2012-05-14T08:10:07-05:00 2011-06-30 990 2010-07-01 310734115 OCLC ONLINE COMPUTER LIBRARY CENTER INC OCLC 6147646000 6565 KILGOUR PLACE DUBLIN OH 43017 RICK J SCHWIETERMAN 6147646000 2012-05-14 2010 2016-02-24 21:20:13Z RICK J SCHWIETERMAN 6565 KILGOUR PLACE DUBLIN OH 43017 314547229 0 X OCLC.ORG X 1967 OH ESTABLISH, MAINTAIN AND OPERATE A COMPUTERIZED LIBRARY NETWORK AND TO (CONTINUED ON SCHEDULE O) PROMOTE THE EVOLUTION OF LIBRARY USE, OF LIBRARIES THEMSELVES AND OF LIBRARIANSHIP, AND TO PROVIDE PROCESSES AND PRODUCTS FOR THE BENEFIT OF LIBRARY USERS AND LIBRARIES, INCLUDING SUCH OBJECTIVES AS INCREASING AVAILABILITY OF LIBRARY RESOURCES TO INDIVIDUAL LIBRARY PATRONS AND REDUCING THE RATE-OF-RISE OF LIBRARY PER-UNIT COSTS, ALL FOR THE FUNDAMENTAL PUBLIC PURPOSE OF FURTHERING EASE OF ACCESS TO AND USE OF THE EVER-EXPANDING BODY OF WORLDWIDE SCIENTIFIC, LITERARY AND EDUCATIONAL KNOWLEDGE AND INFORMATION. 16 15 1076 0 1030922 -148126 5266183 2538297 188879342 169378044 39293465 19843398 3513988 3334081 236952978 195093820 218517 192395 0 0 96418596 90665977 0 0 0 115247725 93479001 211884838 184337373 25068140 10756447 344228778 366090416 134641120 126428063 209587658 239662353 X ESTABLISH, MAINTAIN AND OPERATE A COMPUTERIZED LIBRARY NETWORK AND TO PROMOTE THE EVOLUTION OF LIBRARY USE, OF LIBRARIES THEMSELVES AND OF LIBRARIANSHIP, AND TO PROVIDE PROCESSES AND PRODUCTS FOR THE BENEFIT OF LIBRARY USERS AND LIBRARIES, INCLUDING SUCH OBJECTIVES AS INCREASING AVAILABILITY OF LIBRARY RESOURCES TO INDIVIDUAL LIBRARY PATRONS AND REDUCING THE RATE-OF-RISE OF LIBRARY PER-UNIT COSTS, ALL FOR THE FUNDAMENTAL PUBLIC PURPOSE OF FURTHERING EASE OF ACCESS TO AND USE OF THE EVER-EXPANDING BODY OF WORLDWIDE SCIENTIFIC, LITERARY AND EDUCATIONAL KNOWLEDGE AND INFORMATION. 0 0 170016939 170167133 OCLC IS A NON-PROFIT MEMBERSHIP, COMPUTER LIBRARY SERVICE AND RESEARCH COOPERATIVE DEDICATED TO THE PUBLIC PURPOSES OF FURTHERING ACCESS TO THE WORLD'S INFORMATION AND REDUCING LIBRARY COSTS. IT WAS FOUNDED IN 1967 BY THE OHIO COLLEGE ASSOCIATION AND INITIALLY PROVIDED SERVICES TO 54 OHIO ACADEMIC LIBRARIES. SINCE THEN, NEARLY 72,000 LIBRARIES IN 170 COUNTRIES HAVE USED OCLC SERVICES TO LOCATE, ACQUIRE, CATALOG, LEND AND PRESERVE LIBRARY MATERIALS. RESEARCHERS, STUDENTS, FACULTY, SCHOLARS, PROFESSIONAL LIBRARIANS AND OTHER INFORMATION SEEKERS USE OCLC SERVICES TO OBTAIN BIBLIOGRAPHIC, ABSTRACT AND FULL-TEXT INFORMATION WHEN AND WHERE THEY NEED IT. OCLC AND ITS MEMBER LIBRARIES COOPERATIVELY PRODUCE AND MAINTAIN THE WORLDCAT DATABASE. EACH RECORD IN THIS DATABASE DESCRIBES A SINGLE ITEM OR WORK AND A LIST OF INSTITUTIONS THAT HOLD THE ITEM. SINCE 1971, LIBRARIES HAVE CONTRIBUTED OVER 235 MILLION RECORDS AND MORE THAN 1.7 BILLION LOCATION LISTINGS TO THE DATABASE, WHICH SPANS MORE THAN 6,000 YEARS OF RECORDED KNOWLEDGE AND GROWS STEADILY - A NEW RECORD IS ADDED EVERY SECOND. LIBRARIES USE WORLDCAT FOR CATALOGING, INTERLIBRARY LOAN AND REFERENCE. THE GENERAL PUBLIC CAN NOW ACCESS WORLDCAT FROM THE INTERNET AND BE DIRECTED TO INDIVIDUAL LIBRARY CATALOGS FROM THEIR SEARCHES. IN ADDITION, OCLC PUBLISHES THE DEWEY DECIMAL CLASSIFICATION, THE WORLD'S MOST WIDELY USED LIBRARY CLASSIFICATION SYSTEM, NOW IN ITS 23RD EDITION SINCE IT WAS FIRST PUBLISHED IN 1876. IN 2002, OCLC DEVELOPED WITH THE LIBRARY OF CONGRESS THE QUESTIONPOINT VIRTUAL REFERENCE DESK COLLABORATIVE THAT ENABLES A LIBRARY TO PROVIDE AROUND THE CLOCK REFERENCE COVERAGE AT VERY LOW COST. WORLDCAT LOCAL PROVIDES LOCAL DISCOVERY AND DELIVERY SERVICES FOR LIBRARIES THROUGH A SINGLE INTERFACE. DURING THE YEAR, OCLC BEGAN PROVIDING ITS WORLDSHARE MANAGEMENT SERVICES, AN INTEGRATED SYSTEM OF LIBRARY SERVICES PROVIDED IN THE INTERNET CLOUD. ALL OCLC SERVICES ARE DESIGNED TO INCREASE THE AVAILABILITY OF LIBRARY RESOURCES AND LOWER THE RATE OF RISE OF LIBRARY COSTS. SELECTED ACCOMPLISHMENTS DURING THE YEAR ARE ILLUSTRATED BY THE FOLLOWING: BOOKS AND OTHER MATERIALS CATALOGED 449.9 MILLION WORLDCAT SEARCHES ON INTERNET 161 MILLION CATALOGING RECORDS ADDED TO WORLDCAT DATABASE 38.9 MILLION LOCATION LISTINGS ADDED TO WORLDCAT DATABASE 130 MILLION ONLINE INTERLIBRARY LOANS 9.6 MILLION END-USER REFERENCE SEARCH TRANSACTIONS (FIRSTSEARCH) 58 MILLION DEWEY DECIMAL CLASSIFICATION - EDITION 22 700DEWEY DECIMAL CLASSIFICATION - EDITION 23 3,400 DEWEY DECIMAL CLASSIFICATION - ABRIDGED EDITION 14 500QUESTIONPOINT QUESTIONS ASKED 538,000WORLDSHARE LIBRARIES 15WORLDCAT LOCAL SITES 1,500 170016939 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 1 1 1 1 0 0 0 0 1 0 1 1 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 1 1 1 0 0 1 X 215 0 1 1076 1 1 1 1 CA MX CH CJ NL FR GM SZ UK AS 0 0 0 0 0 0 0 0 X 16 15 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA DC IN NH OH OR X X X RICK J SCHWIETERMAN 6147646000 6565 KILGOUR PLACE DUBLIN OH 43017 X LARRY P ALFORD 15.00 X 63750 0 0 ED BARRY 10.00 X 32000 0 0 MARY M FARRELL 8.00 X 43000 0 0 ANTHONY FERGUSON 10.00 X 27996 0 0 BERNADETTE GRAY-LITTLE 5.00 X 21163 0 0 KATHLEEN IMHOFF 5.00 X 28996 0 0 DAVID LAUER 5.00 X 33000 0 0 JAMES NEAL 8.00 X 14664 0 0 BRUCE NEWELL 8.00 X 33000 0 0 ELISABETH NIGGEMANN 5.00 X 41000 0 0 JOHN R PATRICK 8.00 X 25996 0 0 DAVID ROSELLE 5.00 X 42500 0 0 BRIAN SCHOTTLAENDER 5.00 X 3833 0 0 ROBERT A SEAL 5.00 X 28996 0 0 LIZABETH A WILSON 8.00 X 40070 0 0 SANDRA YEE 8.00 X 32996 0 0 ROBERT L JORDAN 55.00 X X 1149080 0 48798 RICK J SCHWIETERMAN 55.00 X 433037 0 49248 JAMES T HOUFEK 45.00 X 247346 0 31350 KAREN CALHOUN 45.00 X 186858 0 17360 BRUCE CROCCO 45.00 X 186127 0 31084 LORCAN DEMPSEY 40.00 X 277081 0 43419 CATHERINE DE ROSA 40.00 X 263050 0 43688 JIM MICHALKO 40.00 X 242343 0 39433 ROBIN MURRAY 40.00 X 0 222835 9934 GEORGE NEEDHAM 25.00 X 93252 0 23340 WILLIAM NILGES 40.00 X 205536 0 34467 TAMMI SPAYDE 45.00 X 202788 0 36788 MICHAEL TEETS 50.00 X 202109 0 38187 ANDREW WANG 50.00 X 221212 0 31920 GREG ZICK 40.00 X 256718 0 42606 GENE OLIVER 45.00 X 168784 0 40281 ANDY BUSH 50.00 X 162982 0 27074 TOM HICKEY 40.00 X 190779 0 34735 SONDRA KOWALUK 45.00 X 180110 0 35692 GARY PERLMAN 40.00 X 203592 0 13344 MARTY WITHROW 40.00 X 157793 0 28279 WILLIAM J CROWE X 111268 0 0 5854805 222835 701027 182 1 1 0 INDEX DATA LLC 8 FANEUIL HALL MARKETPLACE 3RD FLO BOSTON MA 02109 SOFTWARE CONSULTING 405872 LEO BURNETT USA INC 35 WEST WACKER CHICAGO IL 60601 GRANT RELATED MARKETING FOR LIBRARIES 322248 DAY SOFTWARE INC 23 CORPORATION PLAZA DR STE 280 NEWPORT BEACH CA 92660 SOFTWARE CONSULTING 286516 LIBRARY OF CONGRESS 101 INDEPENDENCE AVENUE SE WASHINTON DC 20540 EDITORIAL SERVICES 253118 ZEPHEIRA LLC 5237 SILVERWOOD COURT WEST CHESTER OH 45069 SOFTWARE CONSULTING 209531 14 2538297 2538297 METADATA SERVICES 519100 88707040 88707040 RESOURCE SHARE SVCS 519100 44302896 44302896 REFERENCE SERVICES 519100 26622195 26622195 DIGITAL SERVICES 519100 4181450 4181450 5564463 5564463 169378044 6506879 6506879 130521210 7015 116952463 239243 13568747 -232228 13336519 13336519 3050792 2261703 789089 789089 SPACE RENTALS 531120 1514070 1514070 MISC. REVENUE-UNRELATE 900099 1030922 1030922 2544992 195093820 170167133 1030922 21357468 122972 122972 69423 69423 6219156 3081604 3137552 66522423 61624179 4898244 5396707 5083678 313029 6619885 5729079 890806 5907806 5499684 408122 359311 4251 355060 521329 521329 1121730 1121730 6875493 6561067 314426 93062 93062 2484653 2409290 75363 4639725 4299798 339927 7195432 7195432 6226817 5547923 678894 3742636 3415074 327562 543084 533939 9145 1772968 1772968 20486491 20481923 4568 504171 504171 IFM LENDING CREDITS 14520500 14520500 PROGRAM INCENTIVES 13345563 13345563 MARKETING 6105462 6105462 2940574 2520068 420506 184337373 170016939 14320434 0 4468 3771 13321411 19412326 978861 1044370 29283979 26246671 50000 50000 561790 439869 4347294 3615532 6603394 5686755 112038509 70993557 44525654 41044952 160220327 182235822 10797347 11761572 56279784 54879364 17254469 19669412 344228778 366090416 19321787 17381122 28198176 26196584 53635777 45918007 33485380 36932350 134641120 126428063 X 0 0 0 0 209587658 239662353 209587658 239662353 344228778 366090416 X 10756447 19318248 X 0 1 1 X 0 X 8570201 14129999 6906824 5266183 2538297 37411504 193101623 196988335 201302146 191009715 172428836 954830655 201671824 211118334 208208970 196275898 174967133 992242159 6363241 12462867 6372377 4939971 1680595 31819051 5173960 6331650 4461101 4603165 5125208 25695084 11537201 18794517 10833478 9543136 6805803 57514135 934728024 5594482 5915373 7472163 7421518 8299466 34703002 5594482 5915373 7472163 7421518 8299466 34703002 207266306 217033707 215681133 203697416 183266599 1026945161 0.91020 0.91180 0.03380 0.02970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10353307 10353307 56064571 36645302 19419269 1147682 550426 597256 44472949 33797829 10675120 41044952 OTHER ASSETS 6024793 INVESTMENT IN AFFILIATES 13644619 19669412 DEFERRED RETIREMENT 1117629 POST RETIREMENT BENEFITS 9744585 MEMBERS SUBSCRIPTION BALANCES 22266192 OTHER LIABILITIES 3803944 36932350 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: INFORMATION REQUIRED IN SCH D, PART X REGARDING THE FINANCIAL STATEMENT FOOTNOTE FOR LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 (FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES). THIS IS NOW CODIFIED AS ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10. THE TEXT OF THE FOOTNOTE IN OCLC'S CONSOLIDATED FINANCIAL STATEMENTS AS AUDITED BY OCLC'S INDEPENDENT AUDITOR DELOITTE & TOUCHE IS AS FOLLOWS: OCLC EVALUATED ITS TAX POSITIONS AT JUNE 30, 2011 AND 2010, IN ACCORDANCE WITH ASC 740-10. BASED ON THIS EVALUATION, OCLC DETERMINED THAT THERE WAS NO MATERIAL IMPACT TO THE CORPORATION'S CONSOLIDATED FINANCIAL STATEMENTS AS A RESULT OF THE ADOPTION OF ASC 740-10. 1 EAST ASIA AND THE PACIFIC 1 4 PROGRAM SERVICES REPRESENTATIVE OFFICE PROVIDING INFORMATION ABOUT OCLC SERVICES TO LIBRARIES IN CHINA 198000 NORTH AMERICA (OUTSIDE USA) 2 7 PROGRAM SERVICES OFFICES PROVIDING INFORMATION ABOUT OCLC SERVICES TO LIBRARIES 1149000 NORTH AMERICA (OUTSIDE USA) 1 36 PROGRAM SERVICES PROVIDING TECHNICAL SERVICES TO LIBRARIES 2488000 EAST ASIA AND THE PACIFIC 0 0 THREE TRUSTEES ATTENDED AN OCLC REGIONAL COUNCILMEETING 4000 EUROPE 0 0 ONE TRUSTEE ATTENDEDAN OCLC REGIONAL COUNCIL MEETING 1000 EAST ASIA AND THE PACIFIC 0 0 GOVERNANCE (REGIONAL COUNCIL MEETING) 58000 EUROPE 0 0 GOVERNANCE (REGIONAL COUNCIL MEETING) 82000 0 0 SEE SCHEDULE R FOR EXCLUDED AFFILIATES OUTSIDE THE US 4 47 0 0 4 47 3980000 0 3980000 X FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES SUB-SAHARAN AFRICA 2 800 CASH STIPEND OF $100 PER WEEK 23891 TRAVEL, LODGING AND MEALS TO VISIT OCLC'S OFFICES IN THE US AND EUROPE AND TO VISIT VARIOUS LIBRARIES IN BOTH REGIONS SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION ACTUAL COSTS EXPENDED FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES EAST ASIA AND THE PACIFIC 2 800 CASH STIPEND OF $100 PER WEEK 20632 TRAVEL, LODGING AND MEALS TO VISIT OCLC'S OFFICES IN THE US AND EUROPE AND TO VISIT VARIOUS LIBRARIES IN BOTH REGIONS SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION ACTUAL COSTS EXPENDED FELLOWSHIPS FOR EDUCATIONAL PROGRAM FOR EARLY CAREER LIBRARIANS FROM DEVELOPING COUNTRIES EUROPE (INCLUDING ICELAND AND GREENLAND 1 400 CASH STIPEND OF $100 PER WEEK 7984 TRAVEL, LODGING AND MEALS TO VISIT OCLC'S OFFICES IN THE US AND EUROPE AND TO VISIT VARIOUS LIBRARIES IN BOTH REGIONS SO THAT THEY CAN OBSERVE AND LEARN ABOUT LIBRARY OPERATIONS IN OTHER COUNTRIES AS WELL AS GOVERNANCE MODELS FOR INTERNATIONAL LIBRARY COOPERATION ACTUAL COSTS EXPENDED 0 0 1 1 0 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: OCLC PROVIDED GRANTS IN THE FORM OF SPONSORSHIP PAYMENTS TO HELP TO UNDERWRITE THE COSTS OF SEVERAL LIBRARY AND INFORMATION MANAGEMENT CONFERENCES AND SYMPOSIA OUTSIDE THE UNITED STATES 1 AMERICAN LIBRARY ASSOCIATION 50 EAST HURON STREET CHICAGO IL 60611 362166947 501(C)(3) 18250 OPERATING SUPPORT AND FUNDING FOR THE MANN AND BOUCHER AWARDS PRATT INSTITUTE 144 WEST 14TH STREET NEW YORK NY 10011 111630822 501(C)(3) 14800 LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT RUTGERS UNIVERSITY 3 RUTGERS PLAZA NEW BRUNSWICK NJ 08901 226001086 115 14408 LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT SYRACUSE UNIVERSITY 113 BROWNE HALL SYRACUSE NY 13244 150532081 501(C)(3) 14996 LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT WOSU PUBLIC BROADCATING STATIONS P O BOX 710811 COLUMBUS OH 43271 316025986 115 5793 MATCHING EMPLOYEE GIFTS FOR OPERATING SUPPORT UNITED WAY OF CENTRAL OHIO 360 SOUTH THIRD STREET COLUMBUS OH 43215 314393712 501(C)(3) 10000 OPERATING SUPPORT 6 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: LIBRARY AND INFORMATION SCIENCE RESEARCH GRANT PROGRAM (LISRG): FACULTY IN SCHOOLS OF LIBRARY SCIENCE ARE ELIGIBLE TO APPLY. OCLC SENDS OUT AN ANNUAL CALL FOR PROPOSALS TO ELIGIBLE SCHOOLS. APPLICANTS COMPLETE AN LISRG COVER PAGE TOGETHER WITH A RESEARCH PROPOSAL, A DETAILED BUDGET AND SUPPORTING MATERIALS SUCH AS CURRICULA VITAE, STAFFING AND LETTERS OF SUPPORT. PROPOSALS ARE REVIEWED BY SELECTED OCLC STAFF AND THEN SUBMITTED TO A REVIEW PANEL FOR FURTHER EVALUATION AND RECOMMENDATION TO THE VICE PRESIDENT OF THE OCLC OFFICE OF RESEARCH WHO MAKES A FINAL DECISION. RESEARCH RESULTS ARE FURNISHED TO OCLC IN A FINAL PROJECT REPORT WHICH MUST BE NONPROPRIETARY AND IN THE PUBLIC DOMAIN. OTHER CONTRIBUTIONS ARE MADE FOR THE GENERAL OPERATING SUPPORT OF VARIOUS PUBLIC CHARITIES AND GOVERNMENT ORGANIZATIONS. MANY OF THESE ARE NATIONAL OR REGIONAL LIBRARY ASSOCIATIONS BUT SOME ARE COMMUNITY ORGANIZATIONS IN LOCALES WHERE OCLC HAS OFFICES. THESE INCLUDE ARTS ORGANIZATIONS AS WELL AS THE UNITED WAY AND SIMILAR CHARITABLE ORGANIZATIONS SERVING THE COMMUNITY. X X X X 1 1 X X X X X X 0 0 0 1 1 1 1 1 0 ROBERT L JORDAN 700202 0 350900 0 97978 0 34818 0 13980 0 1197878 0 0 0 RICK J SCHWIETERMAN 278369 0 99722 0 54946 0 32325 0 16923 0 482285 0 0 0 JAMES T HOUFEK 152341 0 52585 0 42420 0 22885 0 8465 0 278696 0 0 0 KAREN CALHOUN 127710 0 34647 0 24501 0 16115 0 1245 0 204218 0 0 0 BRUCE CROCCO 143008 0 39921 0 3198 0 12789 0 18295 0 217211 0 0 0 LORCAN DEMPSEY 163619 0 48672 0 64790 0 24635 0 18784 0 320500 0 0 0 CATHERINE DE ROSA 191173 0 56864 0 15013 0 25173 0 18515 0 306738 0 0 0 JIM MICHALKO 186998 0 28689 0 26656 0 25607 0 13826 0 281776 0 0 0 ROBIN MURRAY 0 185378 0 37457 0 0 0 9403 0 531 0 232769 0 0 GEORGE NEEDHAM 66539 0 10000 0 16713 0 8418 0 14922 0 116592 0 0 0 WILLIAM NILGES 141951 0 44746 0 18839 0 17971 0 16496 0 240003 0 0 0 TAMMI SPAYDE 149877 0 41248 0 11663 0 18580 0 18208 0 239576 0 0 0 MICHAEL TEETS 155519 0 45222 0 1368 0 18191 0 19996 0 240296 0 0 0 ANDREW WANG 143714 0 48458 0 29040 0 19073 0 12847 0 253132 0 0 0 GREG ZICK 191141 0 47433 0 18144 0 25326 0 17280 0 299324 0 0 0 GENE OLIVER 134778 0 27038 0 6968 0 16286 0 23995 0 209065 0 0 0 ANDY BUSH 96927 0 55003 0 11052 0 9984 0 17090 0 190056 0 0 0 TOM HICKEY 127273 0 23538 0 39968 0 19566 0 15169 0 225514 0 0 0 SONDRA KOWALUK 112224 0 27890 0 39996 0 17533 0 18159 0 215802 0 0 0 GARY PERLMAN 180383 0 21485 0 1724 0 9921 0 3423 0 216936 0 0 0 MARTY WITHROW 126129 0 23107 0 8557 0 14385 0 13894 0 186072 0 0 0 WILLIAM J CROWE 111268 0 0 0 0 0 0 0 0 0 111268 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANIONS: LORCAN DEMPSEY, VICE PRESIDENT, PROGRAMS, RESEARCH & CHIEF STRATEGIST, IS PROVIDED AN ALLOWANCE FOR OCCASIONAL, PERSONAL TRAVEL TO AND FROM HIS HOME IN THE UNITED KINGDOM FOR HIMSELF AND HIS FAMILY. THIS ALLOWANCE IS FULLY INCLUDED IN TAXABLE COMPENSATION. DISCRETIONARY SPENDING ACCOUNT: ROBERT L. JORDAN, PRESIDENT AND CEO, RECEIVES A $10,000 TAX PREPARATION/FINANCIAL PLANNING ALLOWANCE AND A $14,400 AUTOMOBILE ALLOWANCE FOR WHICH HE IS NOT ACCOUNTABLE TO THE ORGANIZATION AND BOTH ARE FULLY INCLUDED IN TAXABLE INCOME. ALL FULL TIME, US VICE PRESIDENTS EXCEPT LORCAN DEMPSEY RECEIVE A DISCRETIONARY TAX RETURN PREPARATION/FINANCIAL PLANNING ALLOWANCE OF $600 TO BE USED AS THEY DESIRE. ALL THESE ALLOWANCES ARE INCLUDED IN TAXABLE COMPENSATION. PAYMENTS FOR BUSINESS USE OF PERSONAL RESIDENCE: ANDY BUSH, DIRECTOR OF US LIBRARY SERVICES, TRAVELS EXTENSIVELY ON BEHALF OF OCLC AND USES HIS PERSONAL RESIDENCE OUTSIDE OF OHIO AS HIS HOME BASE. HE RECEIVES AN ALLOWANCE OF $3,600 ANNUALLY FOR BUSINESS USE OF HIS PERSONAL RESIDENCE. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. HEALTH OR SOCIAL CLUB DUES: ROBERT L. JORDAN, PRESIDENT AND CEO AND RICK J. SCHWIETERMAN, EXECUTIVE VICE PRESIDENT AND CFO EACH HAVE COUNTRY CLUB MEMBERSHIPS. FOR MR. JORDAN, DUES ARE EITHER PAID DIRECTLY BY OCLC OR PAID BY MR. JORDAN AND REIMBURSED BY OCLC. BUSINESS EXPENSES INCURRED ARE REIMBURSED UNDER AN ACCOUNTABLE PLAN. DUES PAID OR REIMBURSED BY OCLC ARE REPORTED AS TAXABLE COMPENSATION TO THE EXTENT OF REPORTED PERSONAL USE BY MR. JORDAN. FOR MR. SCHWIETERMAN, OCLC PAYS PERSONAL CHARGES AND DUES UP TO $12,000 ANNUALLY. AN ALLOCABLE PORTION OF THE DUES BASED ON PERSONAL USE PLUS ACTUAL PERSONAL CHARGES ARE REPORTED AS TAXABLE COMPENSATION. BUSINESS EXPENSES INCURRED ARE REIMBURSED UNDER AN ACCOUNTABLE PLAN. PART I, LINE 5 OCLC MAINTAINS THREE DIFFERENT INCENTIVE COMPENSATION PLANS THAT ARE BASED IN PART ON THE GLOBAL PERFORMANCE OF OCLC AND ITS SUBSIDIARIES. SUBSIDIARY REVENUES AND EXPENSES ARE NOT INCLUDED IN THIS RETURN. THE PLANS ARE THE SALES INCENTIVE PLAN (SIP), THE MANAGEMENT INCENTIVE PLAN (MIP) AND THE LONG-TERM INCENTIVE PLAN (LTIP). OFFICERS ARE PARTICIPANTS IN BOTH THE MIP AND THE LTIP. ALL PERFORMANCE AWARDS FOR THE CEO AND ALL OTHER OFFICERS ARE APPROVED BY THE OCLC BOARD OF TRUSTEES. ALL INCENTIVE PLANS ARE REGULARLY REVIEWED BY OUTSIDE COMPENSATION CONSULTANTS, THE LAST SUCH OCCURRING TWO YEARS AGO. THE SIP IS FOR EMPLOYEES RESPONSIBLE FOR THE LIBRARY SALES PROGRAM AND IS BASED ON ACHIEVING SPECIFIC PRODUCT-LINE SALES TARGETS. THE MIP IS A PERFORMANCE-BASED COMPENSATION PROGRAM AVAILABLE FOR MANAGEMENT PERSONNEL (TOTAL OF 108) AND IS BASED ON A WEIGHTED AVERAGE OF PERFORMANCE OBJECTIVES. ALL PARTICIPANTS HAVE AT LEAST A 20 % WEIGHTING FOR COOPERATIVE-WIDE OBJECTIVES FOR REVENUE AND EARNINGS (EXCESS OF REVENUES OVER EXPENSES) AND 10 % FOR INCLUSION. SOME MIP PARTICIPANTS MAY ALSO HAVE A WEIGHTING FOR REVENUES AND EARNINGS OF SPECIFIC PRODUCT SEGMENTS OF OCLC FOR WHICH THEY HAVE RESPONSIBILITY. ALL PARTICIPANTS HAVE UP TO A 70 % WEIGHTING FOR SPECIFIC INDIVIDUAL OBJECTIVES FOR THE PLAN YEAR. THE AMOUNT OF COMPENSATION FOR NON-OFFICER PARTICIPANTS MEETING THESE INDIVIDUAL OBJECTIVES ARE RECOMMENDED BY THE SUPERVISING MANAGEMENT AND APPROVED BY THE CEO. THE LTIP IS A PERFORMANCE-BASED COMPENSATION PROGRAM FOR OFFICERS. THE OCLC BOARD OF TRUSTEES ESTABLISHES THE PLAN FINANCIAL AND NON-FINANCIAL PERFORMANCE MEASURES. FINANCIAL GOALS INCLUDE LONG-TERM REVENUE. NON-FINANCIAL GOALS ARE STRATEGIC IN NATURE AND ALIGN WITH ORGANIZATION MISSION AND ENTERPRISE STRATEGY. THE LTIP PROGRAM INCLUDES A PLAN GATE WHEREBY A MINIMUM FINANCIAL CONTRIBUTION MUST BE ACHIEVED BEFORE PERFORMANCE ON OTHER PLAN OBJECTIVES IS CONSIDERED. GOALS IN THE LTIP PLAN ARE GENERALLY ESTABLISHED THREE YEARS BEFORE THE PERFORMANCE MEASUREMENT DATE. PLAN ACHIEVEMENT IS BASED ON THE AUDITED RESULTS FOR OCLC AND ITS 100 % OWNED SUBSIDIARIES. PART I, LINE 6 SEE EXPLANATION FOR LINE 5 PART I, LINE 7 SEE EXPLANATION FOR LINE 5 SUPPLEMENTAL INFORMATION PART III DESCRIPTION OF OCLC MANAGEMENT SAVINGS PLAN EFFECTIVE JULY 1, 1997, AND EXTENDING THROUGH APRIL 30, 2002, CERTAIN EMPLOYEES AND TRUSTEES ELECTED TO PARTICIPATE IN THE OCLC MANAGEMENT SAVINGS PLAN (THE PLAN), A NON-QUALIFIED INCENTIVE BENEFIT PROGRAM FOR CERTAIN EMPLOYEES AND TRUSTEES WHO CONTRIBUTED TO THE SUCCESS OF OCLC. EFFECTIVE MAY 1, 2002, THE PLAN WAS FROZEN AND NO ADDITIONAL CONTRIBUTIONS HAVE BEEN, OR WILL BE, ACCEPTED. EARNINGS ON EXISTING BALANCES ARE DISTRIBUTED ANNUALLY TO PARTICIPANTS AND INCLUDED ON W-2S AND 1099S IN THE YEAR OF DISTRIBUTION. UNDER THE PLAN, PARTICIPANTS RECEIVE THE RIGHT TO PURCHASE MUTUAL FUND SHARES FOR A FIXED PRICE. SUCH RIGHT CAN, GENERALLY, BE EXERCISED AT ANY TIME WITHIN A 20-YEAR PERIOD FOLLOWING THE DATE OF GRANT. HOWEVER, IN THE CASE OF A PARTICIPANTS DEATH, RIGHTS HELD BY SUCH PARTICIPANT MUST BE EXERCISED WITHIN SIX MONTHS FROM THE DATE OF DEATH, AND IN THE CASE OF TERMINATION OF EMPLOYMENT (EXCEPT FOR RETIREMENT) RIGHTS HELD BY THE TERMINATED PARTICIPANT MUST BE EXERCISED WITHIN SIX MONTHS OF THE DATE OF TERMINATION (UNLESS EXTENDED BY THE PRESIDENT). COMPENSATION INCOME ATTRIBUTABLE TO RIGHTS GRANTED UNDER THE PLAN, FOR TAX REPORTING PURPOSES, IS NEITHER DETERMINABLE AT THE TIME OF GRANT THEREOF, NOR AT OCLCS FISCAL YEAR END, IF STILL OUTSTANDING. MORE SPECIFICALLY, IT IS ONLY UPON EXERCISE OF ONE OF THESE RIGHTS THAT A PARTICIPANT MUST RECOGNIZE COMPENSATION INCOME, FOR TAX REPORTING PURPOSES. DURING THE CALENDAR YEAR FALLING WITHIN THE FISCAL YEAR THAT IS THE SUBJECT OF THIS INFORMATION RETURN, ONE OF THE PARTICIPANTS, WHO IS REPORTED IN THIS INFORMATION RETURN, EXERCISED THE RIGHTS GRANTED UNDER THE PLAN AND THAT INCOME IS DISCLOSED IN THIS RETURN. OTHER THAN EARNINGS ON EXISTING BALANCES WHICH HAVE BEEN DISTRIBUTED, NO OTHER INCOME IS REFLECTED IN THE SCHEDULE PROVIDED ABOVE, WITH RESPECT TO THOSE INDIVIDUALS LISTED THEREIN WHO ARE PARTICIPANTS IN THE PLAN. ANY FUTURE COMPENSATION AMOUNTS ULTIMATELY REALIZED FROM EXERCISE OF RIGHTS GRANTED UNDER THE PLAN, WILL BE APPROPRIATELY DISCLOSED AS COMPENSATION IN OCLCS INFORMATION RETURN FOR THE YEAR OF EXERCISE. PARTICIPANTS IN THE PLAN REPORTED ON THIS RETURN: LIZABETH A WILSON TRUSTEE ROBERT L JORDAN PRESIDENT & CEO RICK J SCHWIETERMAN EXECUTIVE VP AND CFO JAMES T HOUFEK VP & GENERAL COUNSEL LORCAN DEMPSEY VP, RESEARCH & STRATEGIST CATHERINE DE ROSA VP, GLOBAL MARKETING GEORGE NEEDHAM VP, GLOBAL COUNCILS WILLIAM J CROWE FORMER TRUSTEE COUNTY OF FRANKLIN OHIO 316400067 353202DZ4 2003-04-03 26223310 TO REFUND 1993 BONDS,IMPROVE REAL PROPERTY,ACQUIRE EQUIPMENT AND DATABASES 0 0 0 COLUMBUS-FRANKLIN COUNTY FINANCE AUTHORITY 571239430 NOCUSIPNO 2008-05-23 20000000 TO FINANCE THE ACQUISITION OF OFFICE SYSTEMS, EQUIPMENT, AND DATABASES 0 0 0 COLUMBUS-FRANKLIN COUNTY FINANCE AUTHORITY 571239430 NOCUSIPNO 2009-08-10 30000000 TO REFUND 1998 BONDS,ACQUIRE OFFICE SYSTEMS, EQUIPMENT AND DATABASES 0 0 0 17653310 26223310 17390910 233016 8599384 2003 1 0 1 1 8025138 20000000 20000000 2008 0 0 1 1 4626855 30000000 17523444 161760 12314796 2009 1 0 1 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 LORCAN DEMPSEY LOAN TO ASSIST WITH PURCHASE OF PRINCIPAL RESIDENCE - SEE DETAILS BELOW X 50000 50000 0 0 1 50000 CLAIRE COCCO DAUGHTER OF OFFICER 126982 EMPLOYMENT FAMILY MEMBER OF AN OCLC OFFICER 0 SONYA OLIVER SPOUSE OF KEY EMPL 88918 EMPLOYMENT FAMILY MEMBER OF AN OCLC KEY EMPLOYEE 0 SCHEDULE L, PART II LOAN TO LORCAN DEMPSEY OCLC LOANED FUNDS TO THIS OFFICER TO FACILITATE HIS RELOCATION TO OCLC'S HEADQUARTERS IN DUBLIN, OHIO DURING A PRIOR FISCAL YEAR. THESE FUNDS WERE USED TO FINANCE A NEW PRINCIPAL RESIDENCE. THE LOAN IS THE RESULT OF ARMS-LENGTH NEGOTIATION AND PROVIDES FOR A BALLOON REPAYMENT AT THE END OF THE TERM. INTEREST IMPUTED ON THIS LOAN AS DESCRIBED IN SECTION 7872 OF THE INTERNAL REVENUE CODE IS REPORTED IN PART VII AND SCHEDULE J OF THIS RETURN. FORM 990, PART VI, SECTION A, LINE 2 TWO CURRENT TRUSTEES (EDWARD BARRY AND JOHN PATRICK) ARE BOTH BOARD MEMBERS OF KNOVEL, INC. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN OCLC IS OPEN TO ANY LIBRARY OR OTHER MEMORY INSTITUTION THAT EMBRACES THE OCLC VALUES OF COLLABORATION AND SHARING. INSTITUTIONS WORLDWIDE BECOME MEMBERS BY CONTRACTUALLY AGREEING TO CONTRIBUTE INTELLECTUAL CONTENT OR SHARE RESOURCES. MEMBERS MAY INCLUDE LIBRARIES, MUSEUMS, ARCHIVES, HISTORICAL SOCIETIES, OR SIMILAR INSTITUTIONS. OCLC MEMBERS IN EACH OF THREE WORLDWIDE REGIONS ORGANIZE INTO REGIONAL COUNCILS. EACH REGIONAL COUNCIL ELECTS DELEGATES TO THE OCLC GLOBAL COUNCIL. THIS BODY CONSISTS OF 48 MEMBER DELEGATES AND IT ARTICULATES THE VARIOUS INTERESTS OF THE OCLC MEMBERS TO THE OCLC BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A THE OCLC GLOBAL COUNCIL ELECTS SIX MEMBERS OF THE OCLC BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE OCLC GLOBAL COUNCIL RATIFIES CHANGES TO THE ARTICLES OF INCORPORATION OR THE CODE OF REGULATIONS IN ORDER FOR THE CHANGES TO TAKE EFFECT. FORM 990, PART VI, SECTION B, LINE 11 THE 990 RETURN IS PREPARED AND SUPPORTING DATA IS REVIEWED INTERNALLY BY OCLC FINANCE STAFF, IN CONSULTATION WITH APPROPRIATE MANAGEMENT PERSONNEL INCLUDING THE CHIEF FINANCIAL OFFICER, THE GENERAL COUNSEL AND THE CORPORATE CONTROLLER. THE RETURN IS REVIEWED BY THE CORPORATE CONTROLLER. THE RETURN IS THEN REVIEWED BY DELOITTE TAX LLP. FINALLY, A COPY OF THE 990 IN ELECTRONIC FORM IS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO SIGNATURE BY THE CHIEF FINANCIAL OFFICER AND FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES ARE REQUIRED TO CERTIFY THEIR KNOWLEDGE OF, AND COMPLIANCE WITH, THE POLICY ON AN ANNUAL BASIS BY SIGNING A STATEMENT. IF IT IS UNCLEAR IF A CONFLICT EXISTS, THE EMPLOYEE CAN CONTACT THE GENERAL COUNSEL FOR CLARIFICATION. THE EMPLOYEE CAN ALSO FILE A WRITTEN REQUEST FOR A RULING WITH HIS OR HER VICE PRESIDENT OR DIVISION DIRECTOR WHO MAY REJECT OR APPROVE THE APPLICATION. IF APPROVED, THE REQUEST IS SENT TO THE PRESIDENT FOR A FINAL APPROVAL. A WRITTEN RESPONSE IS PROVIDED TO THE EMPLOYEE INDICATING WHETHER THE ACTIVITY CAN BE UNDERTAKEN OR IF IT VIOLATES THE CONFLICT OF INTEREST POLICY AND CANNOT BE UNDERTAKEN. IN ADDITION TO THE GENERAL POLICY FOR ALL EMPLOYEES, MEMBERS OF THE OCLC BOARD OF TRUSTEES AND THE STRATEGIC LEADERSHIP TEAM ARE REQUIRED TO ANSWER MORE DETAILED QUESTIONS IN WRITING ON AN ANNUAL BASIS AND ALL RESPONSES ARE REVIEWED BY THE AUDIT COMMITTEE OF THE OCLC BOARD OF TRUSTEES, THE CHIEF FINANCIAL OFFICER, THE GENERAL COUNSEL AND THE CORPORATE CONTROLLER TO ENSURE THAT NO CONFLICTS EXIST. FORM 990, PART VI, SECTION B, LINE 15 FOR ALL EXECUTIVES, THE PERSONNEL AND COMPENSATION COMMITTEE OF THE OCLC BOARD OF TRUSTEES REVIEWS THE PROPOSED COMPENSATION AND AN ANALYSIS OF COMPENSATION IN THE MARKETPLACE FOR COMPARABLE POSITIONS PREPARED BY AN OUTSIDE CONSULTANT. ONCE APPROVED BY THE COMMITTEE, THE ENTIRE BOARD OF TRUSTEES (EXCEPT FOR THE CEO) MEETS IN EXECUTIVE SESSION TO REVIEW AND VOTE ON THE COMPENSATION PACKAGES. THE COMMITTEE AND THE FULL BOARD CONSIST ONLY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO SETTING THE COMPENSATION FOR THE EXECUTIVES. WRITTEN MINUTES OF ALL BOARD COMMITTEES AND BOARD OF TRUSTEE MEETINGS ARE PREPARED. MORE INFORMATION ABOUT OCLC EXECUTIVE COMPENSATION CAN BE FOUND ON THE OCLC WEBSITE AT THE FOLLOWING LINK: WWW.OCLC.ORG/US/EN/ABOUT/TRUSTEES/COMPENSATION/EXECUTIVE_COMPENSATION.HTM FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION AND THE ANNUAL AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE OCLC WEBSITE: WWW.OCLC.ORG/US/EN/COUNCILS/DOCUMENTS/ WWW.OCLC.ORG/NEWS/PUBLICATIONS/FINANCIAL/. A DESCRIPTION OF THE CONFLICT OF INTEREST POLICY IS CONTAINED IN OCLCS CODE OF CONDUCT DOCUMENT WHICH IS ALSO AVAILABLE ON THE OCLC WEBSITE. IN ADDITION, THE ANNUAL REPORT (INCLUDING CONDENSED FINANCIAL STATEMENTS) IS PROVIDED TO THE DIRECTORS OF ALL GOVERNING MEMBERS. THE ANNUAL REPORT IS ALSO AVAILABLE ON THE OCLC WEBSITE. HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS PART VII, COLUMN B THE FOLLOWING FIVE OFFICERS DEVOTED TIME TO RELATED ORGANIZATIONS. THE AVERAGE HOURS PER WEEK IS SPECIFIED. ROBERT L JORDAN 7 RICK J SCHWIETERMAN 2 ROBIN MURRAY 4 TAMMI SPAYDE 2 GREG ZICK 3 CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 13,991,797. FOREIGN CURRENCY TRANSLATION 1,233,180. UNREALIZED GAIN POSTRETIREMENT PLANS 3,757,803. INCOME ON INVESTMENT IN SUBSIDIARIES 335,468. TOTAL TO FORM 990, PART XI, LINE 5: 19,318,248. PHILOSOPHY STATEMENT ON BOARD OF TRUSTEES COMPENSATION SINCE 1979, THE OCLC BOARD OF TRUSTEES HAS DETERMINED THAT COMPENSATION FOR TRUSTEE SERVICE IS APPROPRIATE IN ORDER TO ATTRACT AND RETAIN THE MOST QUALIFIED AND ABLE INDIVIDUALS, TO PROMOTE ECONOMIC DIVERSITY BY PROVIDING AN OPPORTUNITY TO CONTRIBUTE TO THE WORK OF THE BOARD BY THOSE WHO MIGHT OTHERWISE BE UNABLE TO DO SO, AND TO PROVIDE TANGIBLE COMPENSATION FOR THE CONSIDERABLE TIME AND EFFORT OF TRUSTEES IN SUPPORT OF OCLC'S MISSION. BECAUSE OF THE SIGNIFICANT TIME COMMITMENT INVOLVED IN BOARD SERVICE, MANY TRUSTEES MUST LIMIT CONSULTING AND OTHER ACTIVITIES FOR WHICH THEY WOULD BE COMPENSATED. COMPENSATION WILL BE PROVIDED TO NON-EMPLOYEE TRUSTEES, BY ACTION OF THE BOARD, AT LEVELS CONSISTENT WITH THOSE PROVIDED BY OTHER NON-PROFIT ORGANIZATIONS THAT ALSO COMPENSATE THEIR BOARD MEMBERS/TRUSTEES (WITH MARKET DEFINED BY DATA FROM 990 FILINGS, SUPPLEMENTED BY NON-PROFIT PUBLISHED SURVEY DATA). COMPENSATION LEVELS ARE ALSO REVIEWED FROM TIME TO TIME BY INDEPENDENT COMPENSATION CONSULTANTS FOR BENCHMARKING AGAINST OTHER NON-PROFIT ORGANIZATIONS. BOARD COMPENSATION CONSISTS OF CASH PAYMENTS STRUCTURED AS A COMBINATION OF RETAINERS AND MEETING FEES, WITH HIGHER COMPENSATION AMOUNTS FOR CHAIRS OF THE BOARD AND BOARD COMMITTEES REFLECTING THE ADDITIONAL TIME REQUIREMENTS OF THESE POSITIONS. FROM TIME TO TIME, THERE MAY ALSO BE ADDITIONAL TRUSTEE COMPENSATION FOR SPECIAL PROJECTS/ASSIGNMENTS AS DETERMINED BY THE BOARD, DEPENDING ON DURATION AND ADDITIONAL TIME REQUIREMENTS. MORE INFORMATION ABOUT OCLC BOARD COMPENSATION CAN BE FOUND ON THE OCLC WEBSITE AT THE FOLLOWING LINK: WWW.OCLC.ORG/US/EN/ABOUT/TRUSTEES/COMPENSATION/COMPENSATION_Q_AND_A.HTM OCLC INFORMATION DISTRIBUTION INC 6565 KILGOUR PLACE DUBLIN OH 43017 870374788 INFORMATION SERVICES OH OCLC ONLINE COMPUTER LIBRARY CENTER INC C 4018159 1.00000 DIMEMA INC 220 WEST MERCER ST W-200 SEATTLE WA 98119 912129115 INFORMATION SERVICES WA OCLC INFORMATION DISTRIBUTION INC C 113098 1.00000 OCLC EMEA BV SCHIPHOLWEG 99 2300 AW LEIDEN NL HOLDING COMPANY NL OCLC ONLINE COMPUTER LIBRARY CENTER INC C 5027744 16942704 1.00000 OCLC BV SCHIPHOLWEG 99 2300 AW LEIDEN NL INFORMATION SERVICES NL OCLC EMEA BV C 16415257 12068162 1.00000 OCLC GMBH GRUNWALDER WEG 28G 82041 OBERHACHING GM INFORMATION SERVICES GM OCLC EMEA BV C 11658736 9830946 1.00000 OCLC AG ST JAKOB-STRASSE 96 CH-4052 BASEL SZ INFORMATION SERVICES SZ OCLC GMBH C 469294 346837 1.00000 OCLC (UK) LIMITED 8 ST MARYS GATE SHEFFIELD S1 4LW UK INFORMATION SERVICES UK OCLC EMEA BV C 12301992 6136103 1.00000 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 0 0 OCLC EMEA BV K 274355 COST OCLC BV L 1529284 COST PLUS OCLC GMBH L 1809595 COST PLUS OCLC (UK) LIMITED L 3573920 COST PLUS FORM 990, SCHEDULE R, PART IV THE FOLLOWING NON-U.S. CORPORATIONS ARE 100 % OWNED BY OCLC ONLINE COMPUTER LIBRARY CENTER, INC. AND ARE REPORTED IN PART IV OF SCHEDULE R BECAUSE THEY ARE CONSIDERED TAXABLE ORGANIZATIONS IN THEIR RESPECTIVE COUNTRIES. HOWEVER, THEY ARE OWNED BY A NONPROFIT ORGANIZATION EXEMPT FROM U.S. TAXES UNDER SECTION 501(C)(3). ALL OF THESE ORGANIZATIONS ENGAGE IN PROVIDING COMPUTERIZED SERVICES TO LIBRARIES IN THEIR REGIONS. THOSE SERVICES PROVIDE THE SAME FUNCTIONAL SUPPORT TO LIBRARIES THAT OCLC PROVIDES TO U.S. LIBRARIES. THE PURPOSE AND MISSION OF THESE NON-U.S. CORPORATIONS IS THE SAME AS OCLC. WHILE THE COUNTRIES WHERE THESE CORPORATIONS RESIDE CONSIDER THEM SUBJECT TO INCOME TAX UNDER LOCAL LAW, THOSE SAME ACTIVITIES PERFORMED BY OCLC HAVE BEEN DEEMED EXEMPT BY THE INTERNAL REVENUE SERVICE. AS SUCH, THESE NON-U.S. CORPORATIONS MEET THE OPERATIONAL TEST FOR U.S. EXEMPTION. IN ADDITION, SINCE THE NON-U.S. CORPORATIONS ARE 100% OWNED BY OCLC, ALL EARNINGS AND ASSETS OF THOSE CORPORATIONS ARE FULLY CONTROLLED BY, AND A BENEFIT TO, A U.S. NONPROFIT ORGANIZATION. BASED ON THIS, OCLC CONSIDERS THESE NON-U.S. CORPORATIONS TO BE DE FACTO EXEMPT ORGANIZATIONS UNDER U.S. LAW. HOWEVER, SINCE THESE NON-U.S. CORPORATIONS HAVE NO PERMANENT ESTABLISHMENTS OR BUSINESS OPERATIONS IN THE U.S., THERE IS NO U.S. REPORTING REQUIRED AND THEY ARE, THEREFORE, NOT INCLUDED WITH THIS INFORMATION REPORT. OCLC EMEA BV THE NETHERLANDS OCLC BV THE NETHERLANDS OCLC GMBH GERMANY OCLC AG SWITZERLAND OCLC (UK) LIMITED UNITED KINGDOM