2012-05-14T18:10:01-05:00 2011-06-30 Moss Adams LLP 3121 W March Lane Ste 100 Stockton CA 95219 990 2010-07-01 954625327 Keck Graduate Institute of Applied Life Sciences KECK 9096218043 535 Watson Drive Claremont CA 91711 Mia Alonzo 9096218043 2012-04-13 1 Tracy S Paglia 2099556100 2010 2016-02-24 21:20:13Z Sheldon Schuster 535 Watson Drive Claremont CA 91711 23991872 0 X www.kgi.edu X 1997 CA KGI is dedicated to education and research aimed at translating life sciences into practice. 26 25 163 180 0 0 4177359 1668630 6119591 7007722 1069384 1007332 920413 875742 12286747 10559426 1791734 2012814 0 0 7564048 7656614 0 0 1499508 5617383 5943011 14973165 15612439 -2686418 -5053013 64781090 67360715 10568109 10401071 54212981 56959644 Keck Graduate Institute is dedicated to education and research aimed at translating into practice, for the benefit of society, the power and potential of the life sciences. 0 0 11395561 2012814 7007722 All program sources relate to graduate education and research in the life sciences. 11395561 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 98 0 1 163 1 0 0 0 0 0 0 0 0 0 0 X 26 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X Mia Alonzo 9096218043 101 S Mills Ave Claremont CA 91711 X Sheldon M Schuster 40.00 X X 311950 0 71819 Bonnie Anderson 1.00 X 0 0 0 John D Baldeschwieler 1.00 X 0 0 0 Karen Bernstein 1.00 X 0 0 0 Frank J Biondi Jr 1.00 X 0 0 0 Daniel M Bradbury 1.00 X 0 0 0 Catherine M Burzik 1.00 X 0 0 0 Anthony D Caracciolo 1.00 X 0 0 0 Marsh A Cooper 1.00 X 0 0 0 Robert E Curry 1.00 X X 0 0 0 Dennis M Fenton 1.00 X 0 0 0 Jay Flatley 1.00 X 0 0 0 Michael A Friedman MD 1.00 X 0 0 0 Judith A Heyboer 1.00 X 0 0 0 Peter Barton Hutt 1.00 X 0 0 0 Alice T Kane 1.00 X 0 0 0 Bernard E Kury 1.00 X 0 0 0 Rodney S Markin MD 1.00 X 0 0 0 Arthur D Riggs 1.00 X 0 0 0 Mark Stevenson 1.00 X 0 0 0 Billy Tauzin 1.00 X 0 0 0 Murli Tolaney 1.00 X 0 0 0 Martha E Vincent 1.00 X 0 0 0 James F Widergren 1.00 X 0 0 0 Richmond Wolf 1.00 X 0 0 0 Lilian Wu 1.00 X 0 0 0 Robert W Caragher 40.00 X 170017 0 25121 Kerry L Howell 40.00 X 164348 0 24626 Frances C Lehman 40.00 X 62195 0 11408 James Sterling 40.00 X 183348 0 30491 Elizabeth Wright 40.00 X 146061 0 10883 Karen Schneider 40.00 X 22728 0 420 Mia Alonzo 4.00 X 0 114636 21755 M Ian Phillips 40.00 X 189782 0 23656 Molly Schmid 40.00 X 152744 0 22345 Matthew Croughan 40.00 X 173915 0 30494 Animesh Ray 40.00 X 146000 0 18204 Gail Baura 40.00 X 143070 0 25009 1866158 114636 316231 20 0 1 0 Monterey Landscaping Irrigation Inc 226 N Vista Place Upland CA 91786 Grounds Maintenance 126650 Moss-Adams LLP 11766 Wilshire Blvd Ste 900 Los Angeles CA 90025 Accounting/Tax 123194 2 1668630 13558 1668630 Gross Tuition and Fees 611710 4494109 4494109 Fed Grants & Contracts 611710 1743677 1743677 Team Masters Project 611710 769936 769936 7007722 1147106 1147106 22 22 1118051 325432 792619 792619 792619 12967218 13089100 17914 -121882 -17914 -139796 -139796 License Fees 900099 83123 83123 83123 10559426 7007722 0 1883074 2012814 2012814 1215834 302483 590305 323046 5083090 4479147 202977 400966 461249 374753 49809 36687 509535 427246 26943 55346 386906 279371 68338 39197 86613 52917 33696 147067 147067 49060 49060 680026 364271 143400 172355 326883 203087 20677 103119 923424 650577 190559 82288 240679 97118 143408 153 465896 279394 132271 54231 301667 248472 16663 36532 155976 137960 7782 10234 431557 220607 149611 61339 587025 193694 392888 443 703082 322506 269913 110663 23061 23061 Grant subcontracting 593445 593445 Building repair 100376 61743 27948 10685 127174 93956 30994 2224 15612439 11395561 2717370 1499508 139770 26947 5604252 3403793 5871746 3496840 266382 190810 388796 821460 26090899 8833915 17762032 17256984 34074421 41486893 547009 542806 126682 134182 64781090 67360715 1319719 1489182 124390 120709 8723498 8466480 400502 324700 10568109 10401071 X 19571479 19728027 5850054 7918826 28791448 29312791 54212981 56959644 64781090 67360715 X -5053013 7799676 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 22800 X 0 46639193 542414 9187522 324622 3821073 49060 52174374 45244372 -1306983 4574897 297666 1575427 46639193 38620608 11789658 -3243468 266785 1655641 45244372 0.31360 0.56180 0.12460 1 0 1222667 2165929 3388596 5997701 11708816 5204671 12501846 4833770 3629244 1204526 162016 162016 17256984 10559426 15612439 -5053013 7800815 -1139 7799676 2746663 16632486 7800815 325432 8126247 8506239 39234 2013953 2053187 10559426 13885823 325432 325432 13560391 39234 2012814 2052048 15612439 Part III, Line 4: Enhance public spaces that are used for instruction and research. Description of Intended Use of Endowment Funds: Part V, Line 4: To provide funding for the general operations of the Institute as well as provide for instructional and institutional support and student scholarships. Description of Uncertain Tax Positions Under FIN 48: Part X: In accordance with provisions of GAAP, the Institute had no unrecognized tax benefits at June 30, 2011 and 2010. Part XI, Line 8 - Other Adjustments: Actuarial Adjustment -1,139. Part XII, Line 2d - Other Adjustments: Rental Expenses 325,432. Part XII, Line 4b - Other Adjustments: Student Financial Aid 2,012,814. Actuarial Adjustment 1,139. Part XIII, Line 2d - Other Adjustments: Rental Expenses 325,432. Part XIII, Line 4b - Other Adjustments: Student Financial Aid 2,012,814. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 The nondiscrimination policy is published in print publications and at the web site. Explanation of Government Financial Assistance Schedule E, Part I, Line 6 Keck Graduate Institute of Applied Life Sciences receives federal student financial aid from the Federal Direct Student Loan Program (FDSLP). 1 Student Financial Aid 113 2012814 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Keck Graduate Institute of Applied Life Sciences awards scholarships only to individual graduate students enrolled at the Institute. The scholarships are awarded in the admissions process based upon academic merit, financial need, and availability of funds. The Institute monitors that each student receiving a scholarship maintains satisfactory academic progress. In awarding donor-funded scholarships, the Institute also monitors that students selected for those scholarships meet any donor stipulations as to academic preparation or field of study. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 Sheldon M Schuster 298850 0 0 0 13100 0 29400 0 42419 0 383769 0 0 0 Robert W Caragher 166674 0 0 0 3343 0 20400 0 4721 0 195138 0 0 0 Kerry L Howell 158996 0 0 0 5352 0 19995 0 4631 0 188974 0 0 0 James Sterling 179633 0 0 0 3715 0 22200 0 8291 0 213839 0 0 0 Elizabeth Wright 103715 0 0 0 42346 0 0 0 10883 0 156944 0 0 0 M Ian Phillips 188564 0 0 0 1218 0 22920 0 736 0 213438 0 0 0 Molly Schmid 151987 0 0 0 757 0 18420 0 3925 0 175089 0 0 0 Matthew Croughan 169829 0 0 0 4086 0 21360 0 9134 0 204409 0 0 0 Animesh Ray 145000 0 0 0 1000 0 17640 0 564 0 164204 0 0 0 Gail Baura 139140 0 0 0 3930 0 17640 0 7369 0 168079 0 0 0 Part I, Line 1b President is required to live in KGI-owned house as part of his contract. All maintenance expenses related to the house are paid by KGI to third party vendors. California Educational Facilities Authority 521705592 130178FR2 2007-02-27 8829714 Advance refund the 2000 CEFA bond issue 0 0 1 8868641 514625 106216 2007 0 1 1 1 0 0 0 0 0 0 Schedule K Supplental Information The part I, line A, column (e) issue price is the portion of the bond benefitting the filing organization. Per Form 8038, Part III, column (b), the total bond issue price was $38,876,587.90. Part II, line 3: The difference between Part II, line 3 and issue price in part I is due to interest income. Form 990, Part VI, Section B, line 11 The Audit and Risk Management Committee of the Institute's Board of Trustees is responsible for the annual review of the Institute's IRS Form 990 tax return before the return is filed with the IRS. To inform its review, the Committee meets with the Institute's corporate officers and/or the external auditors who are responsible for preparing and signing the return. The Committee reports on its review to the Board, and documents its review process and the results of the process in the Committee's minutes. The entire return is made available electronically to all members of the Board. Form 990, Part VI, Section B, line 12c The Audit and Risk Management Committee of the Institute's Board of Trustees requires that each trustee, officer, faculty member and management level staff complete an annual code of conduct and conflict of interest questionnaire. Any disclosures from the questionnaires that require Board action are referred to the appropriate Board Committees for response. Institute faculty and management also serve on a Conflict Monitoring Committee, which oversees interactions between the Institute's faculty or students and external academic collaborators to ensure that any conflicts of interest that arise are vetted and elevated to the appropriate Board Committees. Form 990, Part VI, Section B, line 15 The Personnel and Compensation Committee of the Institute's Board of Trustees is responsible for the annual review and recommendation for approval by the Board of the compensation of the President and of each of the President's direct reports, who include all senior staff members, corporate officers and key employees of the Institute. To inform its recommendations, the Committee reviews independent benchmark salary survey data for comparable positions in higher education, from sources such as the Association of Independent California Colleges and Universities (AICCU) and the College and University Professional Association for Human Resources (CUPA-HR). The Committee also reviews the specific job descriptions for each of these positions at the Institute, as well as any explanations of how the responsibilities of these positions vary from those of the positions in the survey data. The Committee also reviews the performance reviews and self-evaluations of the individuals in these positions. The Committee's review process and the results of the process are documented in the Committee's meeting minutes. Form 990, Part VI, Section C, line 19 - Governing documents are available upon request - Financial statements are available upon request - Conflict of interest policy is available on the organization's website Hours per week devoted to related organizations: Form 990, Part VII: Sheldon Schuster and Robert Curry each devote 1 hour per week and Mia Alonzo devotes 20 hours per week to Claremont University Consortium. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized gains on investments: 7,800,815. Actuarial Adjustment -1,139. Total to Form 990, Part XI, Line 5: 7,799,676. Claremont University Consortium 150 E 8th Street Claremont CA 917113978 954786748 Provide support to Claremont Colleges CA 501(c)(3) Line 11b, II N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0