2012-05-11T13:11:30-05:00 2011-06-30 BAKER TILLY VIRCHOW KRAUSE LLP 225 S 6TH ST STE 2300 MINNEAPOLIS MN 55402 990 2010-07-01 941581707 GRADUATE THEOLOGICAL UNION GRAD 5106492430 2400 RIDGE ROAD BERKELEY CA 94709 STEVEN G ARGYRIS 5106492433 2012-05-08 1 LAWRENCE H MOHR CPA 6128764500 2010 2016-02-24 21:20:13Z STEVEN G ARGYRIS 2400 RIDGE ROAD BERKELEY CA 94709 17866922 0 X WWW.GTU.EDU X 1962 CA FOUNDED BY ECUMENICAL PIONEERS IN 1962, THE GRADUATE THEOLOGICAL UNION IN BERKELEY, CALIFORNIA, IS THE LARGEST AND MOST DIVERSE PARTNERSHIP OF SEMINARIES AND GRADUATE SCHOOLS IN THE UNITED STATES. OUR INTERFAITH APPROACH ATTRACTS LEADING THEOLOGIANS, SCHOLARS OF RELIGION, AND STUDENTS FROM AROUND THE WORLD WHO ARE PURSUING NEW MODELS FOR INTERRELIGIOUS COLLABORATION IN TEACHING, RESEARCH, MINISTRY, AND SERVICE. AS A CONSORTIUM, WE HAVE THE LARGEST THEOLOGICAL FACULTY IN ONE LOCATION IN THE UNITED STATES. STUDENTS PURSUING A PH.D., TH.D., M.A., OR ONE OF TWO JOINT PH.D. PROGRAMS WITH THE UNIVERSITY OF CALIFORNIA AT BERKELEY SHARE A WORLD-CLASS LIBRARY, ACCESS TO MORE THAN 700 COURSES ACROSS MEMBER SCHOOLS AND ACADEMIC DISCIPLINES, AND A STRONG SENSE OF COMMUNITY. 42 41 155 0 6258 -4696 2057408 587218 6610589 6940102 1755745 513868 61241 17313 10484983 8058501 1351175 1427273 0 0 4558070 4560027 0 0 429522 3386623 3199876 9295868 9187176 1189115 -1128675 42148782 44772918 1952567 1772584 40196215 43000334 X THE MISSION OF GTU IS TO: (1) EDUCATE MEN AND WOMEN FOR VOCATIONS OF MINISTRY AND SCHOLARSHIP, (2) EQUIP LEADERS FOR A FUTURE OF DIVERSE RELIGIONS AND CULTURES, (3) TEACH PATTERNS OF FAITH WHICH NURTURE JUSTICE AND PEACE, AND (4) SERVE AS AN EDUCATIONAL AND THEOLOGICAL RESOURCE FOR LOCAL COMMUNITIES, THE NATION, AND THE WORLD. 0 0 977681 1427273 3082482 INSTRUCTION - PROVIDED INSTRUCTION, ADVISING AND OTHER SERVICES FOR 337 STUDENTS ENROLLED FULL TIME IN MASTERS AND DOCTORAL PROGRAMS. 3044663 LIBRARY - OPERATED THE FLORA LAMSON HEWLETT LIBRARY ON BEHALF OF THE GRADUATE THEOLOGICAL UNION AND NINE MEMBER SEMINARIES. THE LIBRARY IS ONE OF THE MOST COMPREHENSIVE THEOLOGICAL LIBRARIES IN THE COUNTRY, WITH 450,000 VOLUMES, MORE THAN 1500 PERODICAL SUBSCRIPTIONS AND 292,000 MICROFORMS AND AUDIO VISUAL MATERIALS. THE LIBRARY SERVES FUTURE PARISH MINISTERS, SEMINARY EDUCATORS, SCHOLARS, AND COMMUNITY LEADERS. 838838 STUDENT SERVICES - PROVIDED VARIOUS SERVICES TO THE STUDENTS OF GRADUATE THEOLOGICAL UNION, INCLUDING THE AWARDING OF FINANCIAL AID, REGISTRATION, PROGRAM COUNSELLING AND ADVISING, AND PROFESSIONAL DEVELOPMENT PROGRAMS 1343071 3857620 1343071 3857620 6204253 1 1 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 33 0 155 1 1 1 0 0 0 0 0 0 0 0 0 X 42 41 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X STEVEN G ARGYRIS 5106492430 2400 RIDGE ROAD BERKELEY CA 94709 JAMES A DONAHUE 37.50 X X 197620 0 28110 HAROLD T LEACH 1.00 X X 0 0 0 SUSAN COOK HOGANSON 1.00 X X 0 0 0 RITA R SEMEL 1.00 X X 0 0 0 DENNIS P STRADFORD 1.00 X X 0 0 0 DALE WALKER 1.00 X X 0 0 0 MARY JO POTTER 1.00 X X 0 0 0 HASSAN ALI 1.00 X 0 0 0 PAUL W BRANDOW 1.00 X 0 0 0 EMILY FINE 1.00 X 0 0 0 TIMOTHY LIGHT 1.00 X 0 0 0 SARA D LIPSCOMB 1.00 X 0 0 0 THOMAS M LOARIE 1.00 X 0 0 0 JOAN MCGRATH 1.00 X 0 0 0 RAQUEL H NEWMAN 1.00 X 0 0 0 MAUREEN O'BRIEN SULLIVAN 1.00 X 0 0 0 EBRAHIM SHABUDIN 1.00 X 0 0 0 JOSEPH D DRISKILL 1.00 X 0 0 0 BARBARA GREEN 1.00 X 0 0 0 DANTE R QUICK 1.00 X 0 0 0 ALAN KELCHNER 1.00 X 0 0 0 PAUL M MARTIN 1.00 X 0 0 0 MARK RICHARDSON 1.00 X 0 0 0 MICHAEL B SWEENEY 1.00 X 0 0 0 MARIO M DICICCO 1.00 X 0 0 0 MICHAEL ENGH 1.00 X 0 0 0 PHYLLIS ANDERSON 1.00 X 0 0 0 RIESS POTTERVELD 1.00 X 0 0 0 LAIRD J STUART 1.00 X 0 0 0 REBECCA A PARKER 1.00 X 0 0 0 ROBERT WILKINS 1.00 X 0 0 0 ROBERT N JANOPAUL 1.00 X 0 0 0 EILEEN BITTEN 1.00 X 0 0 0 KARL S PISTER 1.00 X 0 0 0 THOMAS E BERTELSEN 1.00 X 0 0 0 JUDITH LARSEN 1.00 X 0 0 0 KIM A SMITH 1.00 X 0 0 0 MARION J STANTON 1.00 X 0 0 0 RICHARD E ICE 1.00 X 0 0 0 JANE NEWHALL 1.00 X 0 0 0 DAPHNE GREEN WILKINS 1.00 X 0 0 0 ARTHUR G HOLDER 37.50 X 115997 0 24356 STEVEN G ARGYRIS 37.50 X 118738 0 18860 MAUREEN A MALONEY 37.50 X 96811 0 17661 ROBERT J BENEDETTO 37.50 X 99643 0 22018 NAOMI S SEIDMAN 37.50 X 91405 0 24388 ELLEN PETERSON 37.50 X 94234 0 17391 JUDITH A BERLING 37.50 X 93144 0 16135 JOANNE F BROWN 37.50 X 84888 0 15271 529166 0 88987 3 0 1 0 SUSAN SHANA PENN 2945 MAGNOLIA STREET BERKELEY CA 94705 RESEARCH 170066 1 60616 526602 63667 587218 SALES AND SERVICES OF 611710 3857620 3857620 TUITION AND FEES 611710 3082482 3082482 6940102 266484 6258 260226 10055805 9808421 247384 247384 247384 OTHER SOURCES 900099 17313 17313 17313 8058501 6940102 6258 524923 1427273 1427273 619393 368823 194107 56463 2993872 2048534 779943 165395 304400 181208 104668 18524 397534 263290 119157 15087 244828 150104 78026 16698 2300 2300 56356 56356 50966 50966 331859 77761 204734 49364 338390 167339 110416 60635 485025 195175 279672 10178 361292 126669 222724 11899 91695 55720 31760 4215 132814 79481 40808 12525 138406 31000 107406 1090379 1026974 54866 8539 120394 4902 115492 9187176 6204253 2553401 429522 290944 1080809 1151580 998776 447955 168278 173145 437761 369474 140872 105999 31196848 17234419 14554940 13962429 24699357 28193959 67989 77433 42148782 44772918 505100 336715 919358 919358 528109 516511 1952567 1772584 X 14095745 14690548 7177386 9308625 18923084 19001161 40196215 43000334 42148782 44772918 X -1128675 3932794 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X X EDUCATIONAL PURPOSES 0 24843068 68633 4354893 325272 546885 28394437 23758822 713781 1604230 1233765 24843068 31635629 955749 -7468672 1363884 23758822 0.03000 0.97000 0.00000 0 0 747617 747617 16908141 7929505 8978636 2003032 1568678 434354 11538058 7736236 3801822 13962429 MONEY MARKETS 215523 F EQUITY SECURITIES FUNDS 12051544 F FIXED INCOME FUNDS 2982519 F COMMODITIES 814440 F HEDGED EQUITY 2196246 F MULTI-ASSET FUNDS 4287293 F REAL ESTATE 227868 F PRIVATE EQUITY FUNDS 4392387 F INTEREST IN REAL ESTATE 121016 F DISTRESSED DEBT 905123 F 28193959 GOVERNMENT GRANTS REFUNDABLE 416511 FUNDS HELD FOR OTHERS 100000 516511 8058501 9187176 -1128675 3932794 3932794 2804119 10513056 3932794 3932794 6580262 50966 1427273 1478239 8058501 7708937 0 7708937 50966 1427273 1478239 9187176 PART III, LINE 1A: COLLECTIONS OF ART ARE NOT RECORDED ON THE FINANCIAL STATEMENTS OF GRADUATE THEOLOGICAL UNION, AS PERMITTED UNDER SFAS 116. PART III, LINE 4: GTU MAINTAINS COLLECTIONS OF FINE ART, BOOKS AND ARCHAEOLOGICAL ARTIFACTS. THESE ITEMS ARE USED IN THE STUDY OF SUBJECTS SUCH AS ART AND RELIGION, HISTORY, AND SCRIPTURAL STUDIES. STUDENTS EXAMINE ART, BOOKS AND ARTIFACTS AS PART OF THEIR STUDIES. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENTS SUPPORT THE PROGRAMS OF THE SCHOOL, INCLUDING PROVIDING STUDENT FINANCIAL AID AND FUNDING FACULTY POSITIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE GTU IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT IS ALSO EXEMPT FROM STATE INCOME TAX. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE GTU FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE GTU FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2011 AND 2010. THE GTU'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE CURRENT YEAR AS WELL AS FISCAL YEARS 2008 THROUGH 2010 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANTS 1,427,273. PART XIII, LINE 4B - OTHER ADJUSTMENTS: GRANTS 1,427,273. THE SCHOOL HAS A COLLECTION OF ART AND RARE BOOKS USED FOR DISPLAY AND EDUCATIONAL PURPOSES 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 IN THE GRADUATE THEOLOGICAL UNION'S PRINTED MATERIALS AND THE WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE INSTITUTION RECEIVES FINANCIAL ASSISTANCE FROM THE US GOVERNMENT IN CONNECTION WITH VARIOUS PROGRAMS SUCH AS THE PERKINS STUDENT LOAN PROGRAM AND THE FEDERAL COLLEGE WORK-STUDY PROGRAM. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT ACTIVITIES 7229137 0 0 0 0 0 0 7229137 0 7229137 1 0 0 0 0 0 1 SCHOLARSHIPS AND GRANTS PROVIDED AS FINANCIAL AID TO STUDENTS- SEE COLLEGE FOR DETAILED LIST 102 1427273 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS CAN BE USED FOR TUITION ONLY. SMALL STIPENDS FOR LIVING EXPENSES PROVIDED TO A SMALL NUMBER OF STUDENTS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 JAMES A DONAHUE 146020 0 0 0 51600 0 15190 0 12920 0 225730 0 0 0 SUPPLEMENTAL INFORMATION PART III A HOUSING ALLOWANCE IS PROVIDED FOR THE PRESIDENT. X 5 63667 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 THE BOARD HAS AN EXECUTIVE COMMITTEE, COMPOSED ENTIRELY OF BOARD MEMBERS, THAT HAS THE AUTHORITY TO ACT ON BEHALF OF THE BOARD BETWEEN SCHEDULED BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF DIRECTORS RECEIVED A FULL COPY OF THE RETURN FOR REVIEW BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY AND WRITTEN RESPONSES TO THE CONFLICT OF INTEREST QUESTIONAIRE ARE REQUIRED. IF A POTENTIAL CONFLICT IS IDENTIFIED IT IS REFERRED TO THE AUDIT COMMITTEE FOR DETERMINATION OF A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A INDEPENDENT MEMBERS OF THE BOARD COMPRISE THE COMPENSATION COMMITTEE. THE COMMITTEE REVIEWS COMPARABLE SALARIES AND BENEFITS BEFORE ESTABLISHING GTU COMPENSATION FOR THE PRESIDENT. FOR KEY EMPLOYEES AND OTHER OFFICERS, COMPARATIVE DATA IS REVIEWED PRIOR TO THE ESTABLISHMENT OF COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 3,932,794. PART XII, LINE 2C THE ORGANIZATION DID NOT CHANGE ITS OVERSIGHT AND SELECTION PROCESS FOR THE AUDIT OF THE FINANCIAL STATEMENTS DURING THE TAX YEAR.