2012-05-14T20:03:49-05:00 2011-06-30 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2010-07-01 131740455 HORACE MANN SCHOOL HORA 7184323416 231 WEST 246TH STREET BRONX NY 10471 GEORGE BLEIMANN 7184323416 2012-05-14 1 FREDERICK H ROTHMAN 2128674000 2010 2016-02-24 21:20:13Z GEORGE BLEIMANN 231 WEST 246TH STREET BRONX NY 10471 99636962 0 X WWW.HORACEMANN.ORG X 1887 NY SEE SCHEDULE O 35 35 606 100 0 0 7608641 10322236 63118326 65881557 3852567 3549323 153530 163910 74733064 79917026 7757005 7982177 0 0 42831910 44889006 0 0 1894792 20098163 20973149 70687078 73844332 4045986 6072694 214870562 233065791 98452111 103621444 116418451 129444347 SEE SCHEDULE O 0 0 65503127 7982177 65944057 HORACE MANN SCHOOL IS AN EDUCATIONAL INSTITUTION CONDUCTING PROGRAMS AT THE NURSERY, ELEMENTARY,MIDDLE AND HIGH SCHOOL LEVELS.THE STUDENT BODY CONSISTS OF 1,782 STUDENTS. 65503127 1 1 0 0 0 1 0 0 1 1 1 0 0 1 1 0 1 1 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 X 138 1 1 606 1 0 1 CJ EI NT 0 0 0 1 1 0 0 0 0 X 35 35 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X GEORGE A BLEIMANN CONTROLLER 7184323416 231 W 246TH STREET BRONX NY 10471 STEVEN M FRIEDMAN 5.00 X X 0 0 0 DEBORAH S COGUT 5.00 X X 0 0 0 CAROLYN OKIN 5.00 X X 0 0 0 LAWRENCE A SHELLEY 5.00 X X 0 0 0 ROBERT P HEIDENBERG 5.00 X X 0 0 0 GLENN AUGUST 3.00 X 0 0 0 STEVEN C BUSSEY 3.00 X 0 0 0 MICHAEL COLACINO 3.00 X 0 0 0 ELLEN DAVIS 3.00 X 0 0 0 RONALD DICKERMAN 3.00 X 0 0 0 JAMSHID EHSANI 3.00 X 0 0 0 RICHARD A FRIEDMAN 3.00 X 0 0 0 CATHERINE GOODSTEIN WALLANCE 3.00 X 0 0 0 LAURENCE S GRAFSTEIN 3.00 X 0 0 0 LAWRENCE OTIS GRAHAM 3.00 X 0 0 0 ELLEN HEFTER 3.00 X 0 0 0 MICHAEL HELLER 3.00 X 0 0 0 MINDY B HEYER 3.00 X 0 0 0 ELLIOT N KONOPKO 3.00 X 0 0 0 JUSTIN D LERER 3.00 X 0 0 0 EDWARD LEVY 3.00 X 0 0 0 HOWARD W LUTNICK 3.00 X 0 0 0 MATTHEW MARK 3.00 X 0 0 0 JONATHAN M MELTZER 3.00 X 0 0 0 ERIC MINDICH 3.00 X 0 0 0 WILLIAM MONTGOMERY 3.00 X 0 0 0 MICHAEL A PRUZAN 3.00 X 0 0 0 JOSEPH B ROSE 3.00 X 0 0 0 RICHARD RUBEN 3.00 X 0 0 0 USHA SAXENA 3.00 X 0 0 0 REGINA KULIK SCULLY 3.00 X 0 0 0 BETH KOBLINER SHAW 3.00 X 0 0 0 DANIEL SHUCHMAN 3.00 X 0 0 0 THOMAS D STERN 3.00 X 0 0 0 SAMONA TAIT 3.00 X 0 0 0 THOMAS KELLY 60.00 X 442147 0 37610 EDWARD L SINCLAIR JR 50.00 X 304716 0 35449 GLENN SHERRATT 40.00 X 208461 0 22995 BARBARA TISCHLER 40.00 X 203170 0 32526 JOHN YEAGER 40.00 X 199015 0 28456 DAVID SCHILLER 40.00 X 190364 0 30073 ROBIN INGRAM 40.00 X 181824 0 34337 ROBERT ANNUNZIATA 40.00 X 174477 0 45308 WENDY STEINTHAL 40.00 X 180844 0 18740 LISA MOREIRA 40.00 X 155242 0 55511 GEORGE BLEIMANN 40.00 X 156307 0 26754 MITCHELL FRANCIS 40.00 X 194105 0 46820 SUSAN DELANTY 40.00 X 148242 0 23277 ROBERT FORCELLI 40.00 X 152242 0 23080 TOM KATZENBACH 40.00 X 142740 0 28807 DARREN LEWIS 40.00 X 151596 0 30546 3185492 0 520289 183 0 1 0 FLIK INTERNATIONAL CORP PO BOX 91337 CHICAGO IL 60693 FOOD SERVICE 2690663 LUCADAMO & SONS INC 215 SOUTH 13TH AVE MT VERNON NY 10550 GENERAL CONTRACTOR 614922 A&A MAINTENANCE ENTERPRISE 965 MIDLAND AVENUE YONKERS NY 10704 CLEANING SERVICE 609857 BOLLINGER INC PO BOX 5000 SHORT HILLS NJ 07078 INSURANCE 584770 TIME CONSTRUCTION 906-B ALLERTON AVENUE BRONX NY 10469 GENERAL CONTRACTOR 503825 27 90870 355810 773534 9102022 909824 10322236 TUITION 611600 63521266 63521266 FACILITY IMPR./OTHER F 611600 1090164 1090164 SUMMER & OTHER PROGRAM 611600 819070 819070 OTHER RELATED REVENUE 611600 451057 451057 65881557 1515600 1515600 15000 11750 3250 3250 3250 21383593 19349870 2033723 2033723 2033723 421801 355810 318641 103160 103160 34675 39675 -5000 -5000 BAD DEBT RECOVERY 900099 62500 62500 62500 79917026 65881557 0 3713233 7982177 7982177 2935170 2138008 797162 30153396 27585198 1914139 654059 7354194 6628024 559387 166783 2243103 2026763 162869 53471 2203143 1974894 179797 48452 373284 373284 68200 68200 94994 94994 314631 211553 20950 82128 3947652 2432194 1017176 498282 1163627 1163627 4068595 3655933 375147 37515 245954 242707 3206 41 438332 103934 332152 2246 2105750 2105750 5236019 5230897 4268 854 438139 438139 FOOD SERVICE 1609389 1609389 STUDENT EXPENSES 487188 412079 75109 OTHER FUNDRAISING EXPEN 350961 350961 BAD DEBT EXPENSE 30434 30434 73844332 65503127 6446413 1894792 276052 403395 21455794 42963668 2865458 3229385 785771 673286 15000 40004 181805 1488649 144588481 42634938 103308270 101953543 47966889 36442364 37053590 44994927 961933 876570 214870562 233065791 4677427 5227985 33588593 36687422 43195000 42195000 16991091 19511037 98452111 103621444 X 92922066 102177959 4470366 7121055 19026019 20145333 116418451 129444347 214870562 233065791 X 6072694 6953202 X X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 67.00 0 1 1 0 12.00 0 1 31793408 1346028 2304516 5057979 7751454 22634519 29807379 972078 2325083 642788 668344 31793408 34650921 360630 -3947962 509903 746307 29807379 0.89000 0.11000 0 0 6326321 6326321 123750689 34967065 88783624 8032756 4988999 3043757 6478715 2678874 3799841 101953543 STATE OF ISRAEL BONDS 70000 F ALTERNATIVE INVESTMENTS 44924927 F 44994927 ACCRUED EMPLOYEE BENEFITS 18784820 OTHER LIABILITIES 726217 19511037 79917026 73844332 6072694 6963343 -10141 6953202 13025896 78949617 6963343 51425 7014768 71934849 7982177 7982177 79917026 67828101 1965946 1965946 65862155 7982177 7982177 73844332 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: THE ORGANIZATION CARRIES THE VALUE ON THE BALANCE SHEET AT THE APPRAISED VALUE AT THE DATE OF GIFT NET OF EASEMENT. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE NET INVESTMENT GENERATED FROM THE INVESTED ENDOWMENT FUNDS IS USED AT THE RATE OF 4.5% PER YEAR TO SUPPORT THE PROGRAMS AND THE FACILITIES OF THE SCHOOL. USES INCLUDE FINANCIAL AID TO ENROLLED STUDENTS, SCHOOL LIBRARIES, MAINTENANCE OF FACILITIES AND FACULTY ENRICHMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2008 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -10,141. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 11,750. SPECIAL EVENT EXPENSES 39,675. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 7,982,177. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL PROPERTY EXPENSES 11,750. SPECIAL EVENT EXPENSES 39,675. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 10,141. POSTRETIREMENT BENEFIT ADJUSTMENT 1,904,380. PART XIII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 7,982,177. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE SCHOOL IN CONJUNCTION WITH ISAAGNY PUBLISHES ITS NON-DISCRIMINATION POLICY IN VARIOUS NEWSPAPERS AND PUBLICATIONS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 SCHOOL RECEIVED NEW YORK STATE AID FOR MANDATED SERVICES. PA ANNUAL BENEFIT 650908 355810 295098 99964 111175 BOOK FAIR 43845 43845 40061 9 82858 82858 67441 777611 355810 421801 99964 218677 318641 103160 34675 39675 1 0.90000 34675 39675 39675 -5000 NY 0 NOT REQUIRED SINCE NET IS UNDER $25,000. 0 0 0 1.00000 IDA PARKS 231 WEST 246TH STREET BRONX NY 10471 0 JANET GOLEMBO 500 DEPOSIT RAFFLE RECEIPTS AND BOOKKEEPING X 0 1 FINANCIAL AID FOR QUALIFIED STUDENTS 335 7982177 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: HORACE MANN SCHOOL MAKES EVERY EFFORT TO ENSURE THAT EVERY STUDENT WHO WISHES TO ENROLL AND OR CURRENTLY ATTENDS HAS THE FINANCIAL ABILITY TO DO SO. THE FINANCIAL AID COMMITTEE DETERMINES AWARDS ON THE BASIS OF DEMONSTRATED FINANCIAL NEED. GRANTS CONSIST OF FINANCIAL AID AWARDED TO APPROXIMATELY 340 STUDENTS IN AMOUNTS REPRESENTING PORTIONS OF ANNUAL TUITION AS DETERMINED BY THE ADMINISTRATION OF THE SCHOOL. THE RECIPIENTS HAVE NO RELATIONSHIP TO THE SCHOOL OTHER THAN THEIR STATUS AS STUDENTS. THE AMOUNTS ARE BASED ON THE SCHOOL'S INTERNAL CALCULATIONS AND ADJUSTMENTS OF THE NAIS SCHOOL AND STUDENT SERVICE (SSS) METHODOLOGY. X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 THOMAS KELLY 442147 0 0 0 0 0 24140 0 13470 0 479757 0 0 0 EDWARD L SINCLAIR JR 304483 0 0 0 233 0 24140 0 11309 0 340165 0 0 0 GLENN SHERRATT 208228 0 0 0 233 0 15058 0 7937 0 231456 0 0 0 BARBARA TISCHLER 202937 0 0 0 233 0 21361 0 11165 0 235696 0 0 0 JOHN YEAGER 198920 0 0 0 95 0 17347 0 11109 0 227471 0 0 0 DAVID SCHILLER 189765 0 0 0 599 0 18958 0 11115 0 220437 0 0 0 ROBIN INGRAM 181729 0 0 0 95 0 18457 0 15880 0 216161 0 0 0 ROBERT ANNUNZIATA 174477 0 0 0 0 0 17806 0 27502 0 219785 0 0 0 WENDY STEINTHAL 180844 0 0 0 0 0 17464 0 1276 0 199584 0 0 0 LISA MOREIRA 155242 0 0 0 0 0 16050 0 39461 0 210753 0 0 0 GEORGE BLEIMANN 156307 0 0 0 0 0 15832 0 10922 0 183061 0 0 0 MITCHELL FRANCIS 194105 0 0 0 0 0 19259 0 27561 0 240925 0 0 0 SUSAN DELANTY 148242 0 0 0 0 0 15195 0 8082 0 171519 0 0 0 ROBERT FORCELLI 152147 0 0 0 95 0 14998 0 8082 0 175322 0 0 0 TOM KATZENBACH 142740 0 0 0 0 0 13170 0 15637 0 171547 0 0 0 DARREN LEWIS 151596 0 0 0 0 0 14926 0 15620 0 182142 0 0 0 PART I, LINE 1A THE HOUSING ALLOWANCE IS PROVIDED TO THOMAS KELLEY, HEAD OF SCHOOL AND LISA MOREIRA, DIRECTOR AF ADMISSIONS. HOUSING IS PROVIDED ON CAMPUS AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER PURSUANT TO CONTRACTUAL PROVISION AND IS NONTAXABLE. SOCIAL CLUB DUES ARE NON-TAXABLE BY VIRTUE OF BEING A WORKING CONDITION FRINGE UNDER IRC SECTION 132. X 42 692799 SELLING PRICE X AUCTION ITEMS 170 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS FOR STOCK DONATIONS AND THE NUMBER OF CONTRIBUTORS FOR AUCTION ITEMS. NON REPORTING OF REVENUE: PART I, LINE 33: THE AUCTION ITEMS ARE REPORTED AT A ZERO DOLLAR AMOUNT BECAUSE THEY ARE NOT INLCUDED IN THE FINANCIAL STATEMENTS. ORGANIZATION MISSION STATEMENT FORM 990, PART I, LINE 1 THE HORACE MANN SCHOOL SEEKS TO EDUCATE AND NURTURE ITS STUDENTS AND HELPS THEM FULFILL THEIR POTENTIAL. THE SCHOOL PROVIDES A CHALLENGING AND RIGOROUS SET OF ACADEMIC AND EXTRACURICCULAR PROGRAMS WITHIN A CARING AND SUPPORTIVE ENVIRONMENT. STUDENTS ARE ENCOURAGED TO TEST AND LEARN ABOUT THEMSELVES, TO DEVELOP A CONCERN FOR OTHERS, AND TO GROW INTELLECTUALLY, PHYSICALLY, SOCIALLY AND EMOTIONALLY. THE SCHOOL SEEKS TO FOSTER A CAPACITY IN EACH INDIVIDUAL FOR CLEAR AND CREATIVE THOUGHT. THE SCHOOL ENCOURAGES STUDENTS TO UNDERSTAND THAT LEARNING IS A LIFELONG ENDEAVOR VALUABLE IN ITSELF.THE HORACE MANN SCHOOL SEEKS A DIVERSE STUDENT BODY AND FOSTERS A RESPECT FOR INDIVIDUAL AND CULTURAL DIFFERENCES. AS A COLLEGE PREPARATORY SCHOOL, HORACE MANN EMPHASIZES LIBERAL ARTS AND PREPARES ITS STUDENTS FOR LEADERSHIP IN A VARIETY OF FIELDS AND ENDEAVORS. TO ACCOMPLISH THIS TASK, THE SCHOOL OFFERS PROGRAMS AND ACTIVITIES WHICH ENCOURAGE EXCELLENCE AND ALSO MAINTAINS AN OUTSTANDING FACULTY. FORM 990, PART VI, SECTION A, LINE 2 STEVEN FRIEDMAN AND RICHARD FRIEDMAN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE ENTIRE FORM 990 WAS REVIEWED BY THE CONTROLLER AND CFO. THE FORM 990 WITH THE EXCEPTION OF SCHEDULE B (SCHEDULE OF CONTRIBUTIONS)WAS REVIEWED BY THE AUDIT COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ASSISTANT TO THE CFO, IN CONJUNCTION WITH THE AUDIT COMMITTEE, ANNUALLY OBTAINS COPIES ALL OF THE SIGNED CONFLICT OF INTEREST POLICIES. IN ADDITION TO THE VOTING BOARD MEMBERS, CONFLICT OF INTEREST AND CONFIDENTIALITY STATEMENTS ARE ALSO ANNUALLY SIGNED BY MEMBERS OF THE ADMIN COUNCIL WHO ARE KEY EMPLOYEES. IF AT ANY TIME DURING HIS OR HER TERM OF SERVICE A TRUSTEE OR AN OFFICER HAS ANY INTEREST WHICH MAY POSE A CONFLICT OF INTEREST AT ANY TIME DURING THAT TRUSTEE'S OR OFFICER'S SERVICE, HE OR SHE SHALL PROMPTLY DISCLOSE THE MATERIAL FACTS OF THAT INTEREST IN WRITING TO THE CHAIR OF THE BOARD AND CHAIR OF THE AUDIT COMMITTEE OF THE BOARD. WHEN ANY MATTER IN WHICH A TRUSTEE OR AN OFFICER HAS AN INTEREST COMES BEFORE THE BOARD OR ANY COMMITTEE OF THE BOARD FOR DECISION OR APPROVAL, THAT INTEREST SHALL BE IMMEDIATELY DISCLOSED TO THE BOARD OR THE COMMITTEE BY THAT TRUSTEE OR OFFICER, AND THE TRUSTEE OR OFFICER SHALL RECUSE HIMSELF/HERSELF FROM ANY DISCUSSION AND/OR VOTE RELATING THERETO. FORM 990, PART VI, SECTION B, LINE 15 DURING THE ANNUAL BUDGET PROCESS, THE EXECUTIVE COMMITTEE ACTING AS THE COMPENSATION COMMITTEE, REVIEWS RELEVANT COMPARABLE COMPENSATION DATA AND FORMALLY MEETS AND APPROVES RECOMMENDED COMPENSATION FOR OFFICERS AND KEY EMPLOYEES. THEY DOCUMENT THIS REVIEW CONTEMPORANEOUSLY. THIS PROCESS WAS LAST PERFORMED IN MAY 2010. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE THESE DOCUMENTS PUBLIC OTHER THAN TO THE BOARD OF TRUSTEES. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 6,963,343. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -10,141. TOTAL TO FORM 990, PART XI, LINE 5: 6,953,202. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.