1 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): LINE 29: THE UNIVERSITY ADVANCEMENT OFFICE PROCESSES ANY REQUIRED FORM 8283 IN CONJUNCTION WITH DONOR ACKNOWLEDGEMENT RESPONSIBILITIES. THIRD PARTY USE: PART I, LINE 32B: AUTOMOBILES ARE DONATED TO DUQUESNE UNIVERSITY OF THE HOLY SPIRIT - WDUQ PUBLIC RADIO STATION VIA CHARITABLE AUTO RESOURCES (CARS) IN SAN DIEGO, CA. NO SOLICITATION IS MADE BY CARS, ONLY VIA WDUQ AIR BROADCASTING ACTIVITIES. CARS SENDS A SIGNED ACKNOWLEDGEMENT LETTER ON WDUQ LETTERHEAD WITH FORM 8283 ON BEHALF OF WDUQ TO DONORS. DU/WDUQ RECEIVED CONTRIBUTIONS OF 207 AUTOMOBILES AND OTHER VEHICLES: 206 WDUQ AUTOMOBILES WERE RECEIVED VIA CARS WITH RECEIPTS OF $160,350. TOTAL ACKNOWLEDGED/RECEIVED BY (CARS) $229,072 30% FEE/EXPENSE (CARS) ($ 68,722) TOTAL DU RECEIVED/DEPOSITED $160,350 1 ADDITIONAL RV DONATED TO DU $ 40,750 TOTAL CARS & OTHER VEHICLES DONATED $201,100 DONATED STOCK IS IMMEDIATELY SOLD UPON RECEIPT VIA USB FINANCIAL SERVICES,INC. NON REPORTING OF REVENUE: PART I, LINE 33: SMALL ITEMS WITH A DE MINIMIS FMV, SUCH AS FOOD INVENTORY, CLOTHING AND HOUSEHOLD GOODS, ARE NOT RECORDED IN THE FINANCIAL STATEMENTS. FORM 990, PART VI, SECTION A, LINE 2 JOHN MURRAY, JOHN MCGONIGLE - BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 DUQUESNE UNIVERSITY IS A PENNSYLVANIA NONPROFIT CORPORATION RECOGNIZED AS AN IRC SECTION 501(C)(3) ORGANIZATION. AS PER THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, IT SHALL HAVE MEMBERS. THE MEMBERS OF THE UNIVERSITY SHALL BE THE PROVINCIAL SUPERIOR, THE PROVINCIAL COUNCILLORS, AND SUCH OTHER VOWED MEMBERS OF THE CONGREGATION OF THE HOLY SPIRT PROVINCE OF THE UNITED STATES AS ARE APPOINTED BY THE PROVINCIAL SUPERIOR WITH THE CONSENT OF THE PROVINCIAL COUNCIL SO THAT THERE ARE AT ALL TIMES SIX MEMBERS BUT NO MORE THAN 10 MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A PURSUANT TO THE UNIVERSITY'S ARTICLES, THE BOARD OF DIRECTORS SHALL BE ELECTED ANNUALLY BY THE MEMBERS (AS DEFINED ABOVE). IN ADDITION, THERE ARE SEVEN EX-OFFICIO VOTING MEMBERS OF THE BOARD: THE PRESIDENT OF THE UNIVERSITY, THE VICAR/DIRECTOR OF THE ROMAN CATHOLIC DIOCESE OF PITTSBURGH, PA, THE CHAIRMAN, VICE-CHAIRMAN AND SECRETARY OF THE MEMBERS, THE VP FOR MISSION & IDENTITY AT THE UNIVERSITY AND THE PRESIDENT OF THE DUQUESNE UNIVERSITY ALUMNI ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7B CERTAIN POWERS ARE RESERVED TO THE MEMBERS INCLUDING BUT NOT LIMITED TO, ELECTION AND REMOVAL OF ANY INDIVIDUAL MEMBER OF THE BOARD OF DIRECTORS, THE RIGHT TO AMEND, ALTER, MODIFY OR REPEAL GOVERNING DOCUMENTS, APPROVE CERTAIN TRANSACTIONS AS SET FORTH IN THE BYLAWS, ISSUE STATEMENTS OF POLICY REGARDING PHILOSOPHY AND MISSION, APPROVE APPOINTMENT OF THE UNIVERSITY PRESIDENT AND CONFIRM OFFICER ELECTIONS, AND APPROVE EMPLOYMENT CONTRACTS OF UNIVERSITY OFFICERS. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT FORM 990, 990-T AND REQUIRED SCHEDULES ARE REVIEWED WITH THE ORGANIZATION'S INTERNAL MANAGEMENT AS WELL AS THE AUDIT AND FINANCE COMMITTEE. UPON COMPLETION OF THIS REVIEW, THE FORMS ARE FINALIZED AND A COMPLETE COPY IS PROVIDED TO THE BOARD OF DIRECTORS VIA AN INTRANET SITE IN ADVANCE OF FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, A CONFLICT OF INTEREST FORM IS GIVEN TO EMPLOYEES OF THE UNIVERSITY AND TO THE BOARD OF DIRECTORS INCLUDING THE CORPORATION MEMBERS, OFFICERS, HIGHEST PAID AND KEY EMPLOYEES. ALL MUST COMPLETE THIS FORM. THIS CONFLICT OF INTEREST FORM HAS BEEN ENHANCED TO INCLUDE MORE DETAILED QUESTIONS RELATING TO THE FY 2010 FORM 990, TO REQUEST INFORMATION REQUIRED BY THE FORM. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE PRESIDENT IS DETERMINED BY THE BOARD OF DIRECTORS. COMPENSATION OF OTHER OFFICERS IS DETERMINED BY THE PRESIDENT OF THE UNIVERSITY AND REVIEWED WITH CHAIRPERSON OF THE BOARD. COMPENSATION OF KEY EMPLOYEES: THE OFFICE OF HUMAN RESOURCES DEVELOPS AND MAINTAINS A WAGE AND SALARY PROGRAM TO ENSURE FAIR AND EQUITABLE COMPENSATION FOR ADMINISTRATIVE, PROFESSIONAL, AND CLERICAL STAFF OF THE UNIVERSITY. THE PLAN ESTABLISHES PAY RANGES FOR POSITIONS TO ESTABLISH INTERNAL EQUITY, AND ALSO USES SURVEYS OF LOCAL AND NATIONAL INSTITUTIONS, WHICH MAINTAIN SIMILAR OR COMPARABLE EMPLOYMENT SITUATIONS. THE DOCUMENTED RANGES ARE REVIEWED PERIODICALLY AND MODIFIED ACCORDINGLY. FACULTY SALARIES ARE SET BY THE DEAN IN CONSULTATION WITH THE PROVOST AND ARE BASED UPON RELEVANT MARKET AND DISCIPLINE BASED SURVEYS. FORM 990, PART VI, SECTION C, LINE 19 DUQUESNE UNIVERSITY OF THE HOLY SPIRIT MAKES ITS GOVERNANCE DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENT AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 30,089,584. NET FUNDRAISING ACTIVITIES BY AGENCY FUNDS 11,029. CONTRIBUTIONS NOT ON THE FINANCIAL STATEMENTS -15,644. FEES (CARS) -68,722. TOTAL TO FORM 990, PART XI, LINE 5: 30,016,247. FORM 990, PART XII, LINE 2C: OVERSIGHT OF FINANCIAL AUDIT THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AUDITED BY AN INDEPENDENT ACCOUNTING FIRM. IN ADDITION, THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES THE RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND ITS SELECTION OF THE INDEPENDENT ACCOUNTING FIRM. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. EASTERN CONGREGATION OF THE HOLY SPIRIT PROVINCE OF THE UNITED STATES 6230 BRUSH RUN ROAD BETHEL PARK PA 151022214 RELIGIOUS CONGREGATION PA 501(C)(3) 170(B)(1)(A)(I) N/A 0 PITTSBURGH COUNCIL ON HIGHER EDUCATION 201 WOOD STREET BOX 647 PITTSBURGH PA 152221912 237303727 PROVIDE A MEANS FOR SHARING RESOURCES, INSIGHTS, AND INFORMATION. PA 501(C)(3) 509(A)(3) N/A 0 DUQUESNE UNIVERSITY WOMEN'S ADVISORY BOARD 600 FORBES AVENUE PITTSBURGH PA 15282 232924542 PROVIDE SCHOLASTIC FUNDS TO DUQUESNE UNIVERSITY SCHOOL OF MUSIC. PA 501(C)(3) 509(A)(3) N/A 0 CRT - RAYMOND V BUNCH 2517 SUMMIT STREET BETHEL PARK PA 15102 PA T 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0