2012-05-15T12:53:39-05:00 2011-06-30 CLIFTONLARSONALLEN LLP 2900 SOUTH QUINCY ST SUITE 150 ARLINGTON VA 22206 990 2010-07-01 521007647 AMERICAN PUBLIC TRANSPORTATION ASSOCIATION AMER 2024964800 1666 K STREET NW NO 1100 WASHINGTON DC 20006 MARY CHILDRESS 2024964800 2012-05-14 1 KAREN GRIES 7039985100 2010 2016-02-24 21:20:13Z MICHAEL MELANIPHY 1666 K STREET NW NO 1100 WASHINGTON DC 20006 24978021 0 X WWW.APTA.COM X 1974 DC TO STRENGTHEN AND IMPROVE THE PUBLIC TRANSPORTATION INDUSTRY. 103 102 97 102 687472 -1000 0 0 20304000 23101936 203236 333460 23352 8664 20530588 23444060 43366 58500 0 0 10846933 10916979 0 0 0 10911780 13697073 21802079 24672552 -1271491 -1228492 18328658 17537201 22004322 18665658 -3675664 -1128457 X TO SERVE AND REPRESENT ITS MEMBERS IN MAKING PUBLIC TRANSPORTATION AN EFFECTIVE PATH TO ECONOMIC OPPORTUNITY, PERSONAL MOBILITY AND IMPROVING THE QUALITY OF LIFE THROUGH PARTNERSHIPS, COMMUNICATIONS, TECHNOLOGY AND ADVOCACY. 0 0 TRAINING AND DEVELOPMENT: HELD OVER FIFTEEN SPECIALIZED WORKSHOPS THAT FOCUS ON SPECIFIC AREAS OF INTEREST IN THE TRANSIT INDUSTRY. MAJOR MEETINGS: HELD FOUR CONFERENCES THAT FOCUSED ON RELEVANT INDUSTRY ISSUES WHILE PROVIDING INFORMATION AND TRAINING WHICH IS CRUCIAL TO PROFESSIONAL DEVELOPMENT. MEMBER SERVICES: INCLUDES MANAGEMENT OF MEMBER COMMITTEES, PEER REVIEWS, INDUSTRY STATISTICS AND FEDERAL LEGISLATIVE AND REGULATORY ADVOCACY. RESEARCH, COMMUNICATIONS AND ADVOCACY: ONGOING NATIONWIDE EDUCATION AND ADVOCACY PROGRAM DESIGNED TO STRENGTHEN SUPPORT FOR PUBLIC TRANSPORTATION AMONG THE PUBLIC AND LOCAL, STATE AND FEDERAL OFFICIALS.STANDARDS DEVELOPMENT: APTA IS A RECOGNIZED STANDARDS DEVELOPMENT ORGANIZATION (SDO). THE PROGRAM INCLUDES CONSENSUS BASED STANDARDS IN ACCESSIBILITY, BUS, RAIL AND PROCUREMENT. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 52 0 0 97 1 1 1 0 0 0 0 0 0 0 0 0 X 103 102 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X MARY CHILDRESS 2024964800 202 496-4843 WASHINGTON DC 20006 ADLER SUSANNAH KERR 1.00 X 0 0 0 AESCH MARK R 1.00 X 0 0 0 ANDRESS ROBERT 1.00 X 0 0 0 ANTONIELLO GINO M 1.00 X 0 0 0 ARMIJO DAVID 1.00 X 0 0 0 ARNOLD BONNIE L 1.00 X 0 0 0 BARACAT JEAN-PIERRE 1.00 X 0 0 0 BARKER J BARRY 1.00 X 0 0 0 BARNES DORAN J 1.00 X 0 0 0 BARNES RONALD L 1.00 X 0 0 0 BEARD STEPHEN R 1.00 X 0 0 0 BLANCHET BERNARD 1.00 X 0 0 0 BLAND STEPHEN G 1.00 X 0 0 0 BLAYLOCK MICHAEL J 1.00 X 0 0 0 BROWNSTEIN ROBERT I 1.00 X 0 0 0 CALABRESE JOSEPH A 1.00 X 0 0 0 CARTER MATTIE P 1.00 X X 0 0 0 CASEY JOSEPH M 1.00 X 0 0 0 CASTILLO FLORA M 1.00 X 0 0 0 COLLIER MARY ANN 1.00 X 0 0 0 CORREA WILLIAM 1.00 X 0 0 0 DANISH JOHN C 1.00 X 0 0 0 DAVEY RICHARD A 1.00 X 0 0 0 DAVIS PAUL E 1.00 X 0 0 0 DEMARTINO DONNA 1.00 X 0 0 0 DEPALLO MICHAEL P 1.00 X 0 0 0 DESMOND KEVIN 1.00 X 0 0 0 DEVAUGHN MARCIA E 1.00 X 0 0 0 EKSI HAKAN 1.00 X 0 0 0 EPSTEIN RONALD L 1.00 X 0 0 0 EVANS GREG 1.00 X 0 0 0 FORD NATHANIEL P 1.00 X X 0 0 0 FRANCIS RUFUS 1.00 X 0 0 0 FURNISS ROBERT E 1.00 X 0 0 0 GAUTHIER JOEL 1.00 X 0 0 0 GORDON MARC D 1.00 X 0 0 0 GREANIAS GEORGE 1.00 X 0 0 0 GREENE SHARON 1.00 X 0 0 0 HAENFTLING TAMMY 1.00 X 0 0 0 HAMM JEFF 1.00 X 0 0 0 HAMPTON DELON 1.00 X 0 0 0 HANAS GERALD R 1.00 X 0 0 0 HENDRICKSON JOHN L 1.00 X 0 0 0 HEWITT ALISON A 1.00 X X 0 0 0 HILLOCK DAVID A 1.00 X 0 0 0 JABLONSKI PAUL C 1.00 X 0 0 0 JOSEPH WAYNE R 1.00 X 0 0 0 JOYNER KRISTEN 1.00 X 0 0 0 KENT CHRISTIAN T 1.00 X 0 0 0 KINGSBERRY STEPHEN B 1.00 X 0 0 0 KRIEG JEANNE 1.00 X 0 0 0 LAUTENBERG SAUNDRA 1.00 X 0 0 0 LEAHY ARTHUR T 1.00 X 0 0 0 LLORT YSELA 1.00 X 0 0 0 LYONS CRYSTAL 1.00 X 0 0 0 MASON REGINALD A 1.00 X 0 0 0 MCBRIDE SHARON 1.00 X 0 0 0 MCDONALD JONATHAN 1.00 X 0 0 0 MCFARLANE NEIL S 1.00 X 0 0 0 MELANIPHY MICHAEL P 1.00 X 0 0 0 MENDES DIANA C 1.00 X 0 0 0 MILLER BRADFORD J 1.00 X 0 0 0 MOLITORIS JOLENE M 1.00 X 0 0 0 MORANDINI MARY JO 1.00 X 0 0 0 NOLAN TOM 1.00 X 0 0 0 OLIVER JESSE D 1.00 X 0 0 0 PLANTE SR JOHN R 1.00 X 0 0 0 POLICARPIO JOE 1.00 X 0 0 0 PREMO JEROME 1.00 X 0 0 0 PRENDERGAST THOMAS 1.00 X 0 0 0 RADOMSKI STEVE 1.00 X 0 0 0 RAMACIER RICK 1.00 X 0 0 0 RITTER DIANA JONES 1.00 X 0 0 0 ROSENBLUM STANLEY J 1.00 X 0 0 0 RUDDELL RICHARD L 1.00 X 0 0 0 SARLES RICHARD R 1.00 X 0 0 0 SCANLON MICHAEL J 1.00 X X 0 0 0 SCHNEIDER MICHAEL I 1.00 X 0 0 0 SCHROEDER SCOTT L 1.00 X 0 0 0 SCOTT BEVERLY A 1.00 X 0 0 0 SEDORYK CARL G 1.00 X 0 0 0 SHERIN SCOTT 1.00 X 0 0 0 SILAS BEVERLY S 1.00 X 0 0 0 SKOUTELAS PAUL P 1.00 X 0 0 0 SLAUGHTER KIMBERLY 1.00 X 0 0 0 SOMERS JOHN A 1.00 X 0 0 0 SPIELBERG CLAIRE 1.00 X 0 0 0 SPITULNIK CHARLES A 1.00 X 0 0 0 THOMAS GARY C 1.00 X X 0 0 0 VARGA PETER 1.00 X 0 0 0 VOLK WILLIAM L 1.00 X 0 0 0 WALDER JAY H 1.00 X 0 0 0 WASHINGTON PHILLIP A 1.00 X 0 0 0 WEBSTER GARY M 1.00 X 0 0 0 WEINSTEIN JAMES 1.00 X 0 0 0 WELLS RALIGN T 1.00 X 0 0 0 WIGGINS-TOLBERT ALICE 1.00 X 0 0 0 WILLIAMS EVALYNN 1.00 X 0 0 0 WOCHELE CHARLES R 1.00 X 0 0 0 WULKAN ALAN C 1.00 X 0 0 0 YERMACK LAWRENCE 1.00 X 0 0 0 ZEHNER JOHN 1.00 X 0 0 0 WILLIAM MILLAR 37.50 X X 562152 0 365188 PAMELA BOSWELL 37.50 X 159583 0 111832 ART GUZZETTI 37.50 X 175583 0 223925 ROBERT HEALY 37.50 X 178789 0 268164 JAMES LARUSCH 37.50 X 161613 0 59718 PETRA MOLLETT 37.50 X 152768 0 26311 ROSEMARY SHERIDAN 37.50 X 178750 0 142305 KATHRYN WATERS 37.50 X 202853 0 26324 SAMUEL KERNS 37.50 X 193191 0 103751 JOHN GREGORY HULL 37.50 X 160965 0 228518 JOSEPH NIEGOSKI 37.50 X 125364 0 57696 LOUIS SANDERS 37.50 X 151499 0 107123 MARTIN SCHROEDER 37.50 X 126025 0 49558 KELLYANNE GALLAGHER 37.50 X 119547 0 131023 2648682 0 1901436 14 0 1 0 GMMB 1010 WISCONSIN AVE NW SUITE 600 WASHINGTON DC 20007 ADVERTISING & CONSULTING 3217967 NATIONAL TRADE PRODUCTION 313 SOUTH PATRIC STREET ALEXANDRIA VA 22314 TRADE SHOW MGMT/PRODUCTION SERVICE 648168 EWA IIT 13873 PARK CENTER ROAD SUITE 200 HERNDON VA 20171 RISK MANAGEMENT/INFO SECRUITY 401134 TRANSPORTATION LEARNING CENTER 8403 COLESVILLE ROADE SUITE 825 SILVER SPRING MD 20910 TRAINING CONSORTIUM 338870 APCO WORLDWIDE INC 700 12TH STREET NW WASHINGTON DC 20005 CONSULTING SERVICES 157915 5 MEMBERSHIP DUES 900099 13765060 13765060 REGISTRATION FEES 900099 3207110 3207110 STANDARDS REVENUE 900099 1716289 1716289 PROJECT REVENUE 900099 1469573 1469573 SAFETY AUDITS 454180 883863 883863 2060041 1372569 687472 23101936 329444 329444 8664 8664 1537977 1533961 4016 4016 4016 23444060 22414464 687472 342124 58500 2020471 5550168 1716848 1100448 529044 50773 302500 24915 3063375 3272711 954581 315167 1192749 1158634 2567098 227214 126032 PRINTING & PUBLISHING 270824 CONTRIBUTIONS 170500 24672552 600 601 9457516 7739214 652620 598597 783424 1087127 261122 202180 3315567 2911328 606593 404239 6566783 7505243 18328658 17537201 9378122 6311986 5116203 7574415 7509997 4779257 22004322 18665658 X -3675664 -1128457 -3675664 -1128457 18328658 17537201 X -1228492 3775699 X 0 1 1 X 1 1 0 0 1 14222787 1446747 -271612 1175135 1706734 -531599 588604 344135 244469 1900410 1768928 131482 826553 798265 28288 404239 DEFERRED ASSESSMENTS 4195582 DEFERRED LEASE CONCESSION 583675 4779257 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ASSOCIATION AND (PT)2 ARE EXEMPT FROM THE PAYMENT OF FEDERAL INCOME TAXES ON THEIR EXEMPT ACTIVITIES UNDER SECTIONS 501(C)(6) AND 501(C)(3), RESPECTIVELY, OF THE INTERNAL REVENUE CODE. THE ASSOCIATION AND (PT)2 ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES ON THEIR UNRELATED BUSINESS INCOME. THE ASSOCIATION AND (PT)2 FOLLOW THE INCOME TAX STANDARD FOR UNCERTAIN TAX POSITIONS. THE ASSOCIATION AND (PT)2 EVALUATED THEIR TAX POSITIONS AND DETERMINED THAT THEIR TAX POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. THE ASSOCIATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2008 THROUGH 2010 ARE OPEN FOR EXAMINATION BY FEDERAL, STATE,AND LOCAL AUTHORITIES. 1 X PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: LOCAL TRANSIT COALITIONS THAT ARE MEMBERS OF THE NATIONAL ALLIANCE FOR PUBLIC TRANSPORTATION ADVOCATES AND THAT ARE SUPPORTED BY THE LOCAL APTA TRANSIT SYSTEM MEMBER ARE ELIGIBLE TO RECEIVE LOCAL COALITION GRANTS. GRANT APPLICATIONS MUST DESCRIBE THE PROJECT GOALS AND OBJECTIVES, TIMELINE, BUDGET AND PERFORMANCE MEASUREMENTS. APTA AWARDS THE GRANTS BASED ON NEED, STRENGTH OF THE PROJECT PLAN, GEOGRAPHIC DIVERSITY AND LIKELIHOOD OF ACHIEVING POSITIVE RESULTS. GRANTEES ARE REQUIRED TO SUBMIT PROGRESS REPORTS DETAILING THE PROJECT'S WORK AND BUDGET EXPENDITURES. X 1 1 X X X X X 0 0 0 WILLIAM MILLAR 438580 0 0 0 123572 0 357560 0 7628 0 927340 0 0 0 PAMELA BOSWELL 157392 0 2000 0 191 0 100994 0 10838 0 271415 0 0 0 ART GUZZETTI 172225 0 2500 0 858 0 200779 0 23146 0 399508 0 0 0 ROBERT HEALY 175181 0 2000 0 1608 0 247446 0 20718 0 446953 0 0 0 JAMES LARUSCH 158754 0 2250 0 609 0 55995 0 3723 0 221331 0 0 0 PETRA MOLLETT 150481 0 2000 0 287 0 18869 0 7442 0 179079 0 0 0 ROSEMARY SHERIDAN 175565 0 2000 0 1185 0 133254 0 9051 0 321055 0 0 0 KATHRYN WATERS 198109 0 2500 0 2244 0 23798 0 2526 0 229177 0 0 0 SAMUEL KERNS 190326 0 2250 0 615 0 82801 0 20950 0 296942 0 0 0 JOHN GREGORY HULL 158271 0 1000 0 1694 0 213185 0 15333 0 389483 0 0 0 JOSEPH NIEGOSKI 123569 0 1000 0 795 0 47868 0 9828 0 183060 0 0 0 LOUIS SANDERS 146805 0 1000 0 3694 0 92088 0 15035 0 258622 0 0 0 MARTIN SCHROEDER 124989 0 0 0 1036 0 42303 0 7255 0 175583 0 0 0 KELLYANNE GALLAGHER 117767 0 1500 0 280 0 117713 0 13310 0 250570 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE ASSOCIATION IS DIVIDED INTO TRANSIT SYSTEM MEMBERS AND BUSINESS MEMBERS. TRANSIT SYSTEM MEMBERS ARE (A) PERSONS, FIRMS, CORPORATIONS, TRUSTEES, RECEIVERS, MUNICIPAL AGENCIES OR OTHER GOVERNMENTAL AGENCIES OPERATING ANY FORM OF ORGANIZED PUBLIC TRANSIT SYSTEM IN THE UNITED STATES, PUERTO RICO, CANADA OR MEXICO; OR (B) ANY PERSON, FIRM OR CORPORATION THAT PROVIDES PROFESSIONAL MANAGEMENT SERVICES TO SUCH TRANSIT SYSTEMS. BUSINESS MEMBERS CONSIST OF (A) MANUFACTURERS AND SUPPLIER MEMBERS, (B) CONSULTANT MEMBERS, (C) PUBLISHER MEMBERS, (D) CONTRACTOR MEMBERS, (E) INTERNATIONAL MEMBERS, (F) ASSOCIATION MEMBERS, (G) NON-OPERATING STATE DEPARTMENT OF TRANSPORTATION MEMBERS, (H) GOVERNMENT AGENCY MEMBERS, (I) AFFILIATES AND (J) RETIREES. FORM 990, PART VI, SECTION A, LINE 7A TWENTY DIRECTORS ARE DESIGNATED TRANSIT SYSTEM DIRECTORS. THESE ARE THE TWENTY HIGHEST DUES-PAYING TRANSIT SYSTEM MEMBERS OF THE ASSOCIATION. TEN DIRECTORS ARE DESIGNATED BUSINESS MEMBER DIRECTORS. THESE ARE THE TEN HIGHEST DUES-PAYING BUSINESS MEMBER OF THE ASSOCIATION. THE PRESIDENT OF THE ASSOCIATION IS GIVEN A VOTING POSITION ON THE BOARD OF DIRECTORS. THE REMAINING DIRECTORS ARE ELECTED BY THE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B ALL MEMBER CLASSES VOTE ON THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS AND ON ANY CHANGES TO THE ORGANIZATION'S BYLAWS FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE PERFORMS A DETAILED REVIEW OF THE FORM 990 AND THEN THE BOARD OF DIRECTORS IS PROVIDED A COPY BEFORE FILING VIA AN ELETRONIC LINK. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD OF DIRECTORS MEMBERS ARE NOTIFIED ANNUALLY OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IN ADDITION, EXECUTIVE COMMITTEE MEMBERS ARE REQUIRED TO SIGN AN ANNUAL CONFLICT OF INTEREST STATEMENT. IN THE CASE OF AN OFFICER, DIRECTOR, OR COMMITTEE OFFICER, SUCH DISCLOSURE SHALL BE MADE TO THE AMERICAN PUBLIC TRANSPORTATION ASSOCIATION (APTA) EXECUTIVE COMMITTEE. WHENEVER IN THE OPINION OF THE EXECUTIVE COMMITTEE, THE INTEREST DISCLOSED CONSTITUTES A CONFLICT OF INTEREST OR THE APPEARANCE OF A CONFLICT OF INTEREST DETRIMENTAL TO APTA, THE EXECUTIVE COMMITTEE SHALL REQUIRE SUCH ACTION OR ABSTENTION BY THE OFFICER, DIRECTOR, OR COMMITTEE OFFICER AS THE EXECUTIVE COMMITTEE DETERMINES IS NECESSARY OR DESIRABLE TO PROTECT THE INTERESTS OF APTA.FAILURE TO DISCLOSE SUCH AN INTEREST OR FAILURE BY THE OFFICER, DIRECTOR, OR COMMITTEE OFFICER TO TAKE SUCH ACTION OR ABSTENTION AS DIRECTED BY THE EXECUTIVE COMMITTEE SHALL CONSTITUTE MISCONDUCT AND MAY RESULT IN SUCH SANCTIONS AS THE EXECUTIVE COMMITTEE MAY LAWFULLY IMPOSE INCLUDING THE REMOVAL OF AN OFFICER, DIRECTOR, OR COMMITTEE OFFICE FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT SALARY IS BASED ON PERFORMANCE REVIEWS CONDUCTED ON AT LEAST AN ANNUAL BASIS BY THE EXECUTIVE COMMITTEE. SUBJECT TO THE APPROVAL OF THE EXECUTIVE COMMITTEE, THE BASE SALARY FOR THE PRESIDENT IS SET ANNUALLY BY THE ASSOCIATION'S COMPENSATION CONSULTANT BASED ON ESTABLISHED PROCEDURES USING CURRENT COMPENSATION SURVEYS. THIS PROCESS WAS LAST UNDERTAKEN IN 2010. ALL OTHER ASSOCIATION POSITIONS ARE COMPENSATED BASED ON ANNUAL PERFORMANCE REVIEWS WITH SALARY RANGES ESTABLISHED BY POSITION RESPONSIBILITIES AND NON-PROFIT SURVEYS AS DETERMINED BY THE ASSOCIATION'S COMPENSATION CONSULTANT. ALL OTHER ASSOCIATION POSITIONS ARE APPROVED BY THE PRESIDENT. THIS PROCESS WAS LAST COMPLETED IN 2010. FORM 990, PART VI, SECTION C, LINE 19 THE ASSOCIATION MAKES ITS GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC VIA ITS WEBSITE. IT DOES NOT MAKE ITS CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,224,369. CHANGES IN POST RETIREMENT LIABILITY 2,551,330. TOTAL TO FORM 990, PART XI, LINE 5: 3,775,699. AMERICAN PUBLIC TRANSPORTATION FOUNDATION 1666 K STREET NW WASHINGTON DC 20006 521616062 SCHOLARSHIP PROGRAM DC 501(C)(3) LINE 11A, I N/A 0 PUBLIC TRANSPORTATION PARTNERSHIP FOR TOMORROW FOUNDATION - PT2 1666 K STREET NW WASHINGTON DC 20006 522337960 RESEARCH, COMMUNICATION & ADVOCACY DC 501(C)(3) LINE 11A, I N/A 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 1 0 0 AMERICAN PUBLIC TRANSPORTAION FOUNDATION D 415602 FAIR MARKET VALUE