2012-05-14T13:55:49-05:00 2011-06-30 O'CONNOR DAVIES MUNNS & DOBBINS LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2010-07-01 131991946 ABBOTT HOUSE ABBO 9145917300 100 NORTH BROADWAY IRVINGTON NY 105331254 CLAUDE B MEYERS 9145917300 2012-05-11 1 9143818900 2010 2016-02-24 21:20:13Z CLAUDE B MEYERS 100 NORTH BROADWAY IRVINGTON NY 105331254 51894657 0 X WWW.ABBOTTHOUSE.NET X 1963 NY THE MISSION OF ABBOTT HOUSE IS TO PROVIDE COMPREHENSIVE AND CARING SERVICES FOR ABUSED, NEGLECTED AND ABANDONED CHILDREN AND THEIR FAMILIES AND TO OFFER OUR SERVICES WITH COMPASSION, ALWAYS MINDFUL OF THE DIGNITY OF EACH PERSON SERVED, WITH A GOAL OF SECURING A SAFE, PERMANENT AND LOVING HOME FOR EACH CHILD WHO COMES TO US. AS THE PROVIDER OF DAY AND RESIDENTIAL SERVICES FOR DEVELOPMENTALLY DISABLED CHILDREN AND ADULTS, WE CELEBRATE THE VALUE AND POTENTIAL OF EACH PERSON AS WE COMMIT OUR RESOURCES TO ENABLE EACH INDIVIDUAL TO DEVELOP TO HIS/HER POTENTIAL. 14 14 959 85 0 0 29762665 27094196 24465069 23534173 -78683 125430 572131 412279 54721182 51166078 0 0 0 0 34801408 34207456 0 0 310387 20007879 17552497 54809287 51759953 -88105 -593875 19576184 17996739 26339646 24158569 -6763462 -6161830 X ABBOTT HOUSE (THE "AGENCY") IS A NONPROFIT ORGANIZATION WHICH PROVIDES CARE FOR ABANDONED, NEGLECTED, ABUSED, AND DEVELOPMENTALLY DISABLED CHILDREN AND ADULTS THROUGH INSTITUTIONAL CHILD-CARE, CONGREGATE CARE AND FAMILY FOSTER CARE, IN ASSOCIATION WITH PROGRAMS OF NEW YORK CITY AND OTHER LOCAL JURISDICTIONS, AS WELL AS WITH THE NEW YORK STATE OFFICE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES ("OPWDD") AND OFFICE OF MENTAL HEALTH ("OMH"). 0 1 16030375 REGULAR & THERAPEUTIC FAMILY FOSTER CARE PROGRAMSABBOTT HOUSE PROVIDES SUPPORTIVE, STRUCTURED AND EMPATHIC FOSTER CARE PROGRAMS FOR A VARIETY OF COMMUNITY DISTRICTS IN THE BRONX (CD7, CD9, CD11) AND COUNTIES NORTH OF NY CITY. MORE THAN 1,200 CHILDREN WERE PROVIDED WITH SAFE, NURTURING CARE, ENABLING PARENTS TO REHABILITATE THEMSELVES AND FACILITATE PERMANENCY. THE SERVICES INCLUDED:- CLOSELY MONITORED FOSTER HOMES BY HIGHLY TRAINED AND EDUCATED CASE WORKERS- PARENT TO PARENT(FOSTER/BIOLOGICAL) INTERACTIONS AND ENCOURAGEMENT FROM THE INITIAL DAY OF PLACEMENT- FOSTER AND BIOLOGICAL PARENTS TRAINING IN PARENTING SKILLS AND BEHAVIOR MODIFICATIONS- IN-HOME CRISIS INTERVENTION SERVICES 14037935 14110879 SERVICES FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES (SPDD)ABBOTT HOUSE PROVIDES SERVICES TO DEVELOPMENTALLY DISABLED ADULTS FROM THE NY CITY METROPOLITAN AREA AND SURROUNDING COUNTIES. INDIVIDUALS ARE HOUSED, CLOTHED AND TREATED IN 16 GROUP HOMES OF 6 TO 10 INDIVIDUALS (APPROX 108 TOTAL). DAY HABILITATION SERVICES ARE ALSO PROVIDED TO APPROXIMATELY 40 INDIVIDUALS. 7617062 1114194 CONGREGATE FOSTER CAREABBOTT HOUSE OPERATED A TOTAL OF 11 RESIDENTIAL GROUP HOMES PROGRAMS FOR CHILDREN WITH SIGNIFICANT EMOTIONAL AND BEHAVIORAL PROGRAMS. THE PROGRAMS INCLUDED RAPID ASSESSMENT UNITS, NON-SECURED DETENTION, DIAGNOSTIC TREATMENT CENTERS, MENTAL HEALTH COMMUNITY BASED SERVICES AND THERAPEUTIC GROUP HOME PROGRAMS FOR ADOLESCENTS IN CARE. THE SERVICES INCLUDED SUPPORT, STRUCTURED ENVIRONMENT, MENTAL AND MEDICAL DIAGNOSTIC SERVICES AND THERAPEUTIC INTERVENTIONS TO PREVENT PSYCHIATRIC HOSPITALIZATION OR DELINQUENCY/CRIMINAL ACTIVITY. IN ADDITION, OUR RESIDENTIAL CAMPUS OPERATED A TOTAL OF 60 BEDS FOR YOUNG MALES BETWEEN 6 AND 14 YEARS OF AGE THAT NEEDED INTENSIVE PREVENTIVE MENTAL HEALTH SERVICES. THEIR EDUCATIONAL SUPPORT WAS PROVIDED BY OUR AFFILIATED SCHOOL PROGRAM. 6978284 8309100 BRIDGES TO HEALTH (B2H)PROGRAM PROVIDES SUPPORTIVE STRUCTURED MEDICAL WAIVER SERVICES FOR CHILDREN IN FOSTER CARE. ABBOTT HOUSE OFFERS SUPPORT SERVICES THAT BEGIN WHILE THE CHILD IS IN FOSTER CARE AND CAN CONTINUE UNTIL THE AGE OF 21, WITH A GOAL OF KEEPING THE CHILD IN HOME AND IN HIS/HER COMMUNITY BY HELPING PARENTS TO MANAGE THE CHILD'S BEHAVIOR.FOSTER CARE MEDICAL PROGRAMCONTINUING MEDICAL, DENTAL AND PSYCHIATRIC SERVICES FOR CHILDREN IN BOTH CONGREGATE AND FAMILY FOSTER CARE. 616856 PREPARING YOUTH FOR ADULTHOOD (PYA)A RANGE OF SERVICES AND PROGRAMS FOR ADOLESCENT CHILDREN IN CONGREGATE AND FAMILY FOSTER CARE. 7595140 8309100 45280512 1 1 0 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 128 0 1 959 1 0 0 0 0 0 1 1 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X GERARD P FINN 9145917300 100 NORTH BROADWAY IRVINGTON NY 10533 JAMES PAINTER CHAIRMAN 2.00 X X 0 0 0 GREGORY T MOONEY 2.00 X X 0 0 0 WILLIAM L ELLIS JR 2.00 X 0 0 0 DAWN M FASANO 2.00 X 0 0 0 LAURENCE R GOLDING 2.00 X 0 0 0 ANN E GROW PHD 2.00 X 0 0 0 SHEILA LAHEY 2.00 X 0 0 0 PHILIP M MALEY 2.00 X 0 0 0 C EDWARD MIDGLEY 2.00 X 0 0 0 JOSEPH M PASTORE JR 2.00 X X 0 0 0 THEODORE A WILSON 2.00 X 0 0 0 ROBERT S RUOTOLO 2.00 X 0 0 0 MARY SMITH 2.00 X 0 0 0 LAWRENCE W THOMAS 2.00 X 0 0 0 ALLEN REICHMAN 2.00 X 0 0 0 SCOTT D RICHTER 2.00 X 0 0 0 CLAUDE B MEYERS 35.00 X 229487 0 0 ROBERT M COSTELLO 35.00 X 182302 0 12961 LUIS M RODRIGUEZ MD 35.00 X 212496 0 5022 GERARD FINN 35.00 X 135224 0 6481 ROSLYN MUROV MD 35.00 X 197471 0 12771 SALLY HAHN 35.00 X 181235 0 13365 TATYANA SARTAN MD 35.00 X 159880 0 5164 MYRA GRAY 35.00 X 145386 0 302 CAMILO MARQUEZ 35.00 X 146721 0 12961 1590202 0 69027 15 0 1 0 QUINLAN & FIELDS 245 SAW MILL RIVER ROAD SUITE 106 HAWTHRONE NY 10532 LEGAL SERVICES 288056 1 94414 26535660 464122 242050 27094196 MEDICAID 623990 22404410 22404410 SOCIAL SECURITY INCOME 623990 1129763 1129763 23534173 46847 46847 261551 34549 227002 227002 227002 736397 657814 78583 78583 78583 20615 94414 36216 -15601 -15601 PROPERTY INSURANCE REC 900099 113479 113479 FEE REIMBURSEMENT 900099 56740 56740 OTHER REVENUE 900099 30659 30659 200878 51166078 23534173 0 537709 843085 224006 619079 26835415 24599027 2032332 204056 332004 302278 27582 2144 4079327 3737698 315081 26548 2117625 1928026 175923 13676 477814 333951 143863 132490 132490 1004564 905067 91557 7940 2020160 1194942 771399 53819 59269 59269 2602038 2187394 414644 491763 454604 36471 688 173938 173938 903298 549501 353797 631254 11713 619541 FOSTER CARE PAYMENTS AN 6438321 6438321 VEHICLES, FUEL, REPAIR 1032403 838772 193631 FOOD AND CLOTHING 759285 749312 8457 1516 INITIAL CLOTHING AND SP 386153 386153 CHILDREN'S EXPENSE 386018 386018 53729 53729 51759953 45280512 6169054 310387 63600 55500 792279 2496031 9344465 6235993 138769 189381 16483026 9770568 7400600 6712458 1574273 1815494 262198 491882 19576184 17996739 6593474 7268675 960000 912000 121289 139328 10084368 9230791 8580515 6607775 26339646 24158569 X -7031641 -6454069 202429 226489 65750 65750 -6763462 -6161830 19576184 17996739 X -593875 1195507 X X 0 1 1 X 0 X 337035 404405 29947735 29762665 27094196 87546036 337035 404405 29947735 29762665 27094196 87546036 87546036 243755 138922 54093 335301 308398 1080469 187630 8138 144219 256338 200878 797203 89423708 158110571 0.97900 0.97290 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME PROPERTY INSURANCE RECOVERY FEE REIMBURSEMENT RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 1589750 311380 13579 1887551 1647259 4157 278194 335000 4860 1589750 2405232 2033 -742055 17951 1647259 0.96000 0.03000 0.01000 0 0 1697474 1697474 10349182 6079423 4269759 988627 850884 137743 2032867 1528639 504228 1414876 1311622 103254 6712458 ACCRUED PENSION 5359863 DUE TO GOVERNMENT AGENCIES 1247912 6607775 51166078 51759953 -593875 188884 1006623 1195507 601632 51425727 188884 70765 259649 51166078 0 51166078 51830718 70765 70765 51759953 0 51759953 PART IV, LINE 2B: FUNDS ARE HELD BY ABBOTT HOUSE BY BEHALF OF CLIENTS. SUCH FUNDS REPRESENT AMOUNTS RECEIVED BY CLIENTS AND OTHER CLIENTS' FUNDS DEPOSITED WITH ABBOTT HOUSE FOR SAFEKEEPING. THESE FUNDS ARE DISBURSED BY ABBOTT HOUSE AT THE REQUEST OF, OR ON BEHALF OF, CLIENTS FOR THEIR PERSONAL USE. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE AGENCY'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES WHICH CONSIST OF BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS AN ENDOWMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE AGENCY IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: PENSION LIABILITY ADJUSTMENT 1,006,623. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 6B 34,549. SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B 36,216. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 6B 34,549. SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B 36,216. FALL FUNDRAISER 67380 59305 8075 3450 13941 2049 GOLF OUTING 47649 35109 12540 588 15150 1038 115029 94414 20615 588 18600 13941 3087 36216 -15601 X X X 0 0 0 0 0 0 0 0 0 CLAUDE B MEYERS 225007 0 0 0 4480 0 0 0 0 0 229487 0 0 0 ROBERT M COSTELLO 176292 0 0 0 6010 0 0 0 12961 0 195263 0 0 0 LUIS M RODRIGUEZ MD 205356 0 0 0 7140 0 0 0 5022 0 217518 0 0 0 ROSLYN MUROV MD 197471 0 0 0 0 0 0 0 12771 0 210242 0 0 0 SALLY HAHN 181235 0 0 0 0 0 0 0 13365 0 194600 0 0 0 TATYANA SARTAN MD 159880 0 0 0 0 0 0 0 5164 0 165044 0 0 0 CAMILO MARQUEZ 146721 0 0 0 0 0 0 0 12961 0 159682 0 0 0 X 1 2050 FAIR MARKET VALUE X 1 240000 FAIR MARKET VALUE 0 0 0 0 CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 ABBOTT HOUSE OPERATED A TOTAL OF 11 RESIDENTIAL CONGREGATE CARE (GROUP HOME) PROGRAMS FOR CHILDREN WITH SIGNIFICANT EMOTIONAL AND BEHAVIORAL PROGRAMS. THE PROGRAMS INCLUDED RAPID ASSESSMENT UNITS, DIAGNOSTIC TREATMENT CENTERS, NON-SECURE DETENTION, MENTAL HEALTH COMMUNITY BASED SERVICES, AND THERAPEUTIC GROUP HOME PROGRAMS FOR ADOLESCENTS IN CARE. THE SERVICES INCLUDED SUPPORT, STRUCTURED ENVIRONMENT, MENTAL AND MEDICAL DIAGNOSTIC SERVICES AND THERAPEUTIC INTERVENTIONS TO PREVENT PSYCHIATRIC HOSPITALIZATION OR DELINQUENCY/CRIMINAL ACTIVITY. IN THE 2011 FISCAL YEAR, CONTRACTS FOR SIX CONGREGATE CARE PROGRAMS FUNDED BY NYC ACS WERE NOT RENEWED AND THE PROGRAMS WERE DISCONTINUED. IN ADDITION, OUR RESIDENTIAL CAMPUS OPERATED TWO PROGRAMS WITH A TOTAL OF 60 BEDS FOR YOUNG MALES BETWEEN 6 AND 14 YEARS OF AGE THAT NEEDED INTENSIVE PREVENTIVE MENTAL HEALTH SERVICES. THEIR EDUCATIONAL SUPPORT WAS PROVIDED BY OUR AFFILIATED SCHOOL PROGRAM. THESE PROGRAMS WERE ALSO MAINLY FUNDED BY NYC ACS AND CONTRACTS WERE NOT RENEWED PAST THE 2011 FISCAL YEAR, WITH THE PROGRAMS DISCONTINUED AT THE END OF JUNE 2011. THE EIGHT AFFECTED PROGRAMS WERE: CAMPUS RESIDENTIAL TREATMENT CENTER (RTC) - IRVINGTON CAMPUS DIAGNOSTIC RECEPTION CENTER (DRC) - IRVINGTON DRC GROUP HOMES - EAST ELMHURST (QUEENS) & NEW ROCHELLE BELLEVUE GROUP HOMES - MANHATTAN (TWO HOMES) RAPID ASSESSMENT/HARD-TO-PLACE (HTP) GROUP HOMES - QUINCY ST (BROOKLYN) & UNIVERSITY AVE (BRONX) FORM 990, PART VI, SECTION B, LINE 11 ABBOTT HOUSE HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS FOR ANY COMMENTS. ANY COMMENTS ARE THEN GROUPED, SUMMARIZED AND PROVIDED TO THE OUTSIDE ACCOUNTANTS. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING. AT THE BOARD MEETING FOLLOWING THE FILING OF THE FORM 990, THE CEO AND CFO PRESENT THE FORM 990 TO THE ENTIRE BOARD. THE 990 IS ELECTRONICALLY SENT TO THE ENTIRE BOARD BEFORE THE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH KEY EMPLOYEE, BOARD MEMBER AND OFFICER OF ABBOTT HOUSE SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE AT THE TIME OF HIS/HER APPOINTMENT. THE QUESTIONNAIRE FOR THE KEY EMPLOYEES WILL BE REVIEWED BY THE PRESIDENT AND CEO, WHO WILL ATTEMPT TO RESOLVE ANY ACTUAL OR POTENTIAL CONFLICTS. IN ADDITION, THE QUESTIONNAIRE FOR THE BOARD MEMBERS AND OFFICERS SHALL BE REVIEWED BY THE CHAIRMAN OF THE BOARD IN CONSULTATION WITH THE PRESIDENT AND CEO, WHO WILL ATTEMPT TO RESOLVE ANY ACTUAL OR POTENTIAL CONFLICTS. THEREAFTER, THE QUESTIONNAIRE WILL BE COMPLETED ON AN ANNUAL BASIS FOR EMPLOYEES, OFFICERS, AND BOARD MEMBERS. A KEY EMPLOYEE, BOARD MEMBER OR OFFICER, WHO HAS AN INTEREST MUST IMMEDIATELY DISCLOSE TO THE PRESIDENT AND CEO, THE EXISTENCE AND NATURE OF HIS OR HER INTEREST IN THE PROPOSED NEGOTIATION, TRANSACTION OR ARRANGEMENT BETWEEN ABBOTT HOUSE AND ANOTHER INDIVIDUAL OR ORGANIZATION. RECORDS OF SUCH DISCLOSURE SHALL INCLUDE THE NAME OF THE INTERESTED PERSON, THE NATURE OF THE INTEREST, A RECORD OF ANY DETERMINATION MADE BY THE PRESIDENT AND CEO. FOR BOARD MEMBERS AND OFFICERS, THE RECORD WILL ALSO INCLUDE ANY DETERMINATION MADE BY THE BOARD AND THE NAMES OF PERSONS WHO WERE PRESENT FOR THE DISCUSSIONS AND ANY VOTES. AN INTERESTED PERSON MAY NOT PARTICIPATE IN THE PROPOSED NEGOTIATION, TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE SALARIES FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER ARE DETERMINED BY A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD. THE PROCEDURES THAT THE CHAIRMAN FOLLOWS ARE: - REVIEWS THE PERFORMANCE OF THE CHIEF EXECUTIVE AS MEASURED AGAINST PREVIOUSLY AGREED OBJECTIVES - GATHERS INFORMATION ON COMPENSATION PAID TO CHIEF EXECUTIVES OF COMPARABLE ORGANIZATIONS - MEETS WITH THE CHIEF EXECUTIVE TO DISCUSS AND DOCUMENT STRENGTHS, WEAKNESSES AND GOALS FOR THE UPCOMING YEAR. ONCE THESE STEPS HAVE BEEN COMPLETED, THE CHAIRMAN OF THE BOARD PRESENTS HIS OR HER FINDINGS AND RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE AND THEN PRESENTS THE COMPENSATION PROPOSAL TO THE BOARD OF DIRECTORS IN AN EXECUTIVE SESSION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION FORM 990, FORM 1023, AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 188,884. PENSION LIABILITY ADJUSTMENT 1,006,623. TOTAL TO FORM 990, PART XI, LINE 5: 1,195,507. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR.