2012-05-11T10:44:31-05:00 2011-12-31 203985546 JOHNSON O'CONNOR FERON & CARUCCI LLP 107 AUDUBON ROAD STE 104 WAKEFIELD MA 01880 990 2011-01-01 043523528 THE CENTER FOR EFFECTIVE PHILANTHROPY INC CENT 6174920800 675 MASSACHUSETTS AVENUE NO 700 CAMBRIDGE MA 021393309 PAUL J HEGGARTY 6174920800 2012-05-10 1 STEPHEN J FERON P00745045 7819143400 2012-05-09 2011 2016-02-24 21:20:13Z PAUL J HEGGARTY 675 MASSACHUSETTS AVENUE CAMBRIDGE MA 021393309 6250956 0 X WWW.EFFECTIVEPHILANTHROPY.ORG X 2000 MA CEP'S MISSION IS TO PROVIDE DATA AND CREATE INSIGHT SO PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS, AND IMPROVE THEIR EFFECTIVENESS - AND, AS A RESULT, THEIR INTENDED IMPACT. 10 10 42 45 0 0 1592467 2227983 3154292 3990787 59946 32186 0 0 4806705 6250956 0 0 0 0 3425345 3608157 0 0 96646 2173779 2753766 5599124 6361923 -792419 -110967 4609944 5213033 593681 1320302 4016263 3892731 X CEP'S MISSION IS TO PROVIDE DATA AND CREATE INSIGHT SO PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS, AND IMPROVE THEIR EFFECTIVENESS - AND, AS A RESULT, THEIR INTENDED IMPACT. 0 0 5160185 3990787 THE CENTER FOR EFFECTIVE PHILANTHROPY (CEP) PURSUES ITS MISSION THROUGH DATA COLLECTION AND RESEARCH THAT FUELS THE CREATION OF ASSESSMENT TOOLS, PUBLICATIONS, AND PROGRAMMING. IN 2011, CEP CONDUCTED STUDIES THAT RESULTED IN THE REPORTS, "CAN FEEDBACK FUEL CHANGE AT FOUNDATIONS?," "RHETORIC VERSUS REALITY: A STRATEGIC DISCONNECT AT COMMUNITY FOUNDATIONS," AND "THE STATE OF FOUNDATION PERFORMANCE ASSESSMENT: A SURVEY OF FOUNDATION CEOS." CEP DELIVERED 77 ASSESSMENT TOOLS TO FOUNDATIONS AND GRANTMAKERS IN 2011, INCLUDING THE GRANTEE PERCEPTION REPORT (GPR), THE APPLICANT PERCEPTION REPORT (APR), THE COMPARATIVE BOARD REPORT (CBR), THE STAFF PERCEPTION REPORT (SPR), THE STAKEHOLDER ASSESSMENT REPORT (STAR), THE DONOR PERCEPTION REPORT (DPR), AND THE STRATEGY LANDSCAPE TOOL (SLT). IN ADDITION, CEP CONTINUED ITS WORK IMPLEMENTING THE BENEFICIARY PERCEPTION REPORT VIA THE YOUTHTRUTH PROJECT, COLLECTING COMPARATIVE FEEDBACK FROM TENS OF THOUSANDS OF HIGH SCHOOL STUDENTS ABOUT THEIR RELATIVE EXPERIENCES ATTENDING FOUNDATION-FUNDED SCHOOLS. FINALLY, CEP STAFF PARTICIPATED IN A NUMBER OF SPEAKING ENGAGEMENTS, EXECUTED ITS 2011 BIENNIAL CONFERENCE, LAUNCHED AN IPAD APP FEATURING CEP CONTENT, AND RELEASED NUMEROUS COMMUNICATIONS VIA ITS BLOG, E-NEWSLETTER, AND VARIOUS TRADITIONAL PRESS AND SOCIAL MEDIA OUTLETS. 5160185 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 42 0 1 42 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA CA X X X PAUL J HEGGARTY 6174920800 675 MASSACHUSETTS AVENUE SUITE 700 CAMBRIDGE MA 021393309 STEPHEN HEINTZ 2.00 X 0 0 0 MICHAEL BAILIN 1.00 X 0 0 0 M CHRISTINE DEVITA 1.00 X 0 0 0 CRYSTAL HAYLING 1.00 X 0 0 0 CHRISTINE JAMES-BROWN 1.00 X 0 0 0 JAMES KNICKMAN 1.00 X 0 0 0 PAT KOZU 1.00 X 0 0 0 KATHRYN MERCHANT 1.00 X 0 0 0 NADYA SHMAVONIAN 1.00 X 0 0 0 ANNE WARHOVER 1.00 X 0 0 0 PHIL BUCHANAN 50.00 X 363858 0 36553 PAUL J HEGGARTY 50.00 X 176368 0 14995 ALYSE D'AMICO 30.00 X 95662 0 24921 KEVIN BOLDUC 50.00 X 178747 0 15754 VALERIE THRELFALL 50.00 X 166498 0 21861 ELLIE BUTEAU 50.00 X 158323 0 14336 AMBER BRADLEY 50.00 X 121501 0 11193 1260957 0 139613 6 0 1 0 MONITOR INSTITUTE 2 CANAL PARK CAMBRIDGE MA 02141 CONSULTING 143600 HOLLAND-MARK 727 ATLANTIC AVE SUITE 500 BOSTON MA 02111 MARKETING STRATEGY 142986 COMMONGOOD CAREERS 99 CHAUNCY ST BOSTON MA 02111 EXECUTIVE SEARCH 115226 3 2227983 2227983 ASSESSMENT TOOLS 541900 3691087 3691087 0 0 CONFERENCE REGISTRATIO 541610 292700 292700 0 0 SPEAKING FEE 541610 7000 7000 0 0 3990787 32186 32186 6250956 3990787 0 32186 1139456 888776 227891 22789 1877086 1459340 376268 41478 94822 73962 18964 1896 277926 215957 55901 6068 218867 170602 43625 4640 18654 6513 12087 54 16576 16576 963338 858768 102242 2328 40211 40211 48431 36729 11199 503 188623 161599 24526 2498 406650 327653 71451 7546 182387 148554 32364 1469 225580 225580 120154 96793 21129 2232 8318 8318 PRINTING 111906 101651 10144 111 SURVEY ADMINISTRATION 100898 97398 3500 0 DUES & SUBSCRIPTIONS 68114 59578 8169 367 EQUIPMENT RENTAL 68079 55019 11812 1248 185847 135502 48926 1419 6361923 5160185 1105092 96646 215017 1001278 3073376 2998362 916214 640762 70411 334985 38845 31610 652627 487461 255211 165166 40870 40870 4609944 5213033 261767 364911 331914 955391 593681 1320302 X 2302512 2876824 1713751 1015907 4016263 3892731 4609944 5213033 X -110967 -12565 X 0 1 1 X 0 X 4668377 2060032 2677984 1592467 2227983 13226843 1399232 2279048 2771181 3154292 3990787 13594540 6067609 4339080 5449165 4746759 6218770 26821383 0 153362 1332333 1617471 1733450 4836616 153362 1332333 1617471 1733450 4836616 21984767 58975 68729 55886 53814 32186 269590 58975 68729 55886 53814 32186 269590 6126584 4407809 5505051 4800573 6250956 27090973 0.81150 0.85370 0.01000 0.01170 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 225444 170571 54873 427183 316890 110293 165166 6250956 6361923 -110967 -12565 -12565 -123532 6238391 -12565 -12565 6250956 0 6250956 6361923 0 6361923 0 6361923 X X X X X 0 0 0 0 0 0 0 0 0 PHIL BUCHANAN 279383 0 84475 0 0 0 14090 0 22463 0 400411 0 0 0 PAUL J HEGGARTY 145186 0 31182 0 0 0 7055 0 7940 0 191363 0 0 0 KEVIN BOLDUC 143691 0 35056 0 0 0 7228 0 8526 0 194501 0 0 0 VALERIE THRELFALL 136909 0 29589 0 0 0 6689 0 15172 0 188359 0 0 0 ELLIE BUTEAU 127266 0 31057 0 0 0 6404 0 7932 0 172659 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 CEP STAFF DISTRIBUTES THE DRAFT 990 TO ALL BOARD MEMBERS. IN PARTICULAR, THE BOARD CHAIR, THE FINANCE COMMITTEE CHAIR, AND THE COMPENSATION COMITTEE CHAIR ARE ASKED TO REVIEW AND APPROVE PRIOR TO FILING. ANY CONCERNS ARE BROUGHT TO THE ATTENTION OF CEP'S VP, FINANCE AND ADMINISTRATION FOR DISCUSSION AND RESOLUTION. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, EACH BOARD MEMBER AND KEY EMPLOYEE COMPLETES, SIGNS, AND DELIVERS TO THE PRESIDENT AN ANNUAL AFFILIATION DISCLOSURE STATEMENT NAMING ANY AFFILIATION WITH COMPETING/COLLABORATING ORGANIZATIONS, VENDORS AND CONSULTANTS. ALL RESPONSES ARE REVIEWED BY THE BOARD OF DIRECTORS' CLERK AND CEP'S VP, FINANCE AND ADMINISTRATION. ANY RESPONSES RAISING CONCERN ARE BROUGHT TO THE ATTENTION OF THE PRESIDENT, AND, IN THE CASE OF BOARD MEMBERS OR THE PRESIDENT, TO THE CHAIR OF THE BOARD GOVERNANCE COMMITTEE TO BE ADDRESSED AND RESOLVED IN COMPLIANCE WITH CEP'S POLICY REGARDING CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 CEP ENGAGES THE SERVICES OF INDEPENDENT COMPENSATION CONSULTANTS TO REVIEW ITS COMPENSATION APPROACH AND STRUCTURE FOR ALL POSITIONS ON A TWO OR THREE YEAR BASIS AND FOR NEW POSITIONS AS REQUIRED. THE CONSULTANTS COMPILE AND ANALYZE SALARY DATA FOR POSTIONS COMPARABLE (BASED ON SCOPE OF RESPONSIBILITIES, MANAGEMENT AUTHORITY AND ORGANIZATION REVENUES) TO THE POSTIONS OF CEP EMPLOYEES, UTILIZING PUBLISHED SURVEY RESOURCES AND MARKET ANALYSES, DATA FROM THEIR OWN CLIENT DATABASE, AND, AS AVAILABLE, DATA REPORTED IN IRS FORMS 990 FOR ORGANIZATIONS PROVIDING SIMILAR SERVICES. AS PART OF THE PROCESS, THE CONSULTANTS OFTEN INTERVIEW EMPLOYEES TO GAIN A MORE COMPLETE UNDERSTANDING OF THEIR POSITIONS. FOR THE PRESIDENT: THE INDEPENDENT CONSULTANTS PREPARE REPORTS SUMMARIZING THEIR METHODOLOGY, FINDINGS, AND RECOMMENDATIONS WITH REGARD TO COMPENSATION AND REVIEW THE REPORTS WITH THE COMPENSATION COMMITTEE OF THE BOARD, AND, AS APPROPRIATE, WITH THE CEP'S VP, FINANCE AND ADMINISTRATION. THE REPORTS INFORM THE COMPENSATION COMMITTEE'S REVIEW AND DISCUSSION OF THE PRESIDENT'S COMPENSATION. DOCUMENTATION OF THE COMPENSATION COMMITTEE DISCUSSION AND THE DECISION REGARDING THE COMPENSATION OF THE PRESIDENT IS CAPTURED, MAINTAINED AND COMMUNICATED TO THE VP, FINANCE AND ADMINISTRATION. FOR OFFICERS/KEY EMPLOYEES: THE INDEPENDENT CONSULTANTS PREPARE REPORTS SUMMARIZING THEIR METHODOLOGY, FINDINGS, AND RECOMMENDATIONS WITH REGARD TO COMPENSATION AND REVIEW THE REPORTS WITH CEP'S PRESIDENT, AND, AS APPROPRIATE, WITH THE VP, FINANCE AND ADMINISTRATION. THE REPORTS INFORM COMPENSATION RECOMMENDATIONS FOR KEY EMPLOYEES MADE BY THE PRESIDENT TO THE COMPENSATION COMMITTEE OF THE BOARD FOR REVIEW, DISCUSSION AND APPROVAL. DOCUMENTATION OF THE DISCUSSION AND THE DECISION REGARDING THE COMPENSATION OF THE KEY EMPLOYEE IS CAPTURED AND MAINTAINED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -12,565.